Quarterlytics / Financial Services / Banks - Regional / Northwest Bancshares, Inc.

Northwest Bancshares, Inc.

nwbi · NASDAQ Financial Services
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Ticker nwbi
Exchange NASDAQ
Sector Financial Services
Industry Banks - Regional
Employees 1001-5000
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FY2013 Annual Report · Northwest Bancshares, Inc.
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Continuing our evolution as a  
full-service financial institution

2013 Summary Annual Report

Building loyalty, trust and value 
among our employees, customers, 
communities and shareholders

The Board of Directors, officers and employees of Northwest Bancshares, Inc. are pleased to 

report on our company’s operations for the year ended December 31, 2013.  Most significantly,  

we believe 2013 marks the beginning of a period of normalization for our company as the 

aftermath of the Great Recession finally appears to have ended.  With that, we are pleased to 

report record earnings for our company in 2013, as well as a significant increase in the market 

value of our stock.  The year also brought an end to our regulatory compliance challenges, 

significant improvement in our operations and further enhancements to our franchise.

Message to Stockholders

Annual Earnings

Shareholder Value and Capital Deployment

repurchases unattractive. With our shares now 

Net income for the year ended December 31, 2013 

Northwest’s common shares increased in market 

was $66.7 million, an increase of $3.2 million, 

value by 21.7% in 2013, rising to $14.78 from 

or 5%, over the previous year. The increase was 

$12.14. This increase is consistent with the 

trading in excess of 140% of tangible book value, 

stock repurchases have become excessively dilutive 

and such activity has been temporarily curtailed. 

primarily due to a $3.7 million after-tax gain on 

movement of bank stocks in general during a 

Although we continue to seek opportunities to 

the sale of common and preferred stocks from 

year when the U.S. stock market posted robust 

leverage capital by growing our balance sheet, 

our investment portfolio. Although net interest 

returns. Although the strength of the stock market 

we spent almost the entire year under continued 

income decreased measurably as a result of the 

provided a significant enhancement to shareholder 

regulatory restraint, which hindered our ability  

continuation of low market interest rates, this loss 

value, we also actively sought opportunities to 

to acquire other banks. Fortunately, during 

in income was offset by a significant reduction 

manage capital for the benefit of our shareholders. 

that time period there were very few attractive 

in the provision for loan losses as asset quality 

continued to improve. Also contributing to the 

consistency in core earnings was a substantial 

increase in the income from our trust, insurance 

and other financial services lines of business, while 

the increase in operating expense was controlled. 

In an effort to return excess capital to our 

shareholders and to provide them with a strong 

dividend yield, we paid $.50 in cash dividends 

during the year, which represented approximately 

70% of earnings and a yield of approximately 

3.50%. Unless we can uncover more viable 

acquisition opportunities offered either within  

our existing footprint or in contiguous markets. 

We are hopeful that merger and acquisition activity 

will increase in 2014, and we remain committed 

to pursuing those opportunities which enhance 

our franchise, increase earnings and provide lasting 

shareholder value.

Earnings per share increased 8.8% to $.74 while 

alternatives to leverage excess capital, we plan to 

return-on-equity increased from 5.48% to 5.88% 

continue to employ a strategy of paying ever-

Loan Growth and Credit Quality

and return-on-average-assets increased from .79% 

increasing and aggressive dividends to limit further 

to .84%. While we do not consider these earnings 

accumulation of capital. 

We were pleased to achieve loan growth of $104 

million, or 1.8% in 2013 despite continued weak 

ratios to be stellar when compared to our long-

term goals, we are pleased to realize continued 

progress while being confronted with an extremely 

difficult operating environment.

We also utilized stock buybacks to return excess 

demand on the part of consumer and business 

capital with the purchase of 368,800 shares in the 

borrowers. Residential mortgage loans experienced 

second quarter at an average price of $12.09 per 
share. Unfortunately, the dramatic increase in the 

the greatest rate of growth, increasing $83 million, 

or 3.4%. In recent years, we have targeted minimal 

price of our stock later in the year made further 

growth in our mortgage portfolio as the rates on 

2

We are pleased to report record earnings and an end to our regulatory compliance challenges.

such loans approached historic lows near three 

agenda this year, and we were pleased in November 

will meet current and future expectations. We 

percent. With mortgage rates rising above four 

to be released from the informal agreement we had 

also remain cognizant of the requirements of the 

percent in 2013, we chose to use excess liquidity to 

executed with our federal banking regulator one 

Community Reinvestment Act and our obligation 

grow this portfolio in an attempt to preserve our 

year earlier. Over the past three years, our Board, 

to the communities we serve. In this regard, in 

net interest margin.

officers and employees have been intensely focused 

2013 we formed a Fair Lending Task Force to 

Northwest’s commercial lenders continue to make 

progress in growing market share as our expertise 

and reputation in this area continues to build. To 

assist with future growth requirements, we formed 

a separate small business lending unit which 

utilizes the resources of office managers to develop 

business relationships in their markets. This will 

not only leverage our local talent, but also provide 

more time for our commercial lenders to pursue 

larger credits. 

Credit quality improved significantly during 2013, 

with loans 90 days or more delinquent falling to 

$58 million, or 1.0% of total loans. This is the 

lowest amount and percentage of such delinquency 

since April 2008, when our country was entering 

the initial stages of the economic crisis.

Regulatory Compliance

on strengthening our compliance management 

ensure that Northwest is being proactive in seeking 

system in a quest to protect consumers and meet 

lending opportunities which address the needs 

the expectations of all regulatory bodies. This 

process has carried a significant price tag, and 

we currently estimate that this effort has added 

between $3 million and $5 million of on-going 

annual expense. However, we believe that this 

enhanced system will not only help us avoid future 

regulatory concerns, but also give Northwest a 

competitive edge should smaller community banks 

decide to pursue a highly-qualified merger partner. 

Despite having met current regulatory 

expectations, our efforts to strengthen our 

compliance system have not diminished. We 

of the low and moderate income borrowers who 

reside in the markets we serve. 

Expansion of Trust, Investment Management 
and Insurance Lines

We began 2013 with the acquisition of the Bert 

(Insurance) Agency in Erie, Pennsylvania. The 

transition went well due to great cooperation 

on the part of the former Bert employees. The 

revenues provided by this group effectively 

doubled our insurance income in 2013 from the 

previous year. We remain enthusiastic regarding 

are currently in the final stages of implementing 

the revenue enhancing potential of insurance 

an enhanced process to meet the increasing 

products, and we plan to take advantage of future 

requirements of the Bank Secrecy Act. This is a 

opportunities to expand this line of business. We 

challenge that even the largest banks in the country 

finished the year on December 31, 2013 with the 

are struggling to address. Based on our success 

purchase of Evans Capital Management, which is 

The enhancement of our regulatory compliance 

to date, we are confident that we are creating a 

also headquartered in Erie. Evans had $240 million 

management system remained at the top of our 

comprehensive system that is scalable and that 

of assets under management or administration, 

Credit quality improved significantly with 90 day delinquencies falling to 1% of total loans.

3

Message to Stockholders

which increased our combined totals to nearly 

ago when the facility we were leasing was razed.  

mobile banking. We view this evolution as an 

$2 billion. The Evans group also had an insurance 

We had significant success in the former location 

opportunity to improve both customer satisfaction 

division which we have integrated with our 

and we look forward to similar success in this 

and operational efficiency. Two major projects were 

consolidated insurance group, Northwest Insurance 

beautiful and vibrant Pennsylvania community. 

initiated in 2013 to address changing consumer 

Services, Inc. We are pleased to have the former 

The second office opening was in Zelienople, 

preference. First, we began upgrading all of our 

Evans employees as part of the Northwest team. 

Butler County, Pennsylvania, which complements 

As a result of both our internal growth and the 

acquisition of existing businesses, annual income 

from Trust, Insurance and other financial services 

grew $3.2 million, or 21%, in 2013. Continuing to 

grow these sources of noninterest income remains a 

strategic goal for our company.

Enhancement of Our Franchise

In recent years we have reduced the number of 

de novo branch openings as bricks and mortar 

seem to be diminishing in importance when 

attempting to attract or retain customers. 

our network of offices in the greater Pittsburgh 

market. The Zelienople area is experiencing 

economic and population growth as it benefits 

from its proximity to the rapidly growing north 

Pittsburgh suburbs.  

We also sought opportunities to create efficiencies 

by closing or consolidating offices. In this regard, 

we consolidated our Sykesville, Pennsylvania office 

with the DuBois office and closed a drive-through 

facility in Oil City.

Customer Convenience

However, in 2013, we opened two new offices in 

American consumers continue to transform our 

geographic areas that should provide significant 

industry by changing the way they choose to bank. 

opportunities to serve growing markets. The first 

The number of transactions taking place in our 

onsite ATMs to enable them to accept either check 

or cash deposits, while giving customers immediate 

credit and expanded availability to these funds. This 

technology is receiving wide acceptance and we are 

hopeful that it will eventually enable our offices to 

reduce hours of operation and staffing requirements. 

Mobile banking, where customers use portable 

electronic devices to make inquiries and transact 

business, is anticipated to be the most significant 

evolution in our industry in decades. Northwest 

introduced an upgraded mobile banking app in 

September 2013 and it has been enthusiastically 

received by over 17,000 of our customers. As 

part of this mobile offering, we will be releasing 

an application in early 2014 which will allow 

customers to deposit a check using their cell  

opening was in downtown Hershey, Dauphin 

offices continues to decrease while our customers 

phone. Again, we are hopeful that this change  

County, Pennsylvania, which in essence was the 

increase their access through telephone banking, 

in transaction preference will drive efficiencies  

replacement of an office that we lost several years 

online banking, direct deposit and, most recently, 

in our operations. 

4

Income from Trust, Insurance and other financial services grew $3.2 million or 21%.

Conclusion

In conclusion, we must reflect on the challenging 

five-year period just ended during which time the 

banking industry encountered the perfect storm 

of credit deterioration, margin compression and 

increased operational costs. The Great Recession 

resulted in significant deterioration in the credit 

quality of loan portfolios and pushed loan losses 

to historically high levels. As the Federal Reserve 

pushed interest rates to historic lows, net interest 

margins were put under tremendous pressure. 

Finally, the industry was hit by an onslaught of 

additional costs ranging from compliance and risk 

management enhancement to fraud and cyber 

prevention.

We believe Northwest successfully weathered the 

challenges of this five-year financial firestorm. 

half of those of our peer group and were even lower 

We thank you for your patience, confidence and 

when compared to national averages.  We were 

support during a challenging period in the history 

also pleased to control operating expenses despite 

of our company. We will make every effort to 

having to devote significantly more resources to 

ensure that our shareholders are satisfied investors 

regulatory oversight, risk monitoring and loss 

in Northwest Bancshares, Inc.

prevention. As a result, our expense to asset ratio 

increased marginally from 2.48% in 2008 to 2.61% 

in 2013, a time period during which total assets 

remained flat. 

While we are pleased to have demonstrated such 

consistency over the past five years, we recognize 

that we must remain focused on achieving 

acceptable annual earnings growth to enhance 

shareholder value. To achieve that goal we must 

take advantage of strategic opportunities to return 

excess capital while growing our company both 

internally and through accretive acquisitions. 

We must also continue to improve our loan 

Sincerely,

William J. Wagner 

Chairman, President and CEO

Our average annual net interest margin remained 

and deposit mix while growing our sources of 

in a range between 3.50% and 3.66% from 2009 

noninterest income, specifically in the areas of 

to 2013, keeping that component of our annual 

wealth management and insurance. Finally, we 

earnings relatively consistent. While the credit 

must make every effort to build more efficiencies 

quality of our loan portfolio deteriorated during 

into our business model, especially in the area of 

that time, our actual loan losses were approximately 

staffing levels and compensation expense. 

We must remain focused on achieving acceptable annual earnings growth to enhance shareholder value.

5

Market Coverage

NORTHWEST SAVINGS BANK 

NORTHWEST CONSUMER DISCOUNT COMPANY

Northwest Bancshares, Inc.’s  
network of offices serves 
communities in Pennsylvania,  
New York, Ohio and Maryland.

NORTHWEST SAVINGS BANK 

NORTHWEST CONSUMER DISCOUNT COMPANY

NEW YORK

NEW YORK

OHIO

PENNSYLVANIA

OHIO

PENNSYLVANIA

MARYLAND

6

MARYLAND

Financial Highlights

NORTHWEST BANCSHARES, INC. AND SUBSIDIARIES
in thousands, except per share and other data

AT yEAR END DECEmBER 31,

Total assets
Loans receivable, net
Deposits 
Shareholders’ equity
Book value per share
Closing market price per share

FOR THE yEAR ENDED DECEmBER 31,

Net interest income
Net income
Diluted earnings per share
Dividends per share (1)

KEy FINANCIAl RATIOS FOR THE yEAR ENDED DECEmBER 31,

Return on average shareholders’ equity
Return on average assets
Tangible common equity
Average interest rate spread
Nonperforming assets to total assets at end of period
Net charge-offs as a percentage of average loans outstanding
Allowance for loan losses to nonperforming loans at end of period
Allowance for loan losses as a percentage of loans receivable

OTHER DATA AT DECEmBER 31,

Number of:
Community banking locations
Consumer finance offices
Full time equivalent employees
Registered shareholders(2)

(1) Includes acceleration of first quarter 2013 dividend paid on December 24, 2012
(2) Excludes shareholders who own their stock in “street name.”

2013

$7,881,475
$5,734,943
$5,668,879
$1,156,801
$12.29
$14.78

$251,876
$66,739
$0.73
$0.50

5.88%
0.84%
12.76%
3.32%
1.60%
0.38%
66.12%
1.23%

165
50
2,043
13,994

2012

$7,942,600
$5,629,261
$5,764,600
$1,128,469
$12.05
$12.14

$263,976
$63,560
$0.68
$0.60

5.48%
0.79%
12.24%
3.40%
1.86%
0.43%
60.06%
1.28%

165
52
2,042
14,486

2011

$7,957,705  
$5,480,381
$5,780,325
$1,154,904
$11.85
$12.44

$267,269
$64,151
$0.64
$0.43

5.24%
0.80%
12.59%
3.39%
1.99%
0.72%
54.05%
1.28%

168
52
1,950
14,914

7

Growth & Performance

Northwest has demonstrated the ability to safely grow our balance sheet...

while increasing income commensurate with that growth...

ASSETS 
in billions of dollars

$6.33

$6.45

$6.53

$6.66

$6.93

$8.03

$8.15

$7.96

$7.94

$7.88

ANNUAl NET INCOmE
in millions of dollars

$56.8

$52.4

$51.5

$49.1

$48.2

$32.7

$64.2

$63.6

$66.7

$57.5

80

70

60

50

40

30

20

10

0

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

STOCK pRICE pERFORmANCE SINCE IpO
in total return %

which the market has   
rewarded in the exceptional 
performance of our stock.

NWBI (+639.00%)

S&P 500 (+299.15%)

SNL U.S. Bank (+170.34%)

700

600

500

400

300

200

100

0

-100

4
9
9
1

5
9
9
1

6
9
9
1

7
9
9
1

8
9
9
1

9
9
9
1

0
0
0
2

1
0
0
2

2
0
0
2

3
0
0
2

4
0
0
2

5
0
0
2

6
0
0
2

7
0
0
2

8
0
0
2

9
0
0
2

0
1
0
2

1
1
0
2

2
1
0
2

3
1
0
2

10

8

6

4

2

0

8

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Corporate Profile

NORTHWEST BANCSHARES, INC., 

Our Business Solutions offering includes 

a savings and loan holding company, owns and 

commercial loans, business deposit accounts,  

operates Northwest Savings Bank, a Pennsylvania-

cash management services and benefits 

chartered savings bank headquartered in Warren, 

management services featuring personal  

Pennsylvania.

attention and local decision making. 

As of December 31, 2013, we held assets of $7.88 

Our Personal Banking offering includes  

billion and operated 165 community banking 

mortgage, home equity and consumer loans, 

locations and 267 Automated Teller Machines 

and checking and other deposit products with a 

(ATMs) throughout our markets in central, 

eastern and western Pennsylvania, western  

New York, eastern Ohio and Maryland. 

personal touch and a complete menu of delivery 

channels. We also provide comprehensive 

brokerage, trust and investment management 

services and personal insurance products to  

Our primary business involves gathering funds 

meet all of our customers’ financial needs.

from deposits and borrowings and investing  

those funds in loans and investment securities.

We also operate Northwest Consumer Discount 

Company, a consumer finance company that 

For 117 years, we have served our communities 

specializes in helping customers meet their 

with an ever-expanding array of banking and 

consumer credit needs. As of December 31, 2013, 

investment products that meet the needs of  

Northwest Consumer had loans outstanding of 

both business and personal customers. 

$101.0 million at 50 offices across Pennsylvania.

SOURCES OF FUNDS

Subordinated Debt
1%

Money Market 
Deposit
Accounts 
18%

Certificates 
of Deposit
25% 

Savings 
Accounts
18%

Checking 
Accounts
25%

Borrowed 
Funds
13%

INvESTmENT OF FUNDS

Consumer Loans
3%

Commercial Loans
5%

Other Assets
8%

Home Equity
Loans
14%

Mortgage
Loans
31%

Commercial
Real Estate 
Loans
20%

Cash &
Investments
19% 

9

Strategic Focus

10

Northwest is positioned to be a premier 

provider of financial services in all of our 

markets. As displayed in the sections that 

follow, we have demonstrated significant  

success in delivering:

•  BUSINESS SOlUTIONS  including 

business loans and deposits as well as 

assisting businesses with their employee 

benefit plans and insurance.

•  pERSONAl BANKINg products and 

services, including checking and  

deposit accounts and loans to fill all  

personal needs.

Business Solutions

NORTHWEST’S gOAl IS TO pROvIDE A  

WIDE ARRAy OF FINANCIAl SOlUTIONS  

TO BUSINESSES UTIlIzINg pRODUCTS AND  

SERvICES THAT ARE COmpETITIvEly pRICED  

AND OF THE HIgHEST qUAlITy. 

We specialize in developing lasting relationships  

based on custom-tailored products and services, 

local decision making and personal attention.  

•  Business Checking

•  Retirement Plans

•  Merchant Services

•  Commercial Lending

•  Small Business Loans

•  Employee Benefits

•  Insurance

•  Express Deposit (Remote Capture)

•  Business Online Banking and Bill Pay

•  Business Mobile Banking

•  Business Credit Cards

11

Business Solutions 

Building a strategic partnership with our business customers

lOANS

Northwest’s commercial loans have grown 
substantially over the past five years...

while yields have remained at attractive levels 
despite the low interest rate environment....

and loan losses have been much lower 
than the industry average.

COmmERCIAl lOANS
in millions of dollars

COmmERCIAl lOAN yIElDS vS. 
3-yEAR TREASURy yIElD AT DECEmBER 31

lOAN lOSSES vS. INDUSTRy AvERAgE lOSSES 
as a % of loans

2,500

2,000

1,500

1,000

500

0

$1,886.0 $1,889.6

$1,695.7

$2,048.6

$2,102.8

2009

2010

2011

2012

2013

7

6

5

4

3

2

1

0

5.82%

5.73%

5.63%

5.25%

4.61%

1.70%

1.02%

0.36%

0.36%

0.78%

3.0

2.5

2.0

1.5

1.0

0.5

0.0

2.50%

2.55%

1.55%

0.51%

0.63%

0.72%

0.88%

0.43%

0.38%

1.00%

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

Northwest commercial loan yields

3-year Treasury yield

Northwest losses

Industry average losses

DEpOSITS

Balances of business deposits have also  
increased substantially over the past four years...

while the average cost of such deposits  
has decreased and remains very low.

COST OF BUSINESS DEpOSITS

BUSINESS DEpOSIT BAlANCES 
in millions of dollars

$1,017.6

$1,073.4

$784.5

$808.6

$855.3

1,200

1,000

800

600

400

200

0

0.56%

0.28%

0.6

0.5

0.4

0.3

0.2

0.1

0.0

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

12

Northwest’s mix of business deposits is  
diversified due to our focus on meeting 
the needs of all types of businesses.

Interest 
Checking
Accounts
16%

Municipal 
Accounts
15%

Business
Money Market 
Accounts
30%

0.17%

0.12%

0.14%

Non-Interest 
Checking Accounts
39%

Business Solutions

RETIREmENT, INSURANCE AND INvESTmENT SERvICES

Northwest has increased assets under  
administration and management in recent years...

which has driven an increase in 
fee income from these business lines.

Northwest’s new insurance lines have also 
provided a significant boost to fee income.

ASSETS UNDER mANAgEmENT
in millions of dollars

RETIREmENT AND INvESTmENT SERvICES REvENUE
in millions of dollars

INSURANCE REvENUE
in millions of dollars

$1,046.8

$808.9

$718.7

$651.3

1,200

1,000

800

600

$542.8

400

200

0

2009

2010

2011

2012

2013

6

5

4

3

2

1

0

$5.5

$4.0

$4.2

$4.5

$3.6

2009

2010

2011

2012

2013

7

6

5

4

3

2

1

0

$6.3

$3.3

$3.7

$2.6

2010

2011

2012

2013

ASSET mIX
as a % of total assets

RETIREmENT AND INvESTmENT SERvICES REvENUE
as a % of total revenue

INSURANCE REvENUE
as a % of total insurance revenue

Investment
Services
14%

Investment 
Services 
17%

Property/Casualty
19%

Retirement Services
86%

Retirement Services 
83%

Employee Benefits 
81%

13

Personal Banking

14

OUR COmpANy’S gOAl IS TO DElIvER 

THE HIgHEST qUAlITy pERSONAl  

BANKINg pRODUCTS AND SERvICES  

WITH mAXImUm CONvENIENCE AND 

COmpETITIvE pRICINg. 

Northwest has a comprehensive array of  

financial tools to satisfy our customers’  

needs as they live, work and play.

•  Checking, Savings and CDs

•  Loans and Lines of Credit

•  Mobile Banking

•  Online Banking and Bill Pay

•  55,000+ Free ATMs

•  eStatementsplus

•  Debit and Credit Cards

•  Telephone Banking

Personal Banking 

DEEpENINg RElATIONSHIpS

Our strategy of increasing the 
number of services per household...

and decreasing the number of  
single service households...

creates meaningful customer relationships, 
reduces attrition and improves  
operating performance.

SERvICES pER HOUSEHOlD

# OF SINglE SERvICE HOUSEHOlDS

# OF HOUSEHOlDS

2.908

2.941

2.846

100,000

94,213

300,000

295,051

297,957

295,596 292,397

288,747

90,000

80,000

70,000

60,000

88,991

84,641

81,319

78,058

2009

2010

2011

2012

2013

275,000

250,000

225,000

200,000

2009

2010

2011

2012

2013

2.711

2.629

3.00

2.75

2.50

2.25

2.00

2009

2010

2011

2012

2013

INCREASINg CHECKINg BAlANCES

Northwest has had great success in recent 
years in procuring new checking accounts...

while checking account balances have also 
increased significantly...

and provided significant levels of  
checking-related fee income.

# OF CHECKINg ACCOUNTS

203,354 213,359

218,420

222,427

223,139

250,000

200,000

150,000

100,000

50,000

0

CHECKINg ACCOUNT BAlANCES 
in millions of dollars

$935.0

$963.6

$867.9

$725.6

$779.3

1,000

800

600

400

200

0

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

35

30

25

20

15

10

5

0

CHECKINg ACCOUNT FEES 
in millions of dollars

$34.8

$31.5

$32.3

$31.5

$31.2

2009

2010

2011

2012

2013

15

Personal Banking

Building quality personal relationships emphasizing service, convenience and value

REmAININg A pREFERRED pROvIDER OF CONSUmER CREDIT

The mortgage and home equity portfolios have provided an attractive and stable yield during a period of low interest rates while losses remain 
relatively low during the recent economic downturn due to our conservative lending practices and low average balances.

mORTgAgE pORTFOlIO yIElD vS.  
10-yEAR TREASURy yIElD AT DECEmBER 31

Mortgage yield

10-year Treasury yield

HOmE EqUITy pORTFOlIO yIElD  vS.  
3-yEAR TREASURy yIElD AT DECEmBER 31
Yield on home equity loans

3-year Treasury yield

mORTgAgE & HOmE EqUITy lOANS lOSSES 
as a % of total mortgages and home equities

6

5

4

3

2

1

0

5.78%

5.54%

5.27%

3.85%

3.30%

4.83%

4.53%

3.04%

1.89%

1.78%

2009

2010

2011

2012

2013

8

7

6

5

4

3

2

1

0

6.15%

5.89%

5.64%

5.27%

4.89%

1.70%

1.02%

0.36%

0.36%

0.78%

0.24%

0.24%

0.24%

0.13%

0.25

0.20

0.15

0.10

0.05

0.00

0.08%

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

CONSUmER lOANS

We continue to retain much of our consumer loan 
portfolio during the recent cycle of low demand.

While losses have remained  
at manageable levels...

and yields have remained attractive  
during a period of low interest rates.

CONSUmER lOANS
in millions of dollars

$273.9

$255.8

$245.7

$228.4

$228.3

CONSUmER lOAN lOSSES  
as a % of consumer loans

2.65%

2.20%

1.94%

1.81%

1.64%

2.5

2.0

1.5

1.0

0.5

0.0

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

12

10

8

6

4

2

0

yIElD ON CONSUmER lOANS  vS.  
3-yEAR TREASURy yIElD AT DECEmBER 31

11.30%

11.57%

11.98%

11.62%

10.60%

1.70%

1.02%

0.36%

0.36%

0.78%

2009

2010

2011

2012

2013

Yield on consumer loans

3-year Treasury yield

300

250

200

150

100

50

0

16

Investment Management and Insurance

NORTHWEST IS DEDICATED TO TURNINg 

OUR CUSTOmERS’ FINANCIAl SUCCESS INTO 

FINANCIAl SECURITy.

Since 1999, Northwest has developed a broad range 

of financial services designed to meet the banking, 

investment, insurance and financial needs of its clients. 

This has allowed us to achieve significant growth in 

both personal assets under management and number 

of clients as we leverage the opportunities to develop 

such relationships with bank customers.

•  Investment Advisory

•  Financial Planning and Management

•  Trust and Estate Services

•  Brokerage

•  Retirement Accounts

•  Oil and Gas Lease Royalty Management

•  Education Savings

•  Annuities

•  Life Insurance

•  Long Term Care Insurance

17

Investment Management and Insurance

Assets under management have  
grown significantly in recent years...

as we have had success with 
customer acquisition...

leading to a growing source  
of fee income.

pERSONAl ASSETS UNDER mANAgEmENT 
in millions of dollars

# OF ClIENTS

INvESTmENT mANAgEmENT AND INSURANCE REvENUE 
in millions of dollars

$703

$706

$639

$558

$508

800

600

400

200

0

12,000

10,000

8,000

6,000

4,000

2,000

0

10,496

8,607

7,714

7,526

7,787

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

pERSONAl ASSET mIX
as a % of total assets under management

Brokerage
33%

Trust 
50%

Investment 
Advisory
17%

pERSONAl ClIENT mIX 
as a % of total clients

Investment Advisory
13%

Trust
9%

Insurance
27%

Brokerage
51%

6

5

4

3

2

1

0

$5.5

$4.6

$4.7

$3.5

$3.0

2009

2010

2011

2012

2013

pERSONAl REvENUE mIX 
as a % of total Investment Management revenue

Insurance
8%

Brokerage
21%

Investment 
Advisory
20%

Trust
51%

18

Financial Data and Investor Information

19

Financial Data

CONDENSED CONSOlIDATED BAlANCE SHEET 
(in thousands, except share data) 

ASSETS
Cash and cash equivalents   
Marketable securities available-for-sale
Marketable securities held-to-maturity
Loans receivable, net of allowance for loan losses of $73,219 and $71,138
Accrued interest receivable
Real estate owned, net
Bank-owned life insurance
Premises and equipment
Goodwill and other intangible assets
Federal Home Loan Bank stock, at cost
Other assets

TOTAl ASSETS

lIABIlITIES AND SHAREHOlDERS’ EqUITy

Deposits
Borrowed funds
Advances by borrowers for taxes and insurance
Accrued interest payable
Other liabilities
Trust preferred securities
TOTAl lIABIlITIES

Preferred stock, $0.01 par value, 50,000,000 shares authorized; no shares issued
Common stock, $0.01 par value, 500,000,000 shares authorized; 94,243,713 and 93,652,960  

shares issued and outstanding, respectively

Paid-in capital
Retained earnings
Unallocated common stock of Employee Stock Ownership Plan
Accumulated other comprehensive loss, net
TOTAl SHAREHOlDERS’ EqUITy
TOTAl lIABIlITIES AND SHAREHOlDERS’ EqUITy

      AS OF DECEmBER 31,

     2013

     2012

$ 

391,905
1,016,767
121,366
5,734,943
21,821
18,203
140,172
146,139
176,782
43,715
69,662
$    7,881,475

$    5,668,879
881,645
26,669
888
43,499
103,094
6,724,674
—

943
619,678
571,164
(23,083)
(11,901)
1,156,801
$    7,881,475

$ 

451,704
1,079,074
155,081
5,629,261
23,313
26,165
137,044
138,824
177,990
46,834
77,310
$    7,942,600

$    5,764,600
860,047
23,325
888
62,177
103,094
6,814,131
—

937
613,249
550,296
(24,525)
(11,488)
1,128,469
$    7,942,600

20

CONDENSED CONSOlIDATED STATEmENTS OF INCOmE 
(in thousands, except share data) 

INTEREST INCOmE:
Loans
Investments and interest-earning cash
TOTAl INTEREST INCOmE

INTEREST EXpENSE:
Deposits
Borrowed funds

TOTAl INTEREST EXpENSE

Net interest income
Provision for loan losses
Net interest income after provision for loan losses

NONINTEREST INCOmE:
Service charges and fees
Trust and other financial services income
Gain/(loss) on securities
Insurance commission income
Income from bank-owned life insurance
Other

TOTAl NONINTEREST INCOmE

NONINTEREST EXpENSE:
Compensation and employee benefits
Premises and occupancy costs
Office operations
Processing expenses
Amortization of intangibles
Marketing expenses
Federal deposit insurance premiums
Other

TOTAl NONINTEREST EXpENSE

Income before income taxes
Income tax expense
NET INCOmE

Basic earnings per share
Diluted earnings per share

yEARS ENDED DECEmBER 31,

2013

2012

2011

$ 

287,289
25,749
313,038

$ 

308,254
29,784
338,038

$ 

320,100
39,128
359,228

29,279
31,883
61,162
251,876
18,519
233,357

35,884
9,330
5,405
8,635
5,197
2,396
66,847

112,190
23,182
14,454
25,548
1,210
6,284
5,600
18,666
207,134
93,070
26,331
 66,739

0.74
0.73

$ 

$ 
$ 

43,377
31,822
75,199
262,839
26,338
236,501

35,623
8,544
323
6,264
4,961
3,189
58,904

111,727
22,409
13,224
25,000
1,012
7,829
5,554
18,722
205,477
89,928
26,368
 63,560

0.68
0.68

$ 

$ 
$ 

60,721
32,080
92,801
266,427
34,170
232,257

36,220
8,125
(579)
6,548
6,019
2,645
58,978

106,595
23,055
12,850
23,332
1,819
9,953
7,101
15,522
200,227
91,008
26,857
 64,151

0.64
0.64

$ 

$ 
$ 

21

Directors and Offi cers

Board of Directors
Northwest Bancshares, Inc. 
and Northwest Savings Bank

William J. Wagner
Chairman, President and 
Chief Executive Offi  cer
Northwest Bancshares, Inc.

John M. Bauer
Co-Chairman, 
Contact Technologies, Inc.

Richard L. Carr
Retired Superintendent,
Titusville Area School District

Deborah J. Chadsey
Attorney and Partner,
Kavinoky Cook LLP

Timothy B. Fannin 
Partner, 
Catalano, Case, Catalano 
& Fannin

Dr. A. Paul King
Retired President,
Oral Surgery of Erie

Joseph F. Long
Retired Partner, KPMG LLP 
Treasurer, Passavant 
Hospital Foundation

Dr. Richard E. McDowell
President Emeritus,
Th  e University of Pittsburgh 
at Bradford

William F. McKnight 
Controller,  
Interstate Chemical Company 

John P. Meegan
Executive Vice President and 
Chief Operating Offi  cer,
Hefren-Tillotson, Inc.

Sonia M. Probst
Retired Chief Executive Offi  cer, 
Rouse Estate

Philip M. Tredway
President and 
Chief Executive Offi  cer, 
Erie Molded Plastics, Inc.

Corporate Offi cers
Northwest Bancshares, Inc. 
and Northwest Savings Bank

William J. Wagner
President and 
Chief  Executive
Offi  cer

Steven G. Fisher
Executive Vice President, 
Banking Services

William W. Harvey, Jr.
Executive Vice President, 
Finance and 
Chief  Financial Offi  cer

Timothy A. Huber
Executive Vice President, 
Chief Lending Offi  cer

Gregory C. LaRocca
Executive Vice President, 
Wealth Management, 
Trust & Insurance Services 
and Corporate Secretary

Julia W. McTavish
Executive Vice President, 
Chief Human Resources Offi  cer

Michael G. Smelko
Executive Vice President, 
Chief Credit Offi  cer

Ronald B. Andzelik
Senior Vice President, 
Compliance and Community 
Reinvestment Act Offi  cer

Robert Bablak, Jr.
Senior Vice President, 
Community Banking

John K. Beard
Senior Vice President, 
Retail Investment Services

Douglas H. Bert
Senior Vice President,
Senior Executive,
Insurance Services

Don J. Boetger
Senior Vice President,
Senior Executive,
Retirement Services

William M. Guthrie
Senior Vice President,
Senior Executive,
Wealth Management

John E. Hall
Senior Vice President, 
Consumer Lending

Neil R. Hoffman
Senior Vice President, 
Commercial Lending

Richard K. Laws
Senior Vice President, 
Chief Legal Counsel and
CMS Enterprise 
Oversight Offi  cer

Dorothy E. Lobdell
Senior Vice President, 
Mortgage Lending

Gerald J. Ritzert
Senior Vice President, 
Finance and Controller

Vicki L. Stec
Senior Vice President, 
Compliance and 
Bank Secrecy Offi  cer

Thomas J. Townsend
Senior Vice President, 
Chief Risk Offi  cer 

David E. Westerburg
Senior Vice President, 
Marketing and Operations,
Chief Marketing Offi  cer

Andrew C. Young
Senior Vice President, 
Chief Information Offi  cer

Stephen M. Bell
Vice President, 
Facilities

Thomas K. Creal
Vice President, 
Credit Administration

Michael R. DelPrince
Vice President,
Finance

Barbara L. DeMontier
Vice President, 
Human Resources

Michael A. Doherty
Vice President, 
Credit Administration

W. Norman Ewing
Vice President, 
Systems and Programming

Dean C. Huya
Vice President, 
Loss Mitigation

Paul C. Lindberg
Vice President, 
Loan Review

Edward A. Martone
Vice President, 
Human Resources

Kevin G. Mizak
Vice President, 
Chief Auditor

Donald E. Reed
Vice President, 
Finance and Treasurer

Melody Schott
Vice President, 
Delivery Channels

David C. Stevenson
Vice President, 
Computer Operations

Eric D. Stoever
Vice President, 
Chief Technology Offi  cer

James M. Swanson
Vice President, 
Deposit Operations

William C. Tarpenning
Vice President, 
Mortgage Banking

Deborah A. Vecellio
Vice President, 
Mortgage Servicing

Shawn O. Walker
Vice President, 
Marketing

Region Presidents
Northwest Savings Bank

Robert Bablak, Jr
Maryland

Nancy J. May
Eastern Pennsylvania

Julie A. Marasco  
Northwest Pennsylvania, Ohio

Christopher A. Martin  
Southwest Pennsylvania

James E. Martin  
Erie, Pennsylvania

Jonathan E. Rockey  
Central Pennsylvania

Jonathan P. Scalise  
New York

22

 
 
Investor Information

Corporate Headquarters:

Online Shareholder Access:

Common Stock Information:

100 Liberty Street
P.O. Box 128
Warren, Pennsylvania 16365
Telephone : (814) 726-2140
Fax : (814) 728-7716
www.northwestsavingsbank.com

Annual meeting:

April 16, 2014, 11:00 a.m.
The Struthers Library Theatre
302 West Third Avenue
Warren, Pennsylvania 16365

Stock listing:

Northwest Bancshares, Inc. common stock 
is traded on the NASDAQ Global Select 
Market under the symbol “NWBI.”

Stock Transfer, Registrar and  
Dividend Disbursing Agent:

Shareholder communications regarding 
change of address, change in registration 
of certificates, reporting of lost certificates 
and dividend checks should be directed to:

American Stock Transfer and Trust 
Company, LLC
6201 15th Avenue
Brooklyn, New York 11219
Toll Free : (800) 937-5449
Toll Free : (877) 777-0800
Fax : (718) 236-2641
Email : info@amstock.com
Web Site : www.amstock.com

Registered shareholders can access their 
account(s) online through American Stock 
Transfer & Trust Company, LLC at  
www.amstock.com. Here you can easily 
initiate a number of transactions and  
inquiries, as well as obtain important 
details about your holdings and general 
stock transfer information.

•   Update your mailing address
•   Access account information
•   Print a duplicate 1099 tax form
•   Combine/consolidate accounts
•   Request a replacement  

dividend check

•   Download stock transfer  
instructions and forms
•   Enroll in direct deposit of 

dividends

Financial Information:

The Annual Report on Form 10-K is 
filed with the Securities and Exchange 
Commission (SEC). Copies of this 
document and other filings, including 
exhibits thereto, may be obtained 
electronically at the SEC home page at 
www.sec.gov or through the Company’s 
website www.northwestsavingsbank.com. 
Copies may also be obtained, without 
charge, upon request by writing to the 
Company’s corporate headquarters.

Independent Auditors:

KPMG LLP 
Pittsburgh, Pennsylvania

Securities Counsel:

Luse Gorman Pomerenk & Schick, P.C.
Washington, D.C.

	 Year	Ended	December	31,	2013		 High		
$12.95  
  First quarter  
 13.58  
  Second quarter  
14.57  
  Third quarter  
15.05 
  Fourth quarter  

Year	Ended	December	31,	2012		
  First quarter  
  Second quarter  
  Third quarter  
  Fourth quarter  

High		
$13.08  
 13.00  
12.70  
12.50 

Low		
$12.04  
 11.98   
 12.88   
 13.15  

Low		
$12.14  
 11.03   
 11.22   
 11.11  

Cash	Dividends	Declared
 $ 0.00
0.24
0.13
0.13

Cash	Dividends	Declared
 $ 0.12
0.12
0.12
     0.24 (1)

(1) Includes acceleration of first quarter 2013 dividend paid on December 24, 2013

Dividend Reinvestment &  
Direct Stock purchase and Sale plan:

Northwest Bancshares, Inc. is pleased  
to offer a Dividend Reinvestment  
and Direct Stock Purchase and Sale  
Plan through American Stock  
Transfer & Trust Company, LLC  
(the “Plan Administrator”). 

The plan provides both existing 
registered shareholders and interested 
new investors with a convenient method 
to purchase shares of Northwest 
Bancshares, Inc. common stock. 

If you are already a registered share-
holder or are interested in becoming 
one, you may access the plan material 
and enroll online at www.amstock.com 
by clicking on “Invest Online” under 
“Shareholder Services” or from  
our investor relations website at  
www.northwestsavingsbank.com. 

Alternatively, you may request a  
plan prospectus and enrollment 
application by calling American Stock 
Transfer & Trust Company, toll-free, at 
(877) 715-0499 or Northwest, toll-free, 
at (800) 859-1000 or (814) 728-7263.

Direct Deposit of Dividends:

Shareholders who do not reinvest 
their dividends may elect to have cash 
dividends directly deposited into their 
savings or checking account, thereby 
providing immediate access to funds 
and eliminating mail delays and lost or 
stolen checks. You may enroll online by 
accessing your shareholder account(s) 
at www.amstock.com or, to obtain 
an enrollment card, by calling the 
Company’s transfer agent, toll-free, at  
(800) 937-5449 or Northwest, toll-free, 
at (800) 859-1000.

Investor Relations:

William J. Wagner
President and Chief Executive Officer

William W. Harvey, Jr.
Executive Vice President and  
Chief Financial Officer 

Shareholder Relations:

Ian R. Scott
Assistant Vice President,
Shareholder Relations and
Assistant Corporate Secretary
(800) 859-1000

23

 
Notes

In addition to historical information, this report may contain certain forward-looking statements that are based on assumptions and information currently available to 
management, including assumptions as to changes in market interest rates. These forward-looking statements are subject to various risks and uncertainties including, but 
not limited to, economic, regulatory, competitive, legislative and other factors affecting the company and its operations. Readers are cautioned not to place undue reliance on 
these forward-looking statements, as actual results may differ materially from those expressed or implied. Management has no obligation to revise or update these forward-
looking statements to reflect events or circumstances that arise after the release of this report.  ©2014 Northwest Bancshares, Inc.

24

100 Liberty Street
PO Box 128
Warren, Pennsylvania 16365
(814) 726-2140
www.northwestsavingsbank.com