Quarterlytics / Consumer Cyclical / Apparel - Footwear & Accessories / Rocky Brands, Inc.

Rocky Brands, Inc.

rcky · NASDAQ Consumer Cyclical
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Ticker rcky
Exchange NASDAQ
Sector Consumer Cyclical
Industry Apparel - Footwear & Accessories
Employees 2530
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FY2020 Annual Report · Rocky Brands, Inc.
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2020
ANNUAL
REPORT

halves.  The impact COVID-19 had on physical retail during 
spring and early summer was substantial, and we were not 
immune as partners cancelled orders and reduced receipts 
across  their  account  base  to  preserve  liquidity.    However, 
as the country started to reopen midway through the year, 
the  strong  appeal  of  our  product  offering  was  evident  by 
how  quickly  demand  rebounded.    Our  work  category  led 
by Georgia Boot and our western category led by Durango 
posted  double-digit  percentage  gains  in  the  third  quarter 
and that momentum carried through to the end of the year, 
while the Rocky brand in total grew at similar rates over the 
last six months of 2020. 

es•sen•tial 
/ə’sen(t)SHəl/

adjective

1.  absolutely necessary; 
extremely omprotant.

Similar:  crucial, key, vital, needed, 

indispensible, required

noun

1.  a thing tht is absolutely 

necessary

Similar:  necessity, prerequisite, 

requirement

Dear Shareholders:

It  is  truly  a  pleasure  to  be  addressing  you  once  again. 
Much has happened over the past year as the global health 
pandemic  brought  on  by  COVID-19  created  challenges 
and opportunities for our business.  As significant parts of 
the  U.S.  economy  were  required  to  start  shutting  down  in 
late  March  to  help  stop  the  spread  of  the  virus,  there  was 
a  tremendous  amount  of  uncertainly  about  our  near-term 
future. Fortunately, we soon found out that our operations 
were  deemed  essential  to  keeping  the  country  running. 
Essential is a great way to describe our people, as they are 
the reason we were able to deliver record financial results 
in  2020.  I  am  incredible  proud  of  what  we  accomplished, 
especially  as  we  faced  significant  changes  in  consumer 
behavior and dealt with unfamiliar working conditions. Our 
outstanding performance underscores the fortitude of our 
organization and speaks to the powerful portfolio of brands 
and  enhanced  fulfillment  capabilities  we  have  developed 
over the past several years. 

We  came  into  2020  with  good  momentum  resulting  from 
many operational initiatives in digital, distribution, marketing 
and  manufacturing  in  2019. We  had  a  sound  plan  in  place 
to build on our success but as COVID 
hit  the  U.S.  those  plans  were  initially 
disrupted,  and  all  things  pointed  to 
2020  potentially  being  one  of  the 
worst years in our Company’s 89 year 
history.  That  clearly  did  not  end  up 
being  the  case  as  we  quickly  pivoted 
and leaned heavily into our ecommerce 
channel  and  our  distribution  center 
remaining  open  to  capitalize  on  the 
accelerated  shift  to  online  spending. 
As the year progressed, and brick and 
mortar retail reopened and store traffic 
picked up, we relied on the strength of 
our internal manufacturing capabilities 
and inventory investments in order to 
get product to our wholesale partners 
quickly.  The  speed  at  which  we  were 
able to execute fulfillment resulted in additional shelf space 
for  our  brands,  strong  sell-through  at  retail  and  ultimately 
market share gains. 

“ESSENTIAL  
is a great way to 
describe our people, 
as they are the  
reason we were able  
to deliver record 
financial results  
in 2020.”

Our focus on our long-term strategic initiatives was a constant 
in a year of significant change.  While the way we went about 
our business in 2020 was different due to government and 
health  related  restrictions  and  regulations,  we  didn’t  lose 
sight  of  what  put  the  company  in  such  a  strong  position 
prior to the pandemic. This meant exciting our consumers 
with  great  product  and  increasing  brand  awareness  and 
stimulating  demand  through  improved  marketing  with  an 
emphasis on digital. It also involved providing excellent retail 
support and expanding distribution with our key brick and 
mortar  and  e-tail  partners,  accelerating  expansion  of  our 
direct  businesses  through  investments  in  technology  and 
personnel, and taking advantage of our internal production 
to capitalize on the growing number of commercial military 
opportunities and improve the efficiency of our factories.  

Our  e-commerce  channel  had  a  fantastic  2020,  propelling 
our  retail  division  to  double  digit  growth  for  the  third 
consecutive year. The upgrades we made to the front and 
backend of our branded desktop and mobile sites and our 
growing presence on e-marketplaces, particularly Amazon, 
put  us  in  a  great  position  to  capitalize  on  the  surge  in 
digital  commerce  that  was  initially  fueled  by  widespread 
lockdowns  and  store  closures.  We’ve  been  building  more 
direct relationships between our brands and consumers for 
some time and the events of the past 
year  have  helped  further  strengthen 
these 
important  connections.  Not 
surprisingly, our business-to-business 
Lehigh Custom Fit division struggled 
at  times  this  past  year  as  many  of 
its  customers  slowed  spending  and 
operated  with  reduced  workforces 
early in the pandemic.  The good news 
is  that  sales  trends  picked  up  as  the 
year  progressed  as  did  new  account 
acquisition,  providing  the  business 
with good momentum for 2021.    

to 

response 

Rocky  Brands 
the 
challenges  of  2020  reinforced  my 
belief  that  our  people  are  as  reliable 
and durable as the footwear we make. 
I  want  to  thank  our  employees  for  their  dedication  and 
determination  in  supporting  each  other  during  a  year  of 
uncertainty. We should all be very proud of what we have 
been able to accomplish. The result of our collective efforts 
meant  we  began  2021  in  a  very  strong  financial  position, 
which allowed us the execute the transformative acquisition 
of Honeywell’s lifestyle footwear business early in the new 
year.    We  are  incredibly  excited  about  the  near  and  long-
term prospects for our combined entities and I’m confident 
we  have  the  right  teams  in  place  to  execute  on  the  many 
opportunities that lie ahead. 

On  behalf  of  the  entire  Rocky  organization,  including  the 
Board  of  Directors,  I  thank  you  for  your  investment  and 
ongoing support. 

Sincerely,

We  delivered  extremely  solid  growth  across  our  brands, 
categories  and  channels  in  2020.  For  wholesale,  the 
largest segment of our business, it was truly a year of two 

Jason Brooks 
Chief Executive Office

2 

ROCKY BRANDS ANNUAL REPORT 2020 

LETTER TO SHAREHOLDERS

 ESSENTIAL 

ROCKY BRANDS ANNUAL REPORT 2020 

3

 
 
 
 
 
FINANCIAL HIGHLIGHTS
2020 WAS THE BEST EPS YEAR EVER

$277.3

$270.4

$1.29

$260.3

$253.2

$252.7

$2.86

$2.35

$1.95

INCOME STATEMENT DATA

  ($000, except per share data)

2020

2019

2018

2017

2016

2016

2017

2018

2019

2020

Net sales

Gross margin

Income from Operations

Net income

 $277,309

$270,408

$252,694

$253,197

$ 260,259

37.8%

9.8%

36.1%

8.2%

34.4%

7.1%

31.9%

4.7%

29.5%

-1.2%

 $20,964

$17,462

$14,553

$9,586

$ (2,139)

Net Sales  ($millions)

Net Income  Per Diluted Share 

9.8%

8.2%

7.1%

$(0.29)

2016

2017

2018

2019

2020

Net income per diluted share

 $2.86

$2.35

$1.95

$1.29

$ (0.29)

4.7%

BALANCE SHEET 

Inventories

Total assets

Total debt

 $77,576

$76,731

$72,822

$65,622

$ 69,168

 229,091

205,826

184,663

173,479

178,939

 -

-

-

2,199

14,584

-1.2%

2016

2017

2018

2019

2020

2016

2017

2018

2019

$14.6

$2.2

$-

$-

$-

2020

Shareholders’ equity

 179,505

164,656

151,575

141,093

135,093

Income from operations as a % of net sales

Total Debt  ($millions)

3.4% 

INCREASE IN 
WHOLESALE

12.4%  

INCREASE IN RETAIL

The expansion of our Distribution Center in Logan, Ohio 
took our capacity from 1.2m pairs to 1.8m pairs. 

260 
BPS  

INCREASE IN 
*ADJUSTED GROSS 
MARGIN

39.7%  

INCREASE IN *ADJUSTED  
OPERATING INCOME

38.3%  

INCREASE IN  
*ADJUSTED DILUTED EPS

4 

ROCKY BRANDS ANNUAL REPORT 2020 

FINANCIAL HIGHLIGHTS

 FINANCIAL HIGHLIGHTS 

ROCKY BRANDS ANNUAL REPORT 2020 

5

*Adjusted Gross Margin, Operating Income and Diluted EPS include approximately $2 million dollars in manufacturing expenses related to COVID-19 facility closures and approximately 
$.7 million in operating expenses related to entering a definitive agreement to acquire the performance and lifestyle footwear business of Honeywell International, Inc.

15.2% 

GROWTH

focused  on  sell-through 
We 
with  retailer  specific  POP  and 
social  media,  introduced  a  new 
WorkSmart  apparel 
line,  and 
increased  our  online  presence 
during COVID with sponsorships 
and compelling content. 

LEA S

P

•

E

R

E

E

  S TAND 

H

E

R

E

•

P
L

EAS

H

 STAND 

E

21.2% 

GROWTH

In  a  year  filled  with  adversity,  
Georgia  Boot  had  a  unique 
opportunity to engage with our 
core  consumers  on  a  much 
deeper level and strengthen our 
unity as a team.  

1   Removable Comfort Core® Next Gen memory foam 

insole with individual shock absorbing pillars

2  EVA cushion layer molds to the contours of your foot

3   Non-Woven inner sole provides great lateral stability 

and support

4  Fiberglass shank for all day comfort and stability

5   Compression molded EVA midsole absorbs the 
shock of each step to guard against foot fatigue

6   TPU Anchor Disk provides added arch support and 

stability

7   Heat, chemical, abrasion and slip-resistant  

dual-density EVA and Carbo-Tec rubber outsole

1

2

3

4

5

6

7

6 

ROCKY BRANDS ANNUAL REPORT 2020 

ROCKY

 GEORGIA BOOT 

ROCKY BRANDS ANNUAL REPORT 2020 

7

u 
 
 
41% 

GROWTH

The  record  increase    is  due  to  a 
combination  of  a  lot  of  moving 
parts  working 
to 
provide 
increased  experience, 
brand  perception,  access,  and 
value to our consumers.

together 

The Lehigh Safety Pledge follows all health 
guidelines for Ordering & Wellness Events 
with our 3D foot scanner.

The  initiation  of  enhanced 
provision  programs  and 
communication 
channels 
ensured continued essential 
service to all accounts, while 
also  opening  our  Program 
to  companies  whose  other 
options had shut down.

Initiation  of  new  email  and  SMS  service 
platform  to  communicate  directly  with 
our account’s employees.

8 

ROCKY BRANDS ANNUAL REPORT 2020 

DURANGO

 LEHIGH 

ROCKY BRANDS ANNUAL REPORT 2020 

9

Virtual Ordering Events will utilize kiosks and a live online customer service assistant.

BOARD OF DIRECTORS

Mike Brooks 
Chairman of the Board

Glenn E. Corlett 
Retired Dean and Philip J. Gardner, Jr. Leadership 
Professor, College of Business at Ohio University

Michael L. Finn 
Chairman, Power Distributors, LLC 
President, Chesapeake Realty Company

G. Courtney Haning 
Former Chairman and Chief Executive Officer 
Peoples National Bancshares, Inc.

Curtis A. Loveland 
Secretary 
Partner, Porter, Wright, Morris & Arthur LLP

James L. Stewart 
Proprietor, Rising Wolf Ranch, Inc.

William L. Jordan 
Chief Growth Officer, DSW Inc.

Robert B. Moore, Jr. 
Former CEO, Bhartiya International, Ltd.

Tracie Winbigler 
Executive Vice President and  
Chief Financial Officer, Amtrack

Robyn R. Hahn 
President, Westfield Insurance,  
Small Business Division 

OFFICERS

Jason Brooks 
President and Chief Executive Officer

Tom Robertson 
EVP, Chief Financial Officer and Treasurer

Richard Simms 
President, Operations

Byron Wortham 
President, Core Brands Sales, Marketing,  
and Product Development

David Dixon 
President, Manufacturing/Sourcing Operations

Corporate Offices 
39 East Canal Street, Nelsonville, Ohio 45764 
(740) 753-1951

Independent Registered Public Accounting Firm  
Schneider Downs & Co., Inc. 
Columbus, Ohio

Legal Counsel 
Porter, Wright, Morris & Arthur LLP Columbus, Ohio

Transfer Agent and Registrar 
Communications regarding changes of address, 
transfer of shares, and lost certificates should be 
directed to the company’s stock transfer and registrar:

Computershare Investor Services      
Attn:  Shareholder Services                
P.O. Box 30170 
College Station, TX 77842-3170 
(800) 962-4284 
www-us.computershare.com/investor/Contact 

Stock Listing 
NASDAQ Stock Market  
Symbol: RCKY

Form 10-K 
Copies of the signatures, exhibit index and exhibits 
contained therein as filed with the Securities and 
Exchange Commission are available without charge 
upon written request to:

         Tom Robertson 

EVP, Chief Financial Officer and Treasurer 
Rocky Brands, Inc. 
39 East Canal Street 
Nelsonville, Ohio 45764

Investor Information 
Corporate and investor information is available on  
the company’s website at www.rockybrands.com