Quarterlytics / Financial Services / Banks - Regional / West Bancorporation, Inc.

West Bancorporation, Inc.

wtba · NASDAQ Financial Services
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Sector Financial Services
Industry Banks - Regional
Employees 180
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FY2023 Annual Report · West Bancorporation, Inc.
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2 0 2 3   A N N U A L   R E P O R T

 
 
Dear Stockholders:

At West Bank, we use our successful relationship-based business model to grow 
stockholder value. Our incredible team of dedicated West Bankers positions us 
well to face today’s challenges and to capitalize on opportunities. We believe those 
opportunities will continue to grow as we have completed the construction of 
permanent offices in both St. Cloud and Mankato, Minnesota, and look forward to 
the completion of our new corporate headquarters in West Des Moines, Iowa, and a 
permanent office in Owatonna, Minnesota, later this year.

Like others in our industry, our company experienced some significant margin 
challenges during 2023. The interest rate environment, including dramatic 
increases in short-term rates, an ongoing inverted yield curve, and aggressive 
deposit competition, all significantly impacted our cost of funds and net interest 
margin. We understand the forces challenging our industry, and we have a clear 
vision of our path forward to more normalized margins.

Despite the challenges of this environment, our credit quality remains pristine. We 
hold no loans greater than 30 days past due and essentially no problem loans as of 
December 31, 2023. We continue to closely monitor and manage our credit quality 
as the economy changes and our customers respond to the higher interest rate environment. 

West Bank is 131 years old and is the oldest business of any type to be founded and remain 
headquartered in West Des Moines, Iowa. The development of our new headquarters has been many 
years in the making as part of our strategic plan. We have been a tenant in our current building for 
52 years and planned for the creation of a new bank-owned headquarters to coincide with the 
expiration of our lease in 2024. Because of our steadfast commitment to invest in our community, 
we chose to construct the building on a site badly in need of revitalization. Redevelopment—versus 
building on clean ground—added complexity to our project, but we believe this step to help our 
community provides both strong leadership and an investment model for other businesses to follow.

Our newest facilities serve as a point of pride in which our teams will work, collaborate, and continue 
to provide excellent service to our customers for decades to come. They also serve as venues for 
business development events and provide opportunities to cultivate new and existing customer 
relationships, which are central to our business model.

We appreciate and thank you for your continued support and interest in our company.

Sincerely, 

David D. Nelson 
CEO and President, West Bancorporation, Inc. 
Chair and CEO, West Bank 

W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S

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COMMUNITY 
INVOLVEMENT

WEST BANKERS IN MANKATO PARTICIPATED IN THE MINNESOTA BANKERS ASSOCIATION COMMUNITY 
IMPACT MONTH IN SEPTEMBER. THE TEAM HELPED SET UP A NEW EXHIBIT AT THE CHILDREN’S 
MUSEUM OF SOUTHERN MINNESOTA AND DELIVERED TREATS TO MANKATO YOUTH PLACE, EARNING 
THEM RECOGNITION AS A “COMMUNITY CHAMPION.”

O U R   M I S S I O N
To build strong relationships, build strong communities and 
build upon our strong reputation to ensure our clients receive 
exceptional care, our communities receive outstanding support, 
and the loyalty of our employees and stockholders is rewarded.

MORE THAN $730,000 
IN SUPPORT FOR 
COMMUNITY NONPROFIT 
ORGANIZATIONS 
  ≥  OVER $260,000 awarded 

in grants

  » $171,884 in human services
  »  $69,000 in education
  »  $26,250 in arts & culture

  ≥  OVER $470,000 in donations/ 
sponsorships to community 
organizations

≥  OVER $218,000 went to 

organizations supporting 
youth in our communities

≥  WEST BANK FOUNDATION AND 
WEST BANK GAVE $29,600 to 
help 9 organizations fighting 
homelessness in our communities

≥  IN 2023, WEST BANK EMPLOYEES 

VOLUNTEERED OVER 8,000 
hours of community service

W E   A R E   P R O U D   O F   O U R   W E S T   B A N K 
T E A M   A N D   T H E I R   C O M M I T M E N T   T O 
O U R   C O M M U N I T I E S .

W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S

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YEARS

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2023 ANNUAL REPORT

 
 
In 1958, companies listed on Standard & Poor’s 500 had an 
average lifespan of 61 years. However, a recent study by 
McKinsey & Company shows that the average lifespan of these 
companies has decreased significantly, and today it is less than 
18 years. West Bank has far exceeded today’s norm and is now 
celebrating its 131st anniversary, which is a testament to its 
endurance and success as a community bank. 

Since its simple beginnings on the muddy streets of Valley 
Junction in 1893, West Bank has seen its share of change. As 
West Des Moines’ oldest existing business, the bank has survived 
recessions and a depression, 23 U.S. presidents have come 
and gone, and improvements to technology have dramatically 
changed all aspects of human life. 

Despite it all, West Bank continues to thrive, regardless of what 
it faces. Its investment into people and deep-rooted relationships 
continues to be the strength behind its resilience and ability to 
weather changes in government policy, unprecedented interest 
rate hikes, and economic variability.

After more than 50 years renting the same building, the lease on 
West Bank’s headquarters will expire in 2024. We move into our 
new headquarters in April 2024—a project years in the making. As 
a show of commitment to our community, the new headquarters 
was built at 3330 Westown Parkway, an area of West Des 
Moines in drastic need of a catalyst for revitalization. Not only 
will the facility provide the bank with a home to better serve its 
customers, it was designed to further our desire to build and 
maintain relationships with the people who have helped make 
West Bank strong. 

NEW WEST BANK 
HEADQUARTERS 
FUN FACTS
≥  There is approximately 11,500 SF of 
exterior vision glass on the building.

  That is equivalent to: 

 » Over 2 ½ basketball courts 
» Over 270 king size mattresses 
»  Over 100,000 dollar bills

≥ Square Footage – 73,327 SF
  » Level One – 17,443 SF 
  » Level Two – 18,500 SF 
  » Level Three – 18,651 SF 
  » Level Four – 18,783 SF
  »  With an additional 11,000 SF of 
outdoor patio on Level One

≥ How many geo-thermal wells? 
  » 122 – each is 400’ deep

≥  How many mixer truck loads did it take 

to pour one of the floors? 
 » 28 Truckloads

≥  How much does one floor of concrete weigh? 

 » 534.6 Tons

≥ How much steel is in the building? 
  » 485 Tons

≥ Ratio of the exterior, stone to glass? 
  »  Approximately 50/50: Stone – 14,483 SF, 

Window/Glazing – 14,490 SF

≥ What are the dimensions of the pond? 
  » 453’L x 70’W x 10’D

≥  How much soil material was hauled 

off the site? 
 »  About 35,000 cubic yards, which is 
more than 10 Olympic-size pools.

W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S

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W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S

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O W A T O N N A

West Bank broke ground on the new Owatonna, Minnesota, 
location in August of 2023. When the new building opens this 
fall, it will mark the successful completion of upgrades to all of 
West Bank’s Minnesota locations. These wonderful spaces across 
the southern portion of the state will facilitate new business 
development and help build strong customer relationships.

This location is yet another example of West Bank helping its 
community by building this facility in a part of Owatonna in 
need of revitalization. As part of the new riverfront project, 
West Bank will join other community partners to create the 
city’s first mixed-use development project.

RIVERFRONT PROJECT ARCHITECTURAL RENDERING

M A N K A T O

In November of 2023, West Bank opened a new location in a state-of-the-art building located at 
1911 Premier Drive in Mankato, Minnesota. The West Bank team is looking forward to sharing 
this unique facility with the community and providing an unparalleled banking experience for 
their customers.

The two-story building has an eye-catching roofline and was designed by the architectural firm 
HGA and constructed by A.B. Systems.

W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S

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KAY TRAGER 

IOWA BANKERS ASSOCIATION 50-YEAR BAN KER AW ARD

The Iowa Bankers Association honored Kay Trager as a 50-year banker. Kay is a highly experienced banking 
professional with an impressive 51-year career at West Bank. She has held many leadership positions within 
the bank, ranging from financial and accounting to heading up the customer service department, ensuring that 
West Bank’s customers received top-notch service.

Kay joined the company in 1972 as a teller shortly after graduating from Grandview College. Kay was hired 
when West Bank was adding additional staff in anticipation of opening the brand new “Main” Bank at 1601 
22nd Street in West Des Moines. Throughout her time at West Bank, Kay has demonstrated her versatility and 
expertise by taking on various customer-facing roles. However, her passion for the intricacies of banking led 
her to transition to a back-office role in the bookkeeping department, where she developed a keen attention to 
detail and meticulousness, which became the foundation of her successful banking career.

Throughout her impressive tenure at West Bank, Kay has continued to learn and grow, making valuable 
contributions along the way. Her remarkable dedication to banking and commitment to learning serve as an 
inspiration to her colleagues and peers.

MILESTONE 
ANNIVERSARIES:

≥  AL PETERSEN 

20 Years

≥  MARK MOORE 

20 Years

≥  GEOFF GADE 

30 Years

≥  BARRY CROPP 

30 Years

≥  RICHARD MOCKOBEE 

35 Years

 
 
 
 
 
The Iowa Bankers Association presented West Bank Chair and CEO Dave Nelson with the James A. Leach Leadership 
Award in 2023, during the Iowa Bankers Association (IBA) Annual Convention at Veterans Memorial Auditorium. The IBA 
created the Leach Award in 2000 in honor of Congressman James A. Leach, a previous chairman of the U.S. House Banking 
Committee. This annual award honors an Iowa banker who, like Leach, has worked to support and uplift Iowa banking and 
Iowa communities.

Dave began his 39-year career in community banking in 1984, becoming a bank president in Rochester, Minnesota, in 
1995. He served in that capacity until joining West Bank as CEO in 2010. He is an approachable leader who is personally 
committed to and invested in the success of not just his West Bank team and customers, but also the bank’s communities.

During his time at West Bank, Dave has made significant contributions both to the success of West Bank and to community 
banking in Iowa. Under his leadership, West Bank has been repeatedly recognized as one of the best-performing banks in 
America by numerous national publications; in many of those instances, West Bank was one of very few in the Midwest to 
be recognized.

As an advocate for community banking, Dave served as chairman of the Iowa Bankers Association from 2016-2017. He now 
serves on the board of directors for the American Bankers Association (ABA). He regularly travels to Washington, D.C., to 
talk to representatives in Congress and keeps in regular contact with our elected representatives to consult with them on 
matters impacting community banks.

DAVE NELSON 

IOWA BANKERS ASSOCIATION JAMES A. LEACH L EADERSH IP AW AR D

W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S 11

YEARS

I N   T H E   M A K I N G

LEFT TO RIGHT: LISA ELMING, GEORGE MILLIGAN, ROSEMARY PARSON, STEVEN GAER, HARLEE OLAFSON, DOUGLAS GULLING, 
BRADLEY PETERS, SEAN MCMURRAY, DAVE NELSON, PATRICK DONOVAN, JANE FUNK, PHILIP JASON WORTH, BRAD WINTERBOTTOM, 
STEVEN SCHULER, JAMES NOYCE, THERESE VAUGHAN

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W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S 13

BOARD OF DIRECTORS

JAMES NOYCE*
Chair, 
West Bancorporation

DAVID NELSON*
CEO and President, 
West Bancorporation; 
Chair and CEO, 
West Bank

JANE FUNK**
EVP, Treasurer and Chief 
Financial Officer, 
West Bancorporation; 
EVP and Chief Financial 
Officer, West Bank

BRAD WINTERBOTTOM**
EVP, 
West Bancorporation; 
President, West Bank

HARLEE OLAFSON**
EVP and Chief Risk 
Officer, 
West Bancorporation; 
EVP and Chief Risk 
Officer, West Bank

BRADLEY PETERS**
EVP, 
West Bancorporation; 
EVP and Minnesota 
Group President, 
West Bank

DOUGLAS GULLING*
Bank Building 
Construction 
Administrator, 
West Bank

PATRICK DONOVAN*
Retired

LISA ELMING*
Retired

STEVEN GAER*
Recoop Disaster
Insurance

SEAN MCMURRAY*
Businessolver, Inc.

GEORGE MILLIGAN*
The Graham Group, Inc.

ROSEMARY PARSON*
EquiTrust Life
Insurance Company

STEVEN SCHULER*
Retired

THERESE VAUGHAN*
Retired

PHILIP JASON WORTH*
Gilcrest/Jewett
Lumber Company

* Director of West Bancorporation, Inc. and West Bank ** Director of West Bank

CENTRAL IOWA COMMUNITY BOARD

All six of our community boards are non-voting advisory boards with knowledge of the communities we serve.

TAYLOR BROWN
Brown NationaLease

RHONDA BURKHARDT
The Underground 
Company, LTD

JERRY DEEGAN
Retired

DARIN FERGUSON
Ferguson Commercial 
Real Estate Services

RYAN FLYNN, CPA
Flynn + Sweeney, LLC

KEVIN GRIMM
Investor/Consultant

GREG LAMAIR
Assured Partners LLC

BRIAN LOFFREDO
Loffredo Fresh Produce

DAVE MOENCH
Wolfe Eye Clinic

STEVE SCHWEIZER
Denman & Company

VICTORIA VEIOCK
Bing’s

JEFF YURGAE
Mueller-Yurgae 
Associates, Inc.

EASTERN IOWA COMMUNITY BOARD

MATT ADAM
Simmons Perrine Moyer 
Bergman PLC

RODNEY ANDERSON
Pancheros Mexican Grill

JILL ARMSTRONG
Skogman Realty

DAVID BARKER
Barker Apartments

ADAM BRANTMAN
Brava Roof Tile

KEVIN DIGMANN
Hodge Construction

ANDY HODGE
Hodge Construction

BEN KINSETH
Kinseth Hospitality 
Company

RAVI PATEL
Hawkeye Hotels

LUKE RECKER
Styker Corporation

CHUCK SKAUGSTAD
The Mansion
Town Square Developers

LEIGHTON SMITH
BerganKDV

W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S 15

MANKATO COMMUNITY BOARD

All six of our community boards are non-voting advisory boards with knowledge of the communities we serve.

BRYAN BODE
Investor/Consultant

MARK DRAPER
River City Electric
Company

DR. WYNN KEARNEY
Retired Surgeon/Investor

STEVE KIBBLE
Siesta Hills

BRUCE KINSELLA
Philanthropic Consulting

DAVID PFEFFER
Vintage Fine Homes, Inc.

MARK PHINNEY
C&N Sales Company

RANDY WESTMAN
Westman Investments

ART WESTPHAL
Bethany Lutheran
College

ANDREW WILLAERT
Gislason & Hunter LLP

OWATONNA COMMUNITY BOARD

DALE BUYTAERT
Clifton Larson Allen LLP

MARK FREERKSEN
Freerksen Trucking, Inc.

CHAD HANSON
Main Street
Dental Clinics

THERESA JAMES
James Brothers
Construction

SCOTT MOHS
Mohs Contracting
Mohs Homes

MIKE NOBLE
Investor/Retired

PAT NOBLE
National Online
Consignment and Rental

DARREN ROEMHILDT
Bridges Chiropractic 
Health Clinic

BRANDON WAYNE
Wayne–Norrid–Wetmore
Wealth Management

ROCHESTER COMMUNITY BOARD

All six of our community boards are non-voting advisory boards with knowledge of the communities we serve.

JASON BOYNTON, CPA
Smith Schafer 
& Associates

JEFF BROWN, JR.
North Rock Real Estate

MICHAEL BUSCH
Paramark Corp.

PATRICK DEUTSCH
Pace International

BOBBIE GOSTOUT, M.D.
Vice President Emeritus,
Mayo Clinic

HAL HENDERSON
HGA

DICK KUEHN
Kuehn Motors

BRIAN LEARY
Pharmaceutical
Specialties, Inc.

DAVID PEDERSON
Dunlap & Seeger, P.A.

PETER SCHULLER
A.B. Systems, Inc.

ED STANLEY
Merit Building
Enclosure Systems

CHRIS TERRY
Hamilton Real 
Estate Group

NATALIE VICTORIA
Victoria’s
Restaurant and
The Tap House

ST. CLOUD COMMUNITY BOARD

DAVID BERDAN
J-Berd Companies

BYRON BJORKLUND
Custom Catering
by Short Stop

JEFF DROWN
Lyon Contracting

STEVE FENEIS
GC Real Estate Partners

JASON FERCHE
Ferche Companies

MARC SANDERSON
Wilkie Sanderson

DR. KEVIN SMITH
Regional Diagnostic
Radiology

ERIC STACK
Millerbernd
Manufacturing

TIM TORBORG
Torborg Builders

HEIDI WEIKERT
S.T. Cotter
Turbine Services

GREG WINDFELDT
PCI

W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S 17

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FINANCIAL HIGHLIGHTS

AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2023, 2022, AND 2021 
(dollars in thousands, except per share data)

RESULTS OF OPERATIONS

Net interest income 

Credit loss expense (benefit) 

Noninterest income 

Noninterest expense 

Income before income taxes 

Net income 

PER COMMON SHARE

Cash dividends 

Basic earnings 

Diluted earnings 

Closing stock price 

Book value 

YEAR-END BALANCES

Assets 

Investment securities 

Loans 

Nonperforming loans 

Other real estate owned 

Deposits 

Stockholders’ equity 

RATIOS

Return on average assets 

Return on average equity 

Texas ratio (1) 

Efficiency ratio (1) (2) 

Dividend payout ratio 

Dividend yield 

Net interest margin (2) 

Allowance for credit losses as a % of loans 

Net (charge-offs) recoveries as % of average loans 

Nonperforming loans as % of loans 

Tangible common equity to tangible assets 

2023 

2022 

2021

$ 

69,031  

$ 

700  

10,066  

48,611  

29,786  

24,137  

1.00  

1.44  

1.44  

21.20  

13.46  

$ 

$ 

91,740  

(2,500) 

10,208  

45,051  

59,397  

46,399  

1.00  

2.79  

 2.76  

 25.55  

 12.69  

$ 

$ 

95,059

(1,500)

9,729 

43,380 

 62,908 

 49,607

0.94 

 3.00 

 2.95 

 31.07 

 15.73 

$ 

3,825,758  

 $ 

3,613,218  

 $ 

3,500,201 

646,876  

2,927,535  

296  

 —  

2,973,779  

225,043  

0.66% 

11.42% 

0.12% 

60.73% 

69.21% 

4.72% 

2.01% 

0.97% 

0.00% 

0.01% 

5.88% 

 683,451  

 2,742,836  

 322  

 —  

2,880,408  

 211,112  

1.32% 

20.71% 

0.14% 

43.70% 

35.82% 

3.91% 

2.76% 

0.93% 

(0.02%) 

0.01% 

5.84% 

 768,787 

2,456,196 

 8,948 

 —

 3,016,005 

 260,328 

1.52%

20.33%

3.10%

40.91%

31.33%

3.03%

3.05%

1.15%

0.02%

0.36%

7.44%

(1) A lower ratio is better.
(2) As presented, this is a non-GAAP measure - see “Non-GAAP Financial Measures” for additional details.

W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S 19

 
 
 
 
 
  
 
 
 
  
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
  
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CONSOLIDATED BALANCE SHEETS

ASSETS
Cash and due from banks
Interest-bearing deposits

Cash and cash equivalents

Securities available for sale, at fair value
Federal Home Loan Bank stock, at cost
Loans
Allowance for credit losses

Loans, net

Premises and equipment, net
Accrued interest receivable
Bank-owned life insurance
Deferred tax assets, net
Other assets
TOTAL ASSETS

LIABILITIES AND STOCKHOLDERS’ EQUITY
LIABILITIES 
  Deposits
    Noninterest-bearing demand
Interest-bearing demand
    Savings and money market
    Time
    Total deposits
  Federal funds purchased and other short-term borrowings
  Subordinated notes, net
  Federal Home Loan Bank advances
  Long-term debt
  Accrued expenses and other liabilities
    TOTAL LIABILITIES

STOCKHOLDERS’ EQUITY
Preferred stock, $0.01 par value; authorized 50,000,000 shares; no 
 shares issued and outstanding at December 31, 2023 and 2022
Common stock, no par value; authorized 50,000,000 shares; 16,725,094 

 and 16,640,413 shares issued and outstanding at December 31, 2023 
and 2022, respectively

Additional paid-in capital
Retained earnings
Accumulated other comprehensive loss
Total stockholders’ equity

TOTAL LIABILITIES AND STOCKHOLDERS’ EQUITY

DECEMBER 31, 2023 AND 2022
(dollars in thousands, except per share data)

DECEMBER 31,

2023

  $ 

33,245 
32,112 
65,357 
623,919 
22,957 
2,927,535 
(28,342)
    2,899,193 
86,399 
13,581 
43,864 
34,303 
36,185 
  $  3,825,758 

  $ 

548,726 
481,207 
    1,440,076 
503,770 
    2,973,779 
150,270 
79,631 
315,000 
47,736 
34,299 
    3,600,715 

2022

$ 

24,896 
1,643 
26,539 
664,115 
19,336 
  2,742,836 
(25,473)
  2,717,363 
53,124 
11,988 
44,573 
36,609 
39,571 
$  3,613,218 

$ 

693,563 
536,226 
  1,237,954 
412,665 
 2,880,408 
 200,000 
79,369 
155,000 
51,486 
 35,843 
  3,402,106 

—

—

3,000 
34,197 
271,369 
(83,523)
225,043 
  $  3,825,758

3,000 
 32,021 
 267,562 
(91,471)
 211,112 
$  3,613,218 

 
 
   
 
 
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
  
  
 
 
 
 
 
 
 
  
 
  
 
  
 
 
  
 
 
  
 
 
 
 
 
 
 
 
 
  
CONSOLIDATED STATEMENTS OF INCOME 

YEARS ENDED DECEMBER 31, 2023, 2022, AND 2021 
(dollars in thousands, except per share data)

YEAR ENDED DECEMBER 31
2022 

2023 

2021

 $ 

142,923  

 $ 

107,095  

 $ 

95,585  

INTEREST INCOME

Loans, including fees 
Securities:

Taxable  
Tax-exempt  
Interest-bearing deposits 

  TOTAL INTEREST INCOME 

INTEREST EXPENSE

Deposits 
Federal funds purchased and other 
short-term borrowings 

Subordinated notes 
Federal Home Loan Bank advances 
Long-term debt 

  TOTAL INTEREST EXPENSE 
  NET INTEREST INCOME 

CREDIT LOSS EXPENSE (BENEFIT) 

 NET INTEREST INCOME AFTER CREDIT 
LOSS EXPENSE (BENEFIT) 

NONINTEREST INCOME

Service charges on deposit accounts 
Debit card usage fees 
Trust services 
Increase in cash value of bank-owned life insurance 
Gain from bank-owned life insurance 
Loan swap fees 
Realized securities gains (losses), net 
Other income 

  TOTAL NONINTEREST INCOME 

NONINTEREST EXPENSE 

Salaries and employee benefits 
Occupancy and equipment 
Data processing 
Technology and software 
FDIC insurance  
Professional fees 
Directors fees 
Other expenses 

  TOTAL NONINTEREST EXPENSE 
INCOME BEFORE INCOME TAXES 

INCOME TAXES  

  NET INCOME 

EARNINGS PER COMMON SHARE
Basic earnings per common share 
Diluted earnings per common share 

 $ 

 $ 
 $ 

13,696  
 3,517  
169  
 160,305  

 66,796  

9,532  
 4,442  
 7,694  
 2,810  
 91,274  
 69,031  

 700  

68,331  

 1,859  
 1,980  
 3,068  
 1,044  
691  
 431  
 (431) 
 1,424  
 10,066  

 27,060  
 5,507  
 2,790  
 2,341  
 1,750  
 1,026  
 892  
7,245  
 48,611  
 29,786  

 5,649  
24,137  

1.44  
1.44  

12,524  
3,527 
 203  
123,349  

 22,629  

 1,764  
 2,867  
 2,669 
 1,680  
 31,609  
 91,740  

 (2,500) 

 94,240  

 2,194  
 1,969  
 2,709  
 964  
— 
 835  
— 
 1,537  
 10,208  

 25,838  
 4,913  
 2,597  
 2,137  
 996  
 874  
 814  
 6,882  
 45,051  
 59,397  

 12,998  
46,399  

2.79  
2.76  

 $ 

 $ 
 $ 

8,542  
2,861 
 292 
 107,280 

7,948 

 5 
 1,008 
 2,944 
 316 
 12,221 
 95,059 

 (1,500)

 96,559 

 2,352 
 1,948 
 2,671 
 923 
 — 
 66 
 51 
 1,718 
 9,729 

 23,226 
 5,162 
 2,465 
 1,777 
 1,818 
 946 
 765 
 7,221 
 43,380 
 62,908 

13,301 
49,607 

3.00 
2.95

 $ 

 $ 
 $ 

W E S T   B A N C O R P O R A T I O N .   I N C .   A N D   S U B S I D I A R I E S 21

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
REPORT OF INDEPENDENT REGISTERED 
PUBLIC ACCOUNTING FIRM 

To the Stockholders and the Board of Directors of West Bancorporation, Inc.

We have audited, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the 
consolidated balance sheets of West Bancorporation, Inc. and its subsidiary, West Bank, as of December 31, 2023 and 2022, 
and the related consolidated statements of income, comprehensive income (not presented herein), stockholders’ equity (not 
presented herein) and cash flows (not presented herein) for each of the three years in the period ended December 31, 2023; 
and in our report, dated February 21, 2024, we expressed an unqualified opinion on those consolidated financial statements.

In our opinion, the information set forth in the accompanying condensed financial statements is fairly stated, in all material 
respects, in relation to the consolidated financial statements from which it has been derived.

Des Moines, Iowa | February 21, 2024

NON-GAAP FINANCIAL MEASURES

AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2023, 2022, 2021 
(dollars in thousands, except per share data)

2023 

DECEMBER 31
2022 

2021

RECONCILIATION OF NET INTEREST 
INCOME AND NET INTEREST MARGIN 
ON AN FTE BASIS TO GAAP: 
Net interest income (GAAP) 
Tax-equivalent adjustment (1) 
Net interest income on an FTE basis 

(non-GAAP)

Average interest-earning assets
Net interest margin on an FTE basis 

(non-GAAP)

RECONCILIATION OF EFFICIENCY RATIO 
ON AN FTE BASIS TO GAAP:

 Net interest income on an FTE basis 
(non-GAAP)
Noninterest income
 Adjustment for realized securities (gains) 

losses, net

 Adjustment for losses on disposal of premises 
  and equipment, net
Adjusted income
Noninterest expense 
Efficiency ratio on an adjusted FTE 
  basis (non-GAAP) (2)

$ 

$ 
$ 

$ 

$ 
$ 

69,031 
 491 

69,522 
3,465,964 

2.01%

69,522 
 10,066 

 431 

 29 
80,048 
48,611 

60.73%

$ 

$ 
$ 

$ 
 $ 

91,740  
 1,122 

92,862 
3,361,091 

2.76%

 $92,862 
 10,208 

—

 29 
103,099 
45,051 

43.70%

$ 

$ 
$ 

$ 

$ 
$ 

95,059 
 1,202 

96,261 
3,152,138 

3.05%

96,261 
 9,729 

(51)

 84 
106,023 
43,380 

40.91%

(1)  Computed on a tax-equivalent basis using an incremental federal income tax rate of 21 percent, adjusted to reflect the effect of nondeductible interest expense associated with owning tax-exempt securities and loans. 

Management believes the presentation of this non-GAAP measure provides supplemental useful information for proper understanding of the financial results, as it enhances the comparability of income arising from taxable 
and nontaxable sources.

(2)  The efficiency ratio expresses noninterest expense as a percent of fully taxable equivalent net interest income and noninterest income, excluding specific noninterest income and expenses. Management believes the 

presentation of this non-GAAP measure provides supplemental useful information for proper understanding of the Company’s financial performance. It is a standard measure of comparison within the banking industry. A 
lower ratio is more desirable.

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
  
 
  
  
  
  
 
 
  
 
 
 
  
 
 
  
 
  
 
  
  
FORM 10-K

A copy of the Company’s annual report on Form 10-K filed with the Securities and Exchange Commission will be 
available on the Securities and Exchange Commission’s website at www.sec.gov and through a link on the 
Company’s website, westbankstrong.com, under Investor Relations—SEC Filings—Documents. A copy of the annual 
report can also be obtained upon request to Melissa Gillespie, Corporate Secretary, mgillespie@westbankstrong.com, 
515-222-2370.

STOCK INFORMATION

West Bancorporation Inc. common stock is traded on the Nasdaq Global Select Market (WTBA), and quotations 
are furnished by the Nasdaq System. We had 150 common stockholders of record on December 31, 2023 and an 
estimated 4,000 additional beneficial holders whose stock was held in street name by brokerages or fiduciaries.

MARKET AND DIVIDEND INFORMATION (1)

2023 

4th Quarter
3rd Quarter
2nd Quarter
1st Quarter
Total

2022 

4th Quarter
3rd Quarter
2nd Quarter
1st Quarter
Total

HIGH

LOW

CLOSE

DIVIDENDS

$ 

 $ 

22.39 
 20.91 
 19.96 
 25.80 

25.62 
 26.26 
 27.51 
 32.60 

$ 

 $ 

15.25 
 16.25 
 15.04 
 17.58

20.50 
 20.39 
 22.88 
 27.07 

 $ 

 $ 

21.20 
 16.31 
 18.41 
 18.27

25.55 
 20.81 
 24.34 
 27.21 

 $ 

 $ 

 $ 

 $ 

0.25 
 0.25 
 0.25 
 0.25 
1.00

0.25 
 0.25 
 0.25 
 0.25 
1.00 

(1)  The prices shown are the high, low and closing sale prices for the Company’s common stock. The market quotations, reported by Nasdaq, do not include retail markup, markdown or commissions.

TRANSFER AGENT AND REGISTRAR

Equiniti Trust Company, LLC 
6201 15th Avenue, Brooklyn, New York 11219  
800-937-5449 
www.equiniti.com

W E S T   B A N C O R P O R A T I O N   I N C .   A N D   S U B S I D I A R I E S 23

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
FORWARD-LOOKING STATEMENTS

Certain  statements  in  this  report,  other  than  purely  historical  information,  including  estimates,  projections, 

statements  relating  to  the  Company’s  business  plans,  objectives  and  expected  operating  results,  and  the 

assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the 

Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 

21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements may appear throughout this 

report. These forward-looking statements are generally identified by the words “believes,” “expects,” “intends,” 

“anticipates,” “projects,” “future,” “confident,” “may,” “should,” “will,” “strategy,” “plan,” “opportunity,” “will be,” “will 

likely result,” “will continue” or similar references, or references to estimates, predictions or future events. Such 

forward-looking statements are based upon certain underlying assumptions, risks and uncertainties. Because of 

the possibility that the underlying assumptions are incorrect or do not materialize as expected in the future, actual 

results could differ materially from these forward-looking statements.  Risks and uncertainties that may affect 

future results include: interest rate risk, including the effects of recent and potential additional rate increases by 

the Federal Reserve; fluctuations in the values of the securities held in our investment portfolio, including as a 

result of changes in interest rates; competitive pressures, including from non-bank competitors such as “fintech” 

companies and digital asset service providers; pricing pressures on loans and deposits; our ability to successfully 

manage liquidity risk; changes in credit and other risks posed by the Company’s loan portfolio, including declines 

in commercial or residential real estate values or changes in the allowance for credit losses dictated by new 

market conditions, accounting standards or regulatory requirements; the concentration of large deposits from 

certain clients who have balances above current FDIC insurance limits; changes in local, national and international 

economic conditions, including rising rates of inflation and possible recession; the effects of recent developments 

and events in the financial services industry, including the large-scale deposit withdrawals over a short period of 

time at Silicon Valley Bank, Signature Bank and First Republic Bank that resulted in the failure of those institutions; 

changes in legal and regulatory requirements, limitations and costs including in response to the recent failures of 

Silicon Valley Bank, Signature Bank and First Republic Bank; changes in customers’ acceptance of the Company’s 

products and services; the occurrence of fraudulent activity, breaches or failures of our or our third-party partners’ 

information security controls or cyber-security related incidents, including as a result of sophisticated attacks using 

artificial intelligence and similar tools; unexpected outcomes of existing or new litigation involving the Company; 

the  monetary,  trade  and  other  regulatory  policies  of  the  U.S.  government;  acts  of  war  or  terrorism,  including 

the Israeli-Palestinian conflict and the Russian invasion of Ukraine, widespread disease or pandemics, or other 

adverse external events; risks related to climate change and the negative impact it may have on our customers 

and their businesses; changes to U.S. tax laws, regulations and guidance; potential changes in federal policy and 

at regulatory agencies as a result of the upcoming 2024 presidential election; talent and labor shortages; the new 

1 percent excise tax on stock buybacks by publicly traded companies; and any other risks described in the “Risk 

Factors” sections of reports filed by the Company with the Securities and Exchange Commission. The Company 

undertakes no obligation to revise or update such forward-looking statements to reflect current or future events 

or circumstances after the date hereof or to reflect the occurrence of unanticipated events.

24

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2 0 2 3   A N N U A L   R E P O R T

IOWA
MAIN BANK
1601 22nd St. 
West Des Moines

CORALVILLE
401 10th Ave. 
Coralville

EAST
2440 East Euclid Ave. 
Des Moines

GRAND
125 Grand Ave. 
West Des Moines

SOUTH
3920 SW 9th St. 
Des Moines

WAUKEE
955 East Hickman Rd. 
Waukee

CITY CENTER
809 6th Ave. 
Des Moines

MINNESOTA

MANKATO
1911 Premier Dr. 
Mankato

OWATONNA
345 Florence Ave., Ste. 101 
Owatonna

ROCHESTER
2188 Superior Dr. NW 
Rochester

ST. CLOUD
1800 Bellin Dr. 
St. Cloud

ONLINE

WESTBANKSTRONG.COM

@WESTBANKSTRONG

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