Xref
Annual Report 2019

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Simply stronger. Partnerships 2019 ANNUAL REPORT i Xref Limited |Annual Report 2019 Contents 2019 Highlights Chairman’s Report Chief Executive Officer and Chief Strategy Officer Report Directors’ Report Independence declaration Financial Statements Notes to the financial statements Director’s Declaration Independent Auditor’s Report Shareholder Information Corporate Directory 2 4 6 8 22 23 29 68 69 74 78 General information The financial statements cover Xref Limited as a consolidated entity consisting of Xref Limited and the entities it controlled at the end of, or during, the year. The financial statements are presented in Australian dollars, which is Xref Limited’s functional and presentation currency. Xref Limited is a listed public company limited by shares, incorporated and domiciled in Australia. Its registered office and principal place of business is: Unit 14, 13 Hickson Road, Dawes Point, New South Wales, Australia, 2000 A description of the nature of the consolidated entity’s operations and its principal activities are included in the directors’ report, which is not part of the financial statements. The financial statements were authorised for issue, in accordance with a resolution of directors, on 29 August 2019. The directors have the power to amend and reissue the financial statements. Xref Limited | Annual Report 2019 | 1 2019 Highlights Total Sales $10 million Recognised Revenue $8 million 42% TOTAL ANNUAL GROWTH 66% TOTAL ANNUAL GROWTH Average Revenue Per Account (ARPA) $17.5K The ARPA contributed by newly acquired clients joining us during FY19 was $9,756, while pre-existing clients who topped up in the same period contributed, on average, $17,417. This demonstrates the positive impact that an increase in platform usage over time has on ARPA. $9.8K Average sales from clients acquired in FY19 Average sales from pre-existing clients Credit Sales vs. Recognised Revenue Credit Sales Recognised Revenue Sales: $1.7m Revenue: $1.3m Sales: $0.67m Revenue: $0.37m Sales: $4.1m Revenue: $3.0m Sales: $10.0m Revenue: $8.0m Sales: $7.1m Revenue: $4.8m $1.5m $1.0m $0.5m Checkr Lever iCIMS JobAdder Talent App Store Zapier fit2work Xref API Springboard Avature RapidID Partnerships Since FY16, Xref has pogressively built 16 new integrations with gobal partners and launched its own public API platform to allow third-party organisations to more efficiently integrate their software with Xref. The recognised revenue associated to credits consumed through an integration grew to $1.4m in FY19 and contributed 17.5% of revenue. Bullhorn SmartRecruiters Expr3ss! Oracle Taleo Equifax Workday FY15 FY16 FY17 FY18 FY19 Under Xref’s business model, clients purchase Xref credits to use our candidate referencing platform. These credit sales are reported initially as unearned income, and when clients pay for the credits, this is recognised as cash receipts. The credits are consumed when reference checks are ordered, and credit usage becomes recognised revenue. FY15 FY16 FY17 FY18 FY19 Credit Sales vs. Operational Expenses Credit Sales Operational Expenses Sales: $4.1m Expenses: $10.3m Sales: $10.0m Expenses: $15.9m Sales: $7.1m Expenses: $14.8m Sales: $1.7m Expenses: $8.8m Sales: $0.67m Expenses: $0.62m FY15 FY16 FY17 FY18 FY19 Overseas Sales and Locations During the financial year, credit sales contributed by regions outside of APAC grew from 13% to 19% with North Amercia contributing 10% of total credit sales. Sales by Region APAC 81% NA 10% EMEA 9% 2 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 3 Chairman’s Report Introducing Xref’s fourth annual report It’s a pleasure to welcome shareholders to Xref’s annual report for the 2019 financial year, which has been another significant period of growth, evolution and expansion for the company. Xref introduced automated reference checking to the HR and recruitment industries a long time before the concept of tech-driven recruitment processes had been established. This first-mover advantage has always been a major catalyst for the growth of the company and remains the backbone of its success. Today, the narrative is changing for Xref as it continues to educate the market on the importance of prioritising data and knowledge when it comes to human capital decision making. Xref’s platform continues to evolve and lead the market A consistent theme of the past year has been the ongoing evolution of the services and support offered to our customers, particularly in terms of the added security measures introduced. The strength of the platform’s security was validated by the achievement of ISO27001 certification. User experience also continues to be a key focus, along with adding and improving platform integrations. These partnerships are becoming an increasingly important sales channel, providing a growing number of users with ease of access to Xref from within their existing recruitment workflow systems. Sales and client growth Credit sales of $10 million for the year, were up 42% when compared to FY18. We are also delighted that international sales during FY19 accounted for 19% of total credit sales, illustrating the strong demand for Xref’s service in major global markets and the very significant international growth opportunities that lie ahead. Active clients also grew significantly during FY19, with 915 clients now using the platform directly. A further 229 are using it via one of the 16 platform integrations the company now supports, and 17% of usage has come via an integrated solution provider. RapidID acquisition On 1st July 2019, we were delighted to announce the acquisition of RapidID. RapidID is a highly complementary and strategically important acquisition for Xref. Its technology has been integrated into Xref’s core platform and it now allows Xref’s clients and channel partners to perform identity checks on candidates. HR professionals are looking for better ways to verify the backgrounds and identity of candidates and Xref now brings a seamless and integrated service to their platform of choice. This paid service is already beginning to gain traction. Global team growth It goes without saying that the ongoing success of Xref would not be possible without a highly skilled and dedicated team. As we continue to expand our offering and our reach into new markets, our global team continues to grow. As well as leveraging the sales functions of our channel partners we have grown our own sales, account management and customer success teams across Australia, New Zealand, Norway, the UK, Ireland, Canada and the US. Across the business, more than 50% of our team is now client facing. As a “land and expand” business, we have worked hard to understand our customer journey and build highly skilled teams to support it. Outlook In our FY18 annual report, I talked about having laid the foundations for strong and sustainable growth, and the exciting path ahead for the company. I believe we have risen to that expectation in the year that has passed and I maintain a bold and positive outlook for the future. This new financial year will again be transformational as we move from being an automated reference checking provider to a platform offering continuous verification of human capital, from hire to retire. We are now capable of verifying a candidate’s journey, performance and identity on a global scale. The HR and recruitment industry has a growing focus on making sure the candidate has been where they say they have been, has done what they say they have done and are who they say they are. We are in a great position to leverage this opportunity, globally and at scale. Brad Rosser, Chairman 4 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 5 Chariman’s Report Chief Executive Officer and Chief Strategy Officer Report A year of achievement and new opportunity This financial year has been another exciting and enlightening year for Xref. We started the year with a huge opportunity ahead of us, to continue to expand our core offering through the direct sales and indirect partner channels we had established and which were performing well. As we closed the year, we evolved our offering far beyond this core product and capability through the acquisition of RapidID. Over the last eight years, we have supported clients in validating that the professional history claims made by candidates were accurate and true. The acquisition of RapidID now allows us to enable clients to go one major step further and verify their candidate’s identity. This changes the Xref narrative and once again puts us in a first-mover position, recognising and embracing the opportunity presented by combining biometric verification technologies with global identity databases, something that is new to the market but will become absolutely critical to future human capital management. Growth against key business metrics Under our business model, when clients purchase credits (credit sales) to use the candidate referencing platform, the value of their purchases is recognised as unearned income. When they pay for the credits, the cash is recognised as cash receipts. Once the credits are used by the client (usage), we recognise the value of the credits used as revenue (recognised revenue). We are delighted to report another year of record credit sales, finishing the year with a 42% increase to $10 million, up from $7.1 million in FY18. Our growth is underpinned by strong client acquisition and increasing adoption of our service by existing clients (ARPA). We expect both trends to continue and we are encouraged by our strong momentum heading into FY20. Client acquisition continued to grow in FY19, and at 30 June 2019, 915 direct paying clients were using our services globally, excluding those accessing our platform through our partner network. We also had another positive year in the growth of client adoption, with 36% of sales revenue coming from new clients. ARPA continues to increase The ARPA (Average Revenue Per Account) across the business is now $13,576, a 46% increase since the metric was first reported in January 2018. First year clients (which comprise 32% of all current clients) have an ARPA of $9,756. Based on historical trends, the ARPA of these clients can be expected to almost double by their third year using Xref. During FY19, existing clients who topped up their credits contributed, on average, $17,417. As the average tenure of Xref’s client base grows, ARPA will also continue to grow and, along with it, Xref’s total revenue. This organic growth comes at a low incremental cost thereby accelerating Xref’s progress towards cash flow break-even. Changing market trends One of the key market influences we have noticed this year is a more rapid recovery rate following the Christmas holiday period. Xref monitors hiring recovery rates and trends to predict the resilience of the industry and forecast activity. In previous years, Australian clients have typically taken around six weeks to return to peak credit usage levels due to the impact of the Australia Day holiday at the end of January. However, by week four of 2019, credit usage had already achieved 85% recovery. In the Northern Hemisphere, Christmas and New Year holidays are shorter and, over time, we expect our geographic expansion will result in less seasonality in overall usage. Security takes priority Another increasingly important focus for all Xref users, regardless of industry, region or role in the hiring process, is data security, privacy and accessibility. Xref’s clients, candidates and referees demand security standards compliant with regulations, such as the European Union’s General Data Protection Regulation (GDPR), Australia’s Privacy Act and Canada’s Personal Information and Electronic Documents Act (PIPEDA). Our ability to meet and exceed these standards is a powerful differentiator. Following two rigorous years of development and compliance, we were delighted, in September 2018, to secure ISO 27001 certification. This demonstrates best practice for a data management system and validates the security of our business, in terms of our platform structure, the behaviour of our people and the way we manage data as an organisation. . Ongoing investment and platform development has enabled us to meet the highest security and data protection standards. This certification supports our strategy to be a global leader in candidate information management and has proven to aid the process of securing major client agreements while shortening the overall sales cycle by eliminating the need for clients’ complex security diligence. Integrations and partnerships In 2016, partnering with the world’s most successful ATS providers became a major component of our growth strategy and we continue to recognise the success of that decision. We build these integrations based on the requirements of our clients, they are feature-rich and ensure clients are afforded all of the functionality of the native Xref platform, as part of their existing recruitment workflow. This means every integration is built to meet clients’ expectations and removes any risk of a poor client experience. With every integration we agree a go-to-market strategy and work as a partner to leverage the opportunity. We have also become a partner of choice for many providers and have been recognised as SmartRecruiters’ partner of the year. Our partnerships provide us with access to thousands of sales people that can refer us to tens of thousands of businesses we are not yet supporting. Over the last year we have seen integrated clients improve their rate of adoption by using more Xref credits. During the year, the number of clients using Xref via integrated platform partners grew to 229, up 92% on the previous year. Credit usage from this channel grew 290% to $1,4 million and reached 18% of overall credit usage. We are now able to offer Xref through 16 ‘live’ platform integrations, which include JobAdder, Bullhorn, Checkr, Equifax, Expr3ss!, fit2work, iCIMS, Lever, Oracle Taleo, SmartRecruiters, Talent App Store, Workday, Zapier, Avature and RapidID. Our new public API platform now also allows third-party organisations to more efficiently integrate their software with Xref, reducing the time required to bring an integration with Xref’s platform to market. In July 2018 we launched our first public API-driven integration with the recruitment tool, Springboard, a workforce solution offered by recruitment process outsourcing organisation PeopleScout. Industry recognition During the first half of the year, Xref was recognised by two awards programmes — the Deloitte Technology Fast 50 Awards, and the HRD Service Provider Awards. Our inclusion at number 22 on the Deloitte list is a testament to the significant growth and organisational maturity Xref has been able to achieve. Being named Gold Medalists in both the pre-employment screening and recruitment categories of the HRD Service Provider Awards demonstrates our point of difference and the value we offer customers. In May 2019, we were also proud to be awarded the CRN IMPACT Award in the Exporting Innovation category. These awards celebrate Australian technology innovators and, through the exporting innovation category in particular, the companies that are successfully expanding their technology solutions globally. With Xref now in use in almost 200 countries, this was an important accolade for us, demonstrating the impact we are having not just in Australia but internationally. Future growth opportunities We enter the new financial year with a positive outlook and an extremely exciting journey ahead. We have made the first step towards true platform diversification and, in turn, the first major evolution of our brand. We have spent eight years building a robust and reliable service for organisations looking to validate the claims made by candidates and we’re delighted to now be able to take those customers on the verification journey with us, putting them ahead in their markets for the technology and services they use. The number of active Xref platform users (staff of our clients) grew 55% during FY19 to 6,021. Xref marketing, customer success and account management teams are focused on these individuals to drive future growth via automated education support campaigns while continuing to also focus on bringing in new business from our core offering, additional platform features and tools, and new products. We wish to thank our clients, team and shareholders for their ongoing support as we continue to grow and evolve the company together. Lee-Martin Seymour, Tim Griffiths, Chief Executive Officer, Chief Strategy Officer, Co-Founder Co-Founder 6 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 7 CEO and CSO Report Directors’ Report The directors present their report, together with the financial statements, on the consolidated entity (referred to hereafter as the 'consolidated entity') consisting of Xref Limited (referred to hereafter as the 'company' or 'parent entity') and the entities it controlled at the end of, or during, the year ended 30 June 2019. Directors The following persons were directors of Xref Limited during the whole of the financial year and up to the date of this report, unless otherwise stated: • Lee-Martin Seymour • Timothy Griffiths • Timothy Mahony • Brad Rosser • Nigel Heap Principal activities During the financial year the consolidated entity continued to conduct its core activity which was to develop human resources technology that automates the candidate reference process for employers. Dividends There were no dividends paid, recommended or declared during the current or previous financial year. Review of operations The loss for the consolidated entity after providing for income tax amounted to $8,181,826 (30 June 2018: $8,912,898). Highlights of the financial year included: • Sales — $10 million, up 42% from $7.1 million in FY18 • International sales — continued to grow and now represent 19% of the total • Recognised revenue (credit usage) — was a record $8.04 million, up 66% from $4.84 million in FY18 The company continued to capitalise on high demand for its core service, automated candidate referencing, in a growing human resources technology market. The major drivers behind revenue growth included: • Growth through integrations— A focus on optimising partnerships with integrated platforms resulted in the number of companies using Xref through an integration increasing to 229 by the end of FY19. The company also completed the first integration using its public API platform. Sales of credits to clients using the Xref platform through an integration reached $2,6 million and represented 26% of overall sales for the period. Credit usage by these customers was $1,4 million, up 290% on FY18. • ISO 27001 certification — This globally recognised standard confirms that Xref’s platform meets the highest levels of data security and privacy measures. ISO 27001 certification is a mandatory requirement for providing services to many large organisations. Achieving certification has opened up a significant section of the market that was previously unable to be accessed • International expansion — The company continues to grow its operations globally, from its headquarters in Sydney and offices in Toronto, London, Oslo and its most recently introduced office in Auckland, New Zealand. • Large addressable market — Xref has a large addressable market, including more than 180 million people in North America, 120 million people in Europe, and 15 million people in Australia and New Zealand. Corporate There were no significant changes in the state of affairs of the consolidated entity during the financial year. Matters subsequent to the end of the financial year On July 1st a share purchase agreement was entered into to acquire 100% of the issued capital of 'RapidID Pty Limited". The purchase price for the acquisition of RapidID is a combination of cash and Xref Shares to a total value of $1.5m AUD. The Cash component is $600,000 AUD and shares to the value of $900,000 AUD will be issued to the sellers. The transaction was settled on 9 August 2019. Further details can be found at Note 34 in the Financial Statements. No other matters or circumstances have arisen since 30 June 2019 that have significantly affected, or may significantly affect the consolidated entity's operations, the results of those operations, or the consolidated entity's state of affairs in future financial years. Likely developments and expected results of operations The group anticipates continued growth across all business metrics and, having a strong pipeline of new business opportunities across all markets in which it operates, continues to maintain a dynamic growth trajectory. • User growth — the number of active users of the Xref platform grew 55% during FY19, to 6,021 Environmental regulation • ARPA — continued to increase to $13,576 as a result of growing platform adoption The consolidated entity is not subject to any significant environmental regulation under Australian Commonwealth or State law. • Integrations — 229 companies using Xref’s platform through one of 16 integrations, up from 92% in FY18 • Funding — successful placement of shares to Australian institutional investors raising $8 million before costs in September 2018 • RapidID acquisition — strategic acquisition of a disruptive ID verification business to grow the XRef portfolio and increase market opportunity globally • Landmark clients — major enterprise accounts introduced during FY19, including Allianz, EY, Bunnings Group, the Department of Corrections, PageGroup, Queensland Police and Sky News in Australia; New Zealand Inland Revenue, The New Zealand Customs Service and New Zealand Post, in New Zealand; New York-based Compass Real Estate, Kipp LA Schools, Zoom Video Communications and Arbor Memorial Services in North America; and Sopra Steria, Color line AS, The Crown Estates, Ocean Installer AS, Sykehuspartner AS and Telia Norge AS and Sweco across the UK and Norway. 8 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 9 Directors’ Report Information on directors Name: Title: Lee-Martin Seymour Managing Director and Chief Executive Officer Qualifications: None Experience and expertise: Lee-Martin Seymour is a co-founder of Xref. He has 19 years recruitment experience across many geographic and market sectors. For 13 years Lee worked for one of the world’s largest specialist recruitment companies. As a result he understands the demands of the employment market and is passionate about pioneering positive change for the long term. As a serial entrepreneur Lee has identified and successfully leveraged market opportunities to aid innovation in the employment sector. Other current directorships: None Former directorships (last 3 years): None Special responsibilities: Member of the Remuneration and Nomination Committee Interests in shares: 30,857,612 ordinary shares Interests in options: None Contractual rights to shares: 8,333,333 performance rights Name: Title: Timothy Griffiths Chief Strategy Officer Qualifications: MBA Experience and expertise: Timothy Griffiths is a co-founder of Xref. Mr Griffiths, an MBA-qualified technologist, has 22 years’ experience advising companies, including Virgin and SkyTV. He worked for Benchmark Capital providing technical diligence for high tech start-up investment and was co-founder of media company a2a plc, which floated on the UK stock market. More recently Tim was CIO for Jcurve Solutions, an Australian cloud NetSuite ERP provider. Other current directorships: None Former directorships (last 3 years): None Special responsibilities: None Interests in shares: 30,857,613 ordinary shares Interests in options: None Contractual rights to shares: 8,333,333 performance rights Name: Title: Qualifications: Experience and expertise: Brad Rosser Chairman BCom, MBA Brad Rosser is a business builder and entrepreneur who worked for McKinsey and Co from 1992 to 1995 before working directly for Richard Branson as Director of Corporate Development for Virgin from 1995 to 1999, helping to identify and implement start- up businesses. He holds an MBA from Cornell University's Johnson Graduate School of Management and a Bachelor of Commerce (Honours) from the University of Western Australia. Other current directorships: None Former directorships (last 3 years): None Special responsibilities: Member of the Audit and Risk Committee and Remuneration and Nomination Committee Interests in shares: Interests in options: None 7,000,000 Contractual rights to shares: None Name: Title: Nigel Heap Non-Executive Director Qualifications: LLB,AMP Experience and expertise: Nigel Hays is the UK Ireland Managing Director, and Chairman of the Asia Pacific business, of Hays plc, the leading global professional recruitment group, and a member of the group's management board. He joined Hays in 1988 and over the last 20 years has successfully led the growth of the Asia-Pacific business. He has completed INSEAD's Advanced Management Program and holds a Bachelor of Laws from Manchester University. Other current directorships: Hays UK Ltd Former directorships (last 3 years): None Special responsibilities: Member of the Audit and Risk Committee Interests in shares: 18,000 ordinary shares Interests in options: 900,000 Contractual rights to shares: None 10 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 11 Directors’ ReportDirectors’ Report Name: Title: Tim Mahony Non-Executive Director Qualifications: BFinAdmin Experience and expertise: Timothy Mahony spent 18 years in investment banking, specialising in capital markets and debt trading. Tim has been involved, as investor or founder, in a number of technology start ups, either successfully exiting the business or growing the business to a mature growth phase. He is a founder and director of Globalx Information, a digital information company providing information, software and services to the legal, corporate and spatial markets throughout Australia and the UK. Other current directorships: None Former directorships (last 3 years): None Special responsibilities: Member of the Audit and Risk Committee and Remuneration and Nomination Committee Interests in shares: 2,550,000 ordinary shares Interests in options: Contractual rights to shares: None None 'Other current directorships' quoted above are current directorships for listed entities only and excludes directorships of all other types of entities, unless otherwise stated. 'Former directorships (last 3 years)' quoted above are directorships held in the last 3 years for listed entities only and excludes directorships of all other types of entities, unless otherwise stated. Key Management Personnel Chief Financial Officer Mr James Solomons, BComm, FCA, CTA, GAICD James is a chartered accountant with over 19 years of experience within the accounting & corporate finance industry. He has held various roles within the sector and has positioned himself as a leader in the accounting technology space bringing with him to Xref over 3 years of experience as Xero Australia’s Head of Accounting. A successful entrepreneur in his own right James has a deep understanding of the need to find a balance between investing for growth whilst maintaining strong corporate governance processes across the business. Company Secretary Mr Robert Waring, BEc, ACA, FCIS, ASIA, FAICD Robert has more than 40 years of experience in financial and corporate roles, including more than 25 years in company secretarial roles for ASX-listed companies. He is a director of Oakhill Hamilton Pty Ltd, a company that provides secretarial and corporate advisory services to a range of listed and unlisted companies. He is also the Company Secretary of ASX-listed companies Aeris Environmental Ltd, Cobalt Blue Holdings Limited and Vectus Biosystems Limited. Meetings of directors The number of meetings of the company’s Board of Directors (‘the Board’) and of each Board committee held during the year ended 30 June 2019, and the number of meetings attended by each director were: Full Board Remuneration and Nomination Committee Audit and Risk Committee Attended Held Attended Held Attended Held 11 12 11 12 10 12 12 12 12 12 1 - 1 - 1 1 - 1 - 1 - - 2 2 2 - - 2 2 2 Lee-Martin Seymour Timothy Griffiths Timothy Mahony** Nigel Heap Brad Rosser* Held: represents the number of meetings held during the time the director held office or was a member of the relevant committee. At the 28 August 2018 Board meeting it was resolved to expand the role of the Audit Committee, which then became the Audit and Risk Committee (with only the second of the two meetings held during the 2018-19 financial year being a joint Audit and Risk Committee meeting), and to expand the role of the Remuneration Committee, which became the Remuneration and Nomination Committee (with the one meeting held during the 2018-19 financial year being a Remuneration Committee meeting only). *Chairman of the Board, and Chairman of the Remuneration and Nomination Committee. **Chairman of the Audit and Risk Committee. Remuneration report (audited) The remuneration report details the key management personnel remuneration arrangements for the consolidated entity, in accordance with the requirements of the Corporations Act 2001 and its Regulations. Key management personnel are those persons having authority and responsibility for planning, directing and controlling the activities of the entity, directly or indirectly, including all directors. The remuneration report is set out under the following main headings: • Principles used to determine the nature and amount of remuneration • Details of remuneration • Service agreements • Share-based compensation • Additional disclosures relating to key management personnel Principles used to determine the nature and amount of remuneration The objective of the consolidated entity's executive reward framework is to ensure reward for performance is competitive and appropriate for the results delivered. The framework aligns executive reward with the achievement of strategic objectives and the creation of value for shareholders, and it is considered to conform to the market best practice for the delivery of reward. The Board of Directors ('the Board') ensures that executive reward satisfies the following key criteria for good reward governance practices: • competitiveness and reasonableness • acceptability to shareholders • performance linkage / alignment of executive compensation The Remuneration and Nomination Committee is responsible for determining and reviewing remuneration arrangements for its directors and executives. The performance of the consolidated entity depends on the quality of its directors and executives. The remuneration philosophy is to attract, motivate and retain high performance and high quality personnel. 12 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 13 Directors’ ReportDirectors’ Report The reward framework is designed to align executive reward to shareholders' interests. The Board have considered that it should seek to enhance shareholders' interests by: • having economic profit as a core component of plan design • focusing on sustained growth in shareholder wealth, consisting of dividends and growth in share price, and delivering constant or increasing return on assets as well as focusing the executive on key non financial drivers of value • attracting and retaining high calibre executives The long-term incentives (‘LTI’) include long service leave and share-based payments. Shares are awarded to executives over a period of three years based on long-term incentive measures. These include increase in shareholders value relative to the entire market and the increase compared to the consolidated entity’s direct competitors. The Company's 2019 Annual Meeting ("AGM") A Remuneration Report has been prepared for the 2019 year and a resolution will be put to the 2019 AGM to ask shareholders to approve it. • increasing return on assets as well as focusing the executive on key non-financial drivers of value Details of remuneration Additionally, the reward framework should seek to enhance executives' interests by: • rewarding capability and experience • reflecting competitive reward for contribution to growth in shareholder wealth • providing a clear structure for earning rewards In accordance with best practice corporate governance, the structure of non-executive director and executive director remuneration is separate. Non-executive directors remuneration Fees and payments to non-executive directors reflect the demands and responsibilities of their role. Non-executive directors' fees and payments are reviewed annually by the Remuneration and Nomination Committee. The Remuneration and Nomination Committee may, from time to time, receive advice from independent remuneration consultants to ensure non-executive directors' fees and payments are appropriate and in line with the market. The chairman's fees are determined independently to the fees of other non-executive directors based on comparative roles in the external market. The chairman is not present at any discussions relating to the determination of his own remuneration. ASX listing rules require the aggregate Non-Executive Directors’ remuneration be determined periodically by a general meeting. In the Prospectus dated 23th December 2015, noted on Page 18 the current maximum annual aggregate remuneration for directors was shown as $200,000. This has changed and a resolution was passed at the 2016 AGM that the maximum aggregate cash-based remuneration payable to Non Executive Directors in any financial year be increased by A$300,000 from A$200,000 to A$500,000. Executive remuneration The consolidated entity aims to reward executives based on their position and responsibility, with a level and mix of remuneration which has both fixed and variable components. The executive remuneration and reward framework has four components: • base pay and non-monetary benefits • short-term performance incentives • share-based payments • other remuneration such as superannuation and long service leave The combination of these comprises the executive's total remuneration. Fixed remuneration, consisting of base salary, superannuation and non-monetary benefits, are reviewed annually by the Remuneration and Nomination Committee based on individual and business unit performance, the overall performance of the consolidated entity and comparable market remunerations. Executives may receive their fixed remuneration in the form of cash or other fringe benefits (for example motor vehicle benefits) where it does not create any additional costs to the consolidated entity and provides additional value to the executive. The short-term incentives ('STI') program is designed to align the targets of the business units with the performance hurdles of executives. STI payments are granted to executives based on specific annual targets and key performance indicators ('KPI's') being achieved. KPI's include profit contribution, customer satisfaction, leadership contribution and product management. Amounts of remuneration Details of the remuneration of key management personnel of the consolidated entity are set out in the following tables. The key management personnel of the consolidated entity consisted of the following directors of Xref Limited: • Lee-Martin Seymour – Managing Director & Chief Executive Officer • Timothy Griffiths – Executive Director & Chief Strategy Officer • Timothy Mahony – Non-Executive Director • Nigel Heap – Non-Executive Director • Brad Rosser – Chairman And the Key Management Personnel: • James Solomons – Chief Financial Officer • Robert Waring – Company Secretary Short-term benefits Post- employment benefits Long-term benefits Share-based payments Cash salary and fees $ Cash bonus $ Non- monetary $ Super- annuation $ Long service leave $ Equity- settled $ Total $ 146,574 54,167 59,583 270,000 270,000 270,000 75,054 1,145,378 - - - - - - - - - - - - - - - - - - - - - 16,625 15,422 23,750 23,750 23,750 - 103,297 - - - - - - - - 182,054 328,628 - 16,323 70,792 91,328 - - 293,750 293,750 92,658 386,408 1,872 76,926 292,907 1,541,582 2019 Non-Executive Directors: Brad Rosser Tim Mahony Nigel Heap Executive Directors: Lee-Martin Seymour Timothy Griffiths Other Key Management Personnel: James Solomons Robert Waring 14 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 15 Directors’ ReportDirectors’ Report Short-term benefits Post- employment benefits Long-term benefits Share-based payments Cash salary and fees $ Cash bonus $ Non- monetary $ Super- annuation $ Long service leave $ Equity- settled $ Total $ 2018 Non-Executive Directors: Brad Rosser Tim Mahony Nigel Heap Executive Directors: Lee-Martin Seymour Timothy Griffiths Other Key Management Personnel: 149,081 51,815 55,000 - - - 271,167 270,000 25,000 25,000 James Solomons 270,000 25,000 Robert Waring 64,732 - 1,131,795 75,000 - - - - - - - - - - - 23,750 23,750 23,750 - 71,250 - - - - - - - - 373,027 522,108 9,042 35,576 60,857 90,576 - - 319,917 318,750 103,107 421,857 3,628 68,360 524,380 1,802,425 The proportion of remuneration linked to performance and the fixed proportion are as follows: Name Non-Executive Directors: Brad Rosser (Chairman) Timothy Mahony Nigel Heap Executive Directors: Lee-Martin Seymour Timothy Griffiths Other Key Management Personnel: James Solomons Robert Waring Fixed remuneration At risk - STI At risk - LTI 2019 2018 2019 2018 2019 2018 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 92% 92% 92% 100% - - - - - - - - - - 8% 8% 8% - - - - - - - - - - - - - - - Cash bonuses are dependent on meeting defined performance measures. The amount of the bonus is determined having regard to the satisfaction of performance measures and weightings as described above in the section ‘Consolidated entity performance and link to remuneration’. The maximum bonus values are established at the start of each financial year and amounts payable are determined in the final month of the financial year by the Remuneration and Nomination Committee. Service agreements Remuneration and other terms of employment for key management personnel are formalised in service agreements. Details of these agreements are as follows: Name: Title: Lee-Martin Seymour Managing Director and Chief Executive Officer Agreement commenced: 1 July 2017 Term of agreement: No fixed term Details: Base salary for the year ending 30 June 2019 of $250,000pa, plus superannuation, plus $20,000 car allowance to be reviewed annually by the Remuneration and Nomination Committee. 1 month termination notice by either party. Discretionary bonus may be paid as per Remuneration and Nomination Committee approval and KPI achievement. Non-solicitation and non- compete clauses exist. 16 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 17 Directors’ ReportDirectors’ Report Name: Title: Timothy Griffiths Executive Director and Chief Strategy Officer Agreement commenced: 1 July 2017 Term of agreement: No fixed term Details: Name: Title: Base salary for the year ending 30 June 2019 of $250,000pa, plus superannuation, plus $20,000 car allowance to be reviewed annually by the Remuneration and Nomination Committee. 1 month termination notice by either party. Discretionary bonus may be paid as per Remuneration and Nomination Committee approval and KPI achievement. Non-solicitation and non- compete clauses exist. James Solomons Chief Financial Officer Agreement commenced: 1 July 2017 Term of agreement: No fixed term Details: Base salary for the year ending 30 June 2019 of $250,000, plus superannuation, plus $20,000 car allowance to be reviewed annually by the Remuneration and Nomination Committee. 1 month termination notice by either party. Discretionary bonus may be paid as per Remuneration and Nomination Committee approval and KPI achievement along with ability to receive options in Xref Limited. Non-solicitation and non-compete clauses exist. Key management personnel have no entitlement to termination payments in the event of removal for misconduct. Share-based compensation Options The terms and conditions of each grant of options over ordinary shares affecting remuneration of directors and other key management personnel in this financial year or future reporting years are as follows: Grant date Vesting date and exercisable date Expiry date Exercise price Fair value per option at grant date 4 December 2018 1 August 2019 1 August 2022 $0.66 $0.0997 Options granted carry no dividend or voting rights. All options were granted over unissued fully paid ordinary shares in the company. The number of options granted was determined having regard to the satisfaction of performance measures and weightings as described above in the section ‘Consolidated entity performance and link to remuneration’. Options vest based on the provision of service over the vesting period whereby the executive becomes beneficially entitled to the option on vesting date. Options are exercisable by the holder as from the vesting date. There has not been any alteration to the terms or conditions of the grant since the grant date. There are no amounts paid or payable by the recipient in relation to the granting of such options other than on their potential exercise. The number of options over ordinary shares granted to and vested by directors and other key management personnel as part of compensation during the year ended 30 June 2019 are set out below: Name Tim Mahony Nigel Heap Brad Rosser James Solomons Robert Waring Number of options granted during the year 2019 Number of options granted during the year 2018 Number of options vested during the year 2019 Number of options vested during the year 2018 - - - - 20,714 - - - 2,500,000 16,312 - 600,000 2,500,000 750,000 16,312 300,000 300,000 2,000,000 1,000,000 - Values of options over ordinary shares granted, exercised and lapsed for directors and other key management personnel as part of compensation during the year ended 30 June 2019 are set out below: Name Tim Mahony Robert Waring Value of options granted during the year $ Value of options exercised during the year $ Value of options lapsed during the year $ Remuneration consisting of options for the year % - 2,065 45,900 - - - - 3% Performance rights There were no performance rights over ordinary shares issued to directors and other key management personnel as part of compensation that were outstanding as at 30 June 2019. There were no performance rights over ordinary shares granted to or vested by directors and other key management personnel as part of compensation during the year ended 30 June 2019. Additional disclosures relating to key management personnel Shareholding The number of shares in the company held during the financial year by each director and other members of key management personnel of the consolidated entity, including their personally related parties, is set out below: Ordinary shares Timothy Mahony Nigel Heap Lee-Martin Seymour Timothy Griffiths James Solomons Robert Waring Balance at the start of the year Received as part of remuneration Additions Disposals/other Balance at the end of the year 1,650,000 18,000 30,857,612 30,857,613 9,000 213,885 63,606,110 - - - - - - - 900,000 - - - - - 900,000 - - - - - - - 2,550,000 18,000 30,857,612 30,857,613 9,000 213,885 64,506,110 18 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 19 Directors’ ReportDirectors’ Report Option holding The number of options over ordinary shares in the company held during the financial year by each director and other members of key management personnel of the consolidated entity, including their personally related parties, is set out below: Balance at the start of the year Granted Exercised Expired/ forfeited/ other Balance at the end of the year Options over ordinary shares Brad Rosser Timothy Mahony Nigel Heap James Solomons Robert Waring 7,000,000 900,000 900,000 2,500,000 16,312 11,316,312 - - - - 20,714 20,714 - (900,000) - - - (900,000) - - - - - - 7,000,000 - 900,000 2,500,000 37,026 10,437,026 Other transactions with key management personnel and their related parties During the financial year; Payments for accounting services from Aptus Accounting & Advisory (related entity of James Solomons) of $131,415 (ex GST) were made. Proceedings on behalf of the company No person has applied to the Court under section 237 of the Corporations Act 2001 for leave to bring proceedings on behalf of the company, or to intervene in any proceedings to which the company is a party for the purpose of taking responsibility on behalf of the company for all or part of those proceedings. Non-audit services Details of the amounts paid or payable to the auditor for non-audit services provided during the financial year by the auditor are outlined in note 9 to the financial statements. The directors are satisfied that the provision of non-audit services during the financial year, by the auditor (or by another person or firm on the auditor’s behalf), is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. The directors are of the opinion that the services as disclosed in note 9 to the financial statements do not compromise the external auditor’s independence requirements of the Corporations Act 2001 for the following reasons: • all non-audit services have been reviewed and approved to ensure that they do not impact the integrity and objectivity of the auditor; and • none of the services undermine the general principles relating to auditor independence as set out in APES 110 Code of Ethics for Professional Accountants issued by the Accounting Professional and Ethical Standards Board, including reviewing or auditing the auditor’s own work, acting in a management or decision-making capacity for the company, acting as advocate for the company or jointly sharing economic risks and rewards. Payments for company secretarial services from Oakhill Hamilton Pty Ltd (related entity of Robert Waring) of $75,054 (ex GST) were made. Rounding of amounts All transactions were made on normal commercial terms and conditions and at market rates. Performance Rights Lee-Martin Seymour had A Class Performance Rights converted into 8,333,334 fully paid ordinary shares after the achievement of the performance milestones set out in the conversion events, as approved by shareholders at the 26 November 2015 EGM, and as detailed in the terms and conditions of the Company’s B Class Performance Rights released to ASX on 4 December 2017. As at the date of this report there is a balance of 8,333,333 Performance Rights available for Lee-Martin Seymour. Timothy Griffiths had A Class Performance Rights converted into 8,333,333 fully paid ordinary shares after the achievement of the performance milestones set out in the conversion events, as approved by shareholders at the 26 November 2015 EGM, and as detailed in the terms and conditions of the Company’s B Class Performance Rights released to ASX on 4 December 2017. As at the date of this report there is a balance of 8,333,333 Performance Rights available for Timothy Griffiths. This concludes the remuneration report, which has been audited. Indemnity and insurance of officers The company has indemnified the directors and executives of the company for costs incurred, in their capacity as a director or executive, for which they may be held personally liable, except where there is a lack of good faith. During the financial year, the company paid a premium in respect of a contract to insure the directors and executives of the company against a liability to the extent permitted by the Corporations Act 2001. The contract of insurance prohibits disclosure of the nature of the liability and the amount of the premium. Indemnity and insurance of auditor The company is of a kind referred to in Corporations Instrument 2016/191, issued by the Australian Securities and Investments Commission, relating to ‘rounding-off’. Amounts in this report have been rounded off in accordance with that Corporations Instrument to the nearest thousand dollars, or in certain cases, the nearest dollar. Auditor's independence declaration A copy of the auditor's independence declaration as required under section 307C of the Corporations Act 2001 is set out immediately after this directors' report. Corporate Governance The Group’s Corporate Governance Statement and Appendix 4G checklist are released to ASX on the same day the Annual Report is released. The Corporate Governance Statement and Corporate Governance Manual can be found on the Company’s website at https://xref.com/en/investor-centre/. This report is made in accordance with a resolution of directors, pursuant to section 298(2)(a) of the Corporations Act 2001. On behalf of the directors ___________________________ ___________________________ Lee-Martin Seymour Managing Director Brad Rosser Chairman The company has not, during or since the end of the financial year, indemnified or agreed to indemnify the auditor of the company or any related entity against a liability incurred by the auditor. 29 August 2019 During the financial year, the company has not paid a premium in respect of a contract to insure the auditor of the company or any related entity. 20 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 21 Directors’ ReportDirectors’ Report Independence declaration Financial Statements Crowe Sydney ABN 97 895 683 573 Member of Crowe Global Audit and Assurance Services Level 15 1 O'Connell Street Sydney NSW 2000 Australia Tel +61 2 9262 2155 Fax +61 2 9262 2190 www.crowe.com.au 29 August 2019 The Board of Directors Xref Limited 14/13 Hickson Street Dawes Point SYDNEY NSW 2000 Dear Board Members Xref Limited In accordance with section 307C of the Corporations Act 2001, I am pleased to provide the following declaration of independence to the Directors of Xref Limited. As lead audit partner for the audit of the financial report of Xref Limited for the financial year ended 30 June 2019, I declare that to the best of my knowledge and belief, that there have been no contraventions of: the auditor independence requirements of the Corporations Act 2001 in relation to the audit; and (i) (ii) any applicable code of professional conduct in relation to the audit. Yours sincerely Crowe Sydney Ash Pather Partner The title ‘Partner’ conveys that the person is a senior member within their respective division, and is among the group of persons who hold an equity interest (shareholder) in its parent entity, Findex Group Limited. The only professional service offering which is conducted by a partnership is the Crowe Australasia external audit division. All other professional services offered by Findex Group Limited are conducted by a privately owned organisation and/or its subsidiaries. Findex (Aust) Pty Ltd, trading as Crowe Australasia is a member of Crowe Global, a Swiss verein. Each member firm of Crowe Global is a separate and independent legal entity. Findex (Aust) Pty Ltd and its affiliates are not responsible or liable for any acts or omissions of Crowe Global or any other member of Crowe Global. Crowe Global does not render any professional services and does not have an ownership or partnership interest in Findex (Aust) Pty Ltd. Services are provided by Crowe Sydney, an affiliate of Findex (Aust) Pty Ltd. Liability limited by a scheme approved under Professional Standards Legislation. Liability limited other than for acts or omissions of financial services licensees. © 2019 Findex (Aust) Pty Ltd Statement of profit or loss and other comprehensive income Revenue Sales - Credits Sold in Current Year Less adjustment for Unearned Revenue Other income Expenses Employee expenses Overheads and administrative expenses Depreciation, amortisation and impairment expenses Impairment of assets Loss before income tax expense Income tax expense Loss after income tax expense for the year attributable to the owners of Xref Limited Other comprehensive income Items that may be reclassified subsequently to profit or loss Foreign currency translation Note Consolidated 2019 $ 2018 $ 8 12 9 10 13 10,011,929 7,071,723 (1,963,760) (2,225,723) 8,048,169 4,846,000 402,644 1,849,140 (11,195,253) (9,170,013) (5,348,287) (6,359,098) (87,993) (1,106) (78,927) - (8,181,826) (8,912,898) - - (8,181,826) (8,912,898) (136,425) (205,147) Other comprehensive income for the year, net of tax (136,425) (205,147) Total comprehensive income for the year attributable to the owners of Xref Limited (8,318,251) (9,118,045) Earnings per share for loss from continuing operations attributable to the owners of Xref Limited Basic earnings per share Diluted earnings per share 26 26 (5.10) (5.10) (6.39) (6.39) Note Cents Cents Earnings per share for loss attributable to the owners of Xref Limited The above statement of profit or loss and other comprehensive income should be read in conjunction with the accompanying notes. 22 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 23 Statement of financial position Statement of financial position continued Non-current liabilities Employee entitlements Total non-current liabilities Total liabilities Net assets Equity Issued capital Other equity reserves Accumulated losses Total equity Note 22 Consolidated 2019 $ 89,668 89,668 2018 $ 52,622 52,622 8,739,458 6,442,417 3,158,865 1,944,346 23 24 48,832,200 40,087,991 (21,539,113) (21,754,920) (24,134,222) (16,388,725) 3,158,865 1,944,346 The above statement of financial position should be read in conjunction with the accompanying notes. Assets Current assets Cash and cash equivalents Trade and other receivables Capitalised Commission Prepayments Total current assets Non-current assets Property, plant and equipment Intangibles Rental Bonds Total non-current assets Total assets Liabilities Current liabilities Trade and other payables Employee Entitlements Superannuation payable Lease Incentive Unearned Revenue Total current liabilities Note Consolidated 2019 $ 2018 $ 14 15 16 17 18 19 20 21 8,035,939 2,258,627 613,757 399,955 4,451,896 3,144,727 - 229,886 11,308,278 7,826,509 349,610 130,678 109,757 590,045 322,105 117,953 120,196 560,254 11,898,323 8,386,763 1,813,560 1,646,024 358,092 215,375 - 6,262,763 8,649,790 277,529 184,268 13,103 4,268,871 6,389,795 The above statement of financial position should be read in conjunction with the accompanying notes. 24 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 25 Financial Statements Financial Statements - ) , 5 2 7 8 8 3 6 1 , ( - ) , 1 2 8 5 4 8 2 2 , ( ) 2 6 0 0 4 2 , ( , 3 6 9 0 3 3 1 , $ $ $ y t i u q e l a t o T s t fi o r p d e n a t e R i e v r e s e r n o i t a d i l o s n o C $ e v r e s e r n o i t a l s n a r t y c n e r r u c n g e r o F i ) , 1 2 8 5 4 8 2 2 , ( ) 5 1 9 4 3 , ( $ s e v r e s e r 6 9 0 9 6 5 , $ e v r e s e r 0 0 0 0 5 3 , $ l a t i p a c , 1 9 9 7 8 6 2 3 , n o i t p o e r a h S s t h g i r e c n a m r o f r e P d e u s s I y t i u q e n i s e g n a h c f o t n e m e t a t S , 4 2 5 0 5 2 3 , ) , 8 9 8 2 1 9 8 , ) 7 4 1 5 0 2 , ( ) , 5 4 0 8 1 1 9 , , 0 0 0 0 0 5 7 , - 7 6 8 1 6 7 , ) 0 0 0 0 5 4 , ( , 6 4 3 4 4 9 1 , ( ( ) , 8 9 8 2 1 9 8 , - - - - ) , 8 9 8 2 1 9 8 , ) , 7 2 8 5 7 4 7 , ( ( ( - - - - - - - ) 7 4 1 5 0 2 , ( ) 7 4 1 5 0 2 , ( - - - - - - - - - - 7 6 8 1 6 7 , - - - - - - - ) 0 0 0 0 5 3 , ( - - - , 0 0 0 0 0 5 7 , - ) 0 0 0 0 5 4 , ( 0 0 0 0 5 3 , , 1 9 9 7 8 0 0 4 , 7 1 0 2 y u l J 1 t a e c n a a B l d e t a d i l o s n o C x a t e m o c n i r e t f a s s o L r a e y e h t r o f e s n e p x e t e n , r a e y e h t r o f e m o c n i i e v s n e h e r p m o c r e h t O x a t f o i e v s n e h e r p m o c l a t o T r a e y e h t r o f e m o c n i n i s r e n w o h t i w s n o i t c a s n a r T : s r e n w o s a y t i c a p a c r i e h t d e u s s I s e r a h S 8 1 0 2 e n u J 0 3 t a e c n a a B l i s t h g R e c n a m r o f r e P d e u s s I s n o i t p O s t s o C g n s a R i i l a t i p a C $ $ $ y t i u q e l a t o T s t fi o r p d e n a t e R i e v r e s e r 3 3 8 8 9 3 , 3 3 8 8 9 3 , , 6 4 3 4 4 9 1 , ) , 5 2 7 8 8 3 6 1 , , 9 7 1 3 4 3 2 , ) , 2 9 8 9 8 9 5 1 , ( ( ) - ) , 1 2 8 5 4 8 2 2 , , 1 2 8 5 4 8 2 2 , ( ( ) , 6 2 8 1 8 1 8 , ) 5 2 4 6 3 1 , ( ) , 1 5 2 8 1 3 8 , ( ( - ) , 6 2 8 1 8 1 8 , ) , 6 2 8 1 8 1 8 , , 0 0 0 0 0 0 8 , , 9 4 0 7 3 0 1 , ) 4 9 7 2 2 5 , ( - 2 8 6 9 1 6 , - - - - 6 9 4 7 3 , ( ( - - - - - - - ( - ) $ e v r e s e r ) 2 6 0 0 4 2 , ( $ , 3 6 9 0 3 3 1 , - - ) 2 6 0 0 4 2 , ( - ) 5 2 4 6 3 1 , ( ) 5 2 4 6 3 1 , ( - - - - - , 3 6 9 0 3 3 1 , - - - - - 2 8 6 9 1 6 , ) 6 9 4 7 3 , ( ) 4 5 9 9 2 2 , ( , 5 6 8 8 5 1 3 , ) , 2 2 2 4 3 1 4 2 , , 1 2 8 5 4 8 2 2 , ( ) 7 8 4 6 7 3 , ( , 5 9 1 3 8 6 1 , $ - - - - - - - - - - - - - $ , 1 9 9 7 8 0 0 4 , , 1 9 9 7 8 0 0 4 , - - - , 0 0 0 0 0 0 8 , , 3 0 0 7 6 2 1 , - - ) 4 9 7 2 2 5 , ( , 0 0 2 2 3 8 8 4 , d e t a t s e r - 8 1 0 2 y u l J 1 t a e c n a a B l r o f e m o c n i i e v s n e h e r p m o c r e h t O x a t f o t e n , r a e y e h t e s n e p x e x a t e m o c n i r e t f a s s o L r a e y e h t r o f r o f e m o c n i i e v s n e h e r p m o c l a t o T r a e y e h t r i e h t n i s r e n w o h t i w s n o i t c a s n a r T : s r e n w o s a y t i c a p a c i d e s c r e x E s n o i t p O d e u s s I s e r a h S 8 1 0 2 y u l J 1 t a e c n a a B l d e t a d i l o s n o C n i e g n a h c r o f t n e m t s u d A j y c i l o p g n i t n u o c c a 9 1 0 2 e n u J 0 3 t a e c n a a B l d e u s s I s n o i t p O d e s p a L s n o i t p O s t s o C g n s a R i i l a t i p a C y c n e r r u c n g e r o F i n o i t a d i l o s n o C n o i t a l s n a r t n o i t p o e r a h S e c n a m r o f r e P d e u n i t n o c y t i u q e n i s e g n a h c f o t n e m e t a t S i . s e t o n g n y n a p m o c c a e h t h t i w n o i t c n u n o c n j i d a e r e b d u o h s l y t i u q e n i s e g n a h c f o t n e m e t a t s e v o b a e h T s e v r e s e r e v r e s e r s t h g i r l a t i p a c d e u s s I i . s e t o n g n y n a p m o c c a e h t h t i w n o i t c n u n o c n j i d a e r e b d u o h s l y t i u q e n i s e g n a h c f o t n e m e t a t s e v o b a e h T 26 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 27 Financial Statements Financial Statements Statement of cash flows Note 1. Reporting entity Notes to the financial statements Cash flows from operating activities Receipts from customers (inclusive of GST) Payments to suppliers and employees (inclusive of GST) Interest received Other revenue Net cash used in operating activities Cash flows from investing activities Payments for property, plant and equipment Payments for intangibles Net cash used in investing activities Cash flows from financing activities Proceeds from issue of shares Share issue transaction costs Proceeds from Options Exercised Note Consolidated 2019 $ 2018 $ Xref Limited is a limited liability company incorporated on 28 January 2003 and as at 21 September 2017 is domiciled in Australia. The address of its registered office is Unit 14, 13 Hickson Road, Dawes Point, New South Wales, Australia 2000. Xref is a human resources technology company that automates the candidate reference process for employers. 10,431,625 7,207,058 (17,315,885) (15,523,197) (6,884,261) (8,316,139) 133,522 1,724,281 117,452 1,731,688 (5,026,457) (6,466,999) Note 2. Basis of preparation These general purpose financial statements have been prepared in accordance with Australian Accounting Standards and Interpretations issued by the Australian Accounting Standards Board ('AASB') and the Corporations Act 2001, as appropriate for for-profit oriented entities. These financial statements also comply with International Financial Reporting Standards as issued by the International Accounting Standards Board ('IASB'). a. Historical cost convention The financial statements have been prepared under the historical cost convention, except for, where applicable, the revaluation of available-for-sale financial assets, financial assets and liabilities at fair value through profit or loss, investment properties, certain classes of property, plant and equipment and derivative financial instruments. b. Critical accounting estimates (119,878) (13,831) (184,406) (16,272) The preparation of the financial statements requires the use of certain critical accounting estimates. It also requires management to exercise its judgement in the process of applying the consolidated entity's accounting policies. The areas involving a higher degree of judgement or complexity, or areas where assumptions and estimates are significant to the financial statements, are disclosed in note 5. (133,709) (200,678) Note 3. Significant accounting policies 8,000,000 7,500,000 (522,794) 1,267,003 (450,000) - The principal accounting policies adopted in the preparation of the financial statements are set out below. These policies have been consistently applied to all the years presented, unless otherwise stated. New or amended Accounting Standards and Interpretations adopted The consolidated entity has adopted all of the new or amended Accounting Standards and Interpretations issued by the Australian Accounting Standards Board (‘AASB’) that are mandatory for the current reporting period. 28 17 18 23 23 23 Net cash from financing activities 8,744,209 7,050,000 Any new or amended Accounting Standards or Interpretations that are not yet mandatory have not been early adopted. Net increase in cash and cash equivalents Cash and cash equivalents at the beginning of the financial year 3,584,043 4,451,896 382,323 4,069,573 Cash and cash equivalents at the end of the financial year 14 8,035,939 4,451,896 The above statement of cash flows should be read in conjunction with the accompanying notes AASB 9 Financial Instruments The consolidated entity has adopted AASB 9 from 1 July 2018. The standard introduced new classification and measurement models for financial assets. A financial asset shall be measured at amortised cost if it is held within a business model whose objective is to hold assets in order to collect contractual cash flows which arise on specified dates and that are solely principal and interest. A debt investment shall be measured at fair value through other comprehensive income if it is held within a business model whose objective is to both hold assets in order to collect contractual cash flows which arise on specified dates that are solely principal and interest as well as selling the asset on the basis of its fair value. All other financial assets are classified and measured at fair value through profit or loss unless the entity makes an irrevocable election on initial recognition to present gains and losses on equity instruments (that are not held-for-trading or contingent consideration recognised in a business combination) in other comprehensive income (‘OCI’). Despite these requirements, a financial asset may be irrevocably designated as measured at fair value through profit or loss to reduce the effect of, or eliminate, an accounting mismatch. For financial liabilities designated at fair value through profit or loss, the standard requires the portion of the change in fair value that relates to the entity’s own credit risk to be presented in OCI (unless it would create an accounting mismatch). New simpler hedge accounting requirements are intended to more closely align the accounting treatment with the risk management activities of the entity. New impairment requirements use an ‘expected credit loss’ (‘ECL’) model to recognise an allowance. Impairment is measured using a 12-month ECL method unless the credit risk on a financial instrument has increased significantly since initial recognition in which case the lifetime ECL method is adopted. For receivables, a simplified approach to measuring expected credit losses using a lifetime expected loss allowance is available. 28 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 29 Financial Statements Note 3. Significant accounting policies continued AASB 15 Revenue from Contracts with Customers The consolidated entity has adopted AASB 15 from 1 July 2018. The standard provides a single comprehensive model for revenue recognition. The core principle of the standard is that an entity shall recognise revenue to depict the transfer of promised goods or services to customers at an amount that reflects the consideration to which the entity expects to be entitled in exchange for those goods or services. The standard introduced a new contract-based revenue recognition model with a measurement approach that is based on an allocation of the transaction price. This is described further in the accounting policies below. Credit risk is presented separately as an expense rather than adjusted against revenue. Contracts with customers are presented in an entity’s statement of financial position as a contract liability, a contract asset, or a receivable, depending on the relationship between the entity’s performance and the customer’s payment. Customer acquisition costs and costs to fulfil a contract can, subject to certain criteria, be capitalised as an asset and amortised over the contract period. The impact on the financial performance and position of the consolidated entity from the adoption of these Accounting Standards is detailed below. Note 3. Significant accounting policies continued A change in the ownership interest of a subsidiary that does not result in a loss of control, is accounted for as an equity transaction - that is, as transactions with owners in their capacity as owners, recorded in the statement of movements in equity. If the Group loses control over a subsidiary, it: » derecognises the assets (including goodwill) and liabilities of the subsidiary; » derecognises the carrying amount of any non-controlling interest; » derecognises the cumulative carrying amount of foreign currency translation; differences recorded in reserves; » recognises the fair value of the consideration received; » recognises the fair value of any investment retained; » recognises any surplus or deficit in profit or loss; and » reclassifies the parent’s share of components previously recognised in other comprehensive income to profit or loss, or retained Adoption of AASB 9 ‘Financial Instruments’ The consolidated entity has adopted AASB 9 from 1 July 2018, using the full retrospective approach. The consolidated entity has applied the simplified approach to measuring expected credit losses. No retrospective adjustment is required. earnings as appropriate. » Interests in subsidiaries are held at cost less impairment in the Parent. b. Foreign currency translation Adoption of AASB 15 ‘Revenue from Contracts with Customers’ The consolidated entity has adopted AASB 15 from 1 July 2018 and retrospectively with the cumulative effect of initially applying this Standard recognised in the opening balance of retained earnings as at 1 July 2018. The retrospective adjustments for capitalised commission of $398,833 was adjusted to the opening balance of retained earnings as at 1 July 2018. Parent entity information In accordance with the Corporations Act 2001, these financial statements present the results of the consolidated entity only. Supplementary information about the parent entity is disclosed in note 32. a. Basis of consolidation The Group financial statements consolidate the financial statements of the Parent and all entities over which the Parent is deemed to have controlling relationship (defined as “subsidiaries”). An entity is defined as a subsidiary when the Group is exposed, or has rights to variable returns from its relationship with the entity and has the ability to affect those returns through its power over the entity. When the Group has less than a majority of the voting power or similar rights of another entity, the Group considers all relevant facts and circumstances in assessing whether it has power over the other entity. The Group re-assesses whether or not it controls another entity if facts and circumstances indicate that there are changes in one or more of the three elements of control. The financial statements of subsidiaries are included in the preliminary consolidated financial statements from the date that control commences until the date that control ceases. The consolidation of the Parent and subsidiary entities involves adding together like terms of assets, liabilities, income and expenses on a line-by-line basis. All significant intra-group balances are eliminated on consolidation of Group financial position, performance and cash flows. The financial statements are presented in Australian dollars, which is Xref Limited’s functional and presentation currency. Foreign currency transactions Foreign currency transactions are translated into the functional currency of the Parent, using exchange rates prevailing at the dates of the transactions (i.e. the spot exchange rate). Foreign exchange gains and losses resulting from the settlement of such transactions and from measurement of monetary items denominated in foreign currency at year-end exchange rates are recognised in the reported profit or loss. Non-monetary items measured at historical cost are not re-translated at each year-end, instead they are only translated once using the exchange rate at the transaction date. Non-monetary items measured at fair value are translated using the exchange rates at the date when the year-end fair value was determined. The net balance of foreign exchange gains and losses that relate to monetary items (such as borrowings, cash and cash equivalents) are presented in the Statement of Comprehensive Income within “finance income” or “finance costs”. All other foreign exchange gains and losses are presented in the Statement of Comprehensive Income within “Other gains/(losses)”. Translation differences on non-monetary financial assets and liabilities such as equities held at fair value through profit and loss are recognised in the Statement of Comprehensive Income as part of the fair value gain or loss. Translation differences on non- monetary financial assets, such as equities classified as available for sale, are included in fair value movements disclosed within other comprehensive income. Foreign operations In the Group’s financial statements, all assets, liabilities and transactions of Group entities with a functional currency other than Australian Dollars are translated into Australian Dollars upon consolidation. The results and financial position of subsidiaries are translated into the presentation currency as follows: i. assets and liabilities for each statement of financial position presented are translated at the closing rate at the date of that statement of financial position; ii. income and expenses for each statement of comprehensive income are translated at average exchange rates (unless this average is not a reasonable approximation of the cumulative effect of the rates prevailing on the transaction dates, in which case income and expenses are translated at the dates of the transactions); and iii. all resulting exchange differences are recognised in other comprehensive income. The assets and liabilities of foreign operations, including any goodwill, are translated to AUDs at exchange rates at the reporting date. The income and expenses of foreign operations, are translated to AUDs at exchange rates at the dates of the transactions. 30 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 31 Notes to the Financial Statements Notes to the Financial Statements Note 3. Significant accounting policies continued Foreign currency differences are recognised on other comprehensive income, and presented in the foreign currency translation reserve within equity. When a foreign operation is disposed of such that control is lost, the cumulative amount of the translation reserve related to the foreign operation is reclassified to the reported surplus or deficit as part of the gain or loss on disposal. c. Cash and cash equivalents Note 3. Significant accounting policies continued i. Plant and equipment Items of plant and equipment are measured at cost, less accumulated depreciation and any impairment losses. Cost includes expenditure that is directly attributable to the acquisition of the asset. Subsequent costs and the cost replacing part of an item of plant and equipment is recognised as an asset if, and only if, it is probable that future economic benefits or service potential will flow to the Group and the cost of the item can be measured reliably. The carrying amount of the replaced part is derecognised. Cash and cash equivalents include cash on hand, deposits held on call with banks, other short-term highly liquid investments with original maturities of three months or less, and bank overdrafts. In most instances, an item of plant and equipment is recognised at its cost. Where an asset is acquired at no cost, or for a nominal cost, it is recognised at fair value at the acquisition date. d. Trade debtors and other receivables Trade receivables are initially recognised at fair value and subsequently measured at amortised cost using the effective interest method, less any allowance for expected credit losses. Trade receivables are generally due for settlement within 30 days. The consolidated entity has applied the simplified approach to measuring expected credit losses, which uses a lifetime expected loss allowance. To measure the expected credit losses, trade receivables have been grouped based on days overdue. Other receivables are recognised at amortised cost, less any allowance for expected credit losses. e. Contract assets - capitalised commissions Contract assets are recognised when the consolidated entity has transferred services to the customer but where the consolidated entity is yet to establish an unconditional right to consideration. Contract assets are treated as financial assets for impairment purposes. Contract assets include commissions paid and are amortised as performance obligations are met and an unconditional right to consideration is established. Costs to obtain a contract that would have been incurred regardless of whether the contract was obtained or which are not otherwise recoverable from a customer are expensed as incurred to profit or loss. Incremental costs of obtaining a contract where the contract term is less than one year is immediately expensed to profit or loss. All repairs and maintenance expenditure is charged to profit or loss in the year in which the expense is incurred. When an item of plant or equipment is disposed of, the gain or loss recognised in the profit or loss is calculated as the difference between the net sale proceeds and the carrying amount of the asset. Depreciation is calculated on a straight-line basis to write off the net cost of each item of plant and equipment over their expected useful lives as follows: Computer Equipment Office Equipment Office Furniture Office Fit-out 3-5 years 3-20 years 10-20 years 6-20 years The residual values, useful lives and depreciation methods are reviewed, and adjusted if appropriate, at each reporting date. Leasehold improvements and plant and equipment under lease are depreciated over the unexpired period of the lease or the estimated useful life of the assets, whichever is shorter. An item of plant and equipment is derecognised upon disposal or when there is no future economic benefit to the consolidated entity. Gains and losses between the carrying amount and the disposal proceeds are taken to profit or loss. f. Trade creditors and other payables j. Intangible assets Trade creditors are obligations to pay for goods or services that have been acquired in the ordinary course of business from suppliers. Creditors are classified as current liabilities if payment is due within one year or less. If not, they are presented as non-current liabilities. Trade creditors and other payables are recognised initially at fair value and subsequently measured at amortised cost using the effective interest method. g. Unearned revenue Contract liabilities represent the consolidated entity’s obligation to transfer goods or services to a customer and are recognised when a customer pays consideration, or when the consolidated entity recognises a receivable to reflect its unconditional right to consideration (whichever is earlier) before the consolidated entity has transferred the goods or services to the customer. h. Refund liabilities A cooling off period of 28 days exists within all contracts. After this period has passed no refunds are provided even if the client does not use their purchased credits. If a client exercises their right to cancel their purchase during this cooling off period they can be refunded an amount equal to the value of credits not used. Intangible assets acquired separately are initially recognised at cost. Indefinite life intangible assets are not amortised and are subsequently measured at cost less any impairment. Finite life intangible assets are subsequently measured at cost less amortisation and any impairment. The gains or losses recognised in profit or loss arising from the derecognition of intangible assets are measured as the difference between net disposal proceeds and the carrying amount of the intangible asset. The method and useful lives of finite life intangible assets are reviewed annually. Changes in the expected pattern of consumption or useful life are accounted for prospectively by changing the amortisation method or period. Internally developed intangible assets: Expenditure on research activities, undertaken with the prospect of gaining new technical knowledge and understanding, is recognised in the reported profit or loss when incurred. Development activities include a plan or design for the production of new or substantially improved products. Development expenditure is capitalised only if development costs can be measured reliably, the product or process is technically and commercially feasible, future economic benefits are probable, and the Group intends to and has sufficient resources to complete development and to use or sell the asset. The expenditure capitalised includes the cost of materials, direct labour and overhead costs that are directly attributable to preparing the asset for its intended use. Other development expenditure is recognised in the reported surplus and deficit when incurred. Capitalised development expenditure is measured at cost less accumulated amortisation and any impairment losses. 32 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 33 Notes to the Financial Statements Notes to the Financial Statements Note 3. Significant accounting policies continued Patents and trademarks Significant costs associated with patents and trademarks are deferred and amortised on a straight-line basis over the period of their expected benefit, being their finite life of 10 years. k. Leased assets Leases where the Group assumes substantially all the risks and rewards incidental to ownership of the leased assets, are classified as finance leases. All other leases are classified as operating leases. Payments made under operating leases are recognised in profit or loss on a straight-line basis over the term of the lease. Lease incentives received are recognised as an integral part of the total lease expense, over the term of the lease. Associated costs, such as maintenance and insurance, are expensed as incurred. l. Impairment of non-financial assets At each reporting date, the carrying amounts of tangible and intangible assets are reviewed to determine whether there is any indication of impairment. If any such indication exists for an asset, the recoverable amount of the asset is estimated in order to determine the extent of the impairment loss. Intangible assets with indefinite useful life are tested for impairment annually. Note 3. Significant accounting policies continued Impairment of financial assets The consolidated entity recognises a loss allowance for expected credit losses on financial assets which are either measured at amortised cost or fair value through other comprehensive income. The measurement of the loss allowance depends upon the consolidated entity’s assessment at the end of each reporting period as to whether the financial instrument’s credit risk has increased significantly since initial recognition, based on reasonable and supportable information that is available, without undue cost or effort to obtain. Equity investments are measured at cost less any impairment charges, where the fair value cannot currently be estimated reliably. Offsetting of financial instruments Financial assets and financial liabilities are offset and the net amount is reported in the consolidated statement of financial position if there is a currently enforceable legal right to offset the recognised amounts and there is an intention to settle on a net basis, to realise the assets and settle the liabilities simultaneously. n. Provisions A provision is recognised for a liability when the settlement amount or timing is uncertain; when there is a present legal or constructive obligation as a result of a past event; it is probable that expenditures will be required to settle the obligation; and a reliable estimate of the potential settlement can be made. Provisions are not recognised for future operating losses. An impairment loss is recognised whenever the carrying amount of an asset exceeds is recoverable amount. Impairment losses directly reduce the carrying amount of assets and are recognised in the reported profit or loss. A provision for onerous contracts is recognised when the expected benefits to be derived by the Group from a contract are lower that the unavoidable cost of meeting its obligation under the contract. The estimated recoverable amount of an asset is the greater of their fair value less costs to sell and value in use. Value in use is determined by estimating future cash flows from the use and ultimate disposal of the asset and discounting to their present value using a pre-tax discount rate that reflects current market rates and risks specific to the asset. For an asset that does not generate largely independent cash flows, the recoverable amount is determined for the cash-generating unit to which the asset belongs. An impairment loss in respect of goodwill is not reversed. Other impairment losses are reversed when there is a change in the estimates used to determine the recoverable amount. An impairment loss on property carried at fair value is reversed through the relevant reserve. All other impairment losses are reversed through profit or loss. Any reversal of impairments previously recognised is limited so that the carrying amount of the asset does not exceed its recoverable amount, nor exceed the carrying amount that would have been determined, net of depreciation, had no impairment loss been recognised for the asset in prior years. m. Financial instruments A financial instrument is any contract that gives rise to a financial asset of one entity and a financial liability or equity instrument in another entity. Financial instruments are comprised of trade debtors and other receivables, cash and cash equivalents, other financial assets, trade creditors and other payables, borrowings, other financial liabilities and derivative financial instruments. Initial recognition and measurement Financial assets and financial liabilities are recognised initially at fair value plus transaction costs attributable to the acquisition, except for those carried at fair value through profit or loss, which are measured at fair value. Financial assets and financial liabilities are recognised when the Parent and Group becomes a party to the contractual provisions of the financial instrument. De-recognition of financial instruments Financial assets are derecognised when the contractual rights to the cash flows from the financial asset expire, or if the Group transfers the financial asset to another party without retaining control or substantial all risks and rewards of the asset. A financial liability is derecognised when it is extinguished, discharged, cancelled or expires. Provisions are measured at the estimated expenditure required to settle the present obligation, based on the most reliable evidence available at the reporting date, including the risks and uncertainties associated with the present obligation. Provisions are discounted to their present values, where the time value of money is material. The increase in the provision due to the passage of time is recognised as an interest expense. All provisions are reviewed at each reporting date and adjusted to reflect the current best estimate. o. Employee benefits Short-term employee benefits Employee benefits, previously earned from past services, that the Group expect to be settled within 12 months of reporting date are measured based on accrued entitlements at current rate of pays. These include salaries and wages accrued up to the reporting date and annual leave earned, but not yet taken at the reporting date. The Group recognises a liability and an expense for bonuses where they are contractually obliged or where there is a past practice that has created a constructive obligation. Termination benefits Termination benefits are recognised as an expense when the Group is committed without realistic possibility of withdrawal, to terminate employment, or to provide termination benefits as a result of an offer made to encourage voluntary redundancy. Termination benefits for voluntary redundancies are recognised as an expense if the Group has made an offer of voluntary redundancy, it is probable that the offer will be accepted, and the number of acceptances can be estimated reliably. If benefits are payable more than 12 months after the reporting date, then they are discounted to their present value. Long-term benefits The Group’s net obligation in respect of long service leave is the amount of future benefit that employees have earned in return for their services in the current and prior years. The obligation is calculated using the projected unit credit method and is discounted to its present value. Any actuarial gains and losses are recognised in profit or loss in the year in which they arise. 34 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 35 Notes to the Financial Statements Notes to the Financial Statements Note 3. Significant accounting policies continued Note 3. Significant accounting policies continued Share-based payments The Group operates an equity-settled, share-based compensation plan. The fair value of the employee services received in exchange for the grant of the options is recognised as an expense. The total amount to be expensed over the vesting period is determined by reference to the fair value of the options granted, excluding the impact of any non-market vesting conditions (for example, profitability). Non-market vesting conditions are included in assumptions about the number of options that are expected to become exercisable. At each reporting date, the entity revises its estimates of the number of options that are expected to become exercisable. It recognises the impact of the revision of original estimates, if any, in the statements of comprehensive income, and a corresponding adjustment to equity over the remaining vesting period. If the options lapse or expire, the accumulated balance will be reclassified to retained earnings. The proceeds received net of any directly attributable transaction costs are credited to share capital (nominal value) when the options are exercised. p. Revenue Revenue from contracts with customers Revenue is recognised at an amount that reflects the consideration to which the consolidated entity is expected to be entitled in exchange for transferring goods or services to a customer. For each contract with a customer, the consolidated entity: identifies the contract with a customer; identifies the performance obligations in the contract; determines the transaction price which takes into account estimates of variable consideration and the time value of money; allocates the transaction price to the separate performance obligations on the basis of the relative stand-alone selling price of each distinct good or service to be delivered; and recognises revenue when or as each performance obligation is satisfied in a manner that depicts the transfer to the customer of the goods or services promised. Variable consideration within the transaction price, if any, reflects concessions provided to the customer such as discounts, rebates and refunds, any potential bonuses receivable from the customer and any other contingent events. Such estimates are determined using either the ‘expected value’ or ‘most likely amount’ method. The measurement of variable consideration is subject to a constraining principle whereby revenue will only be recognised to the extent that it is highly probable that a significant reversal in the amount of cumulative revenue recognised will not occur. The measurement constraint continues until the uncertainty associated with the variable consideration is subsequently resolved. Amounts received that are subject to the constraining principle are initially recognised as deferred revenue in the form of a separate refund liability. Sales of credits The Group sells candidate reference credits. When customers use a credit, the service has been performed. Revenue is recognised at the point in time when the customer uses the service. Rendering of services Revenue from a contract to provide services is recognised over time as the services are rendered based on agreed rates. Interest Interest revenue is recognised as interest accrues using the effective interest method. This is a method of calculating the amortised cost of a financial asset and allocating the interest income over the relevant period using the effective interest rate, which is the rate that exactly discounts estimated future cash receipts through the expected life of the financial asset to the net carrying amount of the financial asset. Other revenue Other revenue is recognised when it is received or when the right to receive payment is established. q. Income tax Current income taxes Current tax is the amount of income tax payable based on the taxable surplus for the current year, plus any adjustment to income tax payable in respect of prior years. Current tax is calculated using tax rates (and tax laws) that have been enacted or substantially enacted at the reporting date. Deferred tax Deferred tax is the amount of income tax payable or recoverable in future years in respect of temporary differences and unused tax losses (if any). Temporary differences are differences between the carrying amount of asset and liabilities in the financial statements and the corresponding tax bases used in the consumption of taxable surpluses. Deferred tax is not provided on the initial recognition of goodwill or on the initial recognition of an asset or liability, unless the related transaction is a business combination or affects the tax or accounting profit. Deferred tax on temporary differences associated with investments in subsidiaries and joint ventures is not provided if reversal of these temporary differences can be controlled by the Group and it is probable that reversal will not occur in the foreseeable future. Deferred tax assets are recognised to the extent that it is probable that taxable surpluses will be available in future years, against which the deductible temporary differences or tax losses can be utilised. Deferred tax is measured at the tax rates that are expected to apply when the asset is realised or the liability settled, based on tax rates (and tax laws) that have been enacted or substantively enacted at the reporting date. The measurement of deferred tax reflects the tax consequences that would follow from the manner in which the Group expects to recover the carrying amount of its assets and liabilities. Deferred tax assets and liabilities are offset only when the Group has a right and intention to set off current tax assets and liabilities from the same taxation authority. Changes in deferred tax assets or liabilities are recognised as a component of income tax in profit or loss, except where they relate to items that are recognised in other comprehensive income or directly in equity, in which case the related deferred tax is also recognised in other comprehensive income or equity, respectively. r. Goods and Services Tax (GST) All amounts in these financial statements are shown exclusive of GST, except for receivables and payables that are stated inclusive of GST. The net amount of GST recoverable from, or payable to the Australian Taxation Office (ATO), or tax offices in other jurisdictions is included as part of receivables and / or payables in the Statement of Financial Position. GST balances from different countries are not offset. s. Share capital Share capital represents the consideration received for shares that have been issued. All transaction costs associated with the issuing of shares are recognised as a reduction in equity, net of any related income tax benefits. t. Dividend distribution Dividend distributions to the parent’s shareholders are recognised as a liability in the Group’s financial statements in the period in which the dividends are approved by the Parent Directors. 36 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 37 Notes to the Financial Statements Notes to the Financial Statements Note 3. Significant accounting policies continued u. Earnings per share The Group presents basic and diluted earnings per share (EPS) data for its ordinary shares. Basic EPS is calculated by dividing the profit or loss attributable to ordinary shareholders of the Parent by the weighted average number of ordinary shares outstanding during the year, adjusted for own shares held. Diluted earnings per share is determined by adjusting the profit or loss attributable to ordinary shareholders and the weighted average number of ordinary shareholders outstanding, adjusted for own shares held, for the effects of all dilutive potential ordinary shares, which comprise convertible notes and share options granted to employees. v. Segment reporting Operating segments are reported in a manner consistent with the internal reporting provided to the chief operating decision-maker. The chief operating decision-maker, who is ultimately responsible for strategic decision, approving the allocation of resources and assessing the performance of the operating segments, has been identified as the Board of Directors. Note 5. Critical accounting judgements, estimates and assumptions continued Share-based payment transactions The consolidated entity measures the cost of equity-settled transactions with employees by reference to the fair value of the equity instruments at the date at which they are granted. The fair value is determined by using either the Binomial or Black-Scholes model taking into account the terms and conditions upon which the instruments were granted. The accounting estimates and assumptions relating to equity-settled share-based payments would have no impact on the carrying amounts of assets and liabilities within the next annual reporting period but may impact profit or loss and equity. Impairment An impairment loss is recognised for the amount by which the asset’s or cash-generating unit’s carrying amount exceeds its recoverable amount. To determine the recoverable amount, management estimates expected future cash flows from each cash-generating unit and determines a suitable interest rate in order to calculate the present value of those cash flows. In the process of measuring expected future cash flows management makes assumptions about future operating results. These assumptions relate to future events and circumstances w. Going Concern Not withstanding the Group incurred a loss after tax for the year of $8,181,826 (2018: $8,912,898), the consolidated financial statements have been prepared on a going concern basis as the Group has a net asset position of $3,158,865 (2018: $1,944,346). The directors believe the Group can support its operating activities and pay its debts when they fall due in the next 12 months and the foreseeable future. As such the consolidated financial statements have been prepared on the going concern basis. Determination of variable consideration Judgement is exercised in estimating variable consideration which is determined having regard to past experience with respect to refund where the customer maintains a right of refund pursuant to the customer contract or where goods or services have a variable component. Revenue will only be recognised to the extent that it is highly probable that a significant reversal in the amount of cumulative revenue recognised under the contract will not occur when the uncertainty associated with the variable consideration is subsequently resolved Note 4. New Accounting Standards and Interpretations not yet mandatory or early adopted Australian Accounting Standards and Interpretations that have recently been issued or amended but are not yet mandatory, have not been early adopted by the consolidated entity for the annual reporting period ended 30 June 2019. AASB 16 Leases This standard is applicable to annual reporting periods beginning on or after 1 January 2019. The standard replaces AASB 117 ‘Leases’ and for lessees will eliminate the classifications of operating leases and finance leases. Subject to exceptions, a ‘right-of-use’ asset will be capitalised in the statement of financial position, measured at the present value of the unavoidable future lease payments to be made over the lease term. The exceptions relate to short-term leases of 12 months or less and leases of low-value assets (such as personal computers and small office furniture) where an accounting policy choice exists whereby either a ‘right-of-use’ asset is recognised or lease payments are expensed to profit or loss as incurred. A liability corresponding to the capitalised lease will also be recognised, adjusted for lease prepayments, lease incentives received, initial direct costs incurred and an estimate of any future restoration, removal or dismantling costs. As at the reporting date, the group has non-cancellable operating lease commitments of $1,265,846, see note 33. Of these commitments, approximately $173,023 relate to short-term leases which will both be recognised on a straight-line basis as expense in profit or loss. For the remaining lease commitments the group expects to recognise right-of-use assets of approximately $914,669 on 1 July 2019, lease liabilities of $967,962 (after adjustments for prepayments and accrued lease payments recognised as at 30 June 2019) and deferred tax assets of $14,646. Overall net assets will be approximately $38,638 lower, and net current assets will be $106,588 lower due to the presentation of a portion of the liability as a current liability. The group expects that net profit after tax will decrease by approximately $50,000 for 2020 as a result of adopting the new rules. Note 5. Critical accounting judgements, estimates and assumptions The preparation of the financial statements requires management to make judgements, estimates and assumptions that affect the reported amounts in the financial statements. Management continually evaluates its judgements and estimates in relation to assets, liabilities, contingent liabilities, revenue and expenses. Management bases its judgements, estimates and assumptions on historical experience and on other various factors, including expectations of future events, management believes to be reasonable under the circumstances. The resulting accounting judgements and estimates will seldom equal the related actual results. The judgements, estimates and assumptions that have a significant risk of causing a material adjustment to the carrying amounts of assets and liabilities (refer to the respective notes) within the next financial year are discussed below. Allowance for expected credit losses The allowance for expected credit losses assessment requires a degree of estimation and judgement. It is based on the lifetime expected credit loss, grouped based on days overdue, and makes assumptions to allocate an overall expected credit loss rate for each group. These assumptions include recent sales experience and historical collection rates. Internally generated software and research costs Management monitors progress of internal research and development projects by using a project management system. Significant judgement is required in distinguishing research from the development phase. To distinguish any research-type project phase from the development phase, it is the Group’s accounting policy to require a detailed forecast of sales or cost savings expected to be generated by the intangible asset. The forecast is incorporated into the Group’s overall budget forecast as the capitalisation of development costs commences. This ensures that managerial accounting, impairment testing procedures and accounting for internally-generated intangible assets are based on the same data. Management has determined that for the 2019 financial year that no expenditure be capitalised as an asset. The basis for this decision is that over the past 5 years there has been significant development of the platform and that the current platform is completely different to that which previously existed. The system that currently exists is not a standalone asset and is constantly evolving. Additionally, the codebase and infrastructure regularly changes to keep up with technological advances. Deferred tax assets The assessment of the probability of future taxable income in which deferred tax assets can be utilised is based on the Group’s latest approved budget forecast, which is adjusted for significant non-taxable income and expenses and specific limits to the use of any unused tax losses or credits. If a positive forecast of taxable income indicates the probable use of a deferred tax asset, especially when it can be utilised without a time limit, that deferred tax asset is usually recognised in full. Research and Development Refundable Tax Offset The Group has identified costs including hosting fees, market research, external contractors, system testing and remuneration which it has identified as research and development costs. The Research and Development tax refund is calculated as 43.5% of the total figure. 38 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 39 Notes to the Financial Statements Notes to the Financial Statements Note 6. Group information The preliminary consolidated financial statements of the Group include Note 7. Operating segments continued Name Xref Limited Xref (AU) Pty Limited Xref (UK) Limited Xref Referencing (CA) Limited Xref AS Xref LLC Xref (NZ) Limited a. Investments in subsidiaries Principal place of business / Country of incorporation Australia Australia United Kingdom Canada Norway United States New Zealand Ownership interest 2019 % 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 2018 % 100.00% 100.00% 100.00% 100.00% 100.00% - - All investments in subsidiaries are carried at cost and eliminated through consolidation in the Group. Note 7. Operating segments There is only one operating segment (candidate referencing) for the year ended 30 June 2019. The disclosures on the face of the statement of comprehensive income to operating loss and the statement of financial position (excluding the items designated for sale) represent the Group’s one business segment. Revenue from external customers Service performed at a point in time Services transferred over time Non-current operating assets Global Australia Canada United Kingdom Norway New Zealand Consolidated 2019 $ 2018 $ 7,913,524 4,846,000 134,645 - 8,048,169 4,846,000 Consolidated 2019 $ 106,990 330,751 104,060 30,047 2,475 15,722 2018 $ - 390,283 104,842 58,113 7,016 - Geographical information Credit sales to external customers Australia Canada United Kingdom Norway Revenue from external customers Australia Canada United Kingdom Norway 2019 $ 2018 $ 8,148,721 6,150,386 956,787 530,713 375,708 455,107 354,664 111,566 Total Non-current operating assets 590,045 560,254 The information above is based on the locations of the customers. Note 8. Revenue 10,011,929 7,071,723 Rendering of services The disaggregation of revenue from contracts with customers is as follows: Major product lines Sales of credits Subscription services 2019 $ 2018 $ 6,754,930 4,316,355 772,576 375,108 145,555 222,011 241,223 66,411 8,048,169 4,846,000 Consolidated 2019 $ 2018 $ 7,913,524 4,846,000 134,645 - 8,048,169 4,846,000 40 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 41 Notes to the Financial Statements Notes to the Financial Statements Note 9. Overheads and administrative expenses Audit fees Accounting Directors fees Legal fees Marketing fees Other Consultants Share Option Expense Administration expense Foreign exchange loss Operating lease payments Auditors remuneration Fees charged by Audit Firm: Financial statement audit and review Consolidated 2019 $ 85,578 195,741 145,047 192,543 2018 $ 90,678 250,709 263,157 178,566 1,572,628 1,559,137 461,320 619,682 900,470 761,867 1,358,171 1,742,124 (42,129) 759,706 (76,477) 688,867 5,348,287 6,359,098 Note 12. Other income Other Income Research & Development - Refundable Tax Offset Interest Received Other Income Other income Note 13. Income tax expense Consolidated 2019 $ 205,402 183,258 13,984 2018 $ 1,710,297 117,452 21,391 402,644 1,849,140 Xref Limited has operating subsidiaries in Australia, the UK, Norway, New Zealand, USA and Canada which are expected to accumulate tax losses prior to returning a profit. 85,578 90,678 Numerical reconciliation of income tax expense and tax at the statutory rate a. Reconciliation of effective tax rate Loss before income tax expense Consolidated 2019 $ 2018 $ (8,181,826) (8,912,898) Note 10. Depreciation, amortisation and impairment expenses Tax at the statutory tax rate of 27.5% (2017:27.5%) (2,250,002) (2,451,047) Depreciation of property, plant and equipment Note 11. Research and development costs Research and development costs expensed Consolidated 2019 $ 87,993 2018 $ 78,927 Consolidated 2019 $ 2018 $ 472,189 3,931,717 The Parent and Group research and development projects have focused on cloud-based solutions for candidate recruitment. Note 5 reflects the Groups policy on the expensing/capitalisation of development costs. Reseach and development costs expensed amount to $472,189 (2018: $3,931,717) of which $304,235 (2018: $3,145,694) are recognised in employee expenses. Deferred tax asset not recognised Permanent differences Adjustment for foreign tax rates Income tax expense b. Deferred tax assets and liabilities 1,999,462 1,401,252 86,361 164,179 505,956 543,839 - - The assessment of the probability of future taxable income in which deferred tax assets can be utilised is based on the Group’s latest approved budget forecast, which is adjusted for significant non-taxable income and expenses and specific limits to the use of any unused tax losses or credits. If a positive forecast of taxable income indicates the probable use of a deferred tax asset, especially when it can be utilised without a time limit, that deferred tax asset is usually recognised in full. The company has not yet raised a deferred tax entry as the company is not certain whether the tax losses carried forward can be utilised in the foreseeable future. The deferred tax asset position of the Group, which has not been brought to account is $5,173,286 (2018: $3,173,824) 42 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 43 Notes to the Financial Statements Notes to the Financial Statements Note 14. Current assets - cash and cash equivalents Note 15. Current assets - trade and other receivables continued Cash at bank Rental bonds Consolidated 2019 $ 2018 $ 7,960,482 4,381,389 75,457 70,507 8,035,939 4,451,896 The maximum exposure to credit risk at the reporting date is the carrying amount of trade debtors and other receivables as disclosed above. The Group does not hold any collateral as security The Group’s management considers that all financial assets that are not impaired or past due for each of the reporting dates under review are of good credit quality. None of the Group’s financial assets are secured by collateral or other credit enhancements. The Group establishes an allowance for impairment that represents its estimate of incurred losses in respect of trade and other receivables. The main components of this allowance are a specific loss component that relates to individually significant exposures, and a collective loss component established for groups of similar assets in respect of losses that have been incurred but not yet identified. The collective loss allowance is determined based on historical data of payment statistics for similar financial assets. The carrying amount of cash and cash equivalents approximates their fair value. Cash at bank earns interest at floating rates on daily deposit balances. Term deposits are for a period of 3 years and serve as security for leased premises maturing at renewal dates. Interest is paid annually. Note 15. Current assets - trade and other receivables Trade debtors Less: Allowance for expected credit losses Other receivables Research and development incentive grant Interest receivable Movements in the allowance for expected credit losses are as follows: Opening balance Additional provisions recognised Receivables written off during the year as uncollectable Closing balance Consolidated 2019 $ 2018 $ 1,899,415 1,599,430 - 1,899,415 104,074 205,402 49,736 359,212 (165,000) 1,434,430 - 1,710,297 - 1,710,297 2,258,627 3,144,727 (165,000) - - (165,000) 165,000 - - (165,000) Trade debtors and other receivables are non-interest bearing and receipt is normally on 30 days terms. Therefore, the carrying value of trade debtors and other receivables approximates its fair value. All receivables are subject to credit risk exposure. As at 30 June 2019, the ageing analysis of trade receivables post due but not impaired is detailed as follows: 0-30 days overdue 30-90 days overdue 90 days+ overdue Note 16. Current assets - Capitalised Commission Capitalised Commission - at cost - Credit Sales Capitalised Commission - at cost - Subscriptions Capitalised Commission - at cost - People Search Reconciliation Reconciliation of the written down values at the beginning and end of the current and previous financial year are set out below: Opening balance Retrospective adjustment as at 1 July 2018 Additions Recognition as expenses Balance adjustment due to forex Closing balance Consolidated 2019 $ 2018 $ 1,876,873 1,192,135 22,542 - 292,920 12,375 1,899,415 1,434,430 Consolidated 2019 $ 604,256 9,180 321 613,757 - 398,833 1,010,836 (807,601) 11,689 613,757 2018 $ - - - - - - - - - - 44 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 45 Notes to the Financial Statements Notes to the Financial Statements Note 17. Non-current assets - property, plant and equipment Note 18. Non-current assets - intangibles Office Fitout Less: Accumulated depreciation Computer equipment - at cost Less: Accumulated depreciation Office equipment - at cost Less: Accumulated depreciation Office furniture - at cost Less: Accumulated depreciation Consolidated 2019 $ 101,122 (25,396) 75,726 266,989 (124,564) 142,425 131,865 (69,408) 62,457 85,635 (16,633) 69,002 2018 $ 96,784 (10,058) 86,726 183,028 (76,275) 106,753 116,087 (50,815) 65,272 72,915 (9,561) 63,354 349,610 322,105 Reconciliations Reconciliations of the carrying value at the beginning and end of the current and previous financial year are set out below: Consolidated Balance at 1 July 2017 Additions Adjustment Depreciation expense Balance at 30 June 2018 Additions Disposals Depreciation expense Office Fitout $ 10,925 84,440 - (8,639) 86,726 4,338 - (15,338) Computer equipment $ Office equipment $ Office furniture $ 94,411 59,092 - 69,782 7,986 4,269 (46,750) (16,765) 106,753 87,042 (3,081) (48,289) 65,272 15,778 - (18,593) 37,239 32,888 - (6,773) 63,354 12,720 - (7,072) Total $ 212,357 184,406 4,269 (78,927) 322,105 119,878 (3,081) (89,292) Balance at 30 June 2019 75,726 142,425 62,457 69,002 349,610 Patents and trademarks - at cost Less: Impairment Preliminary expenses (a) Domain: Xref.com Consolidated 2019 $ 11,337 (1,106) 10,231 13,457 2018 $ 10,963 - 10,963 - 106,990 106,990 130,678 117,953 a.Preliminary expenses relate to the aquisition of RapidID Reconciliations Reconciliations of the carrying value at the beginning and end of the current and previous financial year are set out below: Consolidated Balance at 1 July 2017 Additions Balance at 30 June 2018 Additions Impairment expense Patents and trademarks $ Preliminary expenses $ Domain $ Total $ - 10,963 10,963 374 (1,106) - - - 13,457 - - - 106,990 117,953 106,990 - - 117,953 13,831 (1,106) Balance at 30 June 2019 10,231 13,457 106,990 130,678 46 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 47 Notes to the Financial Statements Notes to the Financial Statements Note 19. Current liabilities - trade and other payables Note 21. Current liabilities - Unearned Revenue continued Trade payables Non trade payables and accrued expenses Accrued salaries, wages and related costs GST Payable Consolidated 2019 $ 450,452 246,528 876,029 240,551 2018 $ 162,894 525,139 853,126 104,865 Unsatisfied performance obligations The performance obligations associated with the unearned revenue balance are expected to be satisfied within 12 months from the date of the balance sheet Under Xref’s business model, clients purchase Xref credits to use our candidate referencing platform. The value of credits sold are added to unearned revenue when the client has paid. The credits are consumed when reference checks are ordered, and credit usage becomes recognised revenue. At balance date some clients will have purchased credits and have been issued an invoice but will not have paid. The value of these unpaid credit sale invoices are the ‘conditional credits’ above and represents trade debtors (less goods & services tax). In addition, clients that have subscribed to People Search or an Xref Subscription pay for 12 months in advance and each month a proportion of the upfront payment is recognised as revenue. 1,813,560 1,646,024 Note 22. Non-current liabilities - Employee entitlements Refer to note 27 for further information on financial instruments. Trade creditors and other payables are non-interest bearing and normally settled on 30 day terms; therefore, their carrying amount approximates their fair value. Note 20. Current liabilities - Employee Entitlements Annual leave Consolidated 2019 $ 2018 $ 358,092 277,529 Short–term employee entitlements represent the Group’s obligation to its current and former employees that are expected to be settled within 12 months of balance date. These consist of accrued holiday entitlements at the reporting date. Note 21. Current liabilities - Unearned Revenue Long service leave Note 23. Equity - issued capital Ordinary shares - fully paid Movements in ordinary share capital Details Balance Issued for cash Capital raising costs Performance rights conversion Balance Issued for cash Capital raising costs Option Conversion Consolidated 2019 $ 89,668 2018 $ 52,622 Consolidated 2019 Shares 2018 Shares 2019 $ 2018 $ 165,578,370 147,736,127 48,832,200 40,087,991 Date Shares Issue price/ exercise price 1 July 2017 118,569,460 12,500,000 - 16,666,667 30 June 2018 147,736,127 13,333,334 - 4,508,909 $0.60 $0.00 $0.02 $0.60 $0.00 $0.23 $ 32,687,991 7,500,000 (450,000) 350,000 40,087,991 8,000,000 (522,793) 1,267,003 48,832,200 Consolidated 2019 $ 2018 $ 4,268,871 2,030,253 10,011,929 1,445,795 7,071,723 1,085,263 (7,612,488) (4,485,468) (1,881,476) (1,445,795) Balance 30 June 2019 165,578,370 1,963,760 2,225,723 30,132 12,895 Unearned Revenue Balance Brought Forward Unearned Revenue Movement Credits Sold Add: Opening Conditional Credits Less: Usage Less: Closing Conditional Credits Net Unearned Revenue Movement Opening Balance Revaluation due to Forex Balance Carried Forward 6,262,763 4,268,871 48 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 49 Notes to the Financial Statements Notes to the Financial Statements Note 23. Equity - issued capital continued Note 24. Equity - Other equity reserves continued Performance Rights Reserve Balance Class C Number Granted 16,666,666 Performance Right Reserve $A Weighted Average Fair Value $/Right - - Upon the Group, during any six month reporting period of the company that ends on or prior to 30 months after the date of issue of the rights, achieving Credit Sales of $A2,500,000 or more. The Class A Conversion Event was achieved and the Class A shares were issued 4 December 2017. Class B Conversion Event Upon the Company achieving a 20 day Volume Weighted Average Market Price of the shares equal to or greater than $0.50 within two years after the date of issue of the rights and a minimum sale in the UK of either 1000 credits or £25,000 (whichever comes first). The Class B Conversion Event was achieved and the Class B shares were issued 10 March 2017. Class C Conversion Event Upon the Group, during any six month reporting period of the Company that ends on or prior to five years after the date of issue of the rights, achieving EBITDA of $A2,500,000 or more. The conversion ratio of the Performance Rights into ordinary shares upon achievement of a relevant Performance Milestone is one ordinary share for each Performance Right. They were in escrow until 8 February 2018. Class C options were considered based on likelihood of reaching the target EBITDA and a Nil valuation adopted. All rights may be converted immediately in the event of a change of control event. Xref issued 13,333,333 fully paid ordinary shares at $0.60 per share, at a 2.4% discount to the trading five-day volume weighted average price and a 3.2 % discount to Xref’s last traded share price on 1 October 2018. Xref issued 13,300,000 shares at $0.60 (a 2.4% discount to the five-day volume weighted average price) to Australian institutions and sophisticated investors on 28 September 2018 which support’s the business’ international expansion, ongoing focus on strategic integrations and partnerships, and help to drive the key business metrics of client acquisition, client adoption and annual revenue per account (ARPA) The Class A Conversion Event was achieved and the Class A shares were issued 4 December 2017. All issued shares are fully paid and do not have a par value. The holders of ordinary shares have equal voting rights and share equally in any dividend distribution and any surplus on winding up of the Parent. Capital risk management The consolidated entity’s objectives when managing capital is to safeguard its ability to continue as a going concern, so that it can provide returns for shareholders and benefits for other stakeholders and to maintain an optimum capital structure to reduce the cost of capital. Capital is regarded as total equity, as recognised in the statement of financial position, plus net debt. Net debt is calculated as total borrowings less cash and cash equivalents. In order to maintain or adjust the capital structure, the consolidated entity may adjust the amount of dividends paid to shareholders, return capital to shareholders, issue new shares or sell assets to reduce debt. The consolidated entity would look to raise capital when an opportunity to invest in a business or company was seen as value adding relative to the current company’s share price at the time of the investment. Other than as disclosed in note 34, the consolidated entity is not actively pursuing additional investments in the short term as it continues to integrate and grow its existing businesses in order to maximise synergies. The consolidated entity is not subject to certain financing arrangements covenants during the financial year ended 30 June 2019. The capital risk management policy remains unchanged from the 30 June 2018 Annual Report. Note 24. Equity - Other equity reserves Foreign currency reserve Options reserve Consolidation reserve Consolidated 2019 $ 2018 $ (376,487) (240,062) 1,683,195 1,330,963 (22,845,821) (22,845,821) (21,539,113) (21,754,920) Foreign currency reserve The reserve is used to recognise exchange differences arising from the translation of the financial statements of foreign operations to Australian dollars. Performance Rights Reserve The performance right reserve is used to record unutilised performance rights issued on 18 January 2016 as part of the consideration for Xref Pty Ltd. Performance Rights operate as an equity-settled, share based compensation plan. When rights are realised, the balance less any attributable transaction costs will be transferred to issued capital. If rights are not used, they would be offset against the consolidation reserve. 50 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 51 Notes to the Financial Statements Notes to the Financial Statements a) Share option reserve At 1 July 2016 At 30 June 2017 (b) At 30 June 2017 (a) Granted (c) Granted (d) Granted (e) Granted (f) Granted (g) Granted (h) Closing Balance At 30 June 2017 (b) At 30 June 2017 (a) Granted (c) Granted (d) Granted (e) Granted (f) Granted (g) Granted (h) Granted (i) Granted (j) Granted (k) Granted (l) Granted (m) Closing Balance Issued Date Expiry Date 01/02/2019 07/12/2016 25/11/2022 07/12/2016 25/11/2021 22/09/2017 03/07/2021 22/09/2017 03/07/2021 22/03/2018 05/02/2022 22/03/2018 12/02/2021 22/03/2018 12/02/2022 22/03/2018 12/02/2023 30/06/2018 07/12/2016 25/11/2022 07/12/2016 25/11/2021 22/09/2017 03/07/2021 22/09/2017 03/07/2021 22/03/2018 05/02/2022 22/03/2018 12/02/2021 22/03/2018 12/02/2022 22/03/2018 12/02/2023 04/12/2018 03/09/2021 04/12/2018 03/09/2022 04/12/2018 03/09/2023 04/12/2018 01/08/2022 04/12/2018 29/11/2022 Average exercise price in $A per share $0.230 $0.700 $0.700 $0.585 $0.580 $0.660 $0.700 $0.700 $0.700 $0.700 $0.700 $0.585 $0.580 $0.660 $0.700 $0.700 $0.700 $0.700 $0.700 $0.660 $0.660 $0.700 Note 24. Equity - Other equity reserves continued The options have been valued using a binominal options method, using the following assumptions: Options 4,508,909 2,500,000 5,400,000 960,109 95,390 249,782 1,000,000 750,000 750,000 Option Reserve $A 229,954 187,895 586,862 211,748 21,217 8,180 69,670 21,295 12,142 16,241,190 1,330,963 2,500,000 5,400,000 811,480 95,390 208,116 1,000,000 750,000 750,000 300,000 300,000 300,000 315,664 308,214 646,920 180,879 21,444 21,810 69,670 69,635 56,460 20,730 21,806 11,904 27,275 a) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (26/11/2016) Expected volatility Dividends expected on the shares b) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (26/11/2016) Expected volatility Dividends expected on the shares 2,500,000 226,448 c) Listing date (re-listing as Xref Limited) 30/06/2019 15,230,650 1,683,195 Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (26/11/2016) Expected volatility Dividends expected on the shares 9/02/2016 2.47yr 26/11/2016 26/11/2016 $0.70 25/11/2021 5.00 yr $0.47 2.19% 40% Nil 09/02/2016 5.00yr 25/11/2016 25/11/2016 $0.70 25/11/2022 6.00 yr $0.47 2.7% 40% Nil 9/02/2016 1.63 yr 22/09/2017 22/09/2017 $0.585 03/07/2021 3.77 yr $0.745 2.295% 40% Nil 52 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 53 Notes to the Financial Statements Notes to the Financial Statements Note 24. Equity - Other equity reserves continued Note 24. Equity - Other equity reserves continued d) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (26/11/2016) Expected volatility Dividends expected on the shares e) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (26/11/2016) Expected volatility Dividends expected on the shares f) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (26/11/2016) Expected volatility Dividends expected on the shares 9/02/2016 1.63 yr 22/09/2017 2/09/2017 $0.58 03/07/2021 3.77 yr $0.745 2.295% 40% Nil 9/02/2016 2.11 yr 22/03/2018 22/03/2018 $0.66 05/02/2022 3.88 yr $0.57 2.395% 26.37% Nil 9/02/2016 2.11 yr 22/03/2018 22/03/2018 $0.70 01/02/2021 2.87 yr $0.57 2.160% 26.3% Nil g) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (26/11/2016) Expected volatility Dividends expected on the shares h) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (26/11/2016) Expected volatility Dividends expected on the shares i) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 3 year Government Bond (04/12/2018) Expected volatility Dividends expected on the shares 9/02/2016 2.11 yr 22/03/2018 22/03/2018 $0.70 12/02/2022 2.87 yr $0.70 2.395% 26.340% Nil 9/02/2016 2.11 yr 22/03/2018 22/03/2018 $0.70 12/02/2023 4.90 yr $0.57 2.395% 26.350% Nil 9/02/2016 2.82yr 04/12/2018 04/12/2018 $0.70 03/09/2021 2.75 yr $0.475 1.990% 38.63% Nil 54 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 55 Notes to the Financial Statements Notes to the Financial Statements Note 24. Equity - Other equity reserves continued Note 24. Equity - Other equity reserves continued j) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (04/12/2018) Expected volatility Dividends expected on the shares k) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (04/12/2018) Expected volatility Dividends expected on the shares l) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (04/12/2018) Expected volatility Dividends expected on the shares 09/02/2016 2.82yr 04/12/2018 04/12/2018 $0.70 03/09/2022 3.75 yr $0.475 2.17% 39.19% Nil 9/02/2016 2.82 yr 04/12/2018 04/12/2018 $0.70 03/09/2023 4.75yr $0.475 2.170% 40.42% Nil 9/02/2016 2.82 yr 04/12/2018 04/12/2018 $0.66 01/08/2022 3.66 yr $0.475 2.170% 39.23% Nil m) Listing date (re-listing as Xref Limited) Price history for volatility determination Grant date Measurement date Exercise price Expiry date Life of option Price of underlying shares at measurement date Risk free rate = 5 year Government Bond (04/12/2018) Expected volatility Dividends expected on the shares 9/02/2016 2.82 yr 04/12/2018 04/12/2018 $0.70 29/11/2022 3.99 yr $0.475 2.170% 39.90% Nil Class A Vesting Event Upon the Group, during any six month reporting period of the company that ends on or prior to 30 months after the date of issue of the rights, achieving Credit Sales of $A2,500,000 or more. Class B Vesting Event is the same as a Performance Right Class B Conversion Event Upon the Company achieving a 20 day Volume Weighted Average Market Price of the shares equal to or greater than $0.50 within two years after the date of issue of the rights and a minimum sale in the UK of either 1000 credits or £25,000 (whichever comes first). The Class B Conversion Event was achieved and the Class B shares were issued 10 March 2017. Class A and B option expense is being recognised over the two years during which the options may be exercised. If the options were to be exercised, the full remaining option expense if any would be immediately recognised and the Option Reserve figure transferred to Issued Capital. The weighted average contractual life of the performance rights for the 2019 year was 1.55 years (2018: 2.55 years) Option movements for the period During the year ended 30 June 2019, 190,295 options lapsed and 4,508,909 options were exercised. As approved at the 28 November 2018 AGM, 2,500,00 options were issued to 5 senior staff members of the company as a key component of their remuneration by the company. The Chief Operating Officer (COO) was issued with 900,000 with 300,000 vesting on date of issue and expiring on the 3 September 2021, the second tranche of 300,000 options vesting on 3 September 2019 and expire if not exercised by 3 September 2022, and the third tranche of 300,000 options vesting on 3 September 2020 and expire if not exercised by 3 September 2023) Option movements during the previous year At 26 September 2017,1,055,499 options were issued under the terms of the Employee Option Plan to 52 employees and 5 of its contractors. At 22 March 2018, 2,749,782 options were issued under the terms of the Employee Option Plan to 25 of its employees and to the Company’s Chief Financial Officer (CFO). 56 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 57 Notes to the Financial Statements Notes to the Financial Statements Note 24. Equity - Other equity reserves continued Note 26. Earnings per share continued Options vested and therefore exercisable Expiry Date 2019 Acquisition of Xref Pty Ltd Options Vested – Tim Mahony Options Vested – Nigel Heap Options Vested - Brad Rosser Options Vested – James Solomons Options Vested - Employees and Contractors Options Vested - Employees and Contractors Options Vested – Sharon Blesson Options Vested – Senior Staff 01/02/2019 01/02/2019 - - 25/11/2021 900,000 25/11/2021 4,500,000 01/02/2021 1,750,000 03/07/2021 05/02/2022 30/09/2021 29/12/2022 906,870 208,116 300,000 2,000,000 2018 3,908,809 900,000 300,000 2,000,000 1,000,000 - - - - The following reflects the income and share data used in the basic and diluted EPS computations Loss after income tax attributable to the owners of Xref Limited (8,181,826) (8,912,898) Weighted average number of ordinary shares used in calculating basic earnings per share 160,330,586 139,516,949 Number Number Weighted average number of ordinary shares used in calculating diluted earnings per share 160,330,586 139,516,949 Consolidated 2019 $ 2018 $ The weighted average share price for the current financial year was $0.555 (2018: $0.624). 10,564,986 8,108,809 Basic earnings per share Diluted earnings per share Consolidation Reserve The reserve was formed on the reverse acquisition of assets and liabilities of King Solomon Mines Limited by Xref Pty Limited which brought the share capital of ref Pty Limited to the share capital of King Solomon Mines Limited immediately after the reverse acquisition. Note 27. Financial instruments a. Classification of financial instruments Cents (5.10) (5.10) Cents (6.39) (6.39) The carrying amounts presented in the statement of financial position relate to the following categories of financial assets and liabilities Note 25. Equity - dividends There were no dividends paid, recommended or declared during the current or previous financial year. Note 26. Earnings per share Basic EPS amounts are calculated by dividing the profit for the year attributable to ordinary equity holders of the parent by the weighted average number of ordinary shares outstanding during the year. Diluted EPS amounts are calculated by dividing the profit attributable to ordinary equity holders of the Parent by the weighted average number of ordinary shares outstanding during the year plus the weighted average number of ordinary shares that would be issued on conversion of all the dilutive potential ordinary shares into ordinary shares. The Group recorded losses for the years ended 30 June 2018 and 30 June 2019. The effect of including the share options in the calculation would be anti-dilutive. Hence the diluted earnings per share is the same as the basic earnings per share. Group 2019 Financial assets Cash and cash equivalents Trade debtors and other receivables Total Financial liabilities Trade creditors and other payables Total Loans and receivables 8,035,939 2,258,628 10,294,567 - - Available-for- sale financial assets Financial liabilities at fair value through profit and loss Total 8,035,939 2,258,628 10,294,567 - - - 2,387,028 2,387,028 2,387,028 2,387,028 - - - - - 58 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 59 Notes to the Financial Statements Notes to the Financial Statements Note 27. Financial instruments continued Note 27. Financial instruments continued Group 2018 Financial assets Cash and cash equivalents Trade debtors and other receivables Total Financial liabilities Trade creditors and other payables Total Loans and receivables 4,451,896 3,144,727 7,596,623 - - Available-for- sale financial assets Financial liabilities at fair value through profit and loss Total 4,451,896 3,144,727 7,596,623 - - - 2,107,821 2,107,821 2,107,821 2,107,821 - - - - - b. Financial instrument risk management The Group is exposure to the following risks from its use of financial instruments: • Credit risk • Liquidity Risk • Market Risk The Group are exposed to market risk through their use of financial instruments and specifically to currency risk, interest rate risk and certain other price risks, which result from both its operating and investing activities. The Group has a series of policies to manage the risk associated with financial instruments. Policies have been established which do not allow transactions that are speculative in nature to be entered into and the Group is not actively engaged in the trading of financial instruments. As part of this policy, limits of exposure have been set and are monitored on a regular basis. i. Credit risk Credit risk is the risk that a third party will default on its obligation to the Group, causing the Group to incur a loss. The Group’s financial liabilities have contractual maturities (including interest payments where applicable) as summarised below: Group 2019 Contractual cash-flow maturities Carrying amounts Total contractual cash-flows 0-6 months 6-12 months 1 - 2 years 2-5 years Later than 5 years Non-derivative financial liabilities Trade creditors and other payables - - - 1,813,561 1,813,561 1,813,561 Superannuation payable 215,375 215,375 215,375 Total 2,028,936 2,028,936 2,028,936 - - - - - - - - - - - - - - - - Group 2018 Contractual cash-flow maturities Carrying amounts Total contractual cash-flows 0-6 months 6-12 months 1 - 2 years 2-5 years Later than 5 years Non-derivative financial liabilities Trade creditors and other payables - - - 1,646,024 1,646,024 1,646,024 Superannuation payable 184,268 184,268 184,268 Total 1,830,292 1,830,292 1,830,292 - - - - - - - - - - - - - - - - iii. Market risk Market risk is the risk that changes in market prices, such as foreign exchange rates, interest rates and equity prices will affect the Group’s income or the value of its holdings of financial instruments. The objective of market risk management is to manage and control market risk exposures within acceptable parameters, while optimising the return. The Group has no significant concentration of risk in relation to cash and cash equivalents, trade debtors and other financial assets. iv. Foreign exchange risk The Group continuously monitors defaults of customers and other counterparties, identified either individually or by group, and incorporates this information into its credit risk controls. Further details in relation to the credit quality of financial assets is provided in Note 16 The Group is exposed to fluctuations in foreign currency exchange rates as a result of maintaining foreign currency denominated bank accounts and entering into foreign currency transactions. Thus, the Group will incur a foreign exchange gain or loss each year due to the appreciation and depreciation of the Australian dollar relative to other currencies including the United States dollar, the Canadian dollar, the UK Pounds Sterling and the Norwegian krone. ii. Liquidity risk The exposure to currencies of the Group is as follows: Liquidity risk represents the Group’s ability to meet is contractual obligations as they fall due. The Group manages liquidity risk by managing cash flows and ensuring that adequate cash is in place to cover any potential short falls. During the financial year expense growth reduced from 44% in the 2018 year to 16% in 2019, with a growth in sales of credits of 42%. There is continued growth forecasted and ongoing strong cost control enabling adequate management of liquidate risk. All amounts shown as current financial liabilities are expected to be paid on demand and without interest Canadian Dollars UK Pound Sterling Norwegian Krone New Zealand Dollars United States Dollar Total 2019 $ 290,205 227,165 157,041 - 13,631 688,042 2018 $ 176,044 100,975 111,427 - - 388,446 60 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 61 Notes to the Financial Statements Notes to the Financial Statements Note 27. Financial instruments continued Note 27. Financial instruments continued The potential impact on the bank accounts, net deficits and equity movements in foreign currency exchange rates (calculated by applying the change in foreign exchange rate to foreign currencies held at balance date) is indicated below: Short-term exposure Total impact of potential change in exchange rate 34,402 68,805 137,618 30 June 2018 – Group Australia Potential Foreign Exchange Rate Fluctuation Impact on valuation of holding in: Canadian Dollars UK Pound Sterling Norwegian Krone New Zealand Dollar United States Dollar 5% $ 14,510 11,358 7,852 - 682 10% $ 29,021 22,717 15,704 - 1,363 20% $ 58,041 45,433 31,408 - 2,726 Foreign exchange risk Currency risk is the risk that the fair value of financial instruments will fluctuate due to a change in foreign exchange rates. Most of the Group transactions are carried out in Australian Dollars (AUD). Exposures to currency exchange rates arise from the Group’s overseas sales and purchases, which are primarily denominated in United Kingdom Pounds Sterling (GBP) , Canadian dollars (CAD), Norwegian Krone (NOK), New Zealand Dollar (NZD) and United States Dollar (USD). The Group monitors foreign expenditure, seeking favourable terms when it is time to for further funding. By adopting this passive strategy, it expects its average foreign exchange rates to reflect the average foreign exchange rate for the year. Foreign currency denominated financial assets and liabilities which expose the Group to currency risk are disclosed below. The amounts shown are those reported to key management translated into AUD at the closing rate: Short-term exposure 30 June 2019 – Group Australia United Kingdom Financial Assets Financial Liabilities Net statements of financial position exposure (1,964,604) (124,554) (106,402) (151,872) (15,722) - 7,320,554 182,901 337,396 92,653 (15,722) 13,631 Long-term exposure 30 June 2019 – Group Australia United Kingdom Canada Norway New Zealand United States Financial Assets Financial Liabilities Net statements of financial position exposure 50,948 24,245 18,843 - - - 50,948 24,245 18,843 - - - 15,722 - 15,722 - - - 30 June 2018 – Group Australia United Kingdom Norway New Zealand United States Financial Assets Financial Liabilities Net statements of financial position exposure 7,083,425 153,396 1,842,269 62,332 Canada 211,955 75,948 147,847 127,272 5,241,156 91,064 136,007 20,575 - - - - - - Long-term exposure United Kingdom Canada Norway New Zealand United States Financial Assets Financial Liabilities Net statements of financial position exposure Foreign exchange risk Sensitivity analysis 50,948 51,411 17,836 - - - 50,948 51,411 17,836 - - - - - - - - - The following analysis illustrates the sensitivity of profit and equity in regard to the Group’s financial assets and financial liabilities carried in foreign currencies. It assumes a 3+/- % change in exchange rates for the year ended at 30 June 2019 (2018: 5%). The percentage movement has been determined based on the average exchange rate market volatility for the AUD in the previous 12 months. 3% (2018: 5%) increase in AUD against foreign currencies 3% (2018: 5%) decrease in AUD against foreign currencies (8,144,314) 2,963,850 (9,038,288) 1,707,900 (8,059,861) 3,342,526 (8,850,009) 2,158,275 Exposures to foreign exchange rates vary during the year depending on the volume of overseas transactions. Nonetheless, the analysis above is considered to be representative of the Group’s exposure to currency risk. Interest rate risk Interest rate risk is the risk that cash flows from a financial instrument will fluctuate because of changes in market interest rates. Revenue of the Group is exposed to interest rate risk on interest bearing financial assets only as it has immaterial bank overdraft balances. The Group is also exposed to interest rate risk on interest bearing financial assets. The Group’s investment in bonds all pay fixed interest rates and the interest risk exposure on money market funds is considered immaterial 9,285,158 307,455 Canada 443,798 Norway New Zealand United States 244,525 - 13,631 Group 2019 2018 Profit for the year Equity Profit for the year Equity 62 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 63 Notes to the Financial Statements Notes to the Financial Statements Note 28. Reconciliation of loss after income tax to net cash used in operating activities Note 31. Related party transactions continued Consolidated 2019 $ 2018 $ The following transactions were carried out with related parties a. Purchase of services Loss after income tax expense for the year (8,181,826) (8,912,898) 87,993 619,682 78,927 761,867 (136,425) (205,147) Key management personnel c. Other related party balances Loans to directors for the year ended 30 June 2019 amounted to $0 (2018: $0). Adjustments for: Depreciation, amortisation and impairment Option expense Foreign exchange Change in operating assets and liabilities: Decrease/(increase) in trade and other receivables 886,100 (528,643) (Increase) in prepayments Decrease/(increase) in other financial assets (Increase) in contract assets Increase in trade and other payables Increase in unearned revenue Increase in employee benefits Increase in other financial liabilities (170,069) 10,439 (613,757) 341,900 (37,266) (45,198) - 253 1,963,760 2,225,723 117,609 48,137 144,990 50,393 Net cash used in operating activities (5,026,457) (6,466,999) Note 29. Contingent assets The Group has no contingent assets at 30 June 2019 (2018: $Nil). Note 30. Contingent liabilities The Group has no contingent liabilities at 30 June 2019 (2018: $Nil). Note 31. Related party transactions Related party transactions arise when an entity or person(s) has the ability to significantly influence the financial and operating policies of the Group. The Group has a related party relationship with its Shareholders, Directors and other key management personnel. Unless otherwise stated transactions with related parties in the years reported have been on an arms-length basis, none of the transactions included special terms, conditions or guarantees. d. Key management compensation See Information below Short-term employee benefit Post employment benefits Share-based payments Note 32. Parent entity information Set out below is the supplementary information about the parent entity. Statement of profit or loss and other comprehensive income Loss after income tax Total comprehensive income Consolidated 2019 $ 2018 $ 206,479 218,886 Consolidated 2019 $ 2018 $ 1,145,378 1,206,795 103,297 292,907 71,250 524,380 1,541,582 1,802,425 Parent 2019 $ 2018 $ (619,682) (761,781) (619,682) (761,781) 64 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 65 Notes to the Financial Statements Notes to the Financial Statements Note 32. Parent entity information continued Statement of financial position Note 33. Commitments Operating leases are held for premises used for office space. Lease commitments net of incentive payments are: Total current assets Total non current assets Total assets Total current liabilities Total liabilities Equity Issued capital Reserves Retained profits Total equity Parent 2019 $ - 2018 $ - 30,253,229 21,705,222 30,253,229 21,705,222 - - (33,750) (33,750) 48,832,200 40,087,991 1,683,195 1,330,963 (20,262,166) (19,679,982) 30,253,229 21,738,972 Guarantees entered into by the parent entity in relation to the debts of its subsidiaries There are no guarantees entered into by the parent entity in relation to any of its subsidiaries in 2018 or 2019. Contingent liabilities The parent entity had no contingent liabilities in 2018 and 2019. Capital commitments - Property, plant and equipment The parent entity had no capital commitments for property, plant and equipment in 2018 and 2019 Non-cancellable operating leases are payable as follows: Less than one year Later than one year and not greater than two years Later than two years and not greater than five years Consolidated 2019$ 2018$ 797,727 345,561 122,558 507,020 548,036 461,506 1,265,846 1,516,562 The Group had no other commitments at 30 June 2019 (2018: $Nil). Note 34. Events after the reporting period Only July 1st a share purchase agreement was entered into to acquire 100% of the issued capital of ‘RapidID Pty Limited”. The purchase price for the acquisition of RapidID is a combination of cash and Xref Shares to a total value of $1.5m AUD. The Cash component is $600,000 AUD and shares to the value of $900,000 AUD will be issued to the sellers. The transaction settled 9 August 2019. RapidID is a disruptive ID verification and fraud prevention platform which aggregates leading customer verification technologies for flexible and seamless integration for onboarding and risk analysis monitoring. RapidID’s platform simplifies identification, screening and compliance in an all-in-one integrated API which enables real-time identity verification: • Global ID Checks - one simple integration checking against more than 100 billion identity records across 180 countries and over 2.5 million risk entities in 50 countries; • AML & KYC Compliance - Anti-Money Laundering (“AML”) screening and background checks, including politically exposed persons and terrorism watch lists. Domestic and international AML and ‘Know Your Customer’ (“KYC’) compliance. • ID Document Verification - which allows customers to scan documents in seconds and verify against government sources; and • Biometric Verification - confirms identity beyond a doubt, with facial recognition and liveness technology. RapidID’s Clients Although still relatively early in its evolution, Rapid ID has already acquired some significant clients including Uber, Experian, Sunsuper, Creditor Watch, Coinspoit, Judobank, Easypay and Health Engine. RapidID’s stand-a-lone revenues are not material to Xref at this point, however, a significant opportunity exists to increase revenues through sales to Xref’s client base. Strategic Fit RapidID is a highly complementary acquisition for Xref. For eight years, Xref has checked that candidates have worked where and how they say they have. With RapidID, Xref now has the ability to also check candidates are who they say they are. RapidID has been integrated into Xref’s core platform and the additional paid identity checks will be available to Xref’s clients from today. HR professionals are looking for better ways to verify the backgrounds and identity of candidates and Xref now brings a seamless and integrated service to their platform of choice. RapidID will continue to evolve under its current branding and website but it will be identified as an Xref company. RapidID will also able to develop further in non-HR markets and this will create opportunities for Xref in new sectors.RapidID’s Queensland-based founder, Ashley Hoey, will join Xref along with his development team of two and will continue to develop the RapidID platform and business as General Manager, RapidID. 66 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 67 Notes to the Financial Statements Notes to the Financial Statements Director’s Declaration In the directors’ opinion: • the attached financial statements and notes comply with the Corporations Act 2001, the Accounting Standards, the Corporations Regulations 2001 and other mandatory professional reporting requirements; • the attached financial statements and notes comply with International Financial Reporting Standards as issued by the International Accounting Standards Board as described in note 2 to the financial statements; • the attached financial statements and notes give a true and fair view of the consolidated entity’s financial position as at 30 June 2019 and of its performance for the financial year ended on that date; and • there are reasonable grounds to believe that the company will be able to pay its debts as and when they become due and payable. The directors have been given the declarations required by section 295A of the Corporations Act 2001. Signed in accordance with a resolution of directors made pursuant to section 295(5)(a) of the Corporations Act 2001. On behalf of the directors Lee-Martin Seymour Managing Director 29 August 2019 Sydney Brad Rosser Chairman 29 August 2019 Sydney Crowe Sydney ABN 97 895 683 573 Member of Crowe Global Audit and Assurance Services Level 15, 1 O’Connell Street Sydney NSW 2000 Australia Tel +61 2 9262 2155 Fax +61 2 9262 2190 www.crowe.com.au Independent Auditor’s Report to the Members of Xref Limited Report on the Audit of the Financial Report Opinion We have audited the financial report of Xref Limited (the Company and its subsidiaries (the Group)), which comprises the consolidated statement of financial position as at 30 June 2019, the consolidated statement of profit or loss and other comprehensive income, the consolidated statement of changes in equity and the consolidated statement of cash flows for the year then ended, and notes to the financial statements, including a summary of significant accounting policies, and the directors’ declaration. In our opinion, the accompanying financial report of Group is in accordance with the Corporations Act 2001, including: (a) giving a true and fair view of the Group’s financial position as at 30 June 2019 and of its financial performance for the year then ended; and (b) complying with Australian Accounting Standards and the Corporations Regulations 2001. Basis for Opinion We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section of our report. We are independent of the Group in accordance with the auditor independence requirements of the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. The title ‘Partner’ conveys that the person is a senior member within their respective division, and is among the group of persons who hold an equity interest (shareholder) in its parent entity, Findex Group Limited. The only professional service offering which is conducted by a partnership is the Crowe Australasia external audit division. All other professional services offered by Findex Group Limited are conducted by a privately owned organisation and/or its subsidiaries. Findex (Aust) Pty Ltd, trading as Crowe Australasia is a member of Crowe Global, a Swiss verein. Each member firm of Crowe Global is a separate and independent legal entity. Findex (Aust) Pty Ltd and its affiliates are not responsible or liable for any acts or omissions of Crowe Global or any other member of Crowe Global. Crowe Global does not render any professional services and does not have an ownership or partnership interest in Findex (Aust) Pty Ltd. Services are provided by Crowe Sydney, an affiliate of Findex (Aust) Pty Ltd. Liability limited by a scheme approved under Professional Standards Legislation. Liability limited other than for acts or omissions of financial services licensees. © 2019 Findex (Aust) Pty Ltd. 68 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 69 Independent Auditor’s Report Xref Limited 70 Independent Auditor’s Report Xref Limited 71 We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Key Audit Matters Key audit matters are those matters that, in our professional judgement, were of most significance in our audit of the financial report of the current period. These matters were addressed in the context of our audit of the financial report as a whole, and in forming our opinion thereon, and we do not provide a separate opinion on these matters. Key Audit Matter How we addressed the Key Audit Matter Intangibles and Research and Development Costs In the current year, the Group incurred expenditure, comprising mostly payroll costs, to develop its domain and to advance its cloud- based solutions for candidate recruitment. Whilst the Group generates revenue by delivering services through its website and related software applications, we focused our attention on the fact that the Group has not capitalised research and development costs as intangible assets in the financial report. Management had outlined their key judgements made in relation to internally generated software and research costs in Note 5 of the financial report. We held discussions with management to understand the nature of the Group’s research and development processes, recognising that the Group’s systems are constantly evolving and its codebase and infrastructure is regularly being modified. We challenged management’s approach to exercising their key judgements in relation to internally generated software and research costs in the context of the period that management expects to recover economic benefits associated with these activities. Operating Losses and Going Concern Assessment The Group incurred losses before tax of $8,181,826 (2018: loss $8,912,898). Notwithstanding the continued losses the financial report has been prepared on a going concern basis as the Group obtained sufficient funds from its capital raising which allows the Group to continue operating as outlined in Note 3(w) of the financial report. We critically analysed the Group’s cash flow forecast that was used to support the going concern assessment, including performing the following procedures: a. We compared the prior year cash flow forecast prepared by management with the actual cash flows achieved and obtained justification from management on variances in order to evaluate the validity of management’s current forecasting processes. b. We interrogated the cash flow forecast using different inputs as a means to perform a sensitivity analysis. c. We discussed with management the significant assumptions and inputs used in the cash flow forecast, comparing the inputs used with historical results, and Key Audit Matter How we addressed the Key Audit Matter obtained reasonable justification for those inputs that differ from historical results. Other Information The directors are responsible for the other information. The other information comprises the information included in the Group’s annual report for the year ended 30 June 2019 but does not include the financial report and our auditor’s report thereon. Our opinion on the financial report does not cover the other information and accordingly we do not express any form of assurance conclusion thereon. In connection with our audit of the financial report, our responsibility is to read the other information and, in doing so, consider whether the other information is materially inconsistent with the financial report or our knowledge obtained in the audit or otherwise appears to be materially misstated. If, based on the work we have performed, we conclude that there is a material misstatement of this other information, we are required to report that fact. We have nothing to report in this regard. Responsibilities of the Directors for the Financial Report The directors of the Company are responsible for the preparation of the financial report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 and for such internal control as the directors determine is necessary to enable the preparation of the financial report that gives a true and fair view and is free from material misstatement, whether due to fraud or error. In preparing the financial report, the directors are responsible for assessing the ability of the Group to continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless the directors either intend to liquidate the Group or to cease operations, or have no realistic alternative but to do so. Auditor’s Responsibilities for the Audit of the Financial Report Our objectives are to obtain reasonable assurance about whether the financial report as a whole is free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with the Australian Auditing Standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of this financial report. As part of an audit in accordance with the Australian Auditing Standards, we exercise professional judgement and maintain professional scepticism throughout the audit. We also: 70 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 71 Independent Auditor’s Report Xref Limited 72 Independent Auditor’s Report Xref Limited 73 Report on the Remuneration Report Opinion on the Remuneration Report We have audited the remuneration report included on pages 13 to 20 of the directors’ report for the year ended 30 June 2019. In our opinion, the remuneration report of the Company, for the year ended 30 June 2019, complies with section 300A of the Corporations Act 2001. Responsibilities The directors of the Company are responsible for the preparation and presentation of the remuneration report in accordance with section 300A of the Corporations Act 2001. Our responsibility is to express an opinion on the remuneration report, based on our audit conducted in accordance with Australian Auditing Standards. Crowe Sydney Ash Pather Partner 29 August 2019 Sydney • Identify and assess the risks of material misstatement of the financial report, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Group’s internal control. • Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and related disclosures made by the directors. • Conclude on the appropriateness of the directors’ use of the going concern basis of accounting and, based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the Group’s ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditor’s report to the related disclosures in the financial report or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditor’s report. However, future events or conditions may cause the Group to cease to continue as a going concern. • Evaluate the overall presentation, structure and content of the financial report, including the disclosures, and whether the financial report represents the underlying transactions and events in a manner that achieves fair presentation. • Obtain sufficient appropriate audit evidence regarding the financial information of the entities or business activities within the Group to express an opinion on the group financial report. The auditor is responsible for the direction, supervision and performance of the group audit. The auditor remains solely responsible for the audit opinion. We communicate with the directors regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during the audit. We also provide the directors with a statement that we have complied with relevant ethical requirements regarding independence, and to communicate with them all relationships and other matters that may reasonably be thought to bear on our independence, and where applicable, related safeguards. From the matters communicated with the directors, we determine those matters that were of most significance in the audit of the financial report of the current period and are therefore the key audit matters. We describe these matters in the auditor’s report unless law or regulation precludes public disclosure about the matter or when, in extremely rare circumstances, we determine that a matter should not be communicated in the auditor’s report because the adverse consequences of doing so would reasonably be expected to outweigh the public interest benefits of such communication. 72 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 73 Shareholder Information Information relating to shareholders, as required by ASX Listing Rule 4.10, and not disclosed elsewhere in this Annual Report, is detailed below. Top 20 Holders of Ordinary Shares as at 13 August 2019 Rank Name of Shareholder Shares % of Shares Substantial Shareholders of the Company as at 13 August 2019: Substantial Shareholders Shareholding % Shares Issued Squirrel Holdings Australia Pty Ltd West Riding Investments Pty Ltd FIL Limited AustralianSuper Pty Ltd 30,857,613 30,857,612 13,475,065 10,000,000 18.43 18.43 8.14 6.04 Based on the market price at 13 August 2019 there were 155 shareholders with less than a marketable parcel of 1,076 shares at a share price of $0.465. Number of Ordinary Shares Held Number of Holders Ordinary Shares % of Total Issue Capital 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 and over Total 148 268 162 357 93 1,028 67,510 791,895 1,300,821 12,314,573 152,987,013 167,461,812 0.04 0.47 0.78 7.35 91.36 100.00 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Squirrel Holdings Australia Pty Ltd West Riding Investments Pty Ltd HSBC Custody Nominees (Australia) Limited J P Morgan Nominees Australia Pty Limited Netwealth Investments Limited Citicorp Nominees Pty Limited UBS Nominees Pty Ltd Austral Capital Pty Ltd CS Third Nominees Pty Limited Mr Tim Mahony + Ms Jacki Pervan Morgan Stanley Australia Securities (Nominee) Pty Limited Merrill Lynch (Australia) Nominees Pty Limited Yeehah Pty Ltd Parkstone House Pty Ltd CS Fourth Nominees Pty Limited Debuscey Pty Ltd Schindler Investment Haus Pty Ltd Hoedog Enterprises Pty Ltd Mr Mark William Hoey Home Capital Finance Pty Ltd Total of Top 20 Holdings Other Holdings Total Fully Paid Shares Issued 30,857,613 30,857,612 26,366,033 13,837,183 5,720,941 4,835,984 4,356,785 3,000,000 2,778,643 1,900,000 1,878,150 1,648,804 1,200,000 1,019,410 1,018,276 996,592 912,500 829,422 754,020 674,981 135,442,949 32,018,863 167,461,812 18.43 18.43 15.74 8.26 3.42 2.89 2.60 1.79 1.66 1.14 1.12 0.98 0.72 0.61 0.61 0.60 0.54 0.50 0.45 0.40 80.88 19.12 100.00 Performance Rights as at 13 August 2019 Name of Performance Holder Performance Shares the Holder is Entitled to Squirrel Holdings Australia Pty Ltd C Class Performance Rights: 8,333,333 West Riding Investments Pty Ltd C Class Performance Rights: 8,333,333 Total 16,666,666 The conversion ratio of the Performance Rights into ordinary shares upon achievement of a relevant performance milestone is one ordinary share for each Performance Right. 74 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 75 Shareholder Information Options as at 13 August 2019 Name of Option Holder Brad Rosser Brad Rosser Nigel Heap 43 employees and contractors (under Employee Option Plan) 16 employees (under Employee Option Plan) James Solomons (under Employee Option Plan) James Solomons (under Employee Option Plan) James Solomons (under Employee Option Plan) 31 employees and contractors (under Employee Option Plan) Shares the Option Holder is Entitled to Exercise Price Option Expiry Date 4,500,000 2,500,000 900,000 906,870 194,331 1,000,000 750,000 750,000 315,664 $0.70 25 November 2021 $0.70 25 November 2022 $0.70 25 November 2021 $0.585 3 July 2021 $0.66 $0.70 $0.70 $0.70 $0.66 5 February 2022 12 February 2021 12 February 2022 12 February 2023 1 August 2022 Five senior staff members (under Employee Option Plan) 2,500,000 $0.70 29 November 2022 Sharon Blesson (under Employee Option Plan) Sharon Blesson (under Employee Option Plan) Sharon Blesson (under Employee Option Plan) Total Voting Rights 300,000 300,000 300,000 15,216,865 $0.70 $0.70 $0.70 3 September 2021 3 September 2022 3 September 2023 At general meetings of the Company, all fully paid ordinary shares carry one vote per share without restriction. On a show of hands, every member present at a general meeting, or by proxy, shall have one vote and, upon a poll, each share shall have one vote. Performance Rights holders and Option holders have no voting rights until the Performance Rights are converted and the Options are exercised, respectively. On-Market Buy-Back There is no current on-market buy-back of shares in the Company. This page has been left intentionally blank. 76 | Xref Limited | Annual Report 2019 Xref Limited | Annual Report 2019 | 77 Shareholder InformationShareholder Information Corporate Directory PLACE OF BUSINESS DIRECTORS LEADERSHIP TEAM AUDITORS Brad Rosser Chairman Lee-Martin Seymour Tim Griffiths Tim Mahony Nigel Heap Australia (Head Office and Registered Office) Suite 14, 13 Hickson Road Dawes Point, NSW 2000 Tel: +61 2 8244 3099 United Kingdom 46 New Broad Street London Canada Suite 202 1 Adelaide Street East Toronto, Ontario Norway Karl Johans Gate 16, Oslo United States Unit 1401 700 Lavaca Street Austin, Texas New Zealand Level 10 11 Britomart Place Auckland 78 | Xref Limited | Annual Report 2019 Lee-Martin Seymour Chief Executive Officer, Co-Founder Tim Griffiths Chief Strategy Officer, Co-Founder James Solomons Chief Financial Officer Sharon Blesson Chief Operating Officer COMPANY SECRETARY Robert Waring Website xref.com Crowe Sydney Level 15 1 O’Connell Street Sydney NSW 2000 Tel: +61 2 9262 2155 STOCK EXCHANGE The company’s ordinary shares are listed on the ASX under code XF1 SHARE REGISTRY Computershare Investor Services Pty Ltd Yarra Falls, 452 Johnston Street Abbotsford, Victoria Australia 3067 Tel: 1300 850 505 (within Australia) Tel: + 61 3 9415 4000 (outside Australia) xref.com 80 Xref Limited |Annual Report 2019 Financial Statements

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