TETRA
Annual Report 2019

Plain-text annual report

2019 ANNUAL R E POR T 2019 Traffic Technologies Ltd Traffic Technologies Ltd Traffic Technologies Ltd 31 Brisbane Street 31 Brisbane Street 31 Brisbane Street Eltham 3095 Eltham 3095 Eltham 3095 Victoria, Australia Victoria, Australia Victoria, Australia P: +61 3 9430 0222 P: +61 3 9430 0222 F: +61 3 9430 0244 F: +61 3 9430 0244 P: +61 3 9430 0222 E: tt@trafficltd.com.au E: tt@trafficltd.com.au F: +61 3 9430 0244 E: tt@trafficltd.com.au trafficltd.com.au trafficltd.com.au trafficltd.com.au TRAFFIC TECHNOLOGIES LTD ABN 21 080 415 407 AND CONTROLLED ENTITIES ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED 30 JUNE 2019 ABN 21 080 415 407 Traffic Technologies Ltd. address. 31 Brisbane Street, Eltham Victoria 3095 Australia PO Box 828, Eltham Victoria 3095 Australia phone. + 61 3 9430 0222 facsimile. + 61 3 9430 0244 web. www.trafficltd.com.au Traffic Technologies Ltd and Controlled Entities Chairman’s Letter Dear Shareholder, I have pleasure in enclosing the Annual Report for Traffic Technologies Ltd for the financial year ended 30 June 2019. The Group experienced slower than expected revenue and profits in the domestic market in the 2019 financial year. This was mainly due to delays in the timing of government expenditure caused by political uncertainty resulting from the federal election and state elections in Victoria and New South Wales. Trading conditions have also been affected by the weak economic outlook and the tightening of lending criteria by the banks. As a result there were delays on a number of projects which had been expected to have been completed in the 2019 financial year and which are now expected to be completed in 2019-20. The Group is however confident about its prospects for the year ahead, underpinned by a number of significant projects involving the roll-out of our “Smart City” platform, our LED street, road and tunnel lighting installations, term maintenance contracts as well as further export sales to a range of overseas markets including the UK, South America, Middle East and Asia. The increase in multi-year term contracts with power, road authorities and municipalities is expected to underpin our earnings base in future years. The Group’s diversification program has transformed the business by de-risking its revenue through expanding into “Smart City” platforms, “Internet of Things” (IoT) systems and maintenance and installation contracts along with securing long term supply contracts across the country. The roll-out of the Group’s proprietary “Smart City” software “TST” across the east coast of Australia is enabling road authorities, councils and power companies to fully utilise and maintain critical assets in real time. The Group is also continuing to benefit from the supply of LED road and street lights across the country. The Group is currently assessing a number of acquisition opportunities, which offer the opportunity to consolidate our position in key markets, as well as a potential refinancing of the Group’s debt. This will strengthen the balance sheet for the years ahead. Further announcements will be made in due course as these plans are finalised. I would like to take this opportunity to thank shareholders for their support of the Group. Our Board and management are committed to improving shareholder value and believe that the Group is in a strong position to take advantage of the opportunities in the “Smart Cities” area with increasing focus on the use of technology to manage traffic flows and associated services. Along with my fellow Directors, I thank you for your continued support. Garry Lowrey Chairman ABN 21 080 415 407 Traffic Technologies Ltd.` address. 31 Brisbane Street, Eltham Victoria 3095 Australia PO Box 828, Eltham Victoria 3095 Australia phone. + 61 3 9430 0222 facsimile. + 61 3 9430 0244 web. www.trafficltd.com.au Traffic Technologies Ltd and Controlled Entities Managing Director’s Operating and Financial Review Dear Shareholder, The Group has reported the following result for the financial year ended 30 June 2019: Year to 30 June 2019 $’m Underlying+ Year to 30 June 2018 $’m Reported Year To 30 June 2018 $’m Sales revenue Earnings before Interest, Tax, Depreciation and Amortisation (EBITDA) Earnings before Interest and Tax (EBIT) Net Profit After Tax (NPAT) 48.3 4.3 2.8 1.3 56.7 5.0 3.2 1.5 56.7 10.2 8.4 6.1 + The result for the previous financial year included a gain on repayment of debt ($7.9m) and a write-down of inventory ($2.5m). To enable a comparison of the trading result, the “underlying” trading result for the previous financial year, excluding these items, has been included in the above table. Comparing the underlying trading result for the previous financial year excluding the gain on repayment of debt and a write-down of inventory, trading revenue was $48.3m, compared to $56.7m in the previous financial year and EBITDA was $4.3m, compared to underlying EBITDA of $5.0m, whilst NPAT was $1.3m, compared to underlying NPAT of $1.5m in 2018. Depreciation and amortisation expense was $1.5m (2018 $1.7m), mainly comprising amortisation of intangible assets. Finance costs were $1.4m (2018: $1.5m). Tax expense was $0.2m (2018: $0.8m) which comprised deferred tax movements in the year. The Group has sufficient R&D tax credits to cover the estimated tax liability for the year. Net assets were $21.2m at 30 June 2019 compared to $19.9m at 30 June 2018, reflecting the contribution of net profit after tax for the year. Net debt was $10.1m at 30 June 2019, compared to $9.3m at 30 June 2018. Net operating cash inflows were $1.5m for the year (2018: inflow $2.3m), reflecting the Group’s trading operations during the year. Net investing cash outflow was $2.3m (2018: outflow $2.4m), including investment in R&D to further expand and develop the Group’s “Smart City Software” and product portfolio. Net financing cash outflow was $0.1m (2018: inflow $3.6m); the previous financial year included the net repayment of debt and the proceeds of the rights issue. The lower than expected revenue and profits in the 2019 financial year were due to delays in government expenditure caused by the federal election and state elections in Victoria and New South Wales and diversion of government expenditure to other priorities. The weak economic outlook and restrictions on bank lending have also impacted the domestic markets in which the Group operates. These and other factors contributed to delays in decisions on a number of government projects and term contracts which were expected to contribute in the 2019 financial year. A number of these contracts have now been awarded and commenced and are likely to be completed in 2019 and beyond. The Group continues to be a major supplier of traffic signals and road signs to all states and territories in the domestic market, with the ability to service the requirements of all state road authorities and the largest road projects. The Group’s diversification program has transformed the business by de-risking revenue through expanding into “Smart City” platforms with a growing annuity revenue stream from expanding SaaS activities and the increase in multi-year term supply contracts with power, road authorities and municipalities. These are expected to underpin the Group’s earnings base for the years ahead. The continued roll-out of the Group’s proprietary “Smart City” software “TST” is enabling road authorities, councils and power companies to fully utilise and maintain critical assets in real time. The Group is also continuing to benefit from the roll-out of LED street lights across the country. The Group’s lighting products are well positioned for further growth, having secured approvals, long term supply contracts and orders from state and local government agencies, power companies and contractors. The Group’s range of current and second generation “Smart City” ready LED road lights are significantly more energy efficient than conventional road lights and represent an attractive opportunity for state road authorities, local councils and other customers to make significant savings in their power bills and maintenance costs in a time of rising electricity prices as well as being digitally ready for IoT devices. The Group continues to develop its export markets, including the UK, New Zealand, Asia, the Middle East and South America, with “TST”, our “Smart City” platform, and the Group’s traffic controllers continuing to enjoying success. Significant export orders have recently come from New Zealand, Singapore, Ecuador, China, Qatar and Mexico. The Group has also identified opportunities to supply its state-of-the-art lighting control systems and “Smart City” software to overseas markets in London, Hong Kong, Singapore and Peru. We believe the outlook for the Group is positive taking into consideration the solid outlook in infrastructure expenditure by governments across the country and the Group’s diversification program into “Smart Cities” technology with IoT, new state-of-the-art products introduced and the benefit of significant long term customer supply contracts which are expected to benefit the Group in the years ahead. We are pleased to have your ongoing support and believe that we are well placed to achieve continued profitability in the year ahead. Con Liosatos Managing Director CORPORATE INFORMATION This annual report covers both Traffic Technologies Ltd (ABN 21 080 415 407) and its subsidiaries. The Group’s functional and presentation currency is AUD ($). A description of the Group’s operations and of its principal activities is included in the operating and financial review in the Directors’ Report. Directors Mr. Garry Lowrey Mr. Con Liosatos Mr. Mark Hardgrave Company Secretary & Chief Financial Officer Mr. Peter Crafter Registered Office & Principal Place of Business Traffic Technologies Ltd 31 Brisbane Street Eltham VIC 3095 Share Register Computershare Investor Services Pty Limited Yarra Falls, 452 Johnston Street Abbotsford VIC 3067 Tel: 1300 850 505 Traffic Technologies Ltd shares are listed on the Australian Securities Exchange (stock code: “TTI”). Lawyers K&L Gates Level 25 525 Collins Street Melbourne VIC 3000 Bankers Westpac Banking Corporation Level 6 150 Collins Street Melbourne VIC 3000 Auditors ShineWing Australia Level 10 530 Collins Street Melbourne VIC 3000 Traffic Technologies Ltd and Controlled Entities Financial Report for the year ended 30 June 2019 Contents Directors’ Report Auditor’s Independence Declaration Corporate Governance Statement Consolidated Statement of Profit or Loss and Other Comprehensive Income Consolidated Statement of Financial Position Consolidated Statement of Changes in Equity Consolidated Statement of Cash Flows Notes to the Consolidated Financial Statements Directors’ Declaration ASX Additional Information Independent Audit Report Page No. 1 14 15 16 17 18 19 20 53 54 55 Traffic Technologies Ltd Directors’ Report Your Directors submit their report for the year ended 30 June 2019. DIRECTORS The names and details of the Company’s Directors in office during the financial year and until the date of this report are as follows. Directors were in office for the entire period unless otherwise stated. Name Mr. Garry P Lowrey BBus MAppFin CA Mr. Constantinos L Liosatos MAICD Mr. Mark W Hardgrave B Com ACA MAICD Qualifications, Experience and Special Responsibilities (Age 57) Independent Non-Executive Chairman. Appointed November 2015. Mr. Lowrey has over 30 years of experience in a variety of advisory, management and director roles for both private and public companies. Earlier in his career, he was a Director of Potter Warburg's Corporate Finance team, specialising in providing capital markets and mergers and acquisitions advice to small and mid-market companies. Mr. Lowrey was the Managing Director of Wilson Investment Group, an ASX listed wealth management and investment group. Mr. Lowrey served as an Executive Director of Shaw and Partners Limited and was Chairman of Oaktree Group a private retirement village developer and operator. He is presently a Non-Executive Director of Greenwich Capital Partners, a non- Executive Director of Argus Property Partners Pty Ltd and Chairman of Credit Repair Pty Ltd. Mr. Lowrey holds a Bachelor of Business degree from the University of Technology, Sydney and a Masters of Applied Finance from Macquarie University. He is a chartered accountant. Mr. Lowrey is a member of the Audit, Risk, Nomination & Remuneration and Corporate Governance committees. Mr. Lowrey has not served as a Director of any other listed companies during the three years to June 2019. (Age 57) Managing Director. Appointed April 2003. Mr. Liosatos has over 30 years’ experience in the construction industry, including over 25 years in the lighting industry specialising in research and design. He also has 15 years’ experience in the traffic industry. He has been involved with major design and manufacturing projects for clients such as MCG Lighting, Etihad Stadium, the Melbourne Sport and Aquatic Centre and the Vodafone Arena. He led the VicRoads LED Signals Upgrade, Hong Kong Highways Department (Bus and Roadway Interchange) Upgrade and the WA Main Roads LED Signals Upgrade. Mr. Liosatos has owned and managed a multinational project lighting company, Moonlighting Pty Ltd. Mr. Liosatos has qualifications in Mechanical Design and Lighting Engineering. Mr. Liosatos was Chairman of the ITS World Congress 2016 Sponsorship Committee and is active on Australian Standards AS 2144 and AS 1158. Mr. Liosatos is the Managing Director of Traffic Technologies Ltd. Mr. Liosatos was appointed a Director of Traffic Technologies Ltd in April 2003. Mr. Liosatos is a member of the Risk and Corporate Governance committees. Mr. Liosatos has not served as a Director of any other listed companies during the three years to June 2019. (Age 61) Independent Non-Executive Director. Appointed January 2013. Mr. Hardgrave has a corporate advisory and investment management background. He is also a Non-Executive Director of ASX listed companies Wingara AG Limited and Pental Limited and is a Director of Reclink Australia. His was co-founder and former Joint Managing Director of M&A Partners, a Melbourne based private investment and corporate finance group. Mr. Hardgrave was also previously Chief Executive Officer of Bennelong Group, which specialises in listed equities, property and private equity. Earlier in his career he worked in senior roles in a number of investment groups including Brencorp Group, Merrill Lynch and Thorney Investment Group. Mr. Hardgrave holds a Bachelor of Commerce degree from the University of Queensland. He is a chartered accountant and a member of the Australian Institute of Company Directors. Mr. Hardgrave is Chairman of the Audit, Risk, Nomination & Remuneration and Corporate Governance committees. 1 Traffic Technologies Ltd Directors’ Report Skills and Experience The following table shows the skills sets of each of the Board members: Corporate Governance Traffic Management & Infrastructure ASX Listed Companies Human Resources Legal Finance Commercial Manufacture/assembly Government Contracts Information Technology Garry Lowrey        Con Liosatos           Mark Hardgrave        Company Secretary Mr. Peter K Crafter LL.B (Hons.) MBA FCA CA MCT FAICD FCIS FGIA (Age 62) Company Secretary and Chief Financial Officer. Appointed Company Secretary March 2004; appointed Chief Financial Officer October 2007. Mr. Crafter is a Chartered Accountant in both Australia and the UK and qualified Corporate Treasurer with extensive experience in financial management including several years with KPMG and Touche Ross in the United Kingdom. He holds an honours degree in Law from the University of London and an MBA from Heriot-Watt University, Scotland. He was appointed Chief Financial Officer and Company Secretary of Traffic Technologies Ltd in March 2004 and retired as Chief Financial Officer in February 2006. He was reappointed Chief Financial Officer of Traffic Technologies Ltd in October 2007. INTEREST IN SHARES Directors’ interests in the shares of the Company were: Balance at 1 July 2018 Acquired through On-Market Trades Other Balance at 30 June 2019 7,166,667 31,414,832 3,215,054 10,000 41,806,553 - 642,091 - - 642,091 - - - - - 7,166,667 32,056,923 3,215,054 10,000 42,448,644 Directors Mr. Garry Lowrey Mr. Con Liosatos Mr. Mark Hardgrave Executive Mr. Peter Crafter Total DIVIDENDS The Directors do not recommend the payment of a dividend for the financial year ended 30 June 2019 (2018: Nil). 2 Traffic Technologies Ltd Directors’ Report OPERATING AND FINANCIAL REVIEW Review of Operations Traffic Technologies is Australia’s premier traffic solutions company. Established in 2004 and listed on ASX in 2005, the Company’s head office is in Eltham, Victoria with offices in all States of Australia and an office in England. The Group specialises in the design, manufacture and installation of traffic signals, traffic controllers, pedestrian countdown timers, electronic road signs, emergency telephones, road lighting products and “Smart City” control systems. The Group also supplies a wide range of directional and regulatory traffic signs and traffic control products to road traffic authorities, municipal councils and construction companies. The Group’s proprietary “Traffic SmartCity Technology” (TST) platform, developed for the road industry, councils and power authorities, enables the integration of street lights and other traffic management equipment to a central control/management system via remote “Internet of Things” (IoT) sensors. The Group, through its subsidiary, Aldridge Traffic Systems, has been the major participant in the traffic signals market in Australia for over 50 years where customers are mainly state road authorities or contractors building or maintaining traffic intersections for state road authorities. The Group, through its subsidiary, Quick Turn Circuits Pty Ltd (QTC), is involved in the manufacture of traffic controllers. A traffic controller is an automated device that regulates the sequencing and timing of traffic signals by monitoring vehicular and pedestrian demands and adjusting to meet these requirements. The controller has the ability to allow co-ordination of traffic flows between adjacent intersections when connected to a co-ordinated adaptive traffic system. The Group is a key supplier to the road signage market across Australia, with customers including state road authorities, local councils and construction companies. The Group’s signage products are distributed from depots around Australia with manufacturing focused in Victoria, Western Australia and the Northern Territory. The Group exports its traffic controllers, traffic signals and associated products such as pedestrian countdown timers and emergency telephones to an increasing number of international customers. Material Business Risks The material business risks faced by the Group that could have a significant impact on the financial prospects of the Group and how the Group manages these risks include: • Changes or delays in Federal or State government expenditure on road infrastructure – the Group maintains regular contact with state road authorities to ensure that it can plan the resources required for major projects as far ahead as possible or allow for the deferral of major projects in times of economic slowdown. • Adverse change in economic conditions affecting demand for the Group’s products or services – the Group • • plans as far ahead as possible to adjust its cost base in times of economic uncertainty. Technological obsolescence – the Group works closely with road traffic authorities and incurs significant research and development expenditure to ensure that its products are state-of-the-art and competitive. Foreign exchange risk - a decrease in the Australian dollar exchange rate can affect import prices: the Group purchases components from a number of Asian countries denominated in US dollars. Conversely, an increase in the Australian dollar exchange rate can affect export opportunities: the Group sells its products to a number of countries around the world. The Group has a foreign exchange exposure through its term loan which is denominated in US dollars and a forward exchange contract has been taken out to hedge its currency exposure. • General inflation risk, including labour costs – the Group constantly monitors its cost base and implements cost savings and operating efficiencies where possible. 3 Traffic Technologies Ltd Directors’ Report • • Availability of financing facilities – the Group is reliant on the continued availability of its financing facilities in order to conduct its operations. The Group ensures compliance with its facility agreements and negotiates extensions to its financing facilities when required. Competition – the Group maintains its competitive position by investing in research and development to ensure its products are state-of the-art and by ensuring its products are priced competitively. Cyber security – the Group has been addressing cyber security as part of its risk management strategy in the light of recent well-publicised breaches and increased risk in this area. Climate change – the Group is not significantly exposed to climate change issues unless a carbon tax is reintroduced. A significant number of the Group’s products use LED technology which is energy saving and reduces greenhouse gas emissions. • • SIGNIFICANT CHANGES IN STATE OF AFFAIRS There were no significant changes in the nature of the Group’s activities during the year. SIGNIFICANT EVENTS AFTER BALANCE DATE Subsequent to balance date there have been no significant events which have affected the operations of the Group. ENVIRONMENTAL REGULATION AND PERFORMANCE The Group’s operations are not regulated by any significant environmental regulations under a law of the Commonwealth or of a state or territory. There have been no significant known breaches of the Group’s compliance with environmental regulations. SHARE OPTIONS As at the date of this report, there were no unissued ordinary shares of the Company under option. INDEMNIFICATION AND INSURANCE OF DIRECTORS, OFFICERS AND AUDITORS During the financial year ended 30 June 2019, the Group paid premiums of $88,737 in respect of a Directors’ and Officers’ insurance policy insuring Directors and Officers in respect of claims which may be brought against them. The contract of insurance prohibits disclosure of the nature of the liability. The Company has not otherwise, during or since the end of the financial year, except to the extent permitted by law, indemnified or agreed to indemnify an officer or auditor of the Company or any related body corporate against a liability incurred as such by an officer or auditor. 4 Traffic Technologies Ltd Directors’ Report REMUNERATION REPORT (AUDITED) This Remuneration Report for the financial year ended 30 June 2019 outlines non-executive director and executive remuneration arrangements for Traffic Technologies Ltd (Company) in accordance with the requirements of the Corporations Act 2001 (Cth) (Corporations Act) and its Regulations. For the purposes of this report, Key Management Personnel (KMP) of the Company are defined as those persons having authority and responsibility for planning, directing and controlling all activities of the Company, directly or indirectly, including any director (whether executive or otherwise) of the Company. For the purposes of this report, the term ‘executive’ includes the Managing Director and the Chief Financial Officer. The disclosures in this Remuneration Report have been audited. 1. Persons covered by this Remuneration Report This Remuneration Report applies to the following persons. Non-executive directors Mr. Garry Lowrey Independent Non-executive Chairman Mr. Mark Hardgrave Independent Non-executive Director Executives Mr. Con Liosatos Managing Director Mr. Peter Crafter Chief Financial Officer and Company Secretary 2. Overview of the Company's remuneration policy The Company seeks to attract, retain and motivate skilled non-executive directors and executives of the highest calibre. The Company aims to ensure that the remuneration packages of non-executive directors and executives are appropriate and reflect a person's duties and responsibilities. In this regard, the Company has put in place a Nomination & Remuneration Committee which supports and advises the Board in fulfilling its responsibilities to shareholders. The Nomination & Remuneration Committee is responsible for ensuring that the Board is appropriately remunerated, structured and comprised of individuals who are best able to discharge the responsibilities of directors. The remuneration policy of the Company has been designed to align KMP objectives with shareholder and business objectives by providing a fixed remuneration component and offering incentives to reward sustainable long-term performance and shareholder value creation. KMP or closely related parties of KMP are prohibited from entering into hedge arrangements that would have the effect of limiting the risk exposure relating to their remuneration. In accordance with best practice corporate governance, the structure of non-executive director and executive remuneration is separate and distinct. 5 Traffic Technologies Ltd Directors’ Report 3. Details of executive remuneration structure 3.1 Objective The Company's objective is to ensure that executive remuneration is designed to promote sustainable long-term performance and shareholder value creation. In this regard, the Company aims to reward executives with a level and mix of remuneration commensurate with their position and responsibilities within the Company so as to: (a) (b) (c) (d) reward executives for the Company's and individual performance; align the interests of executives with those of shareholders; link reward with the strategic goals and performance of the Company; and ensure total remuneration is competitive by market standards. 3.2 Approach to setting remuneration Remuneration levels are determined annually through a remuneration review that considers market data, remuneration trends, performance of the Company, individual responsibilities, individual performance and the broader economic environment. (a) Fixed remuneration The objective of fixed remuneration is to provide a base level of remuneration which is appropriate and reasonable given the executive's experience, qualifications, core duties and responsibilities. Additionally, an executive's remuneration is determined with reference to remuneration paid by similar sized companies in similar industry sectors. Executives are given the opportunity to receive their fixed remuneration in a variety of forms including cash, superannuation contributions and non-monetary benefits such as motor vehicles. It is intended that the manner of payment chosen will be optimal for the recipient without creating undue cost for the Company. An executive's remuneration is reviewed annually by the Nomination & Remuneration Committee. (b) Variable remuneration Performance based components of an executive’s remuneration seek to align the executive’s reward with the achievement of the Company's long term objectives and the creation of shareholder value over the short and long term. The relevant performance based components are STI and LTI (as described below). 6 Traffic Technologies Ltd Directors’ Report 3.3 The current structure of executive remuneration The executive remuneration structure, including performance hurdles and performance targets, is outlined below: (a) Combination of fixed and variable remuneration Remuneration Components Purpose Link to Performance Total Fixed Remuneration (TFR) Comprises base salary, non-monetary benefits, and superannuation contributions. To provide competitive fixed remuneration taking account of the role, market, experience and performance. Company and individual performance are assessed during the annual remuneration review. Short term incentives (STIs) The Company operates an STI at the discretion of the Board which is accessed based on the Company's performance above budget plan. Bonuses are paid in cash. To reward executives for their contribution to achievement of Company outcomes according to specified KPI’s. Linked to achievement of operational targets and KPI’s. Where actual financial performance exceeds budget plan by up to 100%, the Company makes payment of an STI bonus up to 20%. Long term incentives (LTIs) The Company operates an LTI at the discretion of the Board. Options are allotted in accordance with our LTI plan. To reward executives for their contribution to the creation of shareholder value over the longer term. The grant by the Company of the options will be dependent on the share price performance of the Company relative to the ASX 300 small ordinaries index. If the Company's share price performance exceeds the ASX 300 small ordinaries index for the relevant period, the LTI may be awarded for that financial year. Subsequent to being granted, the LTI options will only vest if the executive does not resign or is not terminated for cause within a two year period (after the end of the relevant financial year in which the options are granted). The exercise price of the options will be equivalent to the Company’s share price on the last day of the relevant financial year. 7 Traffic Technologies Ltd Directors’ Report (b) Performance hurdles Performance hurdles are thresholds which are required to be met for an executive's remuneration to vest. (i) The following performance hurdles are used to determine whether variable remuneration vests for executives: STI Targets LTI Targets Managing Director 10% of base salary if targeted EBIT is exceeded by 50%. 20% of base salary if targeted EBIT is exceeded by 100%. Targets are based on achievement of KPI’s set annually by the Nomination & Remuneration Committee. A summary of the KPIs are outlined below. Chief Financial Officer 5% of base salary if targeted EBIT is exceeded by 50%. 10% of base salary if targeted EBIT is exceeded by 100%. Targets are based on achievement of KPI’s set annually by the Nomination & Remuneration Committee. A summary of the KPIs are outlined below. 10% of base salary paid according to KPI’s set by the Board. (ii) What are the KPIs and why were they chosen? STIs 10% of base salary if the Company’s share price performance exceeds the ASX 300 small ordinaries index by 10% for the relevant financial year. 20% of base salary if the Company’s share price performance exceeds the ASX 300 small ordinaries index by 25% for the relevant financial year. 40% of base salary if the Company’s share price performance exceeds the ASX 300 small ordinaries index by 50% for the relevant financial year. 5% of base salary if the Company’s share price performance exceeds the ASX 300 small ordinaries index by 10% for the relevant financial year. 10% of base salary if the Company’s share price performance exceeds the ASX 300 small ordinaries index by 25% for the relevant financial year. 20% of base salary if the Company’s share price performance exceeds the ASX 300 small ordinaries index by 50% for the relevant financial year. The Company has chosen Earnings before Interest and Tax (EBIT) as its STI performance measure. EBIT is a common operational performance measure used by many companies. The Board considers this financial measure to be appropriate as it is reflective of the performance of the Company and aligns the Company's objective of delivering profitable growth and, ultimately, improved shareholder returns. LTIs The Company has chosen its share price performance relative to the ASX 300 small ordinaries index as its LTI performance measure. This is an external, relative, market-based performance measure against competing companies. It provides a direct link between senior executive reward and returns to shareholders. (iii) What is the performance period? The performance hurdle for STI's are measured over a 12 month period. There will be no re-testing of performance hurdles. 8 Traffic Technologies Ltd Directors’ Report The performance hurdle for LTI targets are measured over three years, being the relevant 12 month period and a requirement for the executive to remain with the Company for a further two years. There will be no re-testing of performance hurdles. (iv) When are performance hurdles not considered to be met? Performance hurdles will not be considered to be met where an executive achieves the performance hurdle as a result of an acquisition by the Company. (c) Clawback The Company has the ability to reduce, cancel or clawback performance based remuneration in the event of serious misconduct or material financial misstatement. 4. Details of Non-Executive remuneration structure 4.1 Objective The Board seeks to set aggregate remuneration at a level that provides the Company with the ability to attract and retain directors of the highest calibre, whilst incurring a cost that is acceptable to shareholders. 4.2 Approach to setting remuneration Each non-executive director receives a fixed fee for being a director and a fee for the additional time commitment made when serving as Chair. Non-executive Directors do not receive retirement benefits, other than statutory superannuation, nor do they participate in any incentive programs. The Company’s Constitution and the ASX Listing Rules specify that the aggregate remuneration of non-executive Directors shall be determined from time to time by a general meeting. The notice convening a general meeting at which it is proposed to seek approval to increase that maximum aggregate sum must specify the proposed new maximum aggregate sum and the amount of the proposed increase. The latest determination was at the AGM held in 2005 when shareholders approved an aggregate remuneration of $400,000 per year. The amount of remuneration paid to non-executive directors is reviewed annually against remuneration paid to non-executive directors of comparable companies. The board did not use external consultants during the financial year ended 30 June 2019. It is considered good governance for Directors to have a stake in the Company on whose Board they sit. Non- executive Directors are encouraged to hold shares in the Company (purchased by the Director on market). 4.3 Non-executive Director Agreements The non-executive Directors have entered into non-executive Director Agreements with the Company. The non- executive Director agreements: (a) (b) (c) entrench a Director’s rights to be indemnified by the Company to the maximum extent permitted by law; require the Company to take out an appropriate Directors’ and officers’ insurance policy to protect the Director from liability (to the extent permitted by law); and provides the non-executive Director with access to the Company's books and records relating to the period the Director acted as a Director of the Company. After resignation as a Director, the Director can only use this information for the purposes of defending a claim. 5. Performance outcomes 5.1 Executives (a) Managing Director – Mr. Con Liosatos The Managing Director, Mr. Liosatos, is employed under a rolling employment contract. A summary of Mr. Liosatos’ entitlements for the financial year ended 30 June 2019 is as follows: 9 Traffic Technologies Ltd Directors’ Report TFR for the financial year ended 30 June 2019 was $529,777. No STI was awarded to Mr. Liosatos for the 2019 financial year. No LTI was awarded to Mr. Liosatos for the 2019 financial year. Employment may be terminated by the giving, by either party, of twelve months’ notice, or by the payment or forfeiture of an equivalent amount of pay in lieu of notice from any monies owing. The Company retains the right to terminate the contract at any time without notice in the case of serious misconduct. Further details of the executives’ remuneration for the financial years ended 30 June 2018 and 30 June 2019 are included in the tables below. • • • • • (b) Chief Financial Officer – Mr. Peter Crafter The Company Secretary and Chief Financial Officer, Mr. Peter Crafter, is employed under a rolling employment contract. A summary of Mr. Crafter’s entitlements is as follows: • • • • • TFR for the financial year ended 30 June 2019 was $288,024. No STI was awarded to Mr. Crafter for the 2019 financial year. No LTI was awarded to Mr. Crafter for the 2019 financial year. Employment may be terminated by the giving, by either party, of twelve months’ notice, or by the payment or forfeiture of an equivalent amount of pay in lieu of notice from any monies owing. The Company retains the right to terminate the contract at any time without notice in the case of serious misconduct. Further details of the executives’ remuneration for the financial years ended 30 June 2018 and 30 June 2019 are set out in the tables below. (c) Performance against targets • • No STI’s were awarded for the 2019 financial year. No LTI’s were awarded for the 2019 financial year. 5.2 Non-executive Directors Details of non-executive Directors’ remuneration for the financial years ended 30 June 2018 and 30 June 2019 are set out in the tables below. The Company considers the non-executive Directors’ remuneration to be reasonable taking into account their duties, responsibilities, market, experience and performance. 5.3 Company Performance and Shareholder Returns 2019 2018 2017 2016 2015 Net profit/(loss) $’000) $1,263 $6,072 $1,011 ($22,250) $420 EPS (cents) Share price (cents) 0.26 2.4 1.88 3.3 0.37 3.6 (8.07) 2.6 0.15 3.9 Management remuneration is not related to the Company's performance and shareholder returns except to the extent disclosed above. 10 TABLE 1: REMUNERATION OF KEY MANAGEMENT PERSONNEL – YEAR TO 30 JUNE 2018 Traffic Technologies Ltd Directors’ Report Short-term benefits Post-employment benefits Termination Benefits Long-term benefits Share based payments Total Salary & fees $ Non-monetary $ Cash Bonus $ Superannuation $ $ Long service leave $ Options $ $ % performance related Year to 30 June 2018 Key Management Personnel Non-executive Directors Mr. Garry Lowrey Mr. Mark Hardgrave Sub-total non-executive Directors Executives Mr. Con Liosatos Mr. Peter Crafter Total 108,674 57,750 166,424 492,962 247,921 740,883 907,307 - - - - - - 13,187 20,644 33,831 33,831 94,605 24,792 119,397 119,397 10,324 5,486 15,810 25,000 23,552 48,552 64,362 - - - - - - - - - - 10,614 (20,557) (9,943) (9,943) - - - - - - - 118,998 63,236 182,234 636,368 296,352 932,720 1,114,954 - - - 15% 8% 13% 11% 11 TABLE 2: REMUNERATION OF KEY MANAGEMENT PERSONNEL – YEAR TO 30 JUNE 2019 Traffic Technologies Ltd Directors’ Report Short-term benefits Post-employment benefits Termination Benefits Long-term benefits Share based payments Total Salary & fees $ Non-monetary $ Cash Bonus $ Superannuation $ $ Long service leave $ Options $ $ % performance related Year to 30 June 2019 Key Management Personnel Non-executive Directors Mr. Garry Lowrey Mr. Mark Hardgrave Sub-total non-executive Directors Executives Mr. Con Liosatos Mr. Peter Crafter Total 108,674 57,750 166,424 492,962 247,921 740,883 907,307 - - - 11,815 16,551 28,366 28,366 - - - - - - - 10,324 5,486 15,810 25,000 23,552 48,552 64,362 - - - - - - - - - - 14,176 15,032 29,208 29,208 - - - - - - - 118,998 63,236 182,234 543,953 303,056 847,009 1,029,243 - - - - - - - END OF AUDITED REMUNERATION REPORT 12 Traffic Technologies Ltd Directors’ Report DIRECTORS’ MEETINGS The number of meetings of Directors (including meetings of committees of Directors) held during the financial year and the number of meetings attended by each Director was as follows: Directors’ Meetings Audit Committee Risk Committee Nomination & Remuneration Committee Corporate Governance Committee Number eligible to attend Number attended Number eligible to attend Number attended Number eligible to attend Number attended Number eligible to attend Number attended Number eligible to attend Number attended Mr. Garry Lowrey Mr. Con Liosatos Mr. Mark Hardgrave 12 12 12 12 12 12 2 2 2 2 2 2 4 4 4 4 4 4 1 1 1 1 1 1 1 1 1 1 1 1 BOARD COMMITTEES As at the date of this report the Company had an Audit Committee, a Nomination & Remuneration Committee, a Corporate Governance Committee and a Risk Committee of the Board of Directors. The eligibility and attendance of each of the Directors is disclosed in the table above. The chairman of each committee was: • Audit – Mr. Mark Hardgrave • Nomination & Remuneration – Mr. Mark Hardgrave • • Corporate Governance – Mr. Mark Hardgrave Risk - Mr. Mark Hardgrave ROUNDING The amounts contained in this report and in the financial report have been rounded to the nearest $1,000 (unless otherwise stated) under the option available to the Company under ASIC Corporations (Rounding in Financial/Directors’ Reports) Instrument 2018/191. The Company is an entity to which the Instrument applies. AUDITOR’S INDEPENDENCE AND NON-AUDIT SERVICES A copy of the auditor’s independence declaration in relation to the audit for the financial year is provided immediately following this report. Signed in accordance with a resolution of the Directors. Mr. Garry Lowrey Independent Non-Executive Chairman 28 August 2019 Melbourne 13 Auditor’s Independence Declaration under Section 307C of the Corporations Act 2001 to the Directors of Traffic Technologies Limited and Controlled Entities I declare that, to the best of my knowledge and belief, during the year ended 30 June 2019 there have been: (i) No contraventions of the auditor independence requirements as set out in the Corporations Act 2001 in relation to the audit, and (ii) No contraventions of any applicable code of professional conduct in relation to the audit. ShineWing Australia Chartered Accountants Rami Eltchelebi Partner Melbourne, 28 August 2019 ShineWing Australia ABN 39 533 589 331. Liability limited by a scheme approved under Professional Standards Legislation. ShineWing Australia is an independent member of ShineWing International Limited – members in principal cities throughout the world. Traffic Technologies Ltd Corporate Governance Statement The Board and management of Traffic Technologies Ltd are committed to conducting the Group’s business in an ethical manner and in accordance with the highest standards of corporate governance. The Company has adopted and has substantially complied with the ASX Corporate Governance Principles and Recommendations (Third Edition) (Recommendations) to the extent appropriate to the size and nature of the Group’s operations. The Company has prepared a statement which sets out the corporate governance practices that were in operation throughout the financial year for the Company, identifies any Recommendations that have not been followed and provides reasons for not following such Recommendations (Corporate Governance Statement). The Corporate Governance Statement is accurate and up to date as at 28 August 2019 and has been approved by the Board. In accordance with ASX Listing Rules 4.10.3 and 4.7.4, the Corporate Governance Statement is available for review on the Company’s website (www.trafficltd.com.au) and will be lodged together with an Appendix 4G at the same time that this Annual Report is lodged with ASX. Appendix 4G identifies each Recommendation that needs to be reported against by the Company and provides shareholders with information as to where relevant governance disclosures can be found. The Company’s corporate governance policies and charters are all available on the Company’s website (www.trafficltd.com.au). 15 Traffic Technologies Ltd and Controlled Entities Consolidated Statement of Profit or Loss and Other Comprehensive Income For the year ended 30 June 2019 Note Consolidated 2019 $’000 2018 $’000 Revenue Other income Changes in inventories of finished goods and work in progress Raw materials and consumables used Employee benefits expense Occupancy costs Advertising and marketing expense Other expenses Depreciation, amortisation and impairment expense Earnings before interest and tax (EBIT) Finance costs Net profit for the year before income tax Income tax expense Net profit for the year Other comprehensive income Total comprehensive income for the year Earnings per share - Basic (cents per share) - Diluted (cents per share) 2 2 3 3 3 4 5 5 The accompanying notes form part of these financial statements. 48,321 125 2,433 (28,986) (13,661) (1,907) (123) (1,879) (1,474) 56,670 8,003 (3,046) (32,481) (15,134) (1,905) (296) (1,651) (1,731) 2,849 8,429 (1,380) (1,548) 1,469 (206) 1,263 - 6,881 (809) 6,072 - 1,263 6,072 Cents 0.26 0.26 Cents 1.88 1.88 16 Traffic Technologies Ltd and Controlled Entities Consolidated Statement of Financial Position As at 30 June 2019 Note Consolidated 2019 $’000 2018 $’000 ASSETS Current Assets Cash and cash equivalents Trade and other receivables Inventories Derivatives Total Current Assets Non-Current Assets Property, plant and equipment Goodwill Intangible assets Total Non-Current Assets TOTAL ASSETS LIABILITIES Current Liabilities Trade and other payables Interest bearing loans and borrowings Provisions Deferred tax liability Total Current Liabilities Non-Current Liabilities Interest bearing loans and borrowings Provisions Total Non-Current Liabilities TOTAL LIABILITIES NET ASSETS EQUITY Contributed equity Accumulated losses TOTAL EQUITY 17 6 7 12 8 9 9 10 11 13 4 11 13 14 The accompanying notes form part of these financial statements. 17 3,107 8,803 12,597 251 24,758 1,224 10,554 8,929 20,707 4,044 10,766 10,164 619 25,593 1,253 10,554 7,956 19,763 45,465 45,356 7,341 142 2,685 861 11,029 13,073 203 13,276 8,730 172 2,570 659 12,131 13,128 200 13,328 24,305 25,459 21,160 19,897 54,755 (33,595) 21,160 54,755 (34,858) 19,897 Traffic Technologies Ltd and Controlled Entities Consolidated Statement of Changes in Equity For the year ended 30 June 2019 Contributed Equity Note $’000 Share based payments Reserve $’000 Accumulated Losses Total $’000 $’000 CONSOLIDATED At 1 July 2017 49,029 1,000 (41,930) - - - - - - 6,072 - 6,072 8,099 6,072 - 6,072 Profit for the year Other comprehensive income Total comprehensive income for the year Transactions with owners in their capacity as owners: Rights issue Share issue costs Transfer share-based payment reserve At 30 June 2018 Profit for the year Other comprehensive income Total comprehensive income for the year 14 14 14 6,200 (474) - 54,755 - - - - - (1,000) - - 1,000 6,200 (474) - - - - - - (34,858) 19,897 1,263 - 1,263 1,263 - 1,263 (33,595) 21,160 At 30 June 2019 54,755 The accompanying notes form part of these financial statements. 18 Traffic Technologies Ltd and Controlled Entities Consolidated Statement of Cash Flows For the year ended 30 June 2019 Cash flows from operating activities Receipts from customers Payments to suppliers and employees Interest received Interest paid Income tax paid Net cash from operating activities Cash flows from investing activities Proceeds from sale of plant and equipment Payment of development costs Purchase of property, plant and equipment Purchase of intangible assets Net cash from investing activities Cash flows from financing activities Proceeds from borrowings Repayment of borrowings Payment of borrowing costs Proceeds from share issue Payments for share issue costs Net cash from financing activities Net (decrease)/increase in cash and cash equivalents Cash and cash equivalents at beginning of the financial year Cash and cash equivalents at end of the financial year Note Consolidated 2019 Inflows / (Outflows) $'000 2018 Inflows / (Outflows) $'000 17 17 54,659 (51,950) 48 (1,267) (4) 1,486 61,569 (57,748) - (1,552) (5) 2,264 5 - (1,886) (180) (273) (2,334) - (89) - - - (89) (1,826) (330) (289) (2,445) 13,788 (15,663) (286) 6,200 (474) 3,565 (937) 3,384 4,044 660 3,107 4,044 The accompanying notes form part of these financial statements. 19 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 The financial report of Traffic Technologies Ltd (the Company) for the year ended 30 June 2019 was authorised for issue in accordance with a resolution of the Directors on 28 August 2019. The Company is a company limited by shares incorporated in Australia whose shares are publicly traded on the Australian Securities Exchange. The nature of the operations and principal activities of the Group are described in the Directors’ Report. 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES a) Basis of Preparation This financial report is a general purpose financial report that has been prepared in accordance with the requirements of the Corporations Act 2001, Australian Accounting Standards and other authoritative pronouncements of the Australian Accounting Standards Board (AASB) and AASB Interpretations. The consolidated financial statements of Traffic Technologies Ltd and its subsidiaries also comply with International Financial Reporting Standards (IFRS) as issued by the International Accounting Standards Board. The financial report has been prepared on an accruals basis and under the historical cost convention. The financial report covers Traffic Technologies Ltd and its subsidiaries (the Group). Traffic Technologies Ltd is a for profit Australian listed public company limited by shares, incorporated and domiciled in Australia. The nature and operations and principal activities of the Group are described in the Directors’ Report. The following is a summary of material accounting policies adopted by the Group in the preparation and presentation of the financial report. The accounting policies have been consistently applied, unless otherwise stated. Rounding The amounts contained in the financial report have been rounded to the nearest thousand dollars ($’000) (unless otherwise stated) under the option available to the Company under ASIC Corporations (Rounding in Financial/Directors’ Reports) Instrument 2018/191. The Company is an entity to which the Instrument applies. b) New Accounting Standards for Application in Future Periods Accounting Standards issued by the AASB that are not yet mandatorily applicable to the Group, together with an assessment of the potential impact of such pronouncements on the Group when adopted in future periods, are discussed below: – AASB 16: Leases (applicable to annual reporting periods beginning on or after 1 January 2019). AASB 16 will replace the current accounting requirements applicable to leases in AASB 117: Leases and related Interpretations. AASB 16 introduces a single lessee accounting model that eliminates the requirement for leases to be classified as operating or finance leases. The main changes introduced by the new Standard include: - recognition of a right-to-use asset and liability for all leases (excluding short-term leases with less than 12 months of tenure and leases relating to low-value assets); depreciation of right-to-use assets in line with AASB 116: Property, Plant and Equipment in profit or loss and unwinding of the liability in principal and interest components; variable lease payments that depend on an index or a rate are included in the initial measurement of the lease liability using the index or rate at the commencement date; by applying a practical expedient, a lessee is permitted to elect not to separate non-lease components and instead account for all components as a lease; and additional disclosure requirements. - - - - 20 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Transition to AASB 16 The Group plans to adopt AASB 16 retrospectively to each prior reporting period presented. The Group will elect to apply the standard to contracts that were previously identified as leases applying AASB 117 and AASB Interpretation 4. The Group will therefore not apply the standard to contracts that were not previously identified as containing a lease applying AASB 117 and AASB Interpretation 4. The Group will elect to use the exemptions proposed by the standard on lease contracts for which the lease terms ends within 12 months as of the date of initial application and lease contracts for which the underlying asset is of low value. The Group has leases of certain office equipment (i.e., printing and photocopying machines) that are considered of low value. During 2019, the Group has performed a detailed impact assessment of AASB 16. In summary the impact of AASB 16 adoption is expected to be, as follows: Impact on the statement of financial position (increase/(decrease) as at 30 June 2019: Assets Property, plant and equipment Deferred tax assets Liabilities Lease liabilities Net impact on equity $’000 2,509 59 (2,707) (139) Impact on the statement of profit or loss (increase/(decrease) for 2019: Depreciation expense Operating lease expense (included in occupancy costs) Operating profit Finance costs Income tax expense Profit for the year $’000 (744) 978 234 (329) 29 (66) Due to the adoption of AASB 16, the Group’s profit will reduce due to an increase in depreciation and interest expense. This is due to the change in the accounting for expenses of leases that were classified as operating leases under AASB 117. The Group has adopted all new, revised and amending Accounting Standards and Interpretations issued by the Australian Accounting Standards Board that are mandatory for the current reporting period. The adoption of these Accounting Standards and Interpretations did not have a significant impact on the financial performance or position of the Group. 21 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) c) Basis of consolidation The consolidated financial statements incorporate all of the assets, liabilities and results of the parent (Traffic Technologies Ltd) and all of the subsidiaries. Subsidiaries are entities the parent controls. The parent controls an entity when it is exposed to, or has rights to, variable returns from its involvement with the entity and has the ability to affect those returns through its power over the entity. Subsidiaries are consolidated from the date on which control is obtained by the Group. The consolidation of a subsidiary is discontinued from the date that control ceases. Intercompany transactions, balances and unrealised gains or losses on transactions between group entities are fully eliminated on consolidation. Accounting policies of subsidiaries have been changed and adjustments made where necessary to ensure uniformity of the accounting policies adopted by the Group. Changes in the ownership interests in a subsidiary that do not result in a loss of control are accounted for as equity transactions and do not affect the carrying amounts of goodwill. Business combinations are accounted for using the acquisition method. The acquisition method of accounting involves recognising at acquisition date, separately from goodwill, the identifiable assets acquired, the liabilities assumed and any non-controlling interest in the acquiree. The identifiable assets acquired and the liabilities assumed are measured at their acquisition date fair values. When the Group acquires a business, it assesses the financial assets and liabilities assumed for appropriate classification and designation in accordance with the contractual terms, economic conditions, the Group’s operating or accounting policies and other pertinent conditions as at the acquisition date. If the business combination is achieved in stages, the acquisition date fair value of the acquirer's previously held equity interest in the acquiree is remeasured at fair value as at the acquisition date through the statement of comprehensive income. Any contingent consideration to be transferred by the acquirer will be recognised at fair value at the acquisition date. Subsequent changes to the fair value of the contingent consideration which is deemed to be an asset or liability will be recognised in the statement of comprehensive income. If the contingent consideration is classified as equity, it will not be remeasured. All transaction costs incurred in relation to business combinations, other than those associated with the issue of a financial instrument, are recognised as expenses in profit or loss when incurred. The acquisition of a business may result in the recognition of goodwill or a gain from a bargain purchase. d) Significant accounting judgements, estimates and assumptions The preparation of the financial statements requires management to make judgements, estimates and assumptions that affect the reported amounts in the financial statements. Management continually evaluates its judgements and estimates in relation to assets, liabilities, contingent liabilities, revenue and expenses. Management bases its judgements and estimates on historical experience and other factors it believes to be reasonable under the circumstances. Management has identified the following critical accounting policies for which significant judgements, estimates and assumptions are made. Actual results may differ from these estimates under different assumptions and conditions and may materially affect financial results or the financial position reported in future periods. Significant accounting judgements Impairment testing of non-financial assets The Group assesses impairment of all assets at each reporting date by evaluating conditions specific to the Group and to the particular asset that may lead to impairment. These include product and manufacturing performance, technology, economic and political environments and future product and service delivery expectations. If an impairment trigger exists the recoverable amount of the asset is determined. This involves value in use calculations, which incorporate a number of key estimates and assumptions. 22 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Capitalised development costs Development costs are only capitalised by the Group when the Group can demonstrate the technical feasibility of completing the intangible asset so that it will be available for use or sale, its intention to complete and its ability to use or sell the asset, how the asset will generate future economic benefits, the availability of resources to complete the development and the ability to measure reliably the expenditure attributable to the intangible asset during its development. Taxation The Group's accounting policy for taxation requires management's judgement as to the types of arrangements considered to be a tax on income in contrast to an operating cost. Judgement is also required in assessing whether deferred tax assets and certain deferred tax liabilities are recognised in the statement of financial position. Deferred tax assets, capital losses and temporary differences, are recognised only where it is considered more likely than not that they will be recovered, which is dependent on the generation of sufficient future taxable profits. Assumptions about the generation of future taxable profits depend on management's estimates of future cash flows. Judgements are also required about the application of income tax legislation. Significant accounting estimates and assumptions Long service leave provision The liability for long service leave is recognised and measured at the present value of the estimated future cash flows to be made in respect of all employees at balance date. In determining the present value of the liability, attrition rates and pay increases through inflation and promotion have been taken into account. The Group’s obligations towards long service leave liabilities are presented as non-current provisions in its statement of financial position, except where the Group does not have an unconditional right to defer settlement for at least 12 months after the end of the reporting period, in which case the obligations are presented as current provisions. Allowance for impairment loss on receivables Where receivables are outstanding beyond the normal trading terms, the likelihood of recovery of these receivables is assessed by management. Debts that are considered to be uncollectible are written off when identified. Estimation of useful lives of assets The estimation of useful lives of assets has been based on historical experience (for plant and equipment), lease terms (for leased equipment) and turnover policies (for motor vehicles). In addition, the condition of assets is assessed at least once a year and considered against the remaining useful life. Adjustments to useful life are made when considered necessary. Any change in the useful life or residual lives is treated as a change in accounting estimate and recognised in the statement of comprehensive income. Maintenance warranties In determining the level of the provision required for warranties, the Group has made judgements in respect of the expected performance of the products and any liability resulting from installation works. Historical experience and current knowledge of the performance of products has been used in determining this provision. Finance costs In assessing the amount of finance costs charged in the year, the Group has taken into account the increase in interest costs over the term of the loan facility provided to the Group. It is the Group’s intention to refinance its loan facility when suitable alternative loan facilities can be obtained. Finance costs have been calculated on the assumption that the Group’s loan facility will be refinanced by January 2020. 23 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 2. REVENUE The Group has applied, for the first time, AASB 15 Revenue from Contracts with Customers. The nature and effect of these changes are discussed below. AASB 15 Revenue from Contracts with Customers Revenue from contracts with customers is recognised when control of the goods or services are transferred to the customer at an amount that reflects the consideration to which the Group expects to be entitled in exchange for those goods or services. Sale of goods Revenue from sale of goods is recognised when control of the goods is transferred to the customer at an amount that reflects the consideration to which the Group expected to be entitled in exchange for those goods. Rendering of services Revenue is recognised in the accounting period in which the services are rendered. For fixed-price contracts, revenue is recognised based on the actual service provided to the end of the reporting period as a proportion of the total services to be provided (performance obligations satisfied over time). When the contract outcome cannot be estimated reliably, revenue is recognised only to the extent of the expenses recognised that are recoverable. Interest income Interest income is recognised as interest accrues using the effective interest method. This is a method of calculating the amortised cost of a financial asset and allocating the interest income over the relevant period using the effective interest rate, which is the rate that exactly discounts estimated future cash receipts through the expected life of the financial asset to the net carrying amount of the financial asset. Finance and other income Finance and other income is recognised when the right to receive the income is established. The Group has adopted AASB 15 Revenue from Contracts with Customers from 1 January 2018 which has resulted in changes in accounting policies and the analysis of possible adjustments to the amounts recognised in the financial reports. AASB 15 applies to all revenue arising from contracts with customers, unless those contracts are in the scope of other standards. The new standard establishes a five-step model to account for revenue arising from contracts with customers. Under AASB 15, revenue is recognised at an amount that reflects the consideration to which an entity expects to be entitled in exchange for transferring goods or services to a customer. The standard requires entities to exercise judgement, taking into consideration all of the relevant facts and circumstances when applying each step of the model to contracts with their customers. The standard also specifies the accounting for the incremental costs of obtaining a contract and the costs directly related to fulfilling a contract. In accordance with the transition provisions in AASB 15, the Group has elected to adopt the new rules retrospectively. The Group has carried out an assessment of its customer contracts. Having reviewed the nature of the Group’s customer contracts, this has not resulted in any adjustments to the prior year comparatives. 24 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 2. REVENUE (continued) Revenue Sale of goods Other income Gain on repayment of debt (note 11) Net profit on disposal of fixed assets Net gain on derivatives held for trading Net exchange loss on foreign currency borrowings Other income Total other income 3. EXPENSES Employee related expenses Wages and salaries Superannuation (defined contribution) Other employee benefits expense Other expenses Administrative costs Public company costs Finance costs Amortisation of capitalised transaction costs Bank loans and overdrafts Term loan Lease interest Other Total finance costs Consolidated 2019 $’000 Consolidated 2018 $’000 48,321 56,670 - 1 862 (881) 143 125 7,883 - 619 (623) 124 8,003 Consolidated 2019 $’000 Consolidated 2018 $’000 10,272 1,012 2,377 13,661 1,679 200 1,879 113 - 1,263 4 - 1,380 10,198 982 3,954 15,134 1,455 196 1,651 24 1,148 257 24 95 1,548 Research and development costs Research and development costs charged directly to cost of sales in profit or loss 35 69 25 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 4. INCOME TAX Current tax assets and liabilities for the current and prior periods are measured at the amount expected to be recovered from or paid to the taxation authorities. Current income tax expense charged to profit or loss is the tax payable on taxable income. Current and deferred income tax expense/(income) is charged or credited outside profit or loss when the tax relates to items that are recognised outside profit or loss. Income Tax Expense Current tax Deferred tax - origination and reversal of temporary differences Aggregate income tax expense Reconciliation of income tax expense and tax at the statutory tax rate Accounting profit before income tax Tax at the statutory rate of 30% (2018: 30%) Permanent difference Impact of debt restructure Non-refundable foreign tax offset Recoupment of R&D tax offset Prior year under/over Aggregate income tax expense Weighted average effective tax rate Deferred tax Consolidated Consolidated 2019 $’000 2018 $’000 4 202 206 1,469 441 90 - 4 (391) 62 206 14% 5 804 809 6,881 2,064 - (1,020) 5 (240) - 809 12% Deferred income tax assets are recognised for all deductible temporary differences, to the extent that is probable that taxable profit will be available against which the deductible temporary differences and the carry forward of unused tax credits can be utilised. The carrying amount of deferred income tax assets is reviewed at each balance date and reduced to the extent that it is no longer probable that sufficient taxable profit will be available to allow all or part of the deferred income tax asset to be utilised. Deferred tax assets and liabilities are measured at the tax rates that are expected to apply to the year when the asset is realised or the liability is settled, based on tax rates (and tax laws) that have been enacted or substantively enacted at the balance date. Deferred tax relates to the following Statement of Financial Position Statement of Profit or Loss Income Consolidated Consolidated Consolidated Consolidated 2019 $’000 2018 $’000 2019 $’000 2018 $’000 Temporary differences Intangible assets Plant and equipment Inventory Employee provisions Warranty provisions Credit notes Doubtful debts Foreign exchange Other capital expenditure Other accruals and provisions Deferred tax asset/(liability) (1,824) (376) (60) 902 12 7 11 1 587 81 (659) (289) 187 120 34 - 7 (2) 2 (206) (55) (202) (970) (376) (60) 104 - (5) 11 - 470 22 (804) (2,113) (189) 60 936 12 14 9 3 381 26 (861) 26 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 4. INCOME TAX (continued) Tax losses The following tax losses have not been recognised as a deferred tax asset: Tax losses – revenue Tax losses - capital Carried forward tax offsets Total deferred tax assets Consolidated Consolidated 2019 $’000 2018 $’000 - - 1,096 1,096 - - 1,726 1,726 Tax credits are available to carry forward against future revenue-related profits (but not against capital related profits) without expiry. Other taxes Revenues, expenses and assets are recognised net of the amount of Goods and Services Tax (GST) except: • When the GST incurred on a purchase of goods and services is not recoverable from the taxation authority, in which case the GST is recognised as part of the cost of acquisition of the asset or as part of the expense item as applicable; and • Receivables and payables, which are stated with the amount of GST included. The net amount of GST recoverable from, or payable to, the taxation authority is included as part of receivables or payables in the statement of financial position. Cash flows are included in the statement of cash flows on a gross basis and the GST component of cash flows arising from investing and financing activities, which is recoverable from, or payable to, the taxation authority, are classified as operating cash flows. 5. EARNINGS PER SHARE Basic earnings per share is calculated as net profit/loss attributable to members of the parent entity divided by the weighted average number of ordinary shares. Diluted earnings per share is calculated as net profit/loss attributable to members of the parent entity divided by the weighted average number of ordinary shares and dilutive potential ordinary shares. The following reflects the income and share data used in the basic and diluted earnings per share computations: Earnings used in calculating earnings per share For basic and diluted earnings per share: Net profit attributable to ordinary equity holders of the parent Weighted average number of shares Weighted average number of ordinary shares used in calculating basic earnings per share Weighted average number of ordinary shares adjusted for the effect of dilution Consolidated Consolidated 2019 $’000 2018 $’000 1,263 6,072 Consolidated Consolidated 2019 Thousands 2018 Thousands 482,225 482,225 482,225 482,225 There are no instruments excluded from the calculation of diluted earnings per share that could potentially dilute earnings per share in the future because they are anti-dilutive for 2019 (2018: nil). There have been no other transactions involving ordinary shares or potential ordinary shares between the reporting date and the date of completion of these financial statements. 27 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 6. TRADE AND OTHER RECEIVABLES Trade receivables, which generally have 30 day terms, are recognised initially at fair value plus any directly attributable transaction costs and subsequently measured at amortised cost using the effective interest rate method, less an allowance for any uncollectible amounts. Trade receivables are non-interest bearing. Collectability of trade receivables is reviewed on an ongoing basis. Amounts over 60 days are deemed overdue. Credit is stopped until full payment is made. Debts that are known to be uncollectible are written off when identified. An allowance for impairment loss is recognised when there is objective evidence that the Group may not be able to collect the receivable. Financial difficulties of the debtor, default payments or debts more than 90-120 days overdue are considered objective evidence of impairment. The amount of the impairment loss is the difference between the receivables carrying amount and the present value of its estimated future cash flows, discounted at the original effective interest rate. Trade receivables Allowance for impairment loss Prepayments Other receivables Consolidated 2019 $’000 Consolidated 2018 $’000 7,591 (30) 7,561 494 748 8,803 8,778 (35) 8,743 951 1,072 10,766 Allowance for impairment loss – trade receivables An allowance for impairment loss is recognised when there is objective evidence that an individual trade receivable is impaired. The amount of the allowance for impairment loss has been measured as the difference between the carrying amount of the trade receivables and the estimated future cash flows expected to be received from the relevant debtors. Ageing of trade receivables not impaired: 1-30 days 31-60 days 61 days and over Movement in provision for impairment loss: Balance at the beginning of the year Charge for the year Amounts recovered during the year Allowance no longer required Amounts written off as uncollectible Balance at the end of the year Consolidated 2019 $’000 Consolidated 2018 $’000 4,270 2,482 809 7,561 35 120 (6) (38) (81) 30 5,686 1,615 1,442 8,743 9 64 (10) - (28) 35 28 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 7. INVENTORIES Inventories including raw materials, work-in-progress and finished goods are valued at the lower of cost and net realisable value. Costs incurred in bringing each product to its present location and condition are accounted for as follows:   Raw materials – purchase cost on a first-in, first-out basis. The cost of purchase comprises the purchase price, import duties and other taxes (other than those subsequently recoverable by the entity from the taxing authorities), transport, handling and other costs directly attributable to the acquisition of raw materials and volume discounts and rebates. Finished goods and work-in-progress – cost of direct materials and labour and a proportion of variable and fixed manufacturing overheads based on normal operating capacity but excluding borrowing costs. Net realisable value is the estimated selling price in the ordinary course of business, less estimated costs of completion and the estimated costs necessary to make the sale. Raw materials Work in progress Finished goods Consolidated 2019 $’000 Consolidated 2018 $’000 4,299 205 8,093 12,597 3,785 157 6,222 10,164 Inventory write-downs recognised as an expense totalled $Nil (2018: $2,520,000). The inventory write-down was included in the statement of comprehensive income in changes in inventories of finished goods and work in progress. 8. PROPERTY, PLANT AND EQUIPMENT Property, plant and equipment is stated at historical cost less accumulated depreciation and any accumulated impairment losses. Depreciation is calculated on a straight-line basis over the estimated useful life of the specific assets as follows: Plant and equipment Plant and equipment under finance lease Office furniture and fittings Office furniture and fittings under finance lease Motor vehicles Motor vehicles under finance lease Buildings Leasehold improvements 2019 1 to 15 years 1 to 15 years 4 to 10 years 4 to 10 years 8 years 8 years 40 years 10 years 2018 1 to 15 years 1 to 15 years 4 to 10 years 4 to 10 years 8 years 8 years 40 years 10 years Property, plant and equipment pledged as security for liabilities Leased assets are pledged as security for the related finance lease liabilities. The Group’s property, plant and equipment is pledged as security against the borrowings with ADM Capital as disclosed in note 11. 29 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 8. PROPERTY, PLANT AND EQUIPMENT (continued) Consolidated 2019 $’000 Consolidated 2018 $’000 Carrying values Plant and equipment: At cost Accumulated depreciation Total plant and equipment Plant and equipment under lease: At cost Accumulated depreciation Total plant and equipment Office furniture and fittings At cost Accumulated depreciation Total office furniture and fittings Office furniture and fittings under lease At cost Accumulated depreciation Total office furniture and fittings Motor vehicles At cost Accumulated depreciation Total motor vehicles Motor vehicles under lease At cost Accumulated depreciation Total motor vehicles under lease Buildings At cost Accumulated depreciation Total land and buildings Leasehold improvements At cost Accumulated depreciation Total leasehold improvements Total property, plant and equipment At cost Accumulated depreciation Total net book value 30 4,990 (4,411) 579 445 (401) 44 1,167 (1,077) 90 137 (137) - 332 (295) 37 685 (409) 276 208 (117) 91 683 (576) 107 4,896 (4,324) 572 445 (348) 97 1,102 (1,045) 57 137 (136) 1 349 (302) 47 633 (374) 259 208 (108) 100 667 (547) 120 8,647 (7,423) 1,224 8,437 (7,184) 1,253 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 8. PROPERTY, PLANT AND EQUIPMENT (continued) Reconciliation of carrying amounts at the beginning and end of period CONSOLIDATED At 1 July 2018 net book value Additions Disposals Depreciation expense At 30 June 2019 net book value At 1 July 2017 net book value Additions Disposals Depreciation expense At 30 June 2018 net book value Plant & Equipment $’000 Plant & Equipment under lease $’000 Office Furniture $’000 Office Furniture under lease $’000 Motor vehicles $’000 Motor vehicles under lease $’000 Buildings $’000 Leasehold improvements $’000 Total $’000 1 - - (1) - 15 - - (14) 1 47 - - (10) 37 5 47 - (5) 47 259 84 (4) (63) 276 300 84 (47) (78) 259 100 - - (9) 91 108 - - (8) 100 120 15 - (28) 107 117 37 - (34) 120 1,253 260 (4) (285) 1,224 1,265 378 (47) (343) 1,253 572 97 - (90) 579 499 190 - (117) 572 97 - - (53) 44 153 - - (56) 97 57 64 - (31) 90 68 20 - (31) 57 31 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 9. GOODWILL AND INTANGIBLE ASSETS Goodwill The consideration transferred in a business combination is measured at fair value, which is calculated as the sum of the acquisition date fair values of the assets transferred by the acquirer, the liabilities incurred by the acquirer to former owners of the acquiree and the equity issued by the acquirer and the amount of any non-controlling interest in the acquiree. Acquisition-related costs are expensed as incurred. The difference between the above items and the fair value of the consideration (including the fair value of any pre- existing investment in the acquiree) is goodwill or a discount on acquisition. Following initial recognition, goodwill is measured at cost less any accumulated impairment losses. Intangible assets Intangible assets acquired separately or in a business combination are initially measured at cost. The cost of an intangible asset acquired in a business combination is its fair value as at the date of acquisition. Following initial recognition, intangible assets are carried at cost less any accumulated amortisation and any accumulated impairment losses. Internally generated intangible assets, excluding capitalised development costs, are not capitalised and expenditure is recognised in the statement of comprehensive income in the year in which the expenditure is incurred. The useful lives of intangible assets are assessed to be either finite or indefinite. Intangible assets with finite lives are amortised over the useful life and tested for impairment whenever there is an indication that the intangible asset may be impaired. The amortisation period and the amortisation method for an intangible asset with a finite useful life is reviewed at least at each financial year-end. Changes in the expected useful life or the expected pattern of consumption of future economic benefits embodied in the asset are accounted for prospectively by changing the amortisation period or method, as appropriate, which is a change in accounting estimate. The amortisation expense on intangible assets with finite lives is recognised in the statement of comprehensive income. Development costs Research costs are expensed as incurred. An intangible asset arising from development expenditure on an internal project is recognised only when the Group can demonstrate the technical feasibility of completing the intangible asset so that it will be available for use or sale, its intention to complete and its ability to use or sell the asset, how the asset will generate future economic benefits, the availability of resources to complete the development and the ability to measure reliably the expenditure attributable to the intangible asset during its development. Following the initial recognition of the development expenditure, the cost model is applied requiring the asset to be carried at cost less any accumulated amortisation and accumulated impairment losses. Any expenditure so capitalised is amortised over the period of expected benefit from the related project which is generally 5 years (2018: 5 years). The amortisation is recognised in the statement of comprehensive income in the line item ‘depreciation, amortisation and impairment expense’. Software costs Software costs are carried at cost less any accumulated amortisation and any accumulated impairment losses. Purchased software development is assessed to have a finite life and is amortised over a period of 1-4 years (2018: 1-4 years). Patents and trademarks Patents and trademarks acquired separately or in a business combination are initially measured at cost. The cost of an intangible asset acquired in a business combination is its fair value as at the date of acquisition. Following initial recognition, intangible assets are carried at cost less any accumulated amortisation and any accumulated impairment losses. Patents and trademarks are amortised on a straight line basis over a period of 3-10 years (2018: 3-10 years). 32 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 9. GOODWILL AND INTANGIBLE ASSETS (continued) Carrying values Development costs At cost Accumulated amortisation Accumulated impairment Software costs At cost Accumulated amortisation Patents and trademarks At cost Accumulated amortisation Goodwill At cost Accumulated impairment Total intangibles At cost Accumulated amortisation Total net book value Consolidated 2019 $’000 Consolidated 2018 $’000 18,088 (8,852) (400) 8,836 1,870 (1,837) 33 520 (460) 60 33,042 (22,488) 10,554 53,520 (34,037) 19,483 16,202 (7,945) (400) 7,857 1,632 (1,589) 43 486 (430) 56 33,042 (22,488) 10,554 51,362 (32,852) 18,510 Reconciliation of carrying amounts at the beginning and end of period Consolidated At 1 July 2018 net book value Additions Amortisation At 30 June 2019 net book value At 1 July 2017 net book value Additions Amortisation At 30 June 2018 net book value Development Costs $’000 Software Costs $’000 Patents and Trademarks $’000 Goodwill Total $’000 $’000 7,857 1,886 (907) 8,836 7,183 1,826 (1,152) 7,857 43 238 (248) 33 13 241 (211) 43 56 34 (30) 60 33 48 (25) 56 10,554 - - 10,554 10,554 - - 10,554 18,510 2,158 (1,185) 19,483 17,783 2,115 (1,388) 18,510 33 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 9. GOODWILL AND INTANGIBLE ASSETS (continued) Impairment testing Impairment testing of goodwill Goodwill is reviewed for impairment annually or more frequently if events or changes in circumstances indicate that the carrying value may be impaired. For the purpose of impairment testing, goodwill acquired in a business combination is, from the acquisition date, allocated to each of the Group’s cash-generating units, or groups of cash-generating units, that are expected to benefit from the synergies of the combination, irrespective of whether other assets or liabilities of the Group are assigned to those units or groups of units. Each unit or group of units to which the goodwill is so allocated: • • represents the lowest level within the Group at which the goodwill is monitored for internal management purposes; and is not larger than an operating segment determined in accordance with AASB 8 Segment Reporting. Impairment is determined by assessing the recoverable amount of the cash-generating unit (group of cash-generating units) to which the goodwill relates. The Group performs impairment testing as at 30 June each year using a value in use, discounted cash flow methodology for its cash-generating units to which goodwill has been allocated. Impairment testing may be performed at other dates where an indicator of impairment exists. When the recoverable amount of the cash-generating unit (group of cash-generating units) is less than the carrying amount, an impairment loss is recognised. When goodwill forms part of a cash-generating unit (group of cash- generating units) and an operation within that unit is disposed of, the goodwill associated with the operation disposed of is included in the carrying amount of the operation when determining the gain or loss on disposal of the operation. Goodwill disposed of in this manner is measured based on the relative values of the operation disposed of and the portion of the cash-generating unit retained. Impairment losses recognised for goodwill are not subsequently reversed. Impairment testing of non-financial assets other than goodwill Intangible assets that have an indefinite useful life and those that are not yet available for use are not subject to amortisation but are tested annually for impairment, or more frequently if events or changes in circumstances indicate that they might be impaired. Other assets are tested for impairment whenever events or changes in circumstances indicate that the carrying amount may not be recoverable. The Group conducts an annual internal review of asset values, which is used as a source of information to assess for any indicators of impairment. External factors, such as changes in expected future processes, technology and economic conditions, are also monitored to assess for indicators of impairment. If any indication of impairment exists, an estimate of the asset's recoverable amount is calculated. An impairment loss is recognised for the amount by which the asset's carrying amount exceeds its recoverable amount. Recoverable amount is the higher of an asset's fair value less costs to sell and value in use. For the purposes of assessing impairment, assets are grouped at the lowest levels for which there are separately identifiable cash inflows that are largely independent of the cash inflows from other assets or groups of assets (cash-generating units). Non-financial assets other than goodwill that have suffered an impairment are tested for possible reversal of the impairment whenever events or changes in circumstances indicate that the impairment may have reversed. 34 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 9. GOODWILL AND INTANGIBLE ASSETS (continued) (i) Description of the cash-generating units and other relevant information Goodwill acquired through business combinations has been allocated to the Signals and Controllers cash- generating units. (ii) Key assumptions used in value in use calculations for the Signals and Controllers cash-generating units at 30 June 2019 and 30 June 2018 The recoverable amounts of the Signals and Controllers cash-generating units have been determined based on a value in use calculation using cash flow projections based on financial budgets prepared by management covering a five year period. The carrying value of the Signals cash-generating unit at 30 June 2019 was $18.8m and the recoverable amount was $18.9m. The carrying value of the Controllers cash-generating unit at 30 June 2019 was $1.5m and the recoverable amount was $6.4m. Management has budgeted for a 30% increase in revenue in the year ending 30 June 2020, based on long term supply contracts. This will also bring budgeted revenue to a similar level achieved in the financial year ended 30 June 2018. Cash flows beyond the budget period have been extrapolated using an expected growth rate of 5% for the Signals and Controllers cash-generating units (2018: 5%). The Group believes that the growth rate selected is justified based on expected growth in demand over the next five years in line with government projections. The growth rate used to extrapolate the cash flows for periods beyond the five year period is 3% (2018: 3%). It has been assumed that the current market share achieved by the Group will be maintained and that the budgeted growth rate will be achieved through expected growth in market demand. The pre-tax discount rate applied to the cash flow projections is 14.8% (2018: 13.0%), which is the Group’s WACC. The key assumptions used in the value in use calculations represent management’s best estimates at 30 June 2019. Management has considered the sensitivity of the value in use calculations to changes in assumptions. The value in use calculation is sensitive to revenue changes. If revenue for the Signals cash-generating unit is below budget by $0.35m (1%) the carrying value of the unit will equal its recoverable amount, if all other assumptions are unchanged. (iii) Impairment testing The Group performed impairment testing at 30 June 2019 and 30 June 2018. There was no impairment of goodwill allocated to either the Signals or Controllers cash-generating unit at those dates. An impairment provision of $20m was recorded against the value of goodwill in the Signals cash-generating unit as at 30 June 2016. (iv) Carrying amount of goodwill allocated to the cash-generating unit Consolidated Consolidated 2019 $’000 2018 $’000 30,535 (20,000) 10,535 19 10,554 30,535 (20,000) 10,535 19 10,554 Signals Less: Impairment provision Controllers Total 35 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 10. TRADE AND OTHER PAYABLES Trade and other payables are carried at amortised cost due to their short term nature and are not discounted. They represent liabilities for goods and services provided to the Group prior to the end of the financial year that are unpaid and arise when the Group becomes obliged to make future payments in respect of the purchase of these goods and services. The amounts are unsecured and are usually paid within 60 days of recognition. Trade payables are non- interest bearing and are normally settled on 30-60 day terms. Current Trade creditors Sundry creditors and accruals Deferred income Current trade and other payables Consolidated 2019 $’000 Consolidated 2018 $’000 6,038 1,303 - 7,341 5,346 3,134 250 8,730 11. INTEREST BEARING LOANS AND BORROWINGS All loans and borrowings are initially recognised at the fair value of the consideration received less directly attributable transaction costs. After initial recognition, interest bearing loans and borrowings are subsequently measured at amortised cost using the effective interest rate method. Fees paid on the establishment of loan facilities that are yield related are included as part of the carrying amount of the loans and borrowings. Borrowings are classified as current liabilities unless the Group has an unconditional right to defer settlement of the liability for at least 12 months after balance date. Current borrowings Lease liabilities Non-current borrowings Term facility (secured) Lease liabilities Reconciliation of term facility Term facility balance comprises: Principal loan amount payable Exchange loss Capitalised interest Less: capitalised transaction costs Nominal interest rate Year of maturity 2019 $’000 2018 $’000 Consolidated Consolidated 1.3% - 8.2% 2019-2020 15% 1.3% - 8.2% 2021 2020-2022 142 142 12,931 142 13,073 172 172 13,010 118 13,128 Consolidated Consolidated 2019 $’000 2018 $’000 12,465 262 204 - 12,931 12,500 623 - (113) 13,010 36 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 11. INTEREST BEARING LOANS AND BORROWINGS (continued) Terms and conditions relating to the above financial instruments (i) Term Facility - The Company completed a debt restructure on 18 April 2018 under which a loan was provided by an investment holding entity established by, and funds managed by Asia Debt Management Hong Kong Limited (ADM Capital) for the US dollar equivalent to A$12.5 million. (ii) The loan has been revalued based on the spot rate as at 30 June 2019. The loan balance includes a foreign exchange loss and capitalised interest accrued to 30 June 2019. (iii) The Company has taken out a six month derivative financial instrument expiring on 18 October 2019 to hedge the currency exposure on the loan (see note 12). This replaced a previous derivative financial instrument which matured on 18 April 2018. (iv) Under the loan facility a contingent liability of USD $557,750 exists should the counter-parties to the loan agreement and related derivative financial instrument fail to fulfil their repayment commitments. As it is anticipated that all parties will fulfil their repayment obligations no amount has been recognised as a liability in the financial report. (v) The loan is secured by a fixed and floating charge over the Company’s assets. (vi) The loan is for a term of 3 years, expiring on 18 April 2021. The Company can seek the financier's approval to extend the term for up to 12 months. (vii) The loan has a commercial interest rate of 7% per annum, with an additional 8% per annum capitalised into the loan amount outstanding with effect from 18 April 2019. There is a further increase in the interest rate from 18 April 2020, assuming that the Company has not exercised its right to repay or re-finance the loan. (viii) In assessing the effective interest rate on the loan, management has assumed an effective interest rate of 15%. Further information regarding the effective interest rate risk and foreign currency exposure of borrowings is set out in note 15. (ix) During the current and prior financial year, there were no defaults or breaches on the loan. (x) The carrying amount of the Group’s current and non-current borrowings approximates fair value. (xi) The Company has a bank guarantee facility with Westpac Bank secured by a cash deposit. Financing facilities available Total facilities at reporting date Term facility (ADM Capital) Bank guarantee facility (Westpac) Facilities used at reporting date Term facility (ADM Capital) Bank guarantee facility (Westpac) Facilities unused at reporting date Term facility (ADM Capital) Bank guarantee facility (Westpac) 37 Consolidated Consolidated 2019 $’000 2018 $’000 12,931 265 13,196 12,931 133 13,064 - 132 132 12,500 265 12,765 12,500 265 12,765 - - - Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 12. DERIVATIVES Derivatives are only used for economic hedging purposes and not speculative instruments. Current assets Derivative financial asset for foreign currency forward contracts (i) Classification of derivatives 2019 $’000 2018 $’000 251 619 Derivatives are classified as held for trading and accounted for at fair value through profit or loss unless they are designated as hedges. They are presented as current assets or liabilities if they are expected to be settled within 12 months after the end of the reporting year. (ii) Fair value measurements The Group uses a three level hierarchy to measure the fair value of financial instruments. Balances are classified into a level based on the lowest level of input that is significant to the entire fair value measurement. Level 1: Level 2: Level 3: The fair value of financial instruments traded in active markets (such as publicly traded derivatives, and trading and available-for-sale securities) is based on quoted market prices at the end of the reporting period. The quoted market price used for financial assets held by the Group is the current bid price. The fair value of financial instruments that are not traded in an active market (for example, over-the-counter derivatives) is determined using valuation techniques which maximise the use of observable market data and rely as little as possible on entity-specific estimates. If all significant inputs required to fair value an instrument are observable, the instrument is included in level 2. If one or more of the significant inputs is not based on observable market data, the instrument is included in level 3. Derivatives are measured at fair value are based on level 2 inputs. The fair value of foreign currency forward contracts is determined using forward exchange rates at balance sheet date. The fair value of derivatives is estimated at the amount that the Group would receive or pay to terminate the contract at the end of the reporting period taking into account current market conditions (volatility and appropriate yield curve) and the current creditworthiness of the counterparties. 38 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 13. PROVISIONS Provisions are recognised when the Group has a present obligation (legal or constructive) as a result of a past event, it is probable that an outflow of resources embodying economic benefits will be required to settle the obligation and a reliable estimate can be made of the amount of the obligation. Provisions are measured at the present value of management's best estimate of the expenditure required to settle the present obligation at balance date using a discounted cash flow methodology. The risks specific to the provision are factored into the cash flows. If the effect of the time value of money is material, provisions are discounted using a current pre-tax rate that reflects the time value of money and the risks specific to the liability. The increase in the provision resulting from the passage of time is recognised in finance costs. Employee benefits Short-term employee benefits Provision is made for the Group’s obligation for short-term employee benefits. Short-term employee benefits are benefits (other than termination benefits) that are expected to be settled wholly before 12 months after the end of the annual reporting period in which the employees render the related service, including wages, salaries and sick leave. Short-term employee benefits are measured at the (undiscounted) amounts expected to be paid when the obligation is settled. Other long-term employee benefits Provision is made for employees’ long service leave and annual leave entitlements not expected to be settled wholly within 12 months after the end of the annual reporting period in which the employees render the related service. Other long-term employee benefits are measured at the present value of the expected future payments to be made to employees. The Group’s obligations for long-term employee benefits are presented as non- current provisions in its statement of financial position, except where the Group does not have an unconditional right to defer settlement for at least 12 months after the end of the reporting period, in which case the obligations are presented as current provisions. Provision for Warranties A provision has been recognised for expected warranty claims on products supplied by the Group, based on current sales levels, current information available about past returns and repairs and the warranty period for products sold. The provision for warranty claims represents the present value of the Directors’ best estimate of the future outflow of economic benefits that will be required under warranties offered for products supplied by the Group. Based on past experience, the Group does not expect the full balance of the current provision to be settled within 12 months. However, as the Group does not have an unconditional right of deferral, the balance is presented as current. Analysis of Provisions Current Employee benefits Warranty provision Non-current Employee benefits Consolidated 2019 $’000 Consolidated 2018 $’000 2,645 40 2,685 2,531 39 2,570 203 200 39 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 14. CONTRIBUTED EQUITY Ordinary shares Ordinary shares At 1 July 2017 Rights issue Share issue costs At 30 June 2018 At 30 June 2019 Consolidated Consolidated 2019 $’000 2018 $’000 54,755 54,755 No. Of Shares ‘000 $’000 275,557 206,668 - 482,225 49,029 6,200 (474) 54,755 482,225 54,755 Ordinary shares have the right to receive dividends as declared and, in the event of a winding up of the Company, to participate in the proceeds from the sale of all surplus assets in proportion to the number and amounts paid up on shares held. Ordinary shares entitle their holder to one vote, either in person or by proxy, at a meeting of the Company. Gearing ratio The Directors review the capital structure on a monthly basis. As a part of this review the Board considers the cost of capital and risks associated with each class of capital. The Group will balance its overall capital structure through new share issues and the redemption of existing debt, as market conditions allow. The Group is not subject to any externally imposed capital requirements. The gearing ratios at 30 June 2019 and 2018 were as follows: Total borrowings Cash and cash equivalents Net debt Equity Total capital Gearing ratio Consolidated 2019 $’000 Consolidated 2018 $’000 13,215 (3,107) 10,108 21,160 31,268 32% 13,300 (4,044) 9,256 19,897 29,153 32% 40 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 15. FINANCIAL RISK MANAGEMENT OBJECTIVES AND POLICIES The Group has applied, for the first time AASB 9 Financial Instruments. The nature and effect of these changes are discussed below. AASB 9 Financial Instruments The Group measures financial instruments such as derivatives, at fair value at each balance sheet date. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. The fair value measurement is based on the presumption that the transaction to sell the asset or transfer the liability takes place either:   In the principal market for the asset or liability; or In the absence of a principal market, in the most advantageous market for the asset or liability The principal or the most advantageous market must be accessible by the Group. The fair value of an asset or a liability is measured using the assumptions that market participants would use when pricing the asset or liability, assuming that market participants act in their economic best interest. A fair value measurement of a non-financial asset takes into account a market participant's ability to generate economic benefits by using the asset in its highest and best use or by selling it to another market participant that would use the asset in its highest and best use. The Group uses valuation techniques that are appropriate in the circumstances and for which sufficient data are available to measure fair value, maximising the use of relevant observable inputs and minimising the use of unobservable inputs. All assets and liabilities for which fair value is measured or disclosed in the financial statements are categorised within the fair value hierarchy, described as follows, based on the lowest level input that is significant to the fair value measurement as a whole:   Level 1 – Quoted (unadjusted) market prices in active markets for identical assets or liabilities Level 2 – Valuation techniques for which the lowest level input that is significant to the fair value measurement is directly or indirectly observable Level 3 – Valuation techniques for which the lowest level input that is significant to the fair value measurement is unobservable  For the purpose of fair value disclosures, the Group has determined classes of assets and liabilities on the basis of the nature, characteristics and risks of the asset or liability and the level of the fair value hierarchy, as explained above. Fair-value related disclosures for financial instruments and non-financial assets that are measured at fair value or where fair values are disclosed, are summarised in note 12. AASB 9 Financial Instruments replaces AASB 139 Financial Instruments: Recognition and Measurement for annual periods beginning on or after 1 January 2018. The Group has adopted AASB 9 from 1 January 2018 which has resulted in changes to accounting policies and the analysis for possible adjustments to amounts recognised in the interim condensed consolidated financial statements. The Group has assessed which business models apply to the financial instruments held by the Group and has classified them into the appropriate AASB 9 categories. On adoption of AASB 9, the Group classified financial assets and liabilities as subsequently measured at either amortised cost or fair value, depending on the business model for those assets and on the asset’s contractual cash flow characteristics. 41 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 15. FINANCIAL RISK MANAGEMENT OBJECTIVES AND POLICIES (continued) The Group has carried out an assessment of trade and other receivables. The Group has determined there is no material impact of expected credit losses nor has this resulted in any adjustment to prior year comparatives. There was no impact on the statement of comprehensive income or the statement of changes in equity on adoption of AASB 9 in relation to classification and measurement of financial assets and financial liabilities. The following table summarises the impact on the classification and measurement of the Group’s financial instruments: Presented in statement of financial position Financial asset/financial liability AASB 139 AASB 9 Reported $’000 Restated $’000 Cash and cash equivalents Trade and other receivables Trade and other payables Interest bearing liabilities Derivative Bank deposits Cash at cost Cash at cost No change No change Loans and receivables Payables Loans and receivables Amortised cost Amortised cost No change No change Amortised cost No change No change Debt at amortised cost Forward exchange contract Amortised cost Amortised cost No change No change Fair value through profit or loss Fair value through profit or loss No change No change Financial instruments Initial recognition and measurement Financial assets and financial liabilities are recognised when the entity becomes a party to the contractual provisions to the instrument. For financial assets, this is equivalent to the date that the Group commits itself to either the purchase or sale of the asset (i.e. trade date accounting is adopted). Financial instruments are initially measured at fair value plus transaction costs, except where the instrument is classified “at fair value through profit of loss”, in which case transaction costs are expensed to profit or loss immediately. Classification and subsequent measurement Financial instruments are subsequently measured at fair value, amortised cost using the effective interest method, or cost. Amortised cost is calculated as the amount at which the financial asset or financial liability is measured at initial recognition less principal repayments and any reduction for impairment and adjusted for any cumulative amortisation of the difference between that initial amount and the maturity amount calculated using the effective interest method. The effective interest method is used to allocate interest income or interest expense over the relevant period and is equivalent to the rate that discounts estimated future cash payments or receipts (including fees, transaction costs and other premiums or discounts) over the expected life (or when this cannot be reliably predicted, the contractual term) of the financial instrument to the net carrying amount of the financial asset or financial liability. Revisions to expected future net cash flows will necessitate an adjustment to the carrying amount with a consequential recognition of an income or expense item in profit or loss. The Group does not designate any interests in subsidiaries, associates or joint venture entities as being subject to the requirements of Accounting Standards specifically applicable to financial instruments. 42 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 15. FINANCIAL RISK MANAGEMENT OBJECTIVES AND POLICIES (continued) Financial Liabilities Non-derivative financial liabilities other than financial guarantees are subsequently measured at amortised cost. Gains or losses are recognised in profit or loss through the amortisation process and when the financial liability is derecognised. Derecognition Financial assets are derecognised when the contractual rights to receipt of cash flows expire or the asset is transferred to another party whereby the entity no longer has any significant continuing involvement in the risks and benefits associated with the asset. Financial liabilities are derecognised when the related obligations are discharged, cancelled or have expired. The difference between the carrying amount of the financial liability extinguished or transferred to another party and the fair value of consideration paid, including the transfer of non-cash assets or liabilities assumed, is recognised in profit or loss. Financial risk management objectives and policies. Financial risk management objectives and policies The Group’s principal financial instruments comprise a term loan facility, finance leases, hire purchase contracts, forward contracts to purchase foreign currency and cash and short-term deposits. The Group manages its exposure to key financial risks, including interest rate and currency risk in accordance with the Group's financial risk management policy. The objective of the policy is to support the delivery of the Group's financial targets whilst protecting future financial security. The Group has various financial assets and liabilities such as trade receivables and trade payables, which arise directly from its operations. It is the Group’s policy that no trading in financial instruments shall be undertaken. The main risks arising from the Group’s financial instruments are interest rate risk, foreign currency risk, credit risk and liquidity risk. The Group uses different methods to measure and manage different types of risks to which it is exposed. These include monitoring levels of exposure to interest rate and currency risk and assessments of market forecasts for interest rate and foreign exchange prices. Ageing analyses and monitoring of specific credit allowances are undertaken to manage credit risk. Liquidity risk is monitored through the preparation of future rolling cash flow forecasts. The Board reviews and agrees policies for managing each of these risks as summarised below. Primary responsibility for identification and control of financial risks rests with the Risk Committee under the authority of the Board. The Board reviews and agrees policies for managing each of the risks identified below, including the setting of limits for hedging cover of foreign currency and interest rate risk, credit allowances and future cash flow forecasts. Details of the significant accounting policies and methods adopted, including the criteria for recognition, the basis of measurement and the basis on which income and expenses are recognised, in respect of each class of financial asset, financial liability and equity instrument are disclosed in the notes to the financial statements. Fair value of financial instruments The Directors consider that the carrying amount of financial assets and financial liabilities recorded in the financial statements approximates their fair values (2018: fair values). Risk exposures and responses The main risks arising from the Group’s financial instruments are interest rate risk, foreign exchange risk, credit risk and liquidity risk. 43 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 15. FINANCIAL RISK MANAGEMENT OBJECTIVES AND POLICIES (continued) Interest rate risk The Group's exposure to market interest rates relates primarily to the Group's long-term debt obligations. At balance date the Group had the following financial assets and liabilities exposed to market interest rate risk: Financial assets Cash and cash equivalents Financial liabilities Financial liabilities at amortised cost Net exposure Consolidated 2019 $’000 Consolidated 2018 $’000 3,107 4,044 (12,931) (13,010) (9,824) (8,966) The Group’s exposure to market risk for changes in interest rates relates primarily to the Group’s long-term debt obligations. At 30 June 2019 100% of the Group's borrowings were at a fixed rate of interest (2018: 100%). Details of the Group’s debt are disclosed in note 11. Interest rate exposure The Group constantly analyses its interest rate exposure. Within this analysis consideration is given to potential renewals of existing positions, alternative financing, alternative hedging positions and the mix of fixed and variable interest rates. Sensitivity analysis At 30 June, the Group was not exposed to sensitivity caused by changes in market interest rates because 100% of its borrowings were at a fixed rate of interest. Potential interest rate exposure could arise however if the Group were to refinance its borrowings at prevailing market rates of interest. Foreign exchange risk Transactions in foreign currencies are initially recorded in the functional currency by applying the exchange rates ruling at the date of the transaction. Monetary assets and liabilities denominated in foreign currencies are retranslated at the rate of exchange ruling at the balance date. Non-monetary items that are measured in terms of historical cost in a foreign currency are translated using the exchange rate as at the date of the initial transaction. Non-monetary items measured at fair value in a foreign currency are translated using the exchange rates at the date when the fair value was determined. The Group currently purchases certain components denominated in foreign currency, hence exposures to exchange rate fluctuations can arise. Where appropriate, the Group enters into forward foreign exchange contracts to manage the risk associated with anticipated purchase transactions up to six months out to hedge the exposure generated. The exchange gain or loss on these transactions is recognised directly in the statement of comprehensive income. The Group’s borrowing facility is denominated in US dollars. To manage the risk associated with the exposure of this balance to exchange rate fluctuations the Group entered into a foreign currency forward contract. This foreign currency forward contract is accounted for as held for trading with gains (losses) recognised in the statement of comprehensive income. 44 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 15. FINANCIAL RISK MANAGEMENT OBJECTIVES AND POLICIES (continued) The Group's exposure to foreign currency risk at the end of the reporting period, expressed in Australian dollars, was as follows: Loan (USD exposure) Forward exchange contracts (USD exposure) 2019 AUD $’000 2018 AUD $’000 12,931 251 13,010 619 During the financial year, the following foreign-exchange related amounts were recognised in profit or loss: Amounts recognised in profit or loss Net foreign exchange gain on foreign currency derivatives not qualifying as hedges included in other income/other expense Exchange losses on foreign currency borrowing included in other income Total net foreign exchange gains/(losses) recognised in profit before income tax for the period Sensitivity analysis 2019 AUD $’000 2018 AUD $’000 862 (881) (19) 619 (623) (4) The Group is primarily exposed to changes in the US dollar exchange rate. The sensitivity of profit or loss to changes in the exchange rates arises mainly from US dollar-denominated financial instruments is illustrated in the table below. Impact on post tax profit US/$exchange rate – increase 5% US/$exchange rate – decrease 5% 2019 USD $’000 2018 USD $’000 (994) 861 (861) 757 The Group has taken out a forward exchange contract to hedge its currency exposure (see note 12). Credit risk Credit risk arises from the financial assets of the Group, which comprise cash and cash equivalents, trade and other receivables. The Group's exposure to credit risk arises from potential default of the counter party, with a maximum exposure equal to the carrying amount of these instruments. Exposure at balance date is addressed in each applicable note. The Group does not hold any credit derivatives to offset its credit exposure. The Group trades only with recognised, creditworthy third parties and, as such, collateral is not requested nor is it the Group's policy to securitise its trade and other receivables. It is the Group's policy that all customers who wish to trade on credit terms are subject to credit verification procedures including an assessment of their independent credit rating, financial position, past experience and industry reputation. Risk limits are set for each individual customer in accordance with parameters set by the Board. These risk limits are regularly monitored. Receivables balances are monitored on an ongoing basis with the result that the Group's exposure to bad debts is not significant. For transactions that are not denominated in the functional currency of the relevant operating unit, the Group does not offer credit terms without the specific approval of senior management. There are no significant concentrations of credit risk within the Group. 45 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 15. FINANCIAL RISK MANAGEMENT OBJECTIVES AND POLICIES (continued) Liquidity risk The Group’s objective is to maintain a balance between continuity of funding and flexibility through the use of current working capital, term loans and lease liabilities. Maturity analysis of financial liabilities Year ended 30 June 2019 ≤ 6 months $’000 6-12 months $’000 Payables Interest bearing loans & borrowings Bank guarantees Total financial liabilities 7,341 142 - 7,483 Year ended 30 June 2018 ≤ 6 months $’000 6-12 months $’000 Payables Interest bearing loans & borrowings Bank guarantees Total financial liabilities 8,730 172 - 8,902 1 – 5 years $’000 - 13,073 133 13,206 1 – 5 years $’000 - 13,128 265 13,393 > 5 years $’000 > 5 years $’000 - - - - - - - - Total $’000 7,341 13,215 133 20,689 Total $’000 8,730 13,300 265 22,295 - - - - - - - - 46 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 16. EXPENDITURE COMMITMENTS The Group has entered into finance leases and hire purchase contracts in respect of various items of plant and machinery and motor vehicles. These finance leases and hire purchase contracts typically run for periods of 4 years with an option to renew the lease for a further 3 years or to purchase the asset. The determination of whether an arrangement is or contains a lease is based on the substance of the arrangement and requires an assessment of whether the fulfilment of the arrangement is dependent on the use of a specific asset or assets and the arrangement conveys a right to use the asset. Finance leases, which transfer to the Group substantially all the risks and benefits incidental to ownership of the leased item, are capitalised at the inception of the lease at the fair value of the leased property or, if lower, at the present value of the minimum lease payments. Lease payments are apportioned between the finance charges and reduction of the lease liability so as to achieve a constant rate of interest on the remaining balance of the liability. Finance charges are recognised as an expense. Capitalised leased assets are depreciated over the shorter of the estimated useful life of the asset and the lease term if there is no reasonable certainty that the Group will obtain ownership by the end of the lease term. The Group leases a number of warehouse, factory and office facilities under operating leases. The leases typically run for periods up to 5 years with an option to renew the lease after that date. Operating lease payments are recognised as an expense on a straight-line basis over the lease term. Lease incentives are recognised as an integral part of the total lease expense. Finance leases and hire purchase Less than one year Later than one year but less than five years Less future finance charges Total finance lease and hire purchase liabilities Reconciled to: Current liability Non-current liability Operating leases – properties Less than one year Later than one year but less than five years Consolidated 2019 $’000 Consolidated 2018 $’000 154 153 307 (23) 284 142 142 284 1,364 1,950 3,314 146 167 313 (23) 290 172 118 290 1,042 1,480 2,522 47 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 17. NOTES TO THE STATEMENT OF CASH FLOWS Cash and cash equivalents in the statement of financial position comprise cash at bank and in hand and short- term deposits with an original maturity of three months or less. For the purposes of the statement of cash flows, cash and cash equivalents consist of cash and cash equivalents as defined above, net of outstanding bank overdrafts. Reconciliation of cash Consolidated 2019 $’000 Consolidated 2018 $’000 Cash at bank and in hand 3,107 4,044 Cash at bank earns interest at floating rates based on daily bank deposit rates. Reconciliation of net profit after tax to net cash flows from operations Net profit Adjustments for: Depreciation, amortisation and impairment of non-current assets Gain on repayment of debt Loss/(profit) on sale of fixed assets Foreign exchange gain Amortisation of capitalised finance fees Doubtful debts expense/(written off) Inventories obsolescence expense/(benefit) Changes in assets and liabilities: (Increase)/decrease in trade and other receivables (Increase)/decrease in inventories Increase/(decrease) in trade and other payables (Increase)/decrease in deferred tax assets Increase/(decrease) in provisions Net cash provided by operating activities Non cash financing and investing activities Consolidated 2019 $’000 Consolidated 2018 $’000 1,263 6,072 1,474 - (1) (54) 113 (5) - 1,968 (2,433) (1,158) 202 117 1,486 1,731 (7,883) - (234) 24 26 2,520 (557) 525 (1,048) 804 284 2,264 During the year the Group acquired property, plant and equipment with an aggregate value of $83,705 (2018: $84,249) by means of finance leases. These acquisitions are not reflected in the Statement of Cash Flows. Reconciliation of liabilities in financing activities 1 July 2018 $’000 Cash flows $’000 Lease liabilities Borrowings Derivative asset Total liabilities from financing activities (290) (13,010) 619 (12,681) 89 - - 89 48 Fair value changes $’000 - 396 (368) Other $’000 30 June 2019 $’000 (83) (317) - (284) (12,931) 251 28 (400) (12,964) Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 18. CLAIMS AND CONTINGENCIES Guarantees As detailed in note 19, the Company is party to a deed of cross guarantee with its wholly-owned subsidiaries. The extent to which an outflow of funds will be required is dependent on the future operations of the entities that are party to the deed of cross guarantee. No liability is expected to arise. The deed of cross guarantee will continue to operate indefinitely. As detailed in note 11, the Company is party to a finance facility agreement with ADM Capital to which the Company’s subsidiaries are guarantors. The extent to which an outflow of funds will be required is dependent on the risk of default under the finance facility agreement. The Directors do not expect default to occur. 19. RELATED PARTY DISCLOSURES a) The Group’s main related parties are as follows: (i) Key management personnel Any person(s) having authority and responsibility for planning, directing and controlling the activities of the entity, directly or indirectly, including any director (whether executive or otherwise) of that entity, are considered Key Management Personnel. For details of disclosures relating to Key Management Personnel, refer to note 22. (ii) Subsidiary entities The subsidiaries listed below have share capital consisting solely of ordinary shares which are held directly by the Group. The proportion of ownership interests held equals the voting rights held by the Group. Each subsidiary’s principal place of business is also its country of incorporation. Ownership Interest Held by the Group 2019 % 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 2018 % 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 Manufacture signs Non-trading Manufacture signs Non-trading Non-trading Non-trading Non-trading Manufacture signals, lights etc. Non-trading Manufacture controllers Non-trading Non-trading Non-trading Name of Subsidiary Principal Place Principal of Business Australia Activity Non-trading Australia Non-trading Traffic Technologies Signal & Hardware Division Pty Ltd Traffic Technologies Traffic Management Division Pty Ltd De Neefe Pty Ltd Traffic Technologies Traffic Hire Pty Ltd Sunny Sign Company Pty Ltd Pro-Tech Traffic Management Pty Ltd KJ Aldridge Investments Pty Ltd Aldridge Traffic Group Pty Ltd Excelsior Diecasting Pty Limited Aldridge Traffic Systems Pty Ltd Aldridge Plastics Pty Ltd Quick Turn Circuits Pty Ltd Australia Australia Australia Australia Australia Australia Australia Australia Australia Australia Traffic Technologies International Limited Telensa Pty Ltd Telensa Australia Pty Ltd Hong Kong Australia Australia 49 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 19. RELATED PARTY DISCLOSURES (continued) (iii) Entities subject to Individual Order Pursuant to the Individual Order granted by ASIC under subsection 340(1) of the Corporations Act 2001, relief has been granted to the subsidiary companies from the Corporations Act 2001 requirements for preparation, audit and lodgement of their financial reports. The relief granted under the Individual Order is equivalent to the advantage of the relief offered by ASIC Corporations (Wholly owned Companies) Instrument 2018/785. As a condition of the Individual Order, Traffic Technologies Ltd and its subsidiary entities (the “Closed Group”) entered into a Deed of Cross Guarantee on 28 June 2007. The effect of the deed is that Traffic Technologies Ltd has guaranteed to pay any deficiency in the event of winding up of any controlled entity or if they do not meet their obligations under the terms of overdrafts, loans, leases or other liabilities subject to the guarantee. The controlled entities have also given a similar guarantee in the event that Traffic Technologies Ltd is wound up or if it does not meet its obligation under the terms of overdrafts, loans or other liabilities subject to the guarantee. The consolidated statement of profit or loss and statement of financial position of the closed group is equivalent to the Group’s statement of profit or loss and statement of financial position. b) Transactions with Directors or Director-related entities There were no other transactions or balances receivable from or payable to Directors or executives during the financial year or at the date of this report. 20. SUBSEQUENT EVENTS Subsequent to balance date there have been no significant events which have affected the operations of the Group. 21. AUDITOR’S REMUNERATION Amounts received or due and receivable by: Audit or review of the financial report of the entity and any other entity in the Group - ShineWing Australia 81,500 79,500 Consolidated Consolidated 2019 $ 2018 $ 50 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 22. KEY MANAGEMENT PERSONNEL DISCLOSURES a) Compensation of Key Management Personnel Details of the nature and amount of each element of the remuneration of key management personnel are disclosed in the Remuneration Report section of the Directors’ Report. Compensation by Category: Key Management Personnel Short-term employee benefits Post-employment benefits Other long-term benefits Consolidated 2019 $ 2018 $ 935,673 64,362 29,208 1,029,243 1,060,535 64,362 (9,943) 1,114,954 b) Shares issued on exercise of remuneration options No shares have been issued to key management personnel as a result of the exercise of remuneration options. c) Option holdings of Key Management Personnel There were no share options outstanding at 30 June 2019 or at the date of this report (2018: nil). d) Loans to Key Management Personnel There were no loans made to Directors or executives during the financial year and none are outstanding as at the date of this report. 23. OPERATING SEGMENTS The Group has only one business segment: Traffic Products. The Group’s chief operating decision maker (the Managing Director) reviews financial information on a consolidated basis and makes strategic decisions based on this consolidated information. Major customers The Group has a number of customers to which it provides both products and services. The Group supplies a number of government agencies that combined accounted for 9% of sales (2018: 13%). Revenue from the largest non-government customer accounted for 11% (2018: 12%) of sales. Geographical information The Group operates in one principal geographical location, namely Australia. Revenue by geographic location: Consolidated 2019 $’000 Consolidated 2018 $’000 41,923 6,398 48,321 50,292 6,378 56,670 Australia Overseas Total All the Group’s non-current assets are located in Australia. 51 Traffic Technologies Ltd and Controlled Entities Notes to the Consolidated Financial Statements For the year ended 30 June 2019 24. PARENT ENTITY INFORMATION The individual financial statements for the parent entity show the following aggregate amounts: Current assets Total assets Current liabilities Total liabilities Issued capital Retained earnings Total shareholders’ equity Profit/(loss) for the year Total comprehensive income Guarantees entered into by the parent entity^ 2019 $’000 6,429 54,545 57,048 69,790 54,755 (70,000) (15,245) (2,574) (2,574) 133 2018 $’000 7,756 55,475 55,127 68,146 54,755 (67,426) (12,671) 4,365 4,365 265 ^ As a condition of the Individual Order, Traffic Technologies Ltd and its subsidiary entities (the “Closed Group”) entered into a Deed of Cross Guarantee on 28 June 2007. The effect of the deed is that Traffic Technologies Ltd has guaranteed to pay any deficiency in the event of winding up of any controlled entity or if they do not meet their obligations under the terms of overdrafts, loans, leases or other liabilities subject to the guarantee. The controlled entities have also given a similar guarantee in the event that Traffic Technologies Ltd is wound up or if it does not meet its obligations under the terms of overdrafts, loans or other liabilities subject to the guarantee. 52 Traffic Technologies Ltd Directors’ Declaration For the year ended 30 June 2019 DIRECTORS’ DECLARATION The Directors of the Company declare that: 1. The consolidated financial statements and notes of Traffic Technologies Ltd are in accordance with the Corporations Act 2001 and: (a) (b) comply with Australian Accounting Standards and the Corporations Regulations 2001; and give a true and fair view of the consolidated entity’s financial position as at 30 June 2019 and of its performance for the year ended on that date. 2. The Company has included in the notes to the financial statements an explicit and unreserved statement of compliance with International Financial Reporting Standards. 3. In the Directors’ opinion, there are reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable. 4. The Directors have been given the declarations by the Managing Director and Chief Financial Officer required by section 295A of the Corporations Act 2001. The members of the Closed Group identified in note 19 are parties to the deed of cross guarantee under which each company guarantees the debts of the others. At the date of this declaration there are reasonable grounds to believe that the companies which are parties to this deed of cross guarantee will as a consolidated entity be able to meet any obligations or liabilities to which they are, or may become, subject to, by virtue of the deed of cross guarantee described in note 19. This declaration is made in accordance with a resolution of the Board of Directors and is signed for and on behalf of the Directors by: On behalf of the Board Garry Lowrey Chairman Melbourne 28 August 2019 53 ASX Additional Information As at 12 August 2019 Additional information required by the Australian Securities Exchange and not shown elsewhere in this report is as follows. The information is current as at 12 August 2019. a) Distribution of Shareholdings Ordinary Shares Number of Holders Number of Shares 149 34 46 370 281 880 327 20,201 92,004 384,832 17,601,892 464,125,766 482,224,695 2,264,214 No. of Shares % Held 60,861,510 12.62% 41,060,719 23,104,362 19,844,761 18,000,000 17,606,063 15,661,266 14,137,739 12,500,000 12,212,162 12,000,150 11,848,360 10,644,630 7,166,667 6,000,000 5,500,000 5,461,905 5,327,151 5,195,377 8.51% 4.79% 4.12% 3.73% 3.65% 3.25% 2.93% 2.59% 2.53% 2.49% 2.46% 2.21% 1.49% 1.24% 1.14% 1.13% 1.10% 1.08% 5,000,000 1.04% 309,132,822 64.11% Ordinary Shares Number 32,056,923 51,705,349 % 6.65 10.70 1-1,000 1,001-5,000 5,001-10,000 10,001-100,000 100,001 and over Holdings less than a marketable parcel b) Twenty Largest Shareholders Name 1 BNP PARIBAS NOMINEES PTY LTD HUB24 CUSTODIAL SERV LTD DRP RSAM INVESTMENTS PTY LTD J P MORGAN NOMINEES AUSTRALIA LIMITED 2 3 4 MR LAMBROU LIOSATOU * BROWNLOW PTY LTD 5 6 BANNABY INVESTMENTS PTY LTD 7 NETWEALTH INVESTMENTS LIMITED 8 PETHOL (VIC) PTY LTD 9 QUOTIDIAN NO 2 PTY LTD 10 LIOSATOS SUPERANNUATION PTY LTD * 11 GP MANAGEMENT P/L 12 CLAPSY PTY LTD 13 MR ROBERT SCOTT ANTHONY MINNEY 14 MR GARRY PATRICK LOWREY * 15 MR PAUL DAVID NEATE 16 DMX CAPITAL PARTNERS LIMITED 17 TARAKITA PTY LTD 18 NETWEALTH INVESTMENTS LIMITED 19 HYDRONOMEES PTY LTD 20 DE LA HAYE SUPER FUND PTY LTD Total * Associated with Directors. c) Substantial Shareholders (greater than 5%) Holder Name Mr. Con Liosatos Mr. Robert Minney d) Voting Rights All ordinary shares carry one vote per share without restriction. e) Ordinary shares subject to voluntary escrow restrictions None. 54 INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF TRAFFIC TECHNOLOGIES LIMITED AND CONTROLLED ENTITIES Report on the Audit of the Financial Report Opinion We have audited the financial report of Traffic Technologies Limited (“the Company”) and its subsidiaries (“the Group”), which comprises the consolidated statement of financial position as at 30 June 2019, the consolidated statement of profit or loss and other comprehensive income, the consolidated statement of changes in equity and the consolidated statement of cash flows for the year then ended, and notes to the financial statements, including a summary of significant accounting policies, and the directors’ declaration. In our opinion, the accompanying financial report of the Group is in accordance with the Corporations Act 2001, including: a) giving a true and fair view of the Group’s financial position as at 30 June 2019 and of its financial performance for the year then ended; and b) complying with Australian Accounting Standards and the Corporations Regulations 2001. Basis for Opinion We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section of our report. We are independent of the Group in accordance with the auditor independence requirements of the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (“the Code”) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Key Audit Matters Key audit matters are those matters that, in our professional judgement, were of most significance in our audit of the financial report of the current period. These matters were addressed in the context of our audit of the financial report as a whole, and in forming our opinion thereon, and we do not provide a separate opinion on these matters. ShineWing Australia ABN 39 533 589 331. Liability limited by a scheme approved under Professional Standards Legislation. ShineWing Australia is an independent member of ShineWing International Limited – members in principal cities throughout the world. Area of focus How our audit addressed the areas of focus Our procedures included: • Enquired with management on the basis of assumptions applied in the value in use model to obtain an understanding of the key variables impacting on each CGU; • Obtained and evaluated the assumptions and methodology applied in the Directors' value in use calculation including sales forecast, market share, operating costs, capital expenditure and corporate overheads; • Performed sensitivity analysis on the key assumptions and variables to determine various outcomes of the value in use model in assessing whether certain CGUs are impaired; and • Reviewed the adequacy of the Group’s disclosures about these assumptions to which the outcome of the impairment test is most sensitive, that is, those that have the most significant effect on the determination of the recoverable amount of assets. Impairment of Goodwill and other non-financial assets (Refer to Note 9) The Group holds $10.6m of Goodwill acquired through previous business combinations. Australian Accounting Standards require the Group to perform impairment testing in relation to non-financial assets where impairment indicators are identified from internal and external sources of information. In addition, the Directors are required to perform annual impairment testing for Goodwill regardless of whether indicators exist. Non-financial assets of the Group including Goodwill are allocated to appropriate Cash Generating Units (CGUs) for impairment testing. The Directors’ impairment assessment process is highly judgemental and is based on assumptions including: • Identifying the Group’s CGUs; • Cash flow forecasts; • Growth rates including terminal growth rate; and • The Discount rate. These assumptions are affected by expected future growth and profitability of product lines (including new products) and the continuing profitability of the core business. Effective interest rate (Refer to note 11) Our procedures included: The Group entered into a debt instrument which includes an interest rate which steps up over the term. Australian Accounting Standards require the Group to recognise interest costs under the effective interest method based upon the Directors’ estimate of expected cash flows. The Group’s finance costs are sensitive to the expected cash flows as estimated by the Directors. Judgement is required with respect to the expected cash- flows in determining the effective interest rate. • Reviewed the Directors’ assessment of the expected cash flows in calculating the effective interest rate including supporting evidence to substantiate timing of expected cash flows; and • Recalculated the closing liability under the effective interest method. Capitalised Development Costs (Refer to Note 9) Our procedures included: During the year the Group had capitalised development costs relating to traffic product development projects. • Reviewed management's internal documentation and policy in respect of development costs; and For internally generated intangible assets, the Australian Accounting Standards require certain conditions to be satisfied prior to development costs being capitalised. This assessment can be complex as it requires the Directors and management to determine whether the criteria for capitalisation have addressed. • Performed detailed testing in relation to the development costs balance of $8.8m at 30 June 2019 2 Information Other than the Financial Report and Auditor’s Report Thereon The directors are responsible for the other information. The other information comprises the information included in the Group’s annual report for the year ended 30 June 2019, but does not include the financial report and our auditor’s report thereon. Our opinion on the financial report does not cover the other information and accordingly we do not express any form of assurance conclusion thereon. In connection with our audit of the financial report, our responsibility is to read the other information and, in doing so, consider whether the other information is materially inconsistent with the financial report or our knowledge obtained in the audit or otherwise appears to be materially misstated. If, based on the work we have performed, we conclude that there is a material misstatement of this other information, we are required to report that fact. We have nothing to report in this regard. Responsibilities of the Directors for the Financial Report The directors of the Company are responsible for the preparation of the financial report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 and for such internal control as the directors determine is necessary to enable the preparation of the financial report that gives a true and fair view and is free from material misstatement, whether due to fraud or error. In preparing the financial report, the directors are responsible for assessing the ability of the Group to continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless the directors either intend to liquidate the Group or to cease operations, or have no realistic alternative but to do so. Auditor’s Responsibilities for the Audit of the Financial Report Our objectives are to obtain reasonable assurance about whether the financial report as a whole is free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with Australian Auditing Standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of this financial report. As part of an audit in accordance with the Australian Auditing Standards, we exercise professional judgement and maintain professional scepticism throughout the audit. We identify and assess the risks of material misstatement of the financial report, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Group’s internal control. Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and related disclosures made by the directors. Conclude on the appropriateness of the directors’ use of the going concern basis of accounting and, based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the Group’s ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditor’s report to the related disclosures in the financial report or, if 3 such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditor’s report. However, future events or conditions may cause the Group to cease to continue as a going concern. Evaluate the overall presentation, structure and content of the financial report, including the disclosures, and whether the financial report represents the underlying transactions and events in a manner that achieves fair presentation. Obtain sufficient appropriate audit evidence regarding the financial information of the entities or business activities within the Group to express an opinion on the financial report. We are responsible for the direction, supervision and performance of the Group audit. We remain solely responsible for our audit opinion. We communicate with the directors regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. We also provide the directors with a statement that we have complied with relevant ethical requirements regarding independence, and to communicate with them, all relationships and other matters that may reasonably be thought to bear on our independence, and where applicable, related safeguards. From the matters communicated with the directors, we determine those matters that were of most significance in the audit of the financial report of the current period and are therefore the key audit matters. We describe these matters in our auditor’s report unless law or regulation precludes public disclosure about the matter or when, in extremely rare circumstances, we determine that a matter should not be communicated in our report because the adverse consequences of doing so would reasonably be expected to outweigh the public interest benefits of such communication. Report on the Remuneration Report Opinion on the Remuneration Report We have audited the Remuneration Report included in pages 5 to 12 of the directors’ report for the year ended 30 June 2019. In our opinion, the Remuneration Report of Traffic Technologies Limited for the year ended 30 June 2019, complies with section 300A of the Corporations Act 2001. Responsibilities The directors of the Company are responsible for the preparation and presentation of the Remuneration Report in accordance with section 300A of the Corporations Act 2001. Our responsibility is to express an opinion on the Remuneration Report, based on our audit conducted in accordance with Australian Auditing Standards. ShineWing Australia Chartered Accountants Rami Eltchelebi Partner Melbourne, 28 August 2019 4 2019 ANNUAL R E POR T 2019 Traffic Technologies Ltd Traffic Technologies Ltd Traffic Technologies Ltd 31 Brisbane Street 31 Brisbane Street 31 Brisbane Street Eltham 3095 Eltham 3095 Eltham 3095 Victoria, Australia Victoria, Australia Victoria, Australia P: +61 3 9430 0222 P: +61 3 9430 0222 F: +61 3 9430 0244 F: +61 3 9430 0244 P: +61 3 9430 0222 E: tt@trafficltd.com.au E: tt@trafficltd.com.au F: +61 3 9430 0244 E: tt@trafficltd.com.au trafficltd.com.au trafficltd.com.au trafficltd.com.au

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