Quarterlytics / Consumer Cyclical / Apparel - Retail / The Cato Corporation / FY2025 Annual Report

The Cato Corporation
Annual Report 2025

CATO · NYSE Consumer Cyclical
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Ticker CATO
Exchange NYSE
Sector Consumer Cyclical
Industry Apparel - Retail
Employees 7000
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FY2025 Annual Report · The Cato Corporation
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2025
Annual
Report

Financial Information
Fiscal Year
2025
2024
2023*
2022
2021
FOR THE YEAR ENDED
Retail sales
$ 646,830
$ 642,140
$ 700,318
$ 752,370
$ 761,358
Total revenues
653,812
649,806
708,059
759,260
769,271
Comparable store sales increase (decrease)
5%
(3)%
(6)%
(1)%
34%
Income (loss) before income taxes
 (7,500)
(16,113)
(13,801)
1,770
38,965
Income tax expense (benefit)
(1,591)
1,944
10,140
1,741
2,121
Net income (loss)
(5,909)
(18,057)
(23,941)
29
36,844
Net income (loss) as a percentage of retail sales
(0.9)%
(2.8)%
(3.4)%
0%
4.8%
Cash dividends paid per share
$
0.00
$
0.51
$
0.68
$
0.68
$
0.45
Basic earnings (loss) per share
$
(.31)
$
(.97)
$
(1.17)
$
0.00
$
1.65
Diluted earnings (loss) per share
$
(.31)
$
(.97)
$
(1.17)
$
0.00
$
1.65
Number of stores
1,069
1,117
1,178
1,280
1,311
Number of stores opened
0
5
9
19
6
Number of stores closed
48
66
111
50
25
Net increase (decrease) in number of stores
(48)
(61)
(102)
(31)
(19)
At Year End
Cash, cash equivalents and investments
$
76,322
$
80,501
$ 106,925
$
132,444
$ 169,676
Working capital
37,375
34,947
55,054
74,716
111,533
Current ratio
1.2
1.2
1.3
1.4
1.5
Total assets
421,419
452,361
486,817
553,140
633,766
Total Stockholders’ equity
157,314
162,296
192,321
226,593
254,196
Dollars in thousands, except per share data and selected operating data.
*The fiscal year ended February 3, 2024, contained 53 weeks versus 52 weeks for all other fiscal years shown.

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K
Í ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the fiscal year ended January 31, 2026
or
‘ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
Commission File Number 1-31340
The Cato Corporation
Registrant
Delaware
56-0484485
State of Incorporation
I.R.S. Employer
Identification Number
8100 Denmark Road
Charlotte, North Carolina 28273-5975
704/554-8510
Address of Principal Executive Offices
Registrant’s Telephone Number
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A — Common Stock, par value $.033 per share
CATO
New York Stock Exchange
Securities registered pursuant to Section 12(g) of the Act:
None
Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Yes ‘
No Í
Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange
Act.
Yes ‘
No Í
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Yes Í
No ‘
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule
405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to
submit such files).
Yes Í
No ‘
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting
company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and
“emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ‘
Accelerated filer
‘
Emerging Growth Company ‘
Non-accelerated filer
Í
Smaller reporting company
Í
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ‘
Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its
internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm
that prepared or issued its audit report. Í
If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant
included in the filing reflect the correction of an error to previously issued financial statements. ‘
Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based
compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b). ‘
Indicate by check mark whether the registrant is a shell company (as defined in Exchange Act Rule 12b-2).
Yes ‘
No Í
The aggregate market value of the Registrant’s Class A Common Stock held by non-affiliates of the Registrant as of August 2, 2025, the last
business day of the Company’s most recent second quarter, was $46,198,006 based on the last reported sale price per share on the New York Stock
Exchange on that date.
As of January 31, 2026, there were 17,976,854 shares of Class A common stock and 1,763,652 shares of Class B common stock outstanding.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the proxy statement relating to the 2026 annual meeting of shareholders are incorporated by reference into Part III.


THE CATO CORPORATION
FORM 10-K
TABLE OF CONTENTS
Page
PART I
Item 1.
Business . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 — 8
Item 1A. Risk Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9 — 21
Item 1B. Unresolved Staff Comments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
21
Item 1C. Cybersecurity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
21
Item 2.
Properties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
22
Item 3.
Legal Proceedings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
22
Item 3A. Executive Officers of the Registrant . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
23
Item 4.
Mine Safety Disclosures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
23
PART II
Item 5.
Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases
of Equity Securities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
24 — 25
Item 7.
Management’s Discussion and Analysis of Financial Condition and Results
of Operations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
26 — 31
Item 7A. Quantitative and Qualitative Disclosures About Market Risk . . . . . . . . . . . . . . . . . . . . . . . . .
31
Item 8.
Financial Statements and Supplementary Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
32 — 61
Item 9.
Changes in and Disagreements with Accountants on Accounting and Financial
Disclosure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
62
Item 9A. Controls and Procedures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
62
Item 9B. Other Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
63
Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections . . . . . . . . . . . . . . . . . . .
63
PART III
Item 10.
Directors, Executive Officers and Corporate Governance . . . . . . . . . . . . . . . . . . . . . . . . . . . .
64
Item 11.
Executive Compensation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
64
Item 12.
Security Ownership of Certain Beneficial Owners and Management and Related
Stockholder Matters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
64
Item 13.
Certain Relationships and Related Transactions, and Director Independence . . . . . . . . . . . . .
65
Item 14.
Principal Accountant Fees and Services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
65
PART IV
Item 15.
Exhibits and Financial Statement Schedules . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
66
Item 16.
Form 10-K Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
67
1

Forward-looking Information
The following information should be read along with the Consolidated Financial Statements, including the
accompanying Notes appearing in this report. Any of the following are “forward-looking” statements within the
meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange
Act of 1934, as amended: (1) statements in this Form 10-K and any documents incorporated by reference that
reflect projections or expectations of our future financial or economic performance; (2) statements that are not
historical information; (3) statements of our beliefs, intentions, plans and objectives for future operations,
including those contained in “Management’s Discussion and Analysis of Financial Condition and Results of
Operations”; (4) statements relating to our operations or activities for our fiscal year ending January 30, 2027
(“fiscal 2026”) and beyond, including, but not limited to, statements regarding expected amounts of capital
expenditures and store openings, relocations, remodels and closures, statements regarding the potential impact of
public health threats and related responses and mitigation efforts, as well as the potential impact of supply chain
disruptions, extreme weather conditions, trade policies, inflationary pressures and other economic conditions on
our business, results of operations and financial condition and statements regarding new store development
strategy; and (5) statements relating to our future risks or contingencies. When possible, we have attempted to
identify forward-looking statements by using words such as “will,” “expects,” “anticipates,” “approximates,”
“believes,” “estimates,” “hopes,” “intends,” “may,” “plans,” “could,” “would,” “should” and any variations or
negative formations of such words and similar expressions. We can give no assurance that actual results or events
will not differ materially from those expressed or implied in any such forward-looking statements. Forward-
looking statements included in this report are based on information available to us as of the filing date of this
report, but subject to known and unknown risks, uncertainties and other factors that could cause actual results to
differ materially from those contemplated by the forward-looking statements. Such factors include, but are not
limited to, the following: any actual or perceived deterioration in the conditions that drive consumer confidence
and spending, including, but not limited to, prevailing social, economic, political and public health conditions
and uncertainties, levels of unemployment, fuel, energy and food costs, inflation, wage rates, tax rates, interest
rates, home values, consumer net worth and the availability of credit; changes in laws, regulations or government
policies affecting our business, including but not limited to tariffs and taxes; uncertainties regarding the impact of
any governmental action regarding, or responses to, the foregoing conditions; competitive factors and pricing
pressures; our ability to predict and respond to rapidly changing fashion trends and consumer demands; our
ability to successfully open new stores in attractive locations and the ability of any such new stores to grow and
perform as expected; underperformance or other factors that may lead to a continuation or acceleration of store
closures and negatively affect the Company’s profitability; adverse weather, public health threats, acts of war or
aggression or similar conditions that may affect our sales or operations; inventory risks due to shifts in market
demand, including the ability to liquidate excess inventory at anticipated margins; adverse developments or
volatility affecting the financial services industry or broader financial markets; and other factors discussed under
“Risk Factors” in Part I, Item 1A of this annual report on Form 10-K for the fiscal year ended January 31, 2026
(“fiscal 2025”), as amended or supplemented, and in other reports we file with or furnish to the Securities and
Exchange Commission (“SEC”) from time to time. We do not undertake, and expressly decline, any obligation to
update any such forward-looking information contained in this report, whether as a result of new information,
future events, or otherwise.
As used herein, the terms “we,” “our,” “us,” the “Company” or “Cato” include The Cato Corporation and its
subsidiaries, unless the context indicates another meaning and except that when used with reference to common
stock or other securities described herein and in describing the positions held by management of the Company, such
terms include only The Cato Corporation. Our website is located at www.catofashions.com where we make
available, free of charge, our annual reports on Form 10-K, quarterly reports on Form 10-Q, current reports on
Form 8-K, proxy statements and other reports (including amendments to these reports) filed or furnished pursuant to
Section 13(a) or 15(d) under the Securities Exchange Act of 1934. These reports are available as soon as reasonably
practicable after we electronically file these materials with the SEC. We also post on our website the charters of our
Audit, Compensation and Corporate Governance and Nominating Committees; our Corporate Governance
Guidelines; Code of Business Conduct and Ethics and Code of Ethics for the Principal Executive Officer,
2

Principal Financial Officer and Principal Accounting Officer and any amendments or waivers thereto for any of
our directors or executive officers; and any other publicly available corporate governance materials contemplated
by
SEC
or
New
York
Stock
Exchange
regulations.
The
information
contained
on
our
website,
www.catofashions.com, is not, and should in no way be construed as, a part of this or any other report that we
filed with or furnished to the SEC.
3

PART I
Item 1.
Business:
Background
The Company, founded in 1946, operated 1,069 fashion specialty stores at January 31, 2026, in 31 states,
principally in the southeastern United States, under the names “Cato,” “Cato Fashions,” “Cato Plus,” “It’s
Fashion,” “It’s Fashion Metro” and “Versona.” The Cato concept seeks to offer quality fashion apparel and
accessories at low prices every day, in junior/missy and plus sizes. The Cato concept’s stores and e-commerce
website feature a broad assortment of apparel and accessories, including dressy, career, and casual sportswear,
dresses, coats, shoes, lingerie, costume jewelry and handbags. A major portion of the Cato concept’s
merchandise is sold under its private label and is produced by various vendors in accordance with the concept’s
specifications. The It’s Fashion and It’s Fashion Metro concepts offer fashion with a focus on the latest trendy
styles for the entire family at low prices every day. The Versona concept’s stores and e-commerce website offer
quality fashion apparel items, jewelry and accessories at exceptional values every day. The “Cache” brand is a
shop within Versona stores, as well as an e-commerce website, that offers elevated fashion apparel items and
accessories. The Company’s stores range in size from 2,400 to 19,000 square feet and are located primarily in
strip shopping centers anchored by national discounters or market-dominant grocery stores. The Company
emphasizes friendly customer service and coordinated merchandise presentations in an appealing store
environment. The Company offers its own credit card and layaway plan. Credit and layaway sales under the
Company’s plan represented 6% of retail sales in fiscal 2025. See Note 13 to the Consolidated Financial
Statements, “Reportable Segment Information,” for a discussion of information regarding the Company’s two
reportable segments: Retail and Credit.
The Company has operated Cato-branded retail stores for 79 years. The Company originated as a family-
owned business and made its first initial public offering of stock in 1968. In 1980, the Company went private and
in 1987 again conducted an initial public offering.
Business Strategy
The Company’s primary objective is to be the leading fashion specialty retailer for fashion and value in its
markets. Management believes the Company’s success is dependent upon its ability to differentiate its stores
from department stores, mass merchandise discount stores and competing specialty stores. The key elements of
the Company’s business strategy are:
Merchandise Assortment. The Company’s stores offer a wide assortment of on-trend apparel and accessory
items in primarily junior/missy, plus sizes, men and kids sizes, toddler to boys size 20 and girls size 16 with an
emphasis on color, product coordination and selection. Colors and styles are coordinated and presented so that
outfit selection is easily made.
Value Pricing. The Company offers quality merchandise that is generally priced below comparable
merchandise offered by department stores and mall specialty apparel chains, but is generally more fashionable
than merchandise offered by discount stores. Management believes that the Company has positioned itself as the
every day low price leader in its market segment.
Strip Shopping Center Locations. The Company locates its stores principally in convenient strip centers
anchored by national discounters or market-dominant grocery stores that attract large numbers of potential
customers.
Customer Service. Store managers and sales associates are trained to provide prompt and courteous service
and to assist customers in merchandise selection and wardrobe coordination.
Credit and Layaway Programs. The Company offers its own credit card and a layaway plan to make the
purchase of its merchandise more convenient for its customers.
4

Merchandising
Merchandising
The Company seeks to offer a broad selection of high quality and exceptional value apparel and accessories
to suit the various lifestyles of fashion and value-conscious customers. In addition, the Company strives to offer
on-trend fashion in exciting colors with consistent fit and quality.
The Company’s merchandise lines include dressy, career, and casual sportswear, dresses, coats, shoes,
lingerie, costume jewelry, handbags, men’s wear and lines for kids and infants. The Company primarily offers
exclusive merchandise with fashion and quality comparable to mall specialty stores at low prices, every day.
The Company believes that the collaboration of its merchandising and design teams with an expanded
in-house product development and direct sourcing function has enhanced merchandise offerings and delivers
quality, exclusive on-trend styles at lower prices. The product development and direct sourcing operations
provide research on emerging fashion and color trends, technical services and direct sourcing options.
As a part of its merchandising strategy, members of the Company’s merchandising and design staff visit
selected stores to monitor the merchandise offerings of other retailers, regularly communicate with store
operations associates and frequently confer with key vendors. The Company also takes aggressive markdowns on
slow-selling merchandise and typically does not carry over merchandise to the next season.
Purchasing, Allocation and Distribution
Although the Company purchases merchandise from approximately 560 suppliers, most of its merchandise
is purchased from approximately 100 primary vendors. In fiscal 2025, purchases from the Company’s largest
vendor accounted for approximately 14% of the Company’s total purchases. The Company is not dependent on
its largest vendor or any other vendor for merchandise purchases, and the loss of any single vendor or group of
vendors would not have a material adverse effect on the Company’s operating results or financial condition. A
substantial portion of the Company’s merchandise is sold under its private labels and is produced by various
vendors in accordance with the Company’s strict specifications. The Company sources a majority of its
merchandise directly from manufacturers overseas, primarily in Southeast Asia and Egypt. These manufacturers
are dependent on materials that are primarily sourced from China. The Company purchases its remaining
merchandise from domestic importers and vendors, which typically minimizes the time necessary to purchase
and obtain shipments; however, these vendors are dependent on materials primarily sourced from China. The
Company opened its own overseas sourcing operations in 2014. Although a significant portion of the Company’s
merchandise is manufactured overseas, primarily in Southeast Asia, the Company does not expect that any
economic, political, public health or social unrest in any one country would have a material adverse effect on the
Company’s ability to obtain adequate supplies of merchandise. However, the Company can give no assurance
that any changes or disruptions in its merchandise supply chain would not materially and adversely affect the
Company. See “Risk Factors – Risks Relating to Our Business – Because we source a significant portion of our
merchandise directly and indirectly from overseas, we are subject to risks associated with increased costs,
changes, disruptions or other problems affecting the Company’s merchandise supply chain, risks associated with
trade policies, including costs and uncertainties as the result of actual or threatened tariffs, the risks of conducting
international operations and risks that affect the prevailing economic, social, geopolitical, public health and other
conditions in the areas from which we source merchandise. These risks have and could continue to materially and
adversely affect the Company’s business, results of operations and financial condition.”
An important component of the Company’s strategy is the allocation of merchandise to individual stores based
on an analysis of sales trends by merchandise category, customer profiles and climatic conditions. A merchandise
control system provides current information on the sales activity of each merchandise style in each of the
Company’s stores. Point-of-sale terminals in the stores collect and transmit sales and inventory information to the
Company’s central database, permitting timely response to sales trends on a store-by-store basis.
5

All merchandise is shipped directly to the Company’s distribution center in Charlotte, North Carolina,
where it is inspected and then allocated by the merchandise distribution staff for shipment to individual stores.
The flow of merchandise from receipt at the distribution center to shipment to stores is controlled by an online
system. Shipments are made by common carrier, and each store receives at least one shipment per week. The
centralization of the Company’s distribution process also subjects it to risks in the event of damage to or
destruction of its distribution facility or other disruptions affecting the distribution center or the flow of goods
into or out of Charlotte, North Carolina. See “Risk Factors — Risks Relating to Our Information Technology,
Related Systems and Cybersecurity — A disruption or shutdown of our centralized distribution center or
transportation network could materially and adversely affect our business and results of operations.”
Advertising
The Company uses television, in-store signage, graphics, a Company website, two e-commerce websites and
social media as its primary advertising media. The Company’s total advertising expenditures were approximately
0.8%, 0.8% and 1.0% of retail sales for fiscal years 2025, 2024 and 2023, respectively.
Store Operations
The Company’s store operations management team consists of four territorial managers, eight regional
managers and 68 district managers. Regional managers receive a salary plus a bonus based on achieving targeted
goals for sales and payroll. District managers receive a salary plus a bonus based on achieving targeted objectives
for district sales increases. Stores are typically staffed with a manager, two assistant managers and additional
part-time sales associates depending on the size of the store and seasonal personnel needs. In general, store
managers are paid a salary or on an hourly basis as are all other store personnel. Store managers, assistant
managers and sales associates are eligible for monthly and semi-annual bonuses based on achieving targeted
goals for their respective store’s sales increases.
Store Locations
Most of the Company’s stores are located in the southeastern United States in a variety of markets ranging
from small towns to large metropolitan areas with trade area populations of 20,000 or more. Stores average
approximately 4,500 square feet in size.
All of the Company’s stores are leased. Approximately 94% are located in strip shopping centers and 6% in
enclosed shopping malls. The Company typically locates stores in strip shopping centers anchored by a national
discounter, primarily Walmart Supercenters, or market-dominant grocery stores. The Company’s strip center
locations provide ample parking and shopping convenience for its customers.
The Company’s store development activities consist of opening new stores in new and existing markets,
relocating selected existing stores to more desirable locations in the same market area and closing
underperforming stores. The following table sets forth information with respect to the Company’s development
activities since fiscal 2021:
Store Development
Fiscal Year
Number of Stores
Beginning of
Year
Number
Opened
Number
Closed
Number of Stores
End of Year
2021 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,330
6
25
1,311
2022 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,311
19
50
1,280
2023 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,280
9
111
1,178
2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,178
5
66
1,117
2025 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,117
—
48
1,069
6

The Company periodically reviews its store base to determine whether any particular store should be closed
based on its sales trends and profitability. The Company intends to continue this review process to identify
underperforming stores.
Credit and Layaway
Credit Card Program
The Company offers its own credit card, which accounted for 3.3%, 3.4% and 3.4% of retail sales in fiscal
2025, 2024 and 2023, respectively. The Company’s bad debt expense, net of recovery, was 4.9%, 3.9% and 3.6%
of credit sales in fiscal 2025, 2024 and 2023, respectively.
Customers applying for the Company’s credit card are approved for credit if they have a satisfactory credit
record and the Company has positively assessed the customer’s ability to make the required minimum payment.
Customers are required to make minimum monthly payments based on their account balances. If the balance is
not paid in full each month, the Company assesses the customer a finance charge. If payments are not received on
time, the customer is assessed a late fee subject to regulatory limits.
The Company introduced its loyalty program in October 2021. The loyalty program credits the customer
points based on their purchases of merchandise using the Company’s proprietary credit card. A point is earned
for every dollar spent on merchandise purchases. A $5.00 rewards card is earned for every 250 points
accumulated by the customer. The rewards card expires 90 days after the rewards card is issued. The impact of
the loyalty program is immaterial to the fiscal 2025 financial statements. The loyalty program is accounted for in
accordance with ASU 2014-09, Revenue from Contracts with Customers (Topic 606).
Layaway Plan
Under the Company’s layaway plan, merchandise is set aside for customers who agree to make periodic
payments. The Company adds a nonrefundable administrative fee to each layaway sale. If no payment is made
within four weeks, the customer is considered to have defaulted, and the merchandise is returned to the selling
floor and again offered for sale, often at a reduced price. All payments made by customers who subsequently
default on their layaway purchase are returned to the customer upon request, less the administrative fee and a
restocking fee.
The Company defers recognition of layaway sales to the accounting period when the customer picks up and
completely pays for layaway merchandise. Administrative fees are recognized in the period in which the layaway
is initiated. Recognition of restocking fees occurs in the accounting period when the customer defaults on the
layaway purchase. Layaway sales represented approximately 2.6%, 2.8% and 3.0% of retail sales in fiscal 2025,
2024 and 2023, respectively.
Information Technology Systems
The Company’s information technology systems provide daily financial and merchandising information that
is used by management to enhance the timeliness and effectiveness of purchasing and pricing decisions.
Management uses a daily report comparing actual sales with planned sales and a weekly ranking report to
monitor and control purchasing decisions. Weekly reports are also produced which reflect sales, weeks of supply
of inventory and other critical data by product categories, by store and by various levels of responsibility
reporting. Purchases are made based on projected sales, but can be modified to accommodate unexpected
increases or decreases in demand for a particular item.
Sales information is projected by merchandise category and, in some cases, is further projected and actual
performance measured by stock keeping unit (SKU). Merchandise allocation models are used to distribute
merchandise to individual stores based upon historical sales trends, climatic conditions, customer demographics
and targeted inventory turnover rates.
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Competition
The women’s retail apparel industry is highly competitive. The Company believes that the principal
competitive factors in its industry include merchandise assortment and presentation, fashion, price, store location
and customer service. The Company competes with retail chains that operate similar women’s apparel specialty
stores. In addition, the Company competes with mass merchandise chains, discount store chains, major
department stores, off-price retailers and internet-based retailers. Although we believe we compete favorably
with respect to the principal competitive factors described above, many of our direct and indirect competitors are
well-established national, regional or local chains, and some have substantially greater financial, marketing and
other resources. The Company expects its stores in larger cities and metropolitan areas to face more intense
competition.
Seasonality
Due to the seasonal nature of the retail business, the Company has historically experienced and expects to
continue to experience seasonal fluctuations in its revenues, operating income and net income. Our stores
typically generate a higher percentage of our annual net sales and profitability in the first and second quarters of
our fiscal year compared to other quarters. Results of a period shorter than a full year may not be indicative of
results expected for the entire year. Furthermore, the seasonal nature of our business may affect comparisons
between periods.
Regulation
The Company’s business and operations subject it to a wide range of local, state, national and international
laws and regulations in a variety of areas, including but not limited to, trade, licensing and permit requirements,
import and export matters, privacy and data protection, credit regulation, environmental matters, recordkeeping
and information management, tariffs, taxes, intellectual property and anti-corruption. Though compliance with
these laws and regulations has not had a material effect on our capital expenditures, results of operations or
competitive position in fiscal 2025, the Company faces ongoing risks related to its efforts to comply with these
laws and regulations and risks related to noncompliance, as discussed generally below throughout the “Risk
Factors” section and in particular under “Risk Factors – Risks Relating to Accounting and Legal Matters – Our
business operations subject us to legal compliance and litigation risks, as well as regulations and regulatory
enforcement priorities, which could result in increased costs or liabilities, divert our management’s attention or
otherwise adversely affect our business, results of operations and financial condition.”
Human Capital
As of January 31, 2026, the Company employed approximately 6,700 full-time and part-time associates.
The Company also employs additional part-time associates during the peak retailing seasons. The Company’s
full-time associates are engaged in various executive, operating, and administrative functions in the home office
and distribution center and the remainder are engaged in store operations. The Company is not a party to any
collective bargaining agreements and considers its associate relations to be good. The Company offers a broad
range of Company-paid benefits to its associates including medical and dental plans, paid vacation, a 401(k)
plan, Employee Stock Purchase Plan, Employee Stock Ownership Plan, disability insurance, associate assistance
programs, life insurance and an associate discount. The level of benefits and eligibility vary depending on the
associate’s full-time or part-time status, date of hire, length of service and level of pay. The Company endeavors
to promote an environment where all associates can develop and flourish, to provide opportunities for
advancement, and to treat all of its associates with dignity and respect. The Company constantly strives to
improve its training programs to develop associates. Over 80% of store and field management are promoted from
within, allowing the Company to internally staff its store base. The Company has training programs at each level
of store operations. The Company also performs ongoing reviews of its safety protocols, including measures to
promote the health and safety of its associates.
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Item 1A. Risk Factors:
An investment in our common stock involves numerous types of risks. You should carefully consider the
following risk factors, in addition to the other information contained in this report, including the disclosures
under “Forward-looking Information” above in evaluating our Company and any potential investment in our
common stock. If any of the following risks or uncertainties occur or persist, our business, financial condition
and operating results could be materially and adversely affected, the trading price of our common stock could
decline, and you could lose all or a part of your investment in our common stock. The risks and uncertainties
described in this section are not the only ones facing us. Additional risks and uncertainties not presently known
to us or that we currently deem immaterial may also materially and adversely affect our business, operating
results, financial condition, and value of our common stock. These disclosures reflect the Company’s beliefs and
opinions as to factors that could materially and adversely affect the Company and its securities in the future.
References to particular events or contingencies are provided as examples only and should not be interpreted as a
complete listing or as any representation about whether or not such events or contingencies have occurred in the
past or may occur in the future.
Risks Relating to Our Business:
Because we source a significant portion of our merchandise directly and indirectly from overseas, we are
subject to risks associated with increased costs, changes, disruptions or other problems affecting the
Company’s merchandise supply chain, risks associated with trade policies, including costs and uncertainties
as the result of actual or threatened tariffs, the risks of conducting international operations and risks that
affect the prevailing economic, social, geopolitical, public health and other conditions in the areas from
which we source merchandise. These risks have and could continue to materially and adversely affect the
Company’s business, results of operations and financial condition.
We do not own or operate any manufacturing facilities. As a result, the continued success of our operations
is tied to our timely receipt of quality merchandise from third party manufacturers at a reasonable cost. A
significant amount of our merchandise is manufactured overseas, principally in Southeast Asia and Egypt.
Geopolitical tensions, conflicts, sanctions, prohibitions, additional actual or threatened tariffs, compliance and
reporting requirements have resulted in increased costs associated with merchandise produced in certain regions.
Any new sanctions, tariffs and reporting requirements enacted in the future may further increase our costs
associated with sourcing products from those regions or limit our ability to procure the products we source, and
our ability to source these products from other regions may be limited or result in increased sourcing costs. We
are subject to supply chain disruptions affecting transit times and costs, including disruptions from issues related
to vessels transiting the Suez Canal and Red Sea, which are being forced to travel a much longer distance around
the Cape of Good Hope due to the hostilities in the Middle East. These issues have and may continue to drive up
our ocean freight costs, delay merchandise deliveries, and impact our ability to access the already limited supply
of ocean container shipping capacity that we require. Additionally, we may be subject to additional costs related
to our supply chain such as increased facility fees, fuel costs, peak surcharges and other additional charges to
transport our goods, which may increase our costs. We also are subject to domestic supply chain disruptions,
including lack of domestic intermodal transportation (trucks and drivers), domestic port congestion, including
increased dwell times for incoming container ships, lack of container yard capacity and lack of available drayage
from the ports and other conditions that impact our domestic supply chain. These supply chain risks have and
may continue to result in both higher costs to transport our merchandise and delayed merchandise arrivals to our
stores, which adversely affect our ability to sell this merchandise and increase markdowns of it.
We directly import some of this merchandise and indirectly import the remaining merchandise from
domestic vendors who acquire the merchandise from foreign sources. Further, our third-party vendors are
dependent on materials primarily sourced from China, and our costs for these materials are likely to increase as a
result of newly implemented tariffs on Chinese products. We are subject to numerous risks that can cause
significant delays or interruptions in the supply of our merchandise or increase our costs. These risks include
political unrest, labor disputes, terrorism, war, public health threats, including but not limited to communicable
9

diseases (such as COVID-19 or other pandemics), financial or other forms of instability or other events resulting
in the disruption of trade from countries affecting our supply chain, increased security requirements for imported
merchandise, or the imposition of, or changes in, laws, regulations or changes in duties, quotas, tariffs, taxes or
governmental policies regarding or responses to these matters or other factors affecting the availability or cost of
imports. If we are unable to pass these increased sourcing costs onto our vendors or our customers, it may
adversely impact our results of operations.
Increased product costs, freight costs, wage increases and operating costs due to inflation and other factors,
as well as limitations in our ability to offset these cost increases by increasing the retail prices of our
products or otherwise, have and may continue to adversely affect our business, margins, results of
operations and financial condition.
Our ability to raise retail prices in response to these cost increases is limited, in part due to our customers’
unwillingness to pay higher prices for discretionary items in light of actual or perceived effects of pricing
pressure on consumer confidence,
limited customer disposable income to purchase our products, sentiment or
financial outlook. Moreover, the persistence or worsening of these conditions could also lead our customers to
reduce their amount of current discretionary spending on our products even in the absence of price increases,
which could erode our sales volume and adversely affect our results of operations and financial condition.
Any actual or perceived deterioration in the conditions that drive consumer confidence and spending have
and may continue to materially and adversely affect consumer demand for our apparel and accessories and
our results of operations.
Consumer spending habits, including spending for our apparel and accessories, are affected by, among other
things, prevailing social, economic, political and public health conditions and uncertainties (such as matters
under debate in the U.S. from time to time regarding budgetary, spending and tax policies), levels of
employment, fuel costs, inflation, interest rates, energy and food costs, salaries and wage rates and other sources
of income, tax rates, home values, consumer net worth, the availability of consumer credit, consumer confidence
and consumer perceptions of adverse changes in or trends affecting any of these conditions. Any perception that
these conditions may be worsening or continuing to trend negatively may significantly weaken many of these
drivers of consumer spending habits. Adverse perceptions of these conditions or uncertainties regarding them
also generally cause consumers to defer purchases of discretionary items, such as our merchandise, or to
purchase cheaper alternatives to our merchandise, all of which may also adversely affect our net sales and results
of operations. In addition, numerous events, whether or not related to actual economic conditions, such as
downturns in the stock markets, acts of war or terrorism, geopolitical uncertainty or unrest or natural disasters,
outbreaks of disease or similar events, may also dampen consumer confidence, and accordingly, lead to reduced
consumer spending. Any of these events could have a material adverse effect on our business, results of
operations and financial condition.
Fluctuations in the price, availability and quality of inventory have and may continue to result in higher
cost of goods, which the Company may not be able to pass on to its customers.
The price and availability of raw materials may be impacted by demand and supply fluctuations, regulation,
tariffs, weather and crop yields, currency value fluctuations, inflation, as well as other factors. Additionally,
manufacturers have and may continue to have increases in other manufacturing costs, such as transportation,
labor and benefit costs. These increases in production costs may result in higher merchandise costs to the
Company. Due to the Company’s limited flexibility in price point, the Company may not be able to pass on those
cost increases to the consumer, which could have a material adverse effect on our margins, results of operations
and financial condition.
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Our inability to effectively manage inventory has impacted and may continue to negatively impact our gross
margin and our overall results of operations.
Factors affecting sales include fashion trends, customer preferences, calendar and holiday shifts,
competition, weather, supply chain issues, actual or potential public health threats and economic conditions,
including but not limited to continued high interest rates and persistent inflation. In addition, merchandise must
be ordered well in advance of the applicable selling season and before trends are confirmed by sales. When we
are not able to accurately predict customers’ preferences for our fashion items, we may have too much inventory,
which may cause excessive markdowns. When we are unable to accurately predict demand for our merchandise,
we may end up with inventory shortages, resulting in missed sales. Our inability to effectively manage inventory
may continue to adversely affect our gross margin and results of operations.
The competitive hiring environment and our failure to attract, train, and retain skilled personnel has and
could continue to adversely affect our business and our financial condition.
Like most retailers, we experience significant associate turnover rates, particularly among store sales
associates and managers. Moreover, attracting and retaining skilled personnel has been and could continue to be
challenging. To offset this turnover as well as support new store growth, we must continually attract, hire and
train new store associates to meet our staffing needs. A significant increase in the turnover rate among our store
sales associates and managers would increase our recruiting and training costs, as well as possibly cause a
decrease in our store operating efficiency and productivity. We compete for qualified store associates, as well as
experienced management personnel, with other companies in our industry or other industries, many of whom
have greater financial resources than we do.
In addition, we depend on key management personnel to oversee the operational divisions of the Company
for the support of our existing business and future expansion. The success of executing our business strategy
depends in large part on retaining key management. We compete for key management personnel with other
retailers, and our inability to attract and retain qualified personnel could limit our ability to grow.
If we are unable to retain our key management and store associates or attract, train, or retain other skilled
personnel in the future, we may not be able to service our customers effectively or execute our business strategy,
which could adversely affect our business, operating results and financial condition.
The currently competitive environment for hiring new associates and retaining existing associates is causing
wages to increase, which has affected and could continue to adversely affect our business, margins, operating
results and financial condition if we cannot offset these cost increases.
Our ability to attract consumers and grow our revenues is dependent on the success of our store location
strategy and our ability to successfully open new stores as planned.
Our sales are dependent in part on the location of our stores in shopping centers and malls where we believe
our consumers and potential consumers shop. In addition, our ability to grow our revenues has been substantially
dependent on our ability to secure space for and open new stores in attractive locations. Shopping centers and
malls where we currently operate existing stores or seek to open new stores have been and may continue to be
adversely affected by, among other things, general economic downturns or those particularly affecting the
commercial real estate industry, the closing of anchor stores, changes in tenant mix and changes in customer
shopping preferences, including but not limited to an increase in preference for online versus in-person shopping.
To take advantage of consumer traffic and the shopping preferences of our consumers, we need to maintain and
acquire stores in desirable locations where competition for suitable store locations is intense. A decline in
customer popularity of the strip shopping centers where we generally locate our stores or in availability of space
in desirable centers and locations, or an increase in the cost of such desired space, has limited and could further
limit our ability to open new stores, adversely affecting consumer traffic and reducing our sales and net earnings
or increasing our operating costs.
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Our ability to open and operate new stores depends on many factors, some of which are beyond our control.
These factors include, but are not limited to, our ability to identify suitable store locations, negotiate acceptable
lease terms, secure necessary governmental permits and approvals and hire and train appropriate store personnel.
In addition, our continued expansion into new regions of the country where we have not done business before
may present new challenges in competition, distribution and merchandising as we enter these new markets. Our
failure to successfully and timely execute our plans for opening new stores or the failure of these stores to
perform up to our expectations could adversely affect our business, results of operations and financial condition.
Continued high interest rates have and may continue to adversely impact our customers’ discretionary
income or willingness to purchase discretionary items, which may adversely affect our business, margins,
results of operations and financial condition.
Continued high interest rates have adversely affected our customers’ discretionary income, in part due to
increased interest costs associated with credit accounts including revolving credit accounts, car loans, mortgage
loans and other credit accounts. In addition, the increased payments due to higher interest rates, combined with
continued inflationary pressures on non-discretionary items, including food, fuel and shelter, reduce our
customers’ discretionary income and their willingness to purchase discretionary items such as apparel, shoes or
jewelry products. Any reduction in our customers’ discretionary spending on our products could erode our sales
volume and adversely affect our results of operations and financial condition.
The operation of our sourcing offices in Asia presents increased operational and legal risks.
In October 2014, we established our own sourcing offices in Asia. If our sourcing offices are unable to
successfully oversee merchandise production to ensure that product is produced on time and within the
Company’s specifications, our business, brand, reputation, costs, results of operations and financial condition
could be materially and adversely affected.
In addition, the current business environment, including geopolitical issues, make operating in certain Asian
markets challenging. To the extent we explore other countries to source our product or explore increasing the
amount of product sourced from current countries, we may be subject to additional increased legal and
operational risks associated with doing business in new countries or increasing our business in other countries.
Further, the activities conducted by our sourcing offices outside the United States subject us to foreign
operational risks, as well as U.S. and international regulations and compliance risks, as discussed elsewhere in
this “Risk Factors” section, in particular below under “Risk Factors – Risks Relating to Accounting and Legal
Matters – Our business operations subject us to legal compliance and litigation risks, as well as regulations and
regulatory enforcement priorities, which could result in increased costs or liabilities, divert our management’s
attention or otherwise adversely affect our business, results of operations and financial condition.”
Extreme weather, natural disasters, impacts of climate change, public health threats or similar events have
and may continue to adversely affect our sales or operations from time to time.
Extreme changes in weather, natural disasters, physical impacts of climate change, public health threats or
similar events can influence customer trends and shopping habits. For example, heavy rainfall or other extreme
weather conditions, including but not limited to winter weather over a prolonged period, might make it difficult
for our customers to travel to our stores and thereby reduce our sales and profitability. Our business is also
susceptible to unseasonable weather conditions. For example, extended periods of unseasonably warm
temperatures during the winter season or cool weather during the summer season can render a portion of our
inventory incompatible with those unseasonable conditions. Reduced sales from extreme or prolonged
unseasonable weather conditions would adversely affect our business. The occurrence or threat of extreme
weather, natural disasters, power outages, terrorist acts, outbreaks of flu or other communicable diseases (such as
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COVID-19) or other catastrophic events could reduce customer traffic in our stores and likewise disrupt our
ability to conduct operations, which would materially and adversely affect us and could adversely affect our
reputation and results of operations.
The inability of third-party vendors to produce goods on time and to the Company’s specifications may
adversely affect the Company’s business, results of operations and financial condition.
Our dependence on third-party vendors to manufacture and supply our merchandise subjects us to numerous
risks that our vendors will fail to perform as we expect. For example, the deterioration in any of our key vendors’
financial condition, their failure to ship merchandise in a timely manner that meets our specifications, or other
failures to follow our vendor guidelines or comply with applicable laws and regulations, including compliant
labor, environmental practices and product safety, could expose us to operational, quality, competitive,
reputational and legal risks. If we are not able to timely or adequately replace the merchandise we currently
source with merchandise produced elsewhere, or if our vendors fail to perform as we expect, our business, results
of operations and financial condition could be adversely affected. Activities conducted by us or on our behalf
outside the United States further subject us to numerous U.S. and international regulations and compliance risks,
as discussed below under “Risk Factors – Risks Relating to Accounting and Legal Matters – Our business
operations subject us to legal compliance and litigation risks, as well as regulations and regulatory enforcement
priorities, which could result in increased costs or liabilities, divert our management’s attention or otherwise
adversely affect our business, results of operations and financial condition.”
Existing and increased competition in the women’s retail apparel industry may negatively impact our
business, results of operations, financial condition and market share.
The women’s retail apparel industry is highly competitive. We compete primarily with discount stores, mass
merchandisers, department stores, off-price retailers, specialty stores and internet-based retailers, many of which
have substantially greater financial, marketing and other resources than we have. Many of our competitors offer
frequent promotions and reduce their selling prices. In some cases, our competitors are expanding into markets in
which we have a significant market presence. In addition, our competitors also compete for the same retail store
space. As a result of this competition, we may experience pricing pressures, increased marketing expenditures,
increased costs to open new stores, as well as loss of market share, which could materially and adversely affect
our business, results of operations and financial condition.
If we are unable to anticipate, identify and respond to rapidly changing fashion trends and customer
demands in a timely manner, our business and results of operations could materially suffer.
Customer tastes and fashion trends, particularly for women’s apparel, are volatile, tend to change rapidly
and cannot be predicted with certainty. Our success depends in part upon our ability to consistently anticipate,
design and respond to changing merchandise trends and consumer preferences in a timely manner. Accordingly,
any failure by us to anticipate, identify, design and respond to changing fashion trends could adversely affect
consumer acceptance of our merchandise, which in turn could adversely affect our business, results of operations
and our image with our customers. If we miscalculate either the market for our merchandise or our customers’
tastes or purchasing habits, we may be required to sell a significant amount of inventory at below-average
markups over cost, or below cost, which would adversely affect our margins and results of operations.
Adverse developments affecting the financial services industry or events or concerns involving liquidity,
defaults or non-performance by financial institutions or transactional counterparties could adversely affect
our business, financial condition or results of operations.
Actual events involving limited liquidity, defaults, non-performance or other adverse developments that
affect financial institutions, transactional counterparties or other companies in the financial services industry or
the financial services industry generally, or concerns or rumors about any events of these kinds or other similar
13

risks, have in the past and may in the future lead to sporadic or market-wide liquidity problems that could
adversely affect us. If any of our transactional counterparties, such as our merchandise vendors and their factors,
our landlords, our payment processors including credit card, gift card and checks, our transportation vendors and
other vendors that provide services and supplies to us, are unable to access funds or lending arrangements with
such a financial institution, such parties’ ability to pay their obligations could be adversely affected. If this
occurred we could be adversely impacted by not receiving the product we ordered or the payments generated by
our sales, by not being able to receive products to our distribution center or our stores in a timely manner or at
all, or by not being able to retain services from third parties that we require. These impacts may adversely affect
our financial condition, results of operations and our ability to execute our business strategy. Furthermore, these
adverse developments affecting the financial services industry or related perceptions may negatively impact our
customers’ discretionary income or our customers’ willingness to purchase apparel, shoes or jewelry products.
Any reduction in our customers’ discretionary spending on our products could erode our sales volume and
adversely affect our results of operations and financial condition.
Risks Relating to Our Information Technology, Related Systems and Cybersecurity:
A failure or disruption relating to our information technology systems could adversely affect our business.
We rely on our existing information technology systems for merchandise operations, including merchandise
planning, replenishment, pricing, ordering, markdowns and product life cycle management. In addition to
merchandise operations, we utilize our information technology systems for our distribution processes, as well as
our financial systems, including accounts payable, general ledger, accounts receivable, sales, banking, inventory
and fixed assets. Despite the precautions we take, our information systems are or may be vulnerable to disruption
or failure from numerous events, including but not limited to, natural disasters, severe weather conditions, power
outages, technical malfunctions, cyberattacks, acts of war or terrorism, similar catastrophic events or other causes
beyond our control or that we fail to anticipate. Any disruption or failure in the operation of our information
technology systems, our failure to continue to upgrade or improve such systems, or the cost associated with
maintaining, repairing or improving these systems, could adversely affect our business, results of operations and
financial condition. Modifications and/or upgrades to our current information technology systems may also
disrupt our operations.
A disruption or shutdown of our centralized distribution center or transportation network could materially
and adversely affect our business and results of operations.
The distribution of our products is centralized in one distribution center in Charlotte, North Carolina and
distributed through our network of third-party freight carriers. The merchandise we purchase is shipped directly
to our distribution center, where it is prepared for shipment to the appropriate stores and subsequently delivered
to the stores by our third-party freight carriers. If the distribution center or our third-party freight carriers were to
be shut down or lose significant capacity for any reason, including but not limited to, any of the causes described
above under “A failure or disruption relating to our information technology systems could adversely affect our
business,” our operations would likely be seriously disrupted. Such problems could occur as the result of any
loss, destruction or impairment of our ability to use our distribution center, as well as any broader problem
generally affecting the ability to ship goods into our distribution center or deliver goods to our stores. As a result,
we could incur significantly higher costs and longer lead times associated with distributing our products to our
stores during the time it takes for us to reopen or replace the distribution center and/or our transportation
network. Any such occurrence could adversely affect our business, results of operations and financial condition.
A security breach that results in unauthorized access to or disclosure of employee, Company or customer
information or a ransomware attack could adversely affect our costs, reputation and results of operations,
and efforts to mitigate these risks may continue to increase our costs.
The protection of employee, Company and customer data is critical to the Company. Any security breach,
mishandling, human or programming error or other event that results in the misappropriation, loss or other
14

unauthorized disclosure of employee, Company or customer information, including but not limited to credit card
data or other personally identifiable information, could severely damage the Company’s reputation, expose it to
remediation and other costs and the risks of legal proceedings, disrupt its operations and otherwise adversely
affect the Company’s business and financial condition. The security of certain of this information also depends
on the ability of third-party service providers, such as those we use to process credit and debit card payments as
described below under “We are subject to payment-related risks,” to properly handle and protect such
information. Our information systems and those of our third-party service providers are subject to ongoing and
persistent cybersecurity threats from those seeking unauthorized access through means which are continually
evolving and may be difficult to anticipate or detect for long periods of time. Despite measures the Company
takes to protect confidential information against unauthorized access or disclosure, which measures are ongoing
and may continue to increase our costs, there is no assurance that such measures will prevent the compromise of
such information. If our measures are unsuccessful due to cyberattacks or otherwise, it could have a material
adverse effect on the Company’s reputation, business, operating results, financial condition and cash flows. In
addition, the Company may be subject to ransomware attacks, which if successful could result in disruptions to
the Company’s operations and expose it to remediation and other costs, risks of legal proceedings, damage the
Company’s reputation and otherwise adversely affect the Company’s business and financial condition.
The Company’s failure to successfully operate its e-commerce websites or fulfill customer expectations
could adversely impact customer satisfaction, our reputation and our business.
Although the Company’s e-commerce platform provides another channel to drive incremental sales, expose
existing customers with the online shopping experience and introduce a new customer base to the Company, it
also exposes us to numerous risks. We are subject to potential failures in the efficient and uninterrupted operation
of our websites, customer contact center or our distribution center, including system failures caused by
telecommunication or software system providers, order volumes that exceed our present system capabilities,
electrical outages, mechanical problems and human error. Our e-commerce platform may also expose us to
greater potential for security or data breaches involving the unauthorized access to or disclosure of customer
information, as discussed above under “A security breach that results in unauthorized access to or disclosure of
employee, Company or customer information or a ransomware attack could adversely affect our costs, reputation
and results of operations, and efforts to mitigate these risks may continue to increase our costs.” We are also
subject to risk related to delays or failures in the performance of third parties, such as shipping companies,
including delays associated with labor strikes or slowdowns or adverse weather conditions. If the Company does
not successfully meet the challenges of operating e-commerce websites or fulfilling customer expectations, the
Company’s business and sales could be adversely affected.
We are subject to payment-related risks.
We accept payments using a variety of methods, including third-party credit cards, “buy now, pay later”
services, our own branded credit card, debit cards, gift cards and physical and electronic bank checks. For
existing and future payment methods we offer to our customers, we are subject to fraud risk and to additional
regulations and compliance requirements (including obligations to implement enhanced authentication processes
that could result in increased costs and reduce the ease of use of certain payment methods). For certain payment
methods, including credit and debit cards, we pay interchange and other fees, which have increased from time to
time and may continue to increase over time, raising our operating costs and lowering profitability. We rely on
third-party service providers for payment processing services, including the processing of credit and debit cards.
In each case, it could disrupt our business if these third-party service providers become unwilling or unable to
provide these services to us. We are also subject to payment card association operating rules, including data
security rules, certification requirements and rules governing electronic funds transfers, which could change or be
reinterpreted to make it difficult or impossible for us to comply. If we fail to comply with these rules or
requirements, or if our data security systems are breached or compromised, we may be liable for card-issuing
banks’ costs and subject to fines and higher transaction fees. In addition, we may lose our ability to accept credit
and debit card payments from our customers and process electronic funds transfers or facilitate other types of
payments, and our business and operating results could be adversely affected.
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We are exposed to risks related to the use of AI by us and our competitors.
We are exploring incorporating artificial intelligence (AI) capabilities into the development of technologies,
our business operations and our merchandise. AI technology is complex and rapidly evolving and may subject us
to significant competitive, legal, regulatory, operational and other risks. There is no guarantee that our use of AI
will enhance our technologies, benefit our business operations, or produce apparel and accessories that are
preferred by our customers. Our competitors may be more successful in their AI strategy and develop superior
products with the aid of AI technology. Additionally, AI algorithms or training methodologies may be flawed,
and datasets may contain irrelevant, insufficient or biased information, which can cause errors in outputs. This
may give rise to legal liability, damage our reputation, and materially harm our business. The use of AI in the
development of our products could also cause loss of intellectual property, as well as subject us to risks related to
intellectual property infringement or misappropriation, data privacy and cybersecurity. The United States and
other countries may adopt laws and regulations related to AI. These laws and regulations could cause us to incur
greater compliance costs and limit the use of AI in the development of our products. Any failure or perceived
failure by us to comply with these regulatory requirements could subject us to legal liabilities, damage our
reputation, or otherwise have a material and adverse impact on our business.
Risks Relating to Accounting and Legal Matters:
Our business operations subject us to legal compliance and litigation risks, as well as regulations and
regulatory enforcement priorities, which could result in increased costs or liabilities, divert our
management’s attention or otherwise adversely affect our business, results of operations and financial
condition.
Our operations are subject to federal, state and local laws, rules and regulations, as well as U.S. and foreign
laws and regulations relating to our activities in foreign countries from which we source our merchandise and
operate our sourcing offices. Our business is also subject to regulatory and litigation risk in all of these
jurisdictions, including foreign jurisdictions that may lack well-established or reliable legal systems for resolving
legal disputes. Compliance risks and litigation claims have arisen and may continue to arise in the ordinary
course of our business and include, among other issues, intellectual property issues, employment issues,
commercial disputes, product-oriented matters, tax, customer relations and personal injury claims. International
activities subject us to numerous U.S. and international regulations, including but not limited to, restrictions on
trade, license and permit requirements, import and export license requirements, privacy and data protection laws,
environmental laws, records and information management regulations, tariffs and taxes and anti-corruption laws,
violations of which by employees or persons acting on the Company’s behalf may result in significant
investigation costs, severe criminal or civil sanctions and reputational harm. These and other liabilities to which
we may be subject could negatively affect our business, operating results and financial condition. These matters
frequently raise complex factual and legal issues, which are subject to risks and uncertainties and could divert
significant management time. The Company may also be subject to regulatory reviews and audits, the results of
which could materially and adversely affect our business, results of operations and financial condition. In
addition, governing laws, rules and regulations, and interpretations of existing laws are subject to change from
time to time. Compliance and litigation matters could result in unexpected expenses and liability, as well as have
an adverse effect on our operations and our reputation.
New legislation or regulation and interpretation of existing laws and regulations, including those related to
data privacy, AI or sustainability matters, could increase our costs of compliance, technology and business
operations. The interpretation of existing or new laws to existing and evolving technology and business practices
can be uncertain and may lead to additional compliance risk and cost.
16

Maintaining and improving our internal control over financial reporting and other requirements necessary
to operate as a public company may strain our resources, and any material failure in these controls may
negatively impact our business, the price of our common stock and market confidence in our reported
financial information.
As a public company, we are subject to the reporting requirements of the Securities Exchange Act of 1934,
the Sarbanes-Oxley Act of 2002, the rules of the SEC and New York Stock Exchange and certain aspects of the
Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) and related rule-making
that has been and may continue to be implemented over the next several years under the mandates of the Dodd-
Frank Act. The requirements of these rules and regulations have increased, and may continue to increase, our
compliance costs and place significant strain on our personnel, systems and resources. To satisfy the SEC’s rules
implementing the requirements of Section 404 of the Sarbanes-Oxley Act of 2002, we must continue to
document, test, monitor and enhance our internal control over financial reporting, which is a costly and time-
consuming effort that must be re-evaluated frequently. We cannot give assurance that our disclosure controls and
procedures and our internal control over financial reporting, as defined by applicable SEC rules, will be adequate
in the future. Any failure to maintain the effectiveness of internal control over financial reporting or to comply
with the other various laws and regulations to which we are and will continue to be subject, or to which we may
become subject in the future, as a public company could have an adverse material impact on our business, our
financial condition and the price of our common stock. In addition, our efforts to comply with these existing and
new requirements could significantly increase our compliance costs.
Adverse litigation matters may adversely affect our business and our financial condition.
From time to time the Company is involved in litigation and other claims against our business. Primarily
these arise in the normal course of business but are subject to risks and uncertainties, and could require
significant management time. The Company’s periodic assessment of litigation-related matters may change in
light of the discovery of facts not presently known to us or determinations by judges, juries or other finders of
fact. We may also be subjected to legal matters not yet known to us. Adverse decisions or settlements of disputes
may negatively impact our business, reputation and financial condition.
If we fail to protect our trademarks and other intellectual property rights or infringe the intellectual
property rights of others, our business, brand image, growth strategy, results of operations and financial
condition could be adversely affected.
We believe that our “Cato”, “It’s Fashion”, “It’s Fashion Metro”, “Versona”, “Cache” and “Body Central”
trademarks are integral to our store designs, brand recognition and our ability to successfully build consumer
loyalty. Although we have registered these trademarks with the U.S. Patent and Trademark Office (“PTO”) and
have also registered, or applied for registration of, additional trademarks with the PTO that we believe are
important to our business, we cannot give assurance that these registrations will prevent imitation of our
trademarks, merchandising concepts, store designs or private label merchandise or the infringement of our other
intellectual property rights by others. Infringement of our names, concepts, store designs or merchandise
generally, or particularly in a manner that projects lesser quality or carries a negative connotation of our image
could adversely affect our business, financial condition and results of operations.
The Company is from time to time subject to claims that its products, processes, advertising, or trademarks
infringe the intellectual property rights of others. The defense of these claims, even if ultimately successful, may
result in costly litigation, and if the Company is not successful in its defense, it could be subject to injunctions
and liability for damages or royalty obligations, and the Company’s sales, profitability, cash flows, financial
condition and reputation could be adversely affected.
17

Changes to accounting rules and regulations may adversely affect our reported results of operations and
financial condition.
Changes to U.S. Generally Accepted Accounting Principles and SEC accounting, disclosure and reporting
rules and regulations are common and have become more frequent and significant in the past several years.
Changes in accounting rules, disclosures or regulations and varying interpretations of existing accounting rules,
disclosures and regulations have significantly affected our reported financial statements and those of other
participants in the retail industry in the past and may continue to do so in the future. Future changes to
accounting rules, disclosures or regulations may adversely affect our reported results of operations and financial
position or perceptions of our performance and financial condition.
Changes in tax and accounting laws and the mix and level of earnings in any of the jurisdictions in which
we operate and the outcome of tax audits can cause fluctuations in our overall tax rate, which impact our
reported earnings.
We are subject to income taxes in the United States and numerous domestic states, as well as foreign
jurisdictions. In addition, our products are subject to import and excise duties and/or sales, consumption or value-
added taxes in many jurisdictions. Significant judgment is required to determine and estimate tax liabilities, and
there are many transactions and calculations where the ultimate tax determination is uncertain. We record tax
expense based on our estimates of future payments, which include reserves for estimates of probable settlements
of domestic and foreign tax audits. At any one time, many tax years are subject to audit by various taxing
jurisdictions. Adverse determinations in these audits may have an adverse effect on our reported financial results
in the period such determinations are made, as well as in future periods. In addition, our effective tax rate may be
materially impacted by changes in tax rates and duties, the mix and level of earnings or losses by taxing
jurisdictions, or by changes to existing accounting rules or regulations. As a result, we expect that throughout the
year there could be ongoing variability in our quarterly tax rates as events occur and exposures are evaluated.
Changes to foreign or domestic tax and accounting laws and regulations, the outcome of tax audits and changes
in the mix and level of earnings by jurisdictions could have a material impact on our effective tax rate, financial
condition, results of operations or cash flows.
Continued scrutiny and changing expectations surrounding sustainability matters from investors,
customers, government regulators and other stakeholders may impose additional reporting requirements,
additional costs and compliance risks.
Public companies from across all industries have and may continue to face scrutiny from investors,
customers, regulators and other stakeholders concerning sustainability matters. In the U.S., there have been
numerous initiatives at the federal and state level to impose new or enhanced disclosure requirements regarding
climate emissions, sustainability, workforce composition and related metrics, among other topics. Complying
with these complex reporting obligations or expectations could increase our costs associated with compliance,
disclosure and reporting. Furthermore, evolving laws, regulations or stakeholder expectations may result in
uncertain, potentially burdensome, and changing reporting requirements or expectations, and our failure to
comply with such requirements or expectations may adversely affect our reputation, business or financial
performance.
Risks Relating to Our Investments and Liquidity:
We may experience market conditions or other events that could adversely impact the valuation and
liquidity of, and our ability to access, our short-term investments, cash and cash equivalents and our
revolving line of credit.
Our short-term investments and cash equivalents are primarily comprised of investments in federal, state,
municipal and corporate debt securities. The value of those securities may be adversely impacted by factors
relating to these securities, similar securities or the broader credit markets in general. Many of these factors are
18

beyond our control, and include but are not limited to changes to credit ratings, rates of default, collateral value,
discount rates, and strength and quality of market credit and liquidity, potential disruptions in the capital markets
and changes in the underlying economic, financial and other conditions that drive these factors. As federal, state
and municipal entities struggle with declining tax revenues and budget deficits, we cannot be assured of our
ability to timely access these investments if the market for these issues declines. Similarly, the default by issuers
of the debt securities we hold or similar securities could impair the value or liquidity of our investments. The
development or persistence of any of these conditions could adversely affect our financial condition, results of
operations and ability to execute our business strategy. In addition, we have significant amounts of cash and cash
equivalents at financial institutions that are in excess of the federally insured limits. An economic downturn or
development of adverse conditions affecting the financial sector and stability of financial institutions could cause
us to experience losses on our deposits.
Our ability to access credit markets and our revolving line of credit, either generally or on favorable market
terms, may be impacted by the factors discussed in the preceding paragraph, as well as continued compliance
with covenants under our revolving credit agreement. The development or persistence of any of these adverse
factors or failure to comply with covenants on which our borrowing is conditioned may adversely affect our
financial condition, results of operations and our ability to access our revolving line of credit and to execute our
business strategy.
The terms of our asset-based revolving credit facility (“ABL Facility”) restrict our operations and financial
flexibility, which could adversely affect our ability to respond to changes in our business and to manage our
operations.
We are subject to the borrowing terms of our ABL Facility, which is limited by a borrowing base consisting
of certain eligible accounts receivable and eligible inventory, reduced by specified reserves, as follows:
•
90% of eligible credit card receivables, plus
•
90% of the net recovery percentage of eligible inventory multiplied by the most recent appraised value
of such inventory, calculated at the lower of (a) cost computed on a first-in first-out basis or (b) market
value (net of intercompany profits and certain other adjustments), minus
•
applicable reserves.
In addition, the ABL Facility prohibits minimum excess availability at any time to be less than the greater of
(i) 10% of the loan cap (defined as the lesser of (A) the borrowing base at such time and (B) $35 million (as of
the date hereof)) and (ii) $5 million.
In addition, the covenants under our ABL Facility include restrictions that, among other things, limit our
ability to incur additional indebtedness, create liens on assets, make investments, loans or advances, engage in
mergers, consolidations, sell assets, make acquisitions, pay dividends and make other restricted payments, and
enter into transactions with affiliates. A failure by us to comply with these covenants could result in an event of
default, which could adversely affect our ability to respond to changes in our business and manage our
operations. Upon the occurrence of an event of default, the lenders could elect to declare all amounts outstanding
to be immediately due and payable and exercise other remedies as set forth under our ABL Facility, including
without limitation foreclosing on the collateral pledged to such lenders. If the indebtedness under our ABL
Facility was to be accelerated, our future financial condition could be materially adversely affected.
Risks Relating to the Market Value of Our Common Stock:
The interests of our principal shareholder may limit the ability of other shareholders to influence the
direction of the Company and otherwise affect our corporate governance and the market price of our
common stock.
Our common stock consists of two classes: Class A and Class B. Holders of Class A common stock are
entitled to one vote per share, and holders of Class B common stock are entitled to 10 votes per share, on all
19

matters to be voted on by our common shareholders. All of the shares of Class B common stock are beneficially
owned by John P. D. Cato. As a result, Mr. Cato owns a significant economic interest in the Company and the
majority of the total voting power of our outstanding common stock at 53.3% as of March 23, 2026. In addition,
Mr. Cato serves as Chairman of the Board of Directors, President and Chief Executive Officer. As a result,
Mr. Cato has the ability to substantially influence or determine the outcome of all matters requiring approval by
the shareholders, including the election of directors and the approval of mergers and other business combinations
or other significant Company transactions. Mr. Cato may have interests that differ from those of other
shareholders and may vote in a way with which other shareholders disagree or perceive as adverse to their
interests. The concentration of voting power held by Mr. Cato could discourage potential investors from
acquiring our common stock and could also have the effect of preventing, discouraging or deferring a change in
control of the Company, even if the change in control might benefit the shareholders generally. This ownership
concentration may adversely impact the trading of our Class A common stock because of perceptions of a
conflict of interest, thereby depressing the value of our Class A common stock. Mr. Cato also has the ability to
control the management of the Company as a result of his position as Chief Executive Officer. Further, we
qualify for exemption as a “controlled company” from compliance with certain New York Stock Exchange
corporate governance listing standards, including the requirements that we have a majority of independent
directors on our Board, an independent compensation committee and an independent corporate governance and
nominating committee. Although we currently intend to continue to comply with these listing standards even
though we are a controlled company, there can be no assurance that we will continue to comply with these
optional listing standards in the future. If we elected to utilize these “controlled company” exceptions, our other
shareholders could lose the benefit of these corporate governance requirements and the market value of our
common stock could be adversely affected.
Our operating results are subject to seasonal and quarterly fluctuations, which could adversely affect the
market price of our common stock.
Our business varies with general seasonal trends that are characteristic of the retail apparel industry. As a
result, our stores typically generate a higher percentage of our annual net sales and profitability in the first and
second quarters of our fiscal year compared to other quarters. Accordingly, our operating results for any one
fiscal period are not necessarily indicative of results to be expected from any future period, and such seasonal
and quarterly fluctuations could adversely affect the market price of our common stock.
We cannot provide assurance that we will pay dividends, or that if paid, any dividend payments will be
consistent with historical levels.
The declaration and payment of any dividend is subject to the approval of our Board of Directors. Our
Board of Directors regularly evaluates our ability to pay a dividend based on many factors, such as but not
limited to, applicable legal requirements, the financial position of the Company, contractual restrictions and our
capital allocation strategy. Our Board of Directors most recently suspended the payment of quarterly dividends in
November 2024 and may continue to suspend the payment of dividends if it deems such an action to be in the
best interests of the Company and its shareholders. There can be no assurance that a cash dividend will be
declared in the future in any particular amount, or at all.
Conditions in the stock market generally, or particularly relating to our industry, Company or common
stock, may materially and adversely affect the market price of our common stock and make its trading price
more volatile.
The trading price of our common stock at times has been, and is likely to continue to be, subject to
significant volatility. A variety of factors may cause the price of our common stock to fluctuate, perhaps
substantially, including, but not limited to, those discussed elsewhere in this report, as well as the following: low
trading volume; general market fluctuations resulting from factors not directly related to our operations or the
inherent value of our common stock; announcements of developments related to our business; fluctuations in our
reported operating results; general conditions or trends affecting or perceived to affect the fashion and retail
industry; conditions or trends affecting or perceived to affect the domestic or global economy or the domestic or
20

global credit or capital markets; changes in financial estimates or the scope of coverage given to our Company by
securities analysts; negative commentary regarding our Company and corresponding short-selling market
behavior; adverse customer relations developments; significant changes in our senior management team; and
legal proceedings. Over the past several years the stock market in general, and the market for shares of equity
securities of many retailers in particular, have experienced extreme price fluctuations that have at times been
unrelated to the operating performance of those companies. Such fluctuations and market volatility based on
these or other factors may materially and adversely affect the market price of our common stock. Further,
securities class action litigation has often been initiated against companies following periods of volatility in their
stock price. This type of litigation, should it materialize, could result in substantial costs and divert our
management’s attention and resources, and could also require us to make substantial payments to justify
judgments or to settle litigation. The threat of class action litigation could also cause the price of our common
stock to decline.
Item 1B.
Unresolved Staff Comments:
Not applicable.
Item 1C. Cybersecurity:
Risk Management Strategy
We recognize the importance of effectively managing cybersecurity risk in protecting our business,
customers and employees, and we manage cybersecurity risk as part of our overall risk management strategy and
compliance processes. We maintain a process designed to identify, assess and manage material risks from
cybersecurity threats, including risks relating to theft of customer data, primarily payment cards, disruption to
business operations or financial reporting systems, fraud, extortion, external exposure of employee data and
violation of privacy laws. In recent years, we have increased our investments in cybersecurity risk management
and have developed an enterprise cybersecurity program designed to detect, identify, classify and mitigate
cybersecurity and other data security threats. This program classifies potential threats by risk levels, and we
typically prioritize our threat mitigation efforts based on those risk classifications. In the event we identify a
potential cybersecurity, privacy or other data security issue, we have defined procedures for responding to such
issues, including procedures that address when and how to engage with Company executives, our Board of
Directors, other stakeholders and law enforcement when responding to such issues. Additionally, various aspects
of our cybersecurity program, particularly compliance with the Payment Card Industry standards, are regularly
reviewed by independent third parties. We also maintain cybersecurity insurance, which we believe to be
commensurate with our size and the nature of our operations, as part of our comprehensive insurance portfolio.
We utilize third-party intrusion detection and prevention systems and vulnerability and penetration testing to
monitor our environment. We also use third-party software to test our employees’ responses to suspicious emails
and to inform targeted cyber awareness training. Our information security and privacy policies are informed by
regulatory requirements and are reviewed periodically for compliance and alignment with current state and
federal laws and regulations. We comply with applicable industry security standards, including the Payment Card
Industry Data Security Standard (“PCI DSS”). Because we are aware of the risks associated with third-party
service providers, we also have implemented processes to oversee and manage these risks. We conduct security
assessments of third-party providers before engagement and maintain ongoing monitoring to help ensure
compliance with our cybersecurity standards.
Additionally, we maintain and regularly review a cybersecurity incident response plan that provides a
framework for handling and escalating cybersecurity incidents based on the severity of the incident and
facilitates cross-functional coordination across the Company.
21

Through the processes described above, we did not identify risks during the year ended January 31, 2026
from current or past cybersecurity threats or cybersecurity incidents that have materially affected or are
reasonably likely to materially affect our business strategy, results of operations, or financial condition. However,
we face ongoing risks from certain cybersecurity threats that, if realized, are reasonably likely to materially affect
our business strategy, results of operations, or financial condition. See the risk factors discussed under the
heading, “Risk Factors — Risks Relating to Our Information Technology, Related Systems and Cybersecurity”
for further information.
Governance
Our Board of Directors recognizes the important roles that information security and mitigating cybersecurity
and other data security threats play in our efforts to protect and maintain the confidentiality and security of
customer, employee and vendor information, as well as non-public information about our Company. Although
the Board as a whole is ultimately responsible for the oversight of our risk management function, the Board has
delegated to its Audit Committee primary responsibility for oversight of risk assessment and risk management,
including risks related to cybersecurity and other technology issues. The Audit Committee also oversees the
Company’s internal control over financial reporting, including with respect to financial reporting-related
information systems. The Chief Financial Officer (CFO) and Chief Accounting Officer (CAO) meet regularly
with the Audit Committee and Board of Directors.
The Audit Committee reviews quarterly our cybersecurity activities, including review of annual external
assessment results, training results, and discussion of cybersecurity risks and resolutions, and is responsible for
elevating significant matters to the Board as events arise. The Audit Committee receives reports from our Chief
Information Officer (CIO) annually regarding our cybersecurity framework, as well as our plans to mitigate
cybersecurity risks and respond to any data breaches.
From a management perspective, our enterprise cybersecurity is overseen by our cybersecurity committee,
which is chaired by our CFO and includes our CAO, CIO, Chief Information Security Officer (CISO), as well as
key members of financial management, information technology and audit.
Our cybersecurity infrastructure is
overseen by our CISO, who reports to our CIO. Our CIO reports to our CFO and has served in various roles in
information technology and information security for over 30 years.
Item 2.
Properties:
The Company’s distribution center and general offices are located in a Company-owned building of
approximately 552,000 square feet located on a 15-acre tract in Charlotte, North Carolina. The Company’s
automated merchandise handling and distribution activities occupy approximately 418,000 square feet of this
building and its general offices and corporate training center are located in the remaining 134,000 square feet. A
building of approximately 24,000 square feet located on a 2-acre tract adjacent to the Company’s existing
location is used for e-commerce storage. The Company also owns approximately 185 acres of land in York
County, South Carolina.
Item 3.
Legal Proceedings:
From time to time, claims are asserted against the Company arising out of operations in the ordinary course
of business. The Company currently is not a party to any pending litigation that it believes is likely to have a
material adverse effect on the Company’s financial position, results of operations or cash flows. See Note 15,
“Commitments and Contingencies,” for more information.
22

Item 3A. Executive Officers of the Registrant:
The executive officers of the Company and their ages as of March 25, 2026 are as follows:
Name
Age
Position
John P. D. Cato . . . . . . . . . . . . . . . . . . .
75
Chairman, President and Chief Executive Officer
Charles D. Knight . . . . . . . . . . . . . . . . .
61
Executive Vice President, Chief Financial Officer
Gordon Smith . . . . . . . . . . . . . . . . . . . .
70
Executive Vice President, Chief Real Estate and
Store Development Officer
John P. D. Cato has been employed as an officer of the Company since 1981 and has been a director of the
Company since 1986. Since January 2004, he has served as Chairman, President and Chief Executive Officer.
From May 1999 to January 2004, he served as President, Vice Chairman of the Board and Chief Executive
Officer. From June 1997 to May 1999, he served as President, Vice Chairman of the Board and Chief Operating
Officer. From August 1996 to June 1997, he served as Vice Chairman of the Board and Chief Operating Officer.
From 1989 to 1996, he managed the Company’s off-price concept, serving as Executive Vice President and as
President and General Manager of the It’s Fashion concept from 1993 to August 1996. Mr. Cato is a former
director of Harris Teeter Supermarkets, Inc., formerly Ruddick Corporation.
Charles D. Knight has been employed as Executive Vice President, Chief Financial Officer by the Company
since January of 2022. From 2018 to 2020, he served in various roles with The Vitamin Shoppe, first as Senior
Vice President, Chief Accounting Officer from 2018 to 2019, and then as Executive Vice President, Chief
Financial Officer from 2019 to 2020. Prior to that, he served in various roles with Toys “R” Us for 28 years,
including as Senior Vice President, Corporate Controller from 2010 to 2018.
Gordon Smith has been employed by the Company since 1989. Since July 2011, he has served as Executive
Vice President, Chief Real Estate and Store Development Officer. From February 2008 until July 2011,
Mr. Smith served as Senior Vice President, Real Estate. From October 1989 to February 2008, Mr. Smith served
as Assistant Vice President, Corporate Real Estate.
Item 4.
Mine Safety Disclosures:
Not applicable.
23

PART II
Item 5.
Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of
Equity Securities:
Market & Dividend Information
The Company’s Class A Common Stock trades on the New York Stock Exchange (“NYSE”) under the symbol
CATO.
As of March 23, 2026, the approximate number of record holders of the Company’s Class A Common Stock
was 5,000 and there were 2 record holders of the Company’s Class B Common Stock.
Stock Performance Graph
The following graph compares the yearly change in the Company’s cumulative total shareholder return on
the Company’s Common Stock (which includes Class A Stock and Class B Stock) for each of the Company’s
last five fiscal years with (i) the Dow Jones U.S. Retailers, Apparel Index and (ii) the Russell 2000 Index.
$200
$150
$50
$0
1/29/2021
1/28/2022
1/27/2023
1/31/2025
2/2/2024
The Cato Corporation
Russell 2000
Dow Jones US Apparel Retailers
The Cato Corporation
Stock Performance Graph
$250
$100
1/30/2026
24

THE CATO CORPORATION
STOCK PERFOMANCE TABLE
(BASE 100 – IN DOLLARS)
LAST TRADING DAY
OF THE FISCAL YEAR
THE CATO
CORPORATION
DOW JONES
U.S. RETAILERS,
APPL INDEX
RUSSELL 2000
INDEX
1/29/2021
100
100
100
1/28/2022
149
111
99
1/27/2023
96
121
95
2/2/2024
71
135
98
1/31/2025
39
173
116
1/30/2026
35
209
135
The graph assumes an initial investment of $100 on January 29, 2021, the last trading day prior to the
commencement of the Company’s 2021 fiscal year, and that all dividends were reinvested.
Issuer Purchases of Equity Securities
The following table summarizes the Company’s purchases of its common stock for the three months ended
January 31, 2026:
Period
Total Number
of Shares
Purchased
Average Price
Paid per Share (1)
Total Number of
Shares Purchased as
Part of Publicly
Announced Plans or
Programs (2)
Maximum Number
(or Approximate Dollar
Value) of Shares that may
yet be Purchased Under
the Plans or Programs (2)
November 2025 . . . . . . . . . . . . . . . .
—
$
—
—
December 2025 . . . . . . . . . . . . . . . .
—
—
—
January 2026 . . . . . . . . . . . . . . . . . .
—
—
—
Total . . . . . . . . . . . . . . . . . . . . . . . .
—
$
—
—
680,740
(1)
Prices include trading costs.
(2)
As of November 1, 2025, the Company’s share repurchase program had 680,740 shares remaining in open
authorizations. During the fourth quarter ended January 31, 2026, the Company did not repurchase or retire
any shares under this program. As of the fourth quarter ended January 31, 2026, the Company had 680,740
shares remaining in open authorizations. There is no specified expiration date for the Company’s repurchase
program.
25

Item 7.
Management’s Discussion and Analysis of Financial Condition and Results of Operations:
Management’s Discussion and Analysis of Financial Condition and Results of Operations is intended to
provide information to assist readers in better understanding and evaluating our financial condition and results of
operations. The following information should be read in conjunction with the Consolidated Financial Statements,
including the accompanying Notes appearing in Part II, Item 8 of this annual report on Form 10-K. This section
of the annual report on Form 10-K generally discusses fiscal 2025 and fiscal 2024 and year-to-year comparisons
between fiscal 2025 and fiscal 2024, as well as certain fiscal 2023 items. Discussions of fiscal 2023 items and
year-to-year comparisons between fiscal 2024 and fiscal 2023 that are not included in this Form 10-K can be
found in “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in Part II,
Item 7 of the Company’s annual report on Form 10-K for the fiscal year ended February 1, 2025.
Recent Developments
Tariff Uncertainties and Pressures
A significant quantity of our products are made in China and Southeast Asia. These products were subject to
reciprocal tariffs throughout fiscal 2025. On February 20, 2026, the Supreme Court struck down these tariffs. The
ruling does not establish a refund process, and significant uncertainty remains regarding how and when any
amounts may be refunded. We are evaluating the ruling and any potential actions available to us. We are unable
to estimate the financial impact, if any, at this time due to uncertainties regarding the process, timing and
amounts of any refunds.
On February 20, 2026, after the Supreme Court ruling, a 10% tariff under Section 122 was enacted for 150
days. On March 11, 2026, the U.S. Trade Representative announced Section 301 investigations into various
countries, including countries where much of our products are manufactured. The extent to which these
Section 301 investigations will result in additional tariffs, and the timing of any potential tariffs, is currently
unknown. Although the tariff amounts are reduced from their levels in the second half of 2025, the current tariff
regime is higher than at the beginning of 2025, which will negatively impact our acquisition costs in the first half
of 2026 and possibly the second half of 2026.
Results of Operations
The table below sets forth certain financial data of the Company expressed as a percentage of retail sales for
the years indicated:
Fiscal Year Ended
January 31, 2026
February 1, 2025
Retail sales . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
100.0%
100.0%
Other revenue . . . . . . . . . . . . . . . . . . . . . . . . . . .
1.1
1.2
Total revenues . . . . . . . . . . . . . . . . . . . . . . . . . .
101.1
101.2
Cost of goods sold . . . . . . . . . . . . . . . . . . . . . . .
66.7
68.0
Selling, general and administrative . . . . . . . . . .
35.0
36.1
Depreciation . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1.5
1.5
Interest and other income . . . . . . . . . . . . . . . . . .
1.0
1.8
Loss before income taxes . . . . . . . . . . . . . . . . . .
(1.2)
(2.5)
Net loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(0.9)%
(2.8)%
Fiscal 2025 Compared to Fiscal 2024
Retail sales increased by 0.7% to $646.8 million in fiscal 2025 compared to $642.1 million in fiscal 2024.
The increase in retail sales in fiscal 2025 was primarily due to a 4.5% increase in same-store sales, partially
offset by closed stores in 2024 and 2025. Same-store sales for the fiscal year 2025 increased primarily due to
higher transactions volume and slightly higher average sales per transaction. Same-store sales includes stores that
26

have been open more than 15 months. Stores that have been relocated or expanded are also included in the same-
store sales calculation after they have been open more than 15 months. In fiscal 2025 and fiscal 2024,
e-commerce sales were less than 5% of total sales and same-store sales. The method of calculating same-store
sales varies across the retail industry. As a result, our same-store sales calculation may not be comparable to
similarly titled measures reported by other companies. Total revenues, comprised of retail sales and other
revenue (principally finance charges and late fees on customer accounts receivable, gift card breakage, shipping
charges for e-commerce purchases and layaway fees), increased by 0.6% to $653.8 million in fiscal 2025
compared to $649.8 million in fiscal 2024. The Company operated 1,069 stores at January 31, 2026 compared to
1,117 stores operated at February 1, 2025.
In fiscal 2025, the Company opened no new stores and closed 48 stores.
Other revenue, a component of total revenues, was $7.0 million in fiscal 2025 compared to $7.7 million in
fiscal 2024.
Credit revenue of $2.7 million represented 0.4% of total revenue in fiscal 2025, relatively flat both in dollars
and percentage compared to fiscal 2024. Credit revenue is comprised of interest earned on the Company’s private
label credit card portfolio and related fee income. Related expenses include principally payroll, postage and other
administrative expenses and totaled $1.7 million in fiscal 2025 compared to $1.6 million in fiscal 2024. Total
credit segment income before taxes was $2.2 million in fiscal 2025, relatively flat in dollars compared to fiscal
2024.
Cost of goods sold was $431.6 million, or 66.7% of retail sales, in fiscal 2025 compared to $436.4 million,
or 68.0% of retail sales, in fiscal 2024. The decrease in cost of goods sold as a percentage of sales resulted
primarily from lower buying, distribution and occupancy costs, partially offset by increased sales of markdown
priced goods. Cost of goods sold includes merchandise costs, net of discounts and allowances, buying costs,
distribution costs, occupancy costs, and freight and inventory shrinkage. Net merchandise costs and in-bound
freight are capitalized as inventory costs. Buying and distribution costs include payroll, payroll-related costs and
operating expenses for the buying departments and distribution center. Occupancy expenses include rent, real
estate taxes, insurance, common area maintenance, utilities and maintenance for stores and distribution facilities.
Total gross margin dollars (retail sales less cost of goods sold and excluding depreciation) increased by 4.7% to
$215.3 million in fiscal 2025 from $205.7 million in fiscal 2024. Gross margin as presented may not be
comparable to that of other companies.
Selling, general and administrative expenses (“SG&A”), which primarily include corporate and store
payroll, related payroll taxes and benefits, insurance, supplies, advertising, bank and credit card processing fees
were $226.4 million in fiscal 2025 compared to $231.5 million in fiscal 2024, a decrease of 2.2%. As a percent of
retail sales, SG&A was 35.0% compared to 36.1% in the prior year. The decrease in SG&A expense in fiscal
2025 was primarily attributable to lower payroll costs and lower closed store and impairment expenses.
Depreciation expense was $10.0 million in fiscal 2025 compared to $9.8 million in fiscal 2024. Depreciation
expense increased slightly from fiscal 2024 due to additional distribution center and information technology
depreciation, partially offset by a decrease in leasehold improvements and fixtures depreciation.
Interest and other income decreased to $6.7 million in fiscal 2025 compared to $11.8 million in fiscal 2024.
The decrease is primarily attributable to gains on the sale of land held for investment and on the disposal of the
Company’s corporate aircraft in 2024.
Income tax benefit was $1.6 million, or 0.2% of retail sales in fiscal 2025 compared to income tax expense
of $1.9 million, or 0.3% of retail sales in fiscal 2024. The effective income tax rate was 21.2% (Benefit) in fiscal
2025 compared to (12.1%) (Expense) in fiscal 2024. The income tax expense decrease was primarily due to a
reduction in foreign income taxes and a larger release of reserves related to expired statute of limitations for
27

uncertain tax positions in fiscal 2025. On July 4, 2025, the One Big Beautiful Bill Act (the “OBBBA”) was
signed into law. The Company considered the impact of the OBBBA in the second quarter of fiscal 2025. The
changes do not have a material impact on the Company’s effective tax rate. The Company continues to monitor
impacts moving forward. See Note 12 to the Consolidated Financial Statements, “Income Taxes,” for further
details.
Off-Balance Sheet Arrangements
Not applicable.
Critical Accounting Policies and Estimates
The Company’s accounting policies are more fully described in Note 1 to the Consolidated Financial
Statements. As disclosed in Note 1 to the Consolidated Financial Statements, the preparation of the Company’s
financial statements in conformity with generally accepted accounting principles in the United States (“GAAP”)
requires management to make estimates and assumptions about future events that affect the amounts reported in
the financial statements and accompanying notes. Future events and their effects cannot be determined with
absolute certainty. Therefore, the determination of estimates requires the exercise of judgment. Actual results
inevitably will differ from those estimates, and such differences may be material to the financial statements. The
most significant accounting estimates inherent in the preparation of the Company’s financial statements include
the calculation of potential asset impairment, income tax valuation allowances, reserves relating to self-insured
health insurance, workers’ compensation, general and auto insurance liabilities, uncertain tax positions, the
allowance for customer credit losses, and inventory shrinkage.
The Company’s critical accounting policies and estimates are discussed with the Audit Committee.
Allowance for Customer Credit Losses
The Company evaluates the collectability of customer accounts receivable and records an allowance for
customer credit losses based on the accounts receivable aging and estimates of actual write-offs. The allowance
is reviewed for adequacy and adjusted, as necessary, on a quarterly basis. The Company also provides for
estimated uncollectible late fees charged based on historical write-offs. The Company’s financial results can be
impacted by changes in customer loss write-off experience and the aging of the accounts receivable portfolio.
Merchandise Inventories
The Company’s inventory is valued using the weighted-average cost method and is stated at the net
realizable value. Physical inventories are conducted throughout the year to calculate actual shrinkage and
inventory on hand. Actual shrinkage results are used to estimate inventory shrinkage, which is accrued for the
period between the last physical inventory and the financial reporting date. The Company regularly reviews its
inventory levels to identify slow moving merchandise and uses markdowns to clear slow moving inventory.
Lease Accounting
The Company determines whether an arrangement is a lease at inception. The Company has operating leases
for stores, offices, warehouse space and equipment. Its leases have remaining lease terms of one year to 10 years,
some of which include options to extend the lease term for up to five years, and some of which include options to
terminate the lease within one year. The Company considers these options in determining the lease term used to
establish its right-of-use assets and lease liabilities. The Company’s lease agreements do not contain any material
residual value guarantees or material restrictive covenants.
28

As most of the Company’s leases do not provide an implicit rate, the Company uses its estimated
incremental borrowing rate based on the information available at commencement date of the lease in determining
the present value of lease payments. See Note 11 to the Consolidated Financial Statements, “Leases,” for further
information.
Impairment of Long-Lived Assets
The Company invests in leaseholds, right-of-use assets and equipment primarily in connection with the
opening and remodeling of stores and in computer software and hardware. The Company periodically reviews its
store locations and estimates the recoverability of its long-lived assets, which primarily relate to Fixtures and
equipment, Leasehold improvements, Right-of-use assets net of Lease liabilities and Information technology
equipment and software. An impairment charge is recorded for the amount by which the carrying value exceeds
the estimated fair value when the Company determines that projected cash flows associated with those long-lived
assets will not be sufficient to recover the carrying value. This determination is based on a number of factors,
including the store’s historical operating results and future projected cash flows, which include contribution
margin projections. The Company assesses the fair value of each lease by considering market rents and any lease
terms that may adjust market rents under certain conditions, such as the loss of an anchor tenant or a leased space
in a shopping center not meeting certain criteria. Further, in determining when to close a store, the Company
considers real estate development in the area and perceived local market conditions, which can be difficult to
predict and may be subject to change.
Insurance Liabilities
The Company is primarily self-insured for healthcare, workers’ compensation and general liability costs.
These costs are significant primarily due to the large number of the Company’s retail locations and associates.
The Company’s self-insurance liabilities are based on the total estimated costs of claims filed and estimates of
claims incurred but not reported, less amounts paid against such claims, and are not discounted. Management
reviews current and historical claims data in developing its estimates. The Company also uses information
provided by outside actuaries with respect to healthcare, workers’ compensation and general liability claims. If
the underlying facts and circumstances of the claims change or the historical experience upon which insurance
provisions are recorded is not indicative of future trends, then the Company may be required to make adjustments
to the provision for insurance costs that could be material to the Company’s reported financial condition and
results of operations. Historically, actual results have not significantly deviated from estimates.
Uncertain Tax Positions
The Company records liabilities for uncertain tax positions primarily related to state income taxes as of the
balance sheet date. These liabilities reflect the Company’s best estimate of its ultimate income tax liability based
on the tax codes, regulations, and pronouncements of the jurisdictions in which we do business. Estimating our
ultimate tax liability involves significant judgments regarding the application of complex tax regulations across
many jurisdictions. Despite the Company’s belief that the estimates and judgments are reasonable, differences
between the estimated and actual tax liabilities can and do exist from time to time. These differences may arise
from settlements of tax audits, expiration of the statute of limitations, and the evolution and application of the
various jurisdictional tax codes and regulations. Any differences will be recorded in the period in which they
become known and could have a material effect on the results of operations in the period the adjustment is
recorded.
Deferred Tax Valuation Allowance
The Company assesses the likelihood that deferred tax assets will be realized in light of the Company’s
current financial performance and projected future financial performance. Based on this assessment, the
Company then determines if a valuation allowance should be recorded. If the Company concludes that it is more
29

likely than not that the Company will not be able to realize its tax deferred assets, a valuation allowance is
recorded for the proportion of the deferred tax asset it determines may not be realized. This evaluation requires
significant judgment and involves the consideration of all available positive and negative evidence, including our
historical operating results, the existence of cumulative losses in recent years, ongoing prudent and feasible tax
planning strategies, and projections of future taxable income.
Liquidity, Capital Resources and Market Risk
The Company believes that its cash, cash equivalents and short-term investments, together with cash flows
from operations and its asset-backed revolving line of credit, will be adequate to fund the Company’s regular
operating requirements, including $64.0 million of lease obligations and planned investments of $7.4 million of
capital expenditures, for the next twelve months from the issuance of this annual report on Form 10-K.
Cash used in operating activities during fiscal 2025 was $1.5 million as compared to $19.7 million used in
fiscal 2024 and $0.5 million provided in fiscal 2023. Cash used in operating activities during 2025 was primarily
attributable to net loss adjusted for depreciation, stock-based compensation and changes in working capital. The
decrease of $18.2 million in cash used for fiscal 2025 compared to fiscal 2024 is primarily due to a lower net loss
and a decrease in merchandise inventory, partially offset by a decrease in accounts payable.
At January 31, 2026, the Company had working capital of $37.4 million compared to $34.9 million and
$55.1 million at February 1, 2025 and February 3, 2024, respectively. The increase in working capital in fiscal
2025 compared to the prior year is primarily due to lower accounts payable, accrued liabilities and current lease
liability, partially offset by lower cash and cash equivalents and merchandise inventory.
The ABL Credit Agreement (“ABL Facility”) of up to $35.0 million is committed through March 2028 and
is secured primarily by inventory and third-party credit card receivables. The proceeds from the ABL Facility
may be used to provide funding for ongoing working capital and general corporate purposes. There were no
borrowings outstanding and the availability under the facility was $30.0 million before giving effect to a
$3.0 million outstanding letter of credit that reduced borrowing availability to $27.0 million as of January 31,
2026. The weighted average interest rate under the credit facility was zero at January 31, 2026 due to no
outstanding borrowings.
Expenditures for property and equipment totaled $3.8 million, $7.9 million and $12.5 million in fiscal 2025,
2024 and 2023, respectively. The decrease in expenditures for fiscal 2025 was primarily due to finishing projects
related to investments in the distribution center and information technology.
Net cash used in investing activities totaled $1.3 million for fiscal 2025 compared to $29.0 million provided
in fiscal 2024 and $19.8 million provided in fiscal 2023. In fiscal 2025, the decrease in cash provided was
primarily attributable to lower sales of other assets and short-term investments, partially offset by a decrease in
expenditures for property and equipment and purchases of short-term investments.
Net cash used in financing activities totaled $0.9 million in fiscal 2025 compared to net cash used of
$14.1 million for fiscal 2024 and $16.1 million for fiscal 2023. The decrease in cash used during fiscal 2025 was
primarily due to the elimination of dividend payments and a decrease in share repurchases.
The Company does not use derivative financial instruments.
See Note 4 to the Consolidated Financial Statements, “Fair Value Measurements,” for information regarding
the Company’s financial assets that are measured at fair value.
The Company’s investment portfolio was primarily invested in corporate bonds and taxable governmental debt
securities held in managed accounts with underlying ratings of A or better at January 31, 2026. The corporate
30

bonds have contractual maturities which range from 14 days to 2.6 years. The U.S. Treasury notes have a
contractual maturity of 15 days.
Level 2 investment securities at January 31, 2026 primarily include corporate bonds for which quoted prices
may not be available on active exchanges for identical instruments. Their fair value is principally based on
market values determined by management with the assistance of a third-party pricing service. Since quoted prices
in active markets for identical assets are not available, these prices are determined by the pricing service using
observable market information such as quotes from less active markets and/or quoted prices of securities with
similar characteristics, among other factors.
Deferred compensation plan assets consist primarily of life insurance policies. These life insurance policies
are valued based on the cash surrender value of the insurance contract, which is determined based on such factors
as the fair value of the underlying assets and discounted cash flow and are therefore classified within Level 3 of
the valuation hierarchy. The Level 3 liability associated with the life insurance policies represents a deferred
compensation obligation, the value of which is tracked via underlying insurance funds’ net asset values, as
recorded in Other noncurrent liabilities in the Consolidated Balance Sheets. These funds are designed to mirror
the return of existing mutual funds and money market funds that are observable and actively traded.
Contractual Obligations
Contractual obligations for future payments at January 31, 2026 relate primarily to operating lease
commitments
for
store
leases.
Operating
leases
represent
minimum
required
lease
payments
under
non-cancellable lease terms. Most store leases also require payment of related operating expenses such as taxes,
utilities, insurance and maintenance, which are not included in our estimated lease obligations. See Note 11 to the
Consolidated Financial Statements, “Leases”, for the maturities of our operating lease obligations.
Recent Accounting Pronouncements
See
Note
1
to
the
Consolidated
Financial
Statements,
“Summary
of
Significant
Accounting
Policies—Recently Adopted Accounting Policies” and “—Recently Issued Accounting Pronouncements.”
Item 7A. Quantitative and Qualitative Disclosures About Market Risk:
The Company is subject to market rate risk from exposure to changes in interest rates based on its financing,
investing and cash management activities, but the Company does not believe such exposure is material.
31

Item 8.
Financial Statements and Supplementary Data:
INDEX TO FINANCIAL STATEMENTS AND SCHEDULE
Page
Report of Independent Registered Public Accounting Firm (PCAOB ID 238) . . . . . . . . . . . . . . . . . . . . . . . .
33
Consolidated Statements of Income (Loss) and Comprehensive Income (Loss) for the fiscal years ended
January 31, 2026, February 1, 2025 and February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
36
Consolidated Balance Sheets at January 31, 2026 and February 1, 2025 . . . . . . . . . . . . . . . . . . . . . . . . . . . .
37
Consolidated Statements of Cash Flows for the fiscal years ended January 31, 2026, February 1, 2025 and
February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
38
Consolidated Statements of Stockholders’ Equity for the fiscal years ended January 31, 2026,
February 1, 2025 and February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
39
Notes to Consolidated Financial Statements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
40
Schedule II — Valuation and Qualifying Accounts for the fiscal years ended January 31, 2026, February 1,
2025 and February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
87
32

Report of Independent Registered Public Accounting Firm
To the Board of Directors and Stockholders of The Cato Corporation
Opinions on the Financial Statements and Internal Control over Financial Reporting
We have audited the accompanying consolidated balance sheets of The Cato Corporation and its subsidiaries (the
“Company”) as of January 31, 2026 and February 1, 2025, and the related consolidated statements of income
(loss) and comprehensive income (loss), of stockholders’ equity and of cash flows for each of the three years in
the period ended January 31, 2026, including the related notes and financial statement schedule listed in the
accompanying index (collectively referred to as the “consolidated financial statements”). We also have audited
the Company’s internal control over financial reporting as of January 31, 2026, based on criteria established in
Internal Control — Integrated Framework (2013) issued by the Committee of Sponsoring Organizations of the
Treadway Commission (COSO).
In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the
financial position of the Company as of January 31, 2026 and February 1, 2025, and the results of its operations
and its cash flows for each of the three years in the period ended January 31, 2026 in conformity with accounting
principles generally accepted in the United States of America. Also in our opinion, the Company maintained, in
all material respects, effective internal control over financial reporting as of January 31, 2026, based on criteria
established in Internal Control — Integrated Framework (2013) issued by the COSO.
Basis for Opinions
The Company’s management is responsible for these consolidated financial statements, for maintaining effective
internal control over financial reporting, and for its assessment of the effectiveness of internal control over
financial reporting, included in Management’s Report on Internal Control Over Financial Reporting appearing
under Item 9A. Our responsibility is to express opinions on the Company’s consolidated financial statements and
on the Company’s internal control over financial reporting based on our audits. We are a public accounting firm
registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to
be independent with respect to the Company in accordance with the U.S. federal securities laws and the
applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan
and perform the audits to obtain reasonable assurance about whether the consolidated financial statements are
free of material misstatement, whether due to error or fraud, and whether effective internal control over financial
reporting was maintained in all material respects.
Our audits of the consolidated financial statements included performing procedures to assess the risks of material
misstatement of the consolidated financial statements, whether due to error or fraud, and performing procedures
that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts
and disclosures in the consolidated financial statements. Our audits also included evaluating the accounting
principles used and significant estimates made by management, as well as evaluating the overall presentation of
the consolidated financial statements. Our audit of internal control over financial reporting included obtaining an
understanding of internal control over financial reporting, assessing the risk that a material weakness exists, and
testing and evaluating the design and operating effectiveness of internal control based on the assessed risk. Our
audits also included performing such other procedures as we considered necessary in the circumstances. We
believe that our audits provide a reasonable basis for our opinions.
Definition and Limitations of Internal Control over Financial Reporting
A company’s internal control over financial reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A company’s internal control over financial reporting
33

includes those policies and procedures that (i) pertain to the maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and dispositions of the assets of the company; (ii) provide reasonable
assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance
with generally accepted accounting principles, and that receipts and expenditures of the company are being made
only in accordance with authorizations of management and directors of the company; and (iii) provide reasonable
assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the
company’s assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
Critical Audit Matters
The critical audit matter communicated below is a matter arising from the current period audit of the
consolidated financial statements that was communicated or required to be communicated to the audit committee
and that (i) relates to accounts or disclosures that are material to the consolidated financial statements and
(ii) involved our especially challenging, subjective, or complex judgments. The communication of critical audit
matters does not alter in any way our opinion on the consolidated financial statements, taken as a whole, and we
are not, by communicating the critical audit matter below, providing a separate opinion on the critical audit
matter or on the accounts or disclosures to which it relates.
Impairment of Long-Lived Assets — Store Location Asset Groupings
As described in Notes 1 and 6 to the consolidated financial statements, the Company’s consolidated property and
equipment, net balance was $53.7 million, of which the store locations were a portion, and consolidated
operating lease right-of-use assets, net balance was $153.9 million as of January 31, 2026. The Company invests
in leaseholds, right-of-use assets and equipment, primarily in connection with the opening and remodeling of
stores, and in computer software and hardware. The Company periodically reviews its store locations and
estimates the recoverability of its long-lived assets, which primarily relate to fixtures and equipment, leasehold
improvements, right-of-use assets net of lease liabilities, and information technology equipment and software. An
impairment charge is recorded for the amount by which the carrying value exceeds the estimated fair value when
management determines that projected cash flows associated with those long-lived assets will not be sufficient to
recover the carrying value. This determination is based on a number of factors, including the store’s historical
operating results and future projected cash flows, which include contribution margin projections. The Company
assesses the fair value of each lease by considering market rents and any lease terms that may adjust market rents
under certain conditions such as the loss of an anchor tenant or a leased space in a shopping center not meeting
certain criteria. An impairment charge for store assets of $0.2 million was recorded during the year ended
January 31, 2026.
The principal considerations for our determination that performing procedures relating to impairment of long-
lived assets — store location asset groupings is a critical audit matter are (i) the significant judgment by
management when determining the fair value measurement of the store location asset groupings, which led to
(ii) a high degree of auditor judgment, subjectivity, and effort in performing procedures and evaluating
management’s projected cash flow assumptions related to contribution margin projections.
Addressing the matter involved performing procedures and evaluating audit evidence in connection with forming
our overall opinion on the consolidated financial statements. These procedures included testing the effectiveness
of controls relating to management’s long-lived assets — store location recoverability test and determination of
the fair value of the asset groupings. These procedures also included, among others, (i) testing the completeness
and accuracy of underlying data used in the projected cash flows and store location asset groupings,
34

(ii) evaluating the reasonableness of management’s assumptions related to contribution margin projections by
considering current and historical performance of the store location asset groupings and whether the assumptions
were consistent with evidence obtained in other areas of the audit, (iii) evaluating the appropriateness of the
projected cash flow model, and (iv) evaluating management’s assessment of the fair value of the leased assets
included in the store location asset groupings.
/s/ PricewaterhouseCoopers LLP
Charlotte, North Carolina
March 25, 2026
We have served as the Company’s auditor since 2003.
35

THE CATO CORPORATION
CONSOLIDATED STATEMENTS OF INCOME (LOSS) AND
COMPREHENSIVE INCOME (LOSS)
Fiscal Year Ended
January 31,
2026
February 1,
2025
February 3,
2024
(Dollars in thousands, except per share
data)
REVENUES
Retail sales . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$646,830
$642,140
$ 700,318
Other revenue (principally finance charges, late fees and layaway
charges) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6,982
7,666
7,741
Total revenues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
653,812
649,806
708,059
COSTS AND EXPENSES, NET
Cost of goods sold (exclusive of depreciation shown below) . . . . . . . . .
431,551
436,440
464,313
Selling, general and administrative (exclusive of depreciation shown
below) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
226,347
231,430
252,742
Depreciation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9,986
9,817
9,871
Interest expense . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
115
59
35
Interest and other income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(6,687)
(11,827)
(5,101)
Costs and expenses, net . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
661,312
665,919
721,860
Loss before income taxes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(7,500)
(16,113)
(13,801)
Income tax (benefit) expense . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(1,591)
1,944
10,140
Net loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ (5,909)
$ (18,057) $ (23,941)
Basic earnings (loss) per share . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$
(0.31)
$
(0.97)
$
(1.17)
Diluted earnings (loss) per share . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$
(0.31)
$
(0.97)
$
(1.17)
Dividends per share . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$
—
$
0.51
$
0.68
Comprehensive income (loss):
Net loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ (5,909)
$ (18,057) $ (23,941)
Net unrealized gain (loss) on available-for-sale securities for fiscal years
2025, 2024, and 2023, respectively . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
121
(242)
1,633
Comprehensive loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ (5,788)
$ (18,299) $(22,308)
See notes to consolidated financial statements.
36

THE CATO CORPORATION
CONSOLIDATED BALANCE SHEETS
January 31,
2026
February 1,
2025
(Dollars in thousands,
except share and per
share data)
ASSETS
Current Assets:
Cash and cash equivalents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 16,788
$ 20,279
Short-term investments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
56,859
57,423
Restricted cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2,675
2,799
Accounts receivable, net of allowance for customer credit losses of $682 at January 31,
2026 and $581 at February 1, 2025 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
25,462
24,540
Merchandise inventories . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
83,696
110,739
Prepaid expenses and other current assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7,787
7,406
Total Current Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
193,267
223,186
Property and equipment — net . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
53,748
60,326
Other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
20,471
19,979
Right-of-Use assets — net . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
153,933
148,870
Total Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$421,419
$452,361
LIABILITIES AND STOCKHOLDERS’ EQUITY
Current Liabilities:
Accounts payable . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 64,958
$ 88,641
Accrued expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
37,101
41,717
Accrued bonus and benefits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
326
326
Current lease liability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
53,507
57,555
Total Current Liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
155,892
188,239
Other noncurrent liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
11,272
13,485
Lease liability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
96,941
88,341
Commitments and contingencies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
Stockholders’ Equity:
Preferred stock, $100 par value per share, 100,000 shares authorized, none issued . . . . . .
—
—
Class A common stock, $0.033 par value per share, 50,000,000 shares authorized;
17,976,854 and 18,313,929 shares issued at January 31, 2026 and February 1, 2025,
respectively . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
608
619
Convertible Class B common stock, $0.033 par value per share, 15,000,000 shares
authorized; 1,763,652 shares issued at January 31, 2026 and February 1, 2025 . . . . . . .
59
59
Additional paid-in capital . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
131,347
129,530
Retained earnings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
25,026
31,935
Accumulated other comprehensive income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
274
153
Total Stockholders’ Equity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
157,314
162,296
Total Liabilities and Stockholders’ Equity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$421,419
$452,361
See notes to consolidated financial statements.
37

THE CATO CORPORATION
CONSOLIDATED STATEMENTS OF CASH FLOWS
Fiscal Year Ended
January 31,
2026
February 1,
2025
February 3,
2024
(Dollars in thousands)
Operating Activities:
Net loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ (5,909)
$(18,057) $(23,941)
Adjustments to reconcile net loss to net cash (used in) provided by operating
activities:
Depreciation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9,986
9,817
9,871
Provision for customer credit losses . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
856
654
554
Purchase premium and premium amortization of investments . . . . . . . . .
(908)
(1,131)
(711)
(Gain) Loss on sale of assets held for investment . . . . . . . . . . . . . . . . . . .
(37)
(5,343)
8
Share based compensation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,672
2,283
4,170
Deferred income taxes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
8,724
(Gain) loss on disposal of property and equipment . . . . . . . . . . . . . . . . . .
(668)
192
84
Impairment of assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
202
786
1,811
Changes in operating assets and liabilities which provided (used) cash:
Accounts receivable . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(1,412)
1,357
(608)
Merchandise inventories . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
27,043
(12,136)
13,453
Prepaid and other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(1,237)
(212)
(216)
Operating lease right-of-use assets and liabilities . . . . . . . . . . . . . . .
(511)
(1,410)
(2,056)
Accrued income taxes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
(613)
Accounts payable, accrued expenses and other liabilities . . . . . . . . .
(30,538)
3,455
(10,053)
Net cash (used in) provided by operating activities . . . . . . . . . . . . . . . . . . . . .
(1,461)
(19,745)
477
Investing Activities:
Expenditures for property and equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(3,763)
(7,872)
(12,532)
Purchase of short-term investments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(25,446)
(39,612)
(48,055)
Sales of short-term investments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
27,039
62,782
80,371
Sales of other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
867
13,667
(8)
Net cash (used in) provided by investing activities . . . . . . . . . . . . . . . . . . . . . .
(1,303)
28,965
19,776
Financing Activities:
Dividends paid . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
(10,516)
(13,954)
Repurchase of common stock . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(995)
(3,877)
(2,562)
Proceeds from employee stock purchase plan . . . . . . . . . . . . . . . . . . . . . . . . . .
144
338
384
Net cash used in financing activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(851)
(14,055)
(16,132)
Net (decrease) increase in cash, cash equivalents, and restricted cash . . . . . . .
(3,615)
(4,835)
4,121
Cash, cash equivalents, and restricted cash at beginning of period . . . . . . . . . .
23,078
27,913
23,792
Cash, cash equivalents, and restricted cash at end of period . . . . . . . . . . . . . . .
$ 19,463
$ 23,078
$ 27,913
Non-cash activity:
Accrued property and equipment expenditures . . . . . . . . . . . . . . . . . . . . . . . . .
$
337
$
329
$
942
Accrued treasury stock . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
27
—
Life insurance receivable . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
372
—
—
See notes to consolidated financial statements.
38

THE CATO CORPORATION
CONSOLIDATED STATEMENTS OF STOCKHOLDERS’ EQUITY
Common
Stock
Additional
Paid-In
Capital
Retained
Earnings
Accumulated
Other
Comprehensive
Income
Total
Stockholders’
Equity
(Dollars in thousands, except per share data)
Balance — January 28, 2023 . . . . . . . . . . . . . . .
$691
$122,431
$104,709
$(1,238)
$226,593
Comprehensive income:
Net loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
(23,941)
—
(23,941)
Unrealized gain on available-for-sale
securities, net of deferred income tax
expense of $489 . . . . . . . . . . . . . . . . . . . .
—
—
—
1,633
1,633
Dividends paid ($0.68 per share) . . . . . . . . . . . . .
—
—
(13,954)
—
(13,954)
Class A common stock sold through employee
stock purchase plan . . . . . . . . . . . . . . . . . . . . . .
2
445
—
—
447
Share-based compensation expense . . . . . . . . . . .
10
4,077
18
—
4,105
Repurchase and retirement of treasury shares . . .
(9)
—
(2,553)
—
(2,562)
Balance — February 3, 2024 . . . . . . . . . . . . . . .
$694
$126,953
$ 64,279
$
395
$192,321
Comprehensive income:
Net loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
(18,057)
—
(18,057)
Unrealized loss on available-for-sale
securities, net of deferred income tax of
$0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
—
(242)
(242)
Dividends paid ($0.51 per share) . . . . . . . . . . . . .
—
—
(10,516)
—
(10,516)
Class A common stock sold through employee
stock purchase plan . . . . . . . . . . . . . . . . . . . . . .
2
395
—
—
397
Share-based compensation expense . . . . . . . . . . .
12
2,182
76
—
2,270
Repurchase and retirement of treasury shares . . .
(30)
—
(3,847)
—
(3,877)
Balance — February 1, 2025 . . . . . . . . . . . . . . .
$678
$129,530
$ 31,935
$
153
$162,296
Comprehensive income:
Net loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
(5,909)
—
(5,909)
Unrealized gain on available-for-sale
securities, net of deferred income tax of
$0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
—
121
121
Class A common stock sold through employee
stock purchase plan . . . . . . . . . . . . . . . . . . . . . .
2
168
—
—
170
Share-based compensation expense . . . . . . . . . . .
(2)
1,649
—
—
1,647
Repurchase and retirement of treasury shares . . .
(11)
—
(984)
—
(995)
Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
(16)
—
(16)
Balance — January 31, 2026 . . . . . . . . . . . . . . .
$667
$131,347
$ 25,026
$
274
$157,314
See notes to consolidated financial statements.
39

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
1.
Summary of Significant Accounting Policies:
Principles of Consolidation: The Consolidated Financial Statements include the accounts of The Cato
Corporation and its wholly-owned subsidiaries (the “Company”). All significant intercompany accounts and
transactions have been eliminated.
Description of Business and Fiscal Year: The Company has two reportable segments — the operation of a
fashion specialty stores segment (“Retail Segment”) and a credit card segment (“Credit Segment”). The fashion
specialty stores operate under the names “Cato,” “Cato Fashions,” “Cato Plus,” “It’s Fashion,” “It’s Fashion
Metro,” “Versona” and “Cache,” including e-commerce websites. The stores are located primarily in strip
shopping centers principally in the southeastern United States. The Company’s fiscal year ends on the Saturday
nearest January 31 of the subsequent year. Fiscal year 2025 and 2024 are 52-week years and 2023 is a 53-week
year.
Use of Estimates: The preparation of the Company’s financial statements in conformity with accounting
principles generally accepted in the United States (“GAAP”) requires management to make estimates and
assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and
liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the
reporting period. Actual results could differ from those estimates. Significant accounting estimates reflected in
the Company’s financial statements include the calculation of potential asset impairment, income tax valuation
allowances, reserves relating to self-insured health insurance, workers’ compensation, general and auto insurance
liabilities, uncertain tax positions, the allowance for customer credit losses, and inventory shrinkage.
Cash and Cash Equivalents: Cash and cash equivalents consist of highly liquid investments with original
maturities of three months or less.
Short-Term Investments: Investments with original maturities beyond three months are classified as short-
term investments. See Note 3 for the Company’s estimated fair value of, and other information regarding, its
short-term investments. The Company’s short-term investments are all classified as available-for-sale. As they
are available for current operations, they are classified on the Consolidated Balance Sheets as Current Assets.
Available-for-sale securities are carried at fair value, with unrealized gains and temporary losses, net of income
taxes, reported as a component of Accumulated other comprehensive income. Other than temporary declines in
the fair value of investments are recorded as a reduction in the cost of the investments in the accompanying
Consolidated Balance Sheets and a reduction of Interest and other income in the accompanying Consolidated
Statements of Income (Loss) and Comprehensive Income (Loss). The cost of debt securities is adjusted for
amortization of premiums and accretion of discounts to maturity. The amortization of premiums, accretion of
discounts and realized gains and losses are included in Interest and other income.
Restricted Cash: The Company had $2.7 million and $2.8 million in escrow at January 31, 2026 and
February 1, 2025, respectively, as security and collateral for administration of the Company’s self-insured
workers’ compensation and general liability coverage, which is reported as Restricted cash on the Consolidated
Balance Sheets.
40

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
Supplemental Cash Flow Information: Income tax payments, net of refunds received, for the fiscal years
ended January 31, 2026, February 1, 2025, and February 3, 2024 are detailed in the table below:
Fiscal Year Ended
January 31,
2026
February 1,
2025
February 3,
2024
(Dollars in thousands)
Federal taxes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$(314)
$ (860)
$
(1)
State taxes
Kentucky . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
34
54
27
North Carolina . . . . . . . . . . . . . . . . . . . . . . . . . . .
(174)
174
462
South Carolina . . . . . . . . . . . . . . . . . . . . . . . . . . .
116
366
207
Tennessee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
160
209
74
Texas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
268
260
261
Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
81
82
230
Foreign taxes
Hong Kong . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
709
1,529
2,816
Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
38
60
44
Total income taxes paid . . . . . . . . . . . . . . . . . . . . . . .
$ 918
$1,874
$4,120
Inventories: Merchandise inventories are stated at the net realizable value as determined by the weighted-
average cost method.
Property and Equipment: Property and equipment are recorded at cost, including land. Maintenance and
repairs are expensed to operations as incurred; renewals and betterments are capitalized. Depreciation is
determined on the straight-line method over the estimated useful lives of the related assets excluding leasehold
improvements. Leasehold improvements are amortized over the shorter of the estimated useful life or lease term.
For leases with renewal periods at the Company’s option, the Company generally uses the original lease term
plus reasonably assured renewal option periods (generally one five-year option period) to determine estimated
useful lives. Typical estimated useful lives are as follows:
Classification
Estimated
Useful Lives
Land improvements . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
10 years
Buildings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
30-40 years
Leasehold improvements . . . . . . . . . . . . . . . . . . . . . . . . .
5-10 years
Fixtures and equipment . . . . . . . . . . . . . . . . . . . . . . . . . .
3-10 years
Information technology equipment and software . . . . . . .
3-10 years
Impairment of Long-Lived Assets: The Company invests in leaseholds, right-of-use assets and equipment
primarily in connection with the opening and remodeling of stores and in computer software and hardware. The
Company periodically reviews its store locations and estimates the recoverability of its long-lived assets, which
primarily relate to Fixtures and equipment, Leasehold improvements, Right-of-use assets net of Lease liabilities
and Information technology equipment and software. An impairment charge is recorded for the amount by which
the carrying value exceeds the estimated fair value when the Company determines that undiscounted projected
cash flows associated with those long-lived assets will not be sufficient to recover the carrying value. This
determination is based on a number of factors, including each store’s historical operating results and future
41

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
projected cash flows, which include contribution margin projections. The Company assesses the fair value of
each lease by considering market rents and any lease terms that may adjust market rents under certain conditions,
such as the loss of an anchor tenant or a leased space in a shopping center not meeting certain criteria. Further, in
determining when to close a store, the Company considers real estate development in the area and perceived local
market conditions, which can be difficult to predict and may be subject to change. Asset impairment charges of
$202,000, $786,000 and $1,811,000 were incurred in fiscal 2025, fiscal 2024 and fiscal 2023, respectively.
Other Assets: Other assets are comprised of long-term assets, primarily insurance contracts related to
deferred compensation assets and land held for investment purposes.
Balance as of
January 31,
2026
February 1,
2025
(Dollars in thousands)
Other Assets
Deferred Compensation Investments . . . . . . . . . . .
$ 9,693
$ 9,301
Land Held for Investment . . . . . . . . . . . . . . . . . . . .
8,679
8,679
Miscellaneous Investments . . . . . . . . . . . . . . . . . . .
1,139
1,139
Other Deposits . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
696
596
Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
264
264
Total Other Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$20,471
$19,979
Leases: The Company leases all of its retail stores. Most lease agreements contain construction allowances
and rent escalations. For purposes of recognizing incentives and minimum rental expenses on a straight-line basis
over the terms of the leases, including renewal periods considered reasonably assured, the Company begins
amortization as of the initial possession date, which is when the Company enters the space and begins to make
improvements in preparation for intended use.
Revenue Recognition: The Company recognizes sales at the point of purchase when the customer takes
possession of the merchandise and pays for the purchase, generally with cash or credit. Sales from purchases
made with Cato credit, gift cards and layaway sales from stores are also recorded when the customer takes
possession of the merchandise. E-commerce sales are recorded when the risk of loss is transferred to the
customer. Gift cards are recorded as deferred revenue until they are redeemed or forfeited. Gift cards do not have
expiration dates. Layaway sales are recorded as deferred revenue until the customer takes possession or forfeits
the merchandise. A provision is made for estimated merchandise returns based on sales volumes and the
Company’s experience; actual returns have not varied materially from historical amounts. A provision is made
for estimated write-offs associated with sales made with the Company’s proprietary credit card. In addition, a
provision is made for estimated rewards cards issued to customers based on their purchases with the Company’s
propriety credit card. The rewards cards issued by the Company have a 90-day expiration. Amounts related to
shipping and handling billed to customers in a sales transaction are classified as Other revenue and the costs
related to shipping product to customers (billed and accrued) are classified as Cost of goods sold.
In accordance with ASU 2014-09, Revenue from Contracts with Customers (Topic 606) (“Topic 606”), in
fiscal 2025, 2024 and 2023, the Company recognized $1,034,000, $1,448,000 and $1,116,000, respectively, of
income on unredeemed gift cards (“gift card breakage”) as a component of Other Revenue on the Consolidated
Statements of Income (Loss) and Comprehensive Income (Loss). Under Topic 606, the Company recognizes gift
card breakage using an expected breakage percentage based on historical redeemed gift cards. See Note 2 for
further information on miscellaneous income.
42

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
The Company offers its own proprietary credit card to customers. All credit activity is performed by the
Company’s wholly-owned subsidiaries. None of the credit card receivables are secured. The Company estimated
customer credit losses of $856,000 and $654,000 for the twelve months ended January 31, 2026 and February 1,
2025, respectively, on sales purchased using the Company’s proprietary credit card of $21.4 million and
$21.8 million for the twelve months ended January 31, 2026 and February 1, 2025, respectively.
The following table provides information about receivables and contract liabilities from contracts with
customers (in thousands):
Balance as of
January 31,
2026
February 1,
2025
Proprietary Credit Card Receivables, net . . . . . . . . . . . . .
$10,711
$10,848
Gift Card Liability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 7,475
$ 7,541
Cost of Goods Sold: Cost of goods sold includes merchandise costs, net of discounts and allowances,
buying costs, distribution costs, occupancy costs, freight, and inventory shrinkage. Net merchandise costs and
in-bound freight are capitalized as inventory costs. Buying and distribution costs include payroll, payroll-related
costs and operating expenses for the Company’s buying departments and distribution center. Occupancy
expenses include rent, real estate taxes, insurance, common area maintenance, utilities and maintenance for stores
and distribution facilities. Buying, distribution, occupancy and internal transfer costs are treated as period costs
and are not capitalized as part of inventory. The direct costs associated with shipping goods to customers are
recorded as a component of Cost of goods sold.
Advertising: Advertising costs are expensed in the period in which they are incurred. Advertising expense
was approximately $4,908,000, $4,686,000 and $6,277,000 for the fiscal years ended January 31, 2026,
February 1, 2025 and February 3, 2024, respectively.
Stock Repurchase Program: For the fiscal year ended January 31, 2026, the Company had 680,740 shares
remaining in open authorizations. There is no specified expiration date for the Company’s repurchase program.
Share repurchases are recorded in Retained earnings, net of par value.
Earnings (Loss) Per Share: ASC 260 – Earnings Per Share requires dual presentation of basic EPS and
diluted EPS on the face of all income statements for all entities with complex capital structures. The Company
has presented one basic EPS and one diluted EPS amount for all common shares in the accompanying
Consolidated Statements of Income (Loss) and Comprehensive Income (Loss). While the Company’s certificate
of incorporation provides the right for the Board of Directors to declare dividends on Class A shares without
declaration of commensurate dividends on Class B shares, the Company has historically paid the same dividends
to both Class A and Class B shareholders and the Board of Directors has resolved to continue this practice.
Accordingly, the Company’s allocation of income for purposes of EPS computation is the same for Class A and
Class B shares and the EPS amounts reported herein are applicable to both Class A and Class B shares.
Basic EPS is computed as net earnings (loss) less earnings allocated to non-vested equity awards divided by
the weighted average number of common shares outstanding for the period. Diluted EPS reflects the potential
dilution that could occur from common shares issuable through stock options and the Employee Stock Purchase
Plan.
43

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
The following table reflects the basic and diluted EPS calculations for the fiscal years ended January 31,
2026, February 1, 2025 and February 3, 2024:
Fiscal Year Ended
January 31,
2026
February 1,
2025
February 3,
2024
(Dollars in thousands)
Numerator
Net earnings (loss) . . . . . . . . . . . . . . . . .
$
(5,909)
$
(18,057)
$
(23,941)
(Earnings) loss allocated to non-vested
equity awards . . . . . . . . . . . . . . . . . . .
—
(548)
1,347
Net earnings (loss) available to
common stockholders . . . . . . . . . . . .
$
(5,909)
$
(18,605)
$
(22,594)
Denominator
Basic weighted average common shares
outstanding . . . . . . . . . . . . . . . . . . . .
18,786,674
19,249,081
19,389,907
Diluted weighted average common
shares outstanding . . . . . . . . . . . . . . .
18,786,674
19,249,081
19,389,907
Net income (loss) per common share
Basic earnings (loss) per share . . . . . . .
$
(0.31)
$
(0.97)
$
(1.17)
Diluted earnings (loss) per share . . . . . .
$
(0.31)
$
(0.97)
$
(1.17)
Unvested restricted stock excluded from the calculation of diluted EPS for the fiscal years ended January 31,
2026, February 1, 2025, and February 3, 2024 were 974,000, 1,200,000, and 1,100,000, respectively, because the
effect of including them in the calculation of diluted EPS would have been antidilutive.
Vendor Allowances: The Company receives certain allowances from vendors primarily related to purchase
discounts and markdown and damage allowances. All allowances are reflected in Cost of goods sold as earned
when the related products are sold. Cash consideration received from a vendor is presumed to be a reduction of
the purchase cost of merchandise and is reflected as a reduction of inventory. The Company does not receive
cooperative advertising allowances.
Income Taxes: The Company files a consolidated federal income tax return. Income taxes are provided
based on the asset and liability method of accounting, whereby deferred income taxes are provided for temporary
differences between the financial reporting basis and the tax basis of the Company’s assets and liabilities.
Unrecognized tax benefits for uncertain tax positions are established in accordance with ASC 740 – Income
Taxes (“ASC 740”) when, despite the fact that the tax return positions are supportable, the Company believes
these positions may be challenged and the results are uncertain. The Company adjusts these liabilities in light of
changing facts and circumstances. Potential accrued interest and penalties related to unrecognized tax benefits
within operations are recognized as a component of Income before income taxes.
The Tax Cuts and Jobs Act implemented a new minimum tax on global intangible low-taxed income
(“GILTI”). The Company has elected to account for GILTI tax in the period in which it is incurred, which is
included as a component of its current year provision for income taxes.
44

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
Deferred Tax Valuation Allowance: The Company assesses the likelihood that deferred tax assets will be
realized in light of the Company’s current financial performance and projected future financial performance.
Based on this assessment, the Company then determines if a valuation allowance should be recorded. If the
Company concludes that it is more likely than not that the Company will not be able to realize its tax deferred
assets, a valuation allowance is recorded for the proportion of the deferred tax asset it determines may not be
realized.
Store Opening Costs: Costs relating to the opening of new stores or the relocating or expanding of existing
stores are expensed as incurred. A portion of construction, design, and site selection costs are capitalized to new,
relocated and remodeled stores.
Insurance: The Company is self-insured with respect to employee health care, workers’ compensation and
general liability. The Company’s self-insurance liabilities are based on the total estimated cost of claims filed and
estimates of claims incurred but not reported, less amounts paid against such claims, and are not discounted.
Management reviews current and historical claims data in developing its estimates. The Company has stop-loss
insurance coverage for individual claims in excess of $375,000 for employee healthcare, $350,000 for workers’
compensation and $250,000 for general liability.
Fair Value of Financial Instruments: The Company’s carrying values of financial instruments, such as
cash and cash equivalents, short-term investments, and restricted cash, approximate their fair values due to their
short terms to maturity and/or their variable interest rates.
Stock Based Compensation: The Company records compensation expense associated with restricted stock
and other forms of equity compensation in accordance with ASC 718—Compensation – Stock Compensation.
Compensation cost associated with stock awards recognized in all years presented includes: 1) amortization
related to the remaining unvested portion of all stock awards based on the grant date fair value and 2)
adjustments for the effects of actual forfeitures versus initial estimated forfeitures.
Recently Adopted Accounting Pronouncements: In December 2023, the FASB issued ASU 2023-09,
“Income Taxes (Topic 740): Improvements to Income Tax Disclosures,” which modifies the requirements on
income tax disclosures to require disaggregated information about a reporting entity’s effective tax rate
reconciliation, as well as information on income taxes paid. The Company adopted the standard on a
retrospective basis effective for its annual period ended January 31, 2026. See Note 12, “Income Taxes.”
Recently Issued Accounting Pronouncements: In November 2024, the FASB issued ASU 2024-03,
“Income Statement – Reporting Comprehensive Income – Expense Disaggregation Disclosures (Subtopic
220-40): Disaggregation of Income Statement Expenses,” which requires public entities to disclose, on an annual
and interim basis, disaggregated information in the footnotes about specified information related to certain costs
and expenses. This guidance is effective for annual periods beginning after December 15, 2026, and interim
periods beginning after December 15, 2027, with early adoption permitted. The Company is currently in the
process of evaluating the potential impact of adoption of this new guidance on its consolidated financial
statements and related disclosures.
The Company has reviewed all other recently issued accounting pronouncements and believes none will
have a material impact on the Company’s financial statements.
45

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
2.
Interest and Other Income:
The components of Interest and other income are shown below (in thousands):
Fiscal Year Ended
January 31,
2026
February 1,
2025
February 3,
2024
Dividend income . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$
(57)
$
(75)
$
(78)
Interest income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(4,002)
(5,019)
(3,919)
Miscellaneous income . . . . . . . . . . . . . . . . . . . . . . . . .
(1,779)
(1,389)
(1,079)
Net gain on investment sales . . . . . . . . . . . . . . . . . . . .
(849)
(5,344)
(25)
Interest and other income . . . . . . . . . . . . . . . . . . . . . .
$(6,687)
$(11,827)
$(5,101)
During fiscal 2024, the Company received $8.6 million from the insurance claim settlement and sale of its
corporate jet, which had sustained damage in fiscal 2023. The Company recorded a net gain of $3.2 million
which is included in Interest and other income in the accompanying Consolidated Statements of Income (Loss)
and Comprehensive Income (Loss) for the year ended February 1, 2025.
3.
Short-Term Investments:
At January 31, 2026, the Company’s investment portfolio was primarily invested in corporate and
governmental debt securities held in managed accounts. These securities are classified as available-for-sale as
they are highly liquid and are recorded on the Consolidated Balance Sheets at estimated fair value, with
unrealized gains and temporary losses reported net of taxes in Accumulated other comprehensive income.
The table below reflects gross accumulated unrealized gains (losses) in short-term investments at
January 31, 2026 and February 1, 2025 (in thousands):
January 31, 2026
February 1, 2025
Debt securities
issued by the U.S
Government, its
various States,
municipalities
and agencies of
each
Corporate
debt
securities
Total
Debt securities
issued by the U.S
Government, its
various States,
municipalities
and agencies of
each
Corporate
debt
securities
Total
Cost basis . . . . . . . . . . . .
$2,037
$54,548
$56,585
$5,878
$51,392
$57,270
Unrealized gains . . . . . .
—
274
274
—
163
163
Unrealized (loss) . . . . . .
—
—
—
(10)
—
(10)
Estimated fair value . . . .
$2,037
$54,822
$56,859
$5,868
$51,555
$57,423
46

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
Accumulated other comprehensive income on the Consolidated Balance Sheets reflects the accumulated
unrealized gains and losses in short-term investments in addition to unrealized gains and losses from equity
investments and restricted cash investments. The table below reflects gross accumulated unrealized gains and
losses in these investments at January 31, 2026 and February 1, 2025 (in thousands):
January 31, 2026
February 1, 2025
Security Type
Unrealized
Gain/(Loss)
Deferred
Tax
Benefit/
(Expense)
Unrealized
Net Gain/
(Loss)
Unrealized
Gain/(Loss)
Deferred
Tax
Benefit/
(Expense)
Unrealized
Net Gain/
(Loss)
Short-Term Investments . . . . . . . . . . . . . . .
$274
$—
$274
$153
$—
$153
Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$274
$—
$274
$153
$—
$153
4.
Fair Value Measurements:
The following tables set forth information regarding the Company’s financial assets that are measured at fair
value as of January 31, 2026 and February 1, 2025 (in thousands):
Description
January 31,
2026
Prices in
Active
Markets for
Identical
Assets
Level 1
Significant
Other
Observable
Inputs
Level 2
Significant
Unobservable
Inputs
Level 3
Assets:
Corporate Bonds . . . . . . . . . . . . . . . . . . . . . . . .
$54,822
$—
$54,822
$
—
U.S. Treasury/Agencies Notes and Bonds . . . .
2,037
—
2,037
—
Cash Surrender Value of Life Insurance . . . . .
9,693
—
—
9,693
Total Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$66,552
$—
$56,859
$ 9,693
Liabilities:
Deferred Compensation . . . . . . . . . . . . . . . . . .
$ (8,383)
$—
$
—
$(8,383)
Total Liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ (8,383)
$—
$
—
$(8,383)
Description
February 1,
2025
Prices in
Active
Markets for
Identical
Assets
Level 1
Significant
Other
Observable
Inputs
Level 2
Significant
Unobservable
Inputs
Level 3
Assets:
State/Municipal Bonds . . . . . . . . . . . . . . . . . . .
$ 1,244
$—
$ 1,244
$
—
Corporate Bonds . . . . . . . . . . . . . . . . . . . . . . . .
51,326
—
51,326
—
U.S. Treasury/Agencies Notes and Bonds . . . .
4,624
—
4,624
—
Cash Surrender Value of Life Insurance . . . . .
9,301
—
—
9,301
Asset-backed Securities (ABS) . . . . . . . . . . . .
229
—
229
—
Total Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$66,724
$—
$57,423
$ 9,301
Liabilities:
Deferred Compensation . . . . . . . . . . . . . . . . . .
$ (8,548)
$—
$
—
$(8,548)
Total Liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ (8,548)
$—
$
—
$(8,548)
47

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
The Company’s investment portfolio at January 31, 2026 was primarily invested in corporate bonds and
taxable governmental debt securities held in managed accounts with underlying ratings of A or better. The
corporate bonds have contractual maturities which range from 14 days to 2.6 years. The U.S. Treasury notes have
a contractual maturity of 15 days.
Level 2 investment securities include corporate, state and municipal bonds for which quoted prices may not
be available on active exchanges for identical instruments. Their fair value is principally based on market values
determined by management with the assistance of a third-party pricing service. Since quoted prices in active
markets for identical assets are not available, these prices are determined by the pricing service using observable
market information such as quotes from less active markets and/or quoted prices of securities with similar
characteristics, among other factors.
Deferred compensation plan assets consist primarily of life insurance policies. These life insurance policies
are valued based on the cash surrender value of the insurance contract, which is determined based on such factors
as the fair value of the underlying assets and discounted cash flow and are therefore classified within Level 3 of
the valuation hierarchy. The Level 3 liability associated with the life insurance policies represents a deferred
compensation obligation, the value of which is tracked via underlying insurance funds’ net asset values, as
recorded in Other noncurrent liabilities in the Consolidated Balance Sheets. These funds are designed to mirror
the return of existing mutual funds and money market funds that are observable and actively traded.
The following tables summarize the change in fair value of the Company’s financial assets and liabilities
measured using Level 3 inputs for the years ended January 31, 2026 and February 1, 2025 (in thousands):
Fair Value
Measurements Using
Significant Unobservable
Asset Inputs (Level 3)
Cash Surrender Value
Beginning Balance at February 1, 2025 . . . . . . . . . .
$9,301
Redemptions . . . . . . . . . . . . . . . . . . . . . . . . . . .
(365)
Total gains or (losses) . . . . . . . . . . . . . . . . . . . .
Included in interest and other income (or
changes in net assets) . . . . . . . . . . . . . .
757
Ending Balance at January 31, 2026 . . . . . . . . . . . . .
$9,693
Fair Value
Measurements Using
Significant Unobservable
Liability Inputs (Level 3)
Deferred
Compensation
Beginning Balance at February 1, 2025 . . . . . . . . . .
$(8,548)
Redemptions . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,246
Additions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(206)
Total (gains) or losses . . . . . . . . . . . . . . . . . . . .
Included in interest and other income (or
changes in net assets) . . . . . . . . . . . . . .
(875)
Ending Balance at January 31, 2026 . . . . . . . . . . . . .
$(8,383)
48

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
Fair Value
Measurements Using
Significant Unobservable
Asset Inputs (Level 3)
Cash
Surrender Value
Beginning Balance at February 3, 2024 . . . . . . . . . .
$8,586
Total gains or (losses) . . . . . . . . . . . . . . . . . . . .
Included in interest and other income (or
changes in net assets) . . . . . . . . . . . . . .
715
Ending Balance at February 1, 2025 . . . . . . . . . . . . .
$9,301
Fair Value
Measurements Using
Significant Unobservable
Liability Inputs (Level 3)
Deferred
Compensation
Beginning Balance at February 3, 2024 . . . . . . . . . .
$(8,654)
Redemptions . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,175
Additions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(220)
Total (gains) or losses
Included in interest and other income (or
changes in net assets) . . . . . . . . . . . . . .
(849)
Ending Balance at February 1, 2025 . . . . . . . . . . . . .
$(8,548)
5.
Accounts Receivable:
Accounts receivable consist of the following (in thousands):
January 31,
2026
February 1,
2025
Customer accounts — principally deferred payment accounts . . . . . . . . .
$11,393
$11,428
Income tax receivable . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5,739
5,425
Miscellaneous receivables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5,066
3,365
Bank card receivables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3,946
4,903
Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
26,144
25,121
Less allowance for customer credit losses . . . . . . . . . . . . . . . . . . . . . . . . .
682
581
Accounts receivable — net . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$25,462
$24,540
Finance charge and late charge revenue on customer deferred payment accounts totaled $2,654,000,
$2,696,000 and $2,640,000 for the fiscal years ended January 31, 2026, February 1, 2025 and February 3, 2024,
respectively, and charges against the allowance for customer credit losses were approximately $856,000,
$654,000 and $554,000 for the fiscal years ended January 31, 2026, February 1, 2025 and February 3, 2024,
respectively. Expenses relating to the allowance for customer credit losses are classified as a component of
Selling, general and administrative expense in the accompanying Consolidated Statements of Income (Loss) and
Comprehensive Income (Loss).
49

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
6.
Property and Equipment:
Property and equipment consist of the following (in thousands):
January 31,
2026
February 1,
2025
Land and improvements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 13,593
$ 13,593
Buildings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
35,601
35,950
Leasehold improvements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
72,407
72,608
Fixtures and equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
156,916
161,950
Information technology equipment and software . . . . . . . . . . . . . . . . . . . . . .
35,659
33,751
Construction in progress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
179
928
Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
314,355
318,780
Less accumulated depreciation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
260,607
258,454
Property and equipment — net . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 53,748
$ 60,326
Construction in progress primarily represents costs related to new store development, distribution center
improvements and investments in new technology.
7.
Accrued Expenses:
Accrued expenses consist of the following (in thousands):
January 31,
2026
February 1,
2025
Accrued employment and related items . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 7,456
$ 8,189
Property and other taxes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
11,784
13,261
Accrued self-insurance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8,592
8,593
Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9,269
11,674
Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$37,101
$41,717
8.
Financing Arrangements:
On March 13, 2025, the Company, as borrower, and certain other domestic subsidiaries, as borrowers and
guarantors, entered into a Credit Agreement (the “ABL Credit Agreement”) and related loan documents, by and
among the Company, certain other of the Company’s domestic subsidiaries, and Wells Fargo Bank, National
Association, as the lender (the “Lender”), to establish an asset-based revolving credit facility (the “ABL
Facility”) in an amount up to $35.0 million. The proceeds from the ABL Facility may be used to provide funding
for ongoing working capital and general corporate purposes.
The ABL Credit Agreement is committed through March 2028 and is secured primarily by inventory and
third-party credit card receivables. There were no borrowings outstanding and the availability under the facility
was $30.0 million before giving effect to a $3.0 million outstanding letter of credit that reduced borrowing
availability to $27.0 million as of January 31, 2026. The weighted average interest rate under the credit facility
was zero at January 31, 2026 due to no outstanding borrowings.
50

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
9.
Stockholders’ Equity:
The holders of Class A Common Stock are entitled to one vote per share, whereas the holders of Class B
Common Stock are entitled to ten votes per share. Each share of Class B Common Stock may be converted at any
time into one share of Class A Common Stock. Subject to the rights of the holders of any shares of Preferred
Stock that may be outstanding at the time, in the event of liquidation, dissolution or winding up of the Company,
holders of Class A Common Stock are entitled to receive a preferential distribution of $1.00 per share of the net
assets of the Company. Cash dividends on the Class B Common Stock cannot be paid unless cash dividends of at
least an equal amount are paid on the Class A Common Stock.
The Company’s certificate of incorporation provides that shares of Class B Common Stock may be
transferred only to certain “Permitted Transferees” consisting generally of the lineal descendants of holders of
Class B Common Stock, trusts for their benefit, corporations and partnerships controlled by them and the
Company’s employee benefit plans. Any transfer of Class B Common Stock in violation of these restrictions,
including a transfer to the Company, results in the automatic conversion of the transferred shares of Class B
Common Stock held by the transferee into an equal number of shares of Class A Common Stock.
The changes in the number of shares outstanding for the three fiscal years ended January 31, 2026,
February 1, 2025, and February 3, 2024 are presented below (in thousands):
Class A
Common Stock
Convertible
Class B
Common Stock
January 28, 2023 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
18,723
1,764
Repurchases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(288)
—
Share-based compensation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
368
—
February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
18,803
1,764
Repurchases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(912)
—
Share-based compensation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
423
—
February 1, 2025 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
18,314
1,764
Repurchases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(317)
—
Share-based compensation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(20)
—
January 31, 2026 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
17,977
1,764
10.
Employee Benefit Plans:
The Company has a defined contribution retirement savings plan (“401(k) plan”) which covers all associates
who meet minimum age and service requirements. The 401(k) plan allows participants to contribute up to 75% of
their annual compensation up to the maximum elective deferral, designated by the Internal Revenue Service. The
Company is obligated to make a minimum contribution to cover plan administrative expenses. Further Company
contributions are at the discretion of the Board of Directors. The Company contributed $310,000 for the year
ended January 31, 2026. The Company’s contributions for the years ended February 1, 2025 and February 3,
2024 were approximately $0 and $1,099,000, respectively.
The Company has a trusteed, non-contributory Employee Stock Ownership Plan (“ESOP”), which covers
substantially all associates who meet minimum age and service requirements. The amount of the Company’s
discretionary contribution to the ESOP is determined by the Compensation Committee of the Board of Directors
51

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
and can be made in Company Class A Common stock or cash. Due to net operating losses in fiscal 2025, fiscal
2024, and fiscal 2023, the Committee did not approve a contribution to the ESOP for the years ended January 31,
2026, February 1, 2025, and February 3, 2024.
The Company is primarily self-insured for healthcare. These costs are significant primarily due to the large
number of the Company’s retail locations and associates. The Company’s self-insurance liabilities are based on
the total estimated costs of claims filed and estimates of claims incurred but not reported, less amounts paid
against such claims. Management reviews current and historical claims data in developing its estimates. If the
underlying facts and circumstances of the claims change or the historical trend is not indicative of future trends,
then the Company may be required to record additional expense or a reduction to expense which could be
material to the Company’s reported results of operations in the period recorded. The Company funds healthcare
contributions to a third-party provider.
11.
Leases:
The Company determines whether an arrangement is a lease at inception. The Company has operating leases
for stores, offices, warehouse space and equipment. Its leases have remaining lease terms of one year to 10 years,
some of which include options to extend the lease term for up to five years, and some of which include options to
terminate the lease within one year. The Company considers these options in determining the lease term used to
establish its right-of-use assets and lease liabilities. The Company’s lease agreements do not contain any material
residual value guarantees or material restrictive covenants.
As most of the Company’s leases do not provide an implicit rate, the Company uses its estimated
incremental borrowing rate based on the information available at commencement date of the lease in determining
the present value of lease payments.
The components of lease cost are shown below (in thousands):
Fiscal Year Ended
January 31,
2026
February 1,
2025
February 3,
2024
Operating lease cost (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$65,866
$67,174
$70,363
Variable lease cost (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 2,490
$ 2,275
$ 2,646
(a)
Includes right-of-use asset amortization of ($0.2) million, ($0.8) million, and ($1.3) million for the twelve
months ended January 31, 2026, February 1, 2025, and February 3, 2024 respectively.
(b)
Primarily relates to monthly percentage rent for stores not presented on the balance sheet.
Supplemental cash flow information and non-cash activity related to the Company’s operating leases are as
follows (in thousands):
Operating cash flow information:
Fiscal Year Ended
January 31,
2026
February 1,
2025
February 3,
2024
Cash paid for amounts included in the measurement of lease
liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$57,518
$60,717
$65,872
Non-cash activity:
Right-of-use assets obtained in exchange for lease obligations,
net of rent violations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$61,989
$53,419
$44,284
52

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
Weighted-average remaining lease term and discount rate for the Company’s operating leases are as follows:
As of
January 31,
2026
February 1,
2025
Weighted-average remaining lease term . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.4 years
2.3 years
Weighted-average discount rate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6.27%
4.83%
Maturities of lease liabilities by fiscal year for the Company’s operating leases are as follows (in thousands):
Fiscal Year
2026 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 63,976
2027 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
45,395
2028 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
31,084
2029 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
19,210
2030 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
10,229
Thereafter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,333
Total lease payments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
171,227
Less: Imputed interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
20,779
Present value of lease liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$150,448
12.
Income Taxes:
Unrecognized tax benefits for uncertain tax positions, primarily recorded in Other noncurrent liabilities, are
established in accordance with ASC 740 when, despite the fact that the tax return positions are supportable, the
Company believes these positions may be challenged and the results are uncertain. The Company adjusts these
liabilities in light of changing facts and circumstances. As of January 31, 2026, the Company had gross
unrecognized tax benefits totaling approximately $1.9 million. Including the gross unrecognized tax benefits, and
interest and penalties, $2.5 million would affect the effective tax rate if recognized. The Company had
approximately $1.0 million, $1.7 million and $1.8 million of interest and penalties accrued related to uncertain
tax positions as of January 31, 2026, February 1, 2025 and February 3, 2024, respectively. The Company
recognizes interest and penalties related to the resolution of uncertain tax positions as a component of income tax
expense. The Company recognized $188,000, $295,000 and $393,000 of interest and penalties in the
Consolidated Statements of Income (Loss) and Comprehensive Income (Loss) for the years ended January 31,
2026, February 1, 2025 and February 3, 2024, respectively. The Company is no longer subject to U.S. federal
income tax examinations for years before 2022. In state and local tax jurisdictions, the Company has limited
exposure before 2015. During the next 12 months, various state and local taxing authorities’ statutes of
limitations will expire and certain state examinations may close, which could result in a potential reduction of
unrecognized tax benefits for which a range cannot be determined.
53

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
A reconciliation of the beginning and ending amount of gross unrecognized tax benefits is as follows
(in thousands):
Fiscal Year Ended
January 31,
2026
February 1,
2025
February 3,
2024
Balances, beginning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 3,234
$3,897
$ 4,886
Additions for tax positions of the current year . . . . . . . . . .
374
65
76
Reduction for tax positions of prior years for:
Lapses of applicable statutes of limitations . . . . . . . . . . . . .
(1,702)
(728)
(1,065)
Balances, ending . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 1,906
$3,234
$ 3,897
The (benefit) provision for income taxes consists of the following (in thousands):
Fiscal Year Ended
January 31,
2026
February 1,
2025
February 3,
2024
Current income taxes:
Federal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$(1,061)
$ (128)
$
(148)
State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(864)
395
(334)
Foreign . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
334
1,677
1,898
Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(1,591)
1,944
1,416
Deferred income taxes:
Federal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
6,613
State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
2,093
Foreign . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
18
Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
8,724
Total income tax (benefit) expense . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$(1,591)
$1,944
$10,140
Significant components of the Company’s deferred tax assets and liabilities as of January 31, 2026 and
February 1, 2025 are as follows (in thousands):
January 31,
2026
February 1,
2025
Deferred tax assets:
Allowance for customer credit losses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$
145
$
124
Inventory valuation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,412
1,584
Non-deductible accrued liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,045
1,587
Other taxes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
780
834
Federal benefit of uncertain tax positions . . . . . . . . . . . . . . . . . . . . . . . . . .
403
655
Equity compensation expense . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2,476
2,750
Federal tax credits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,583
928
Net operating losses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
17,629
11,147
Charitable contribution carryover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
113
264
Lease liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
34,653
33,077
54

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
January 31,
2026
February 1,
2025
Property and equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3,412
4,735
Amortization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
1,774
Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,513
1,776
Total deferred tax assets before valuation allowance . . . . . . . . . . . . . .
65,164
61,235
Valuation allowance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(25,394)
(23,151)
Total deferred tax assets after valuation allowance . . . . . . . . . . . . . . .
39,770
38,084
Deferred tax liabilities:
Right-of-Use assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
39,660
38,000
Accrued self-insurance reserves . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
110
84
Total deferred tax liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
39,770
38,084
Net deferred tax assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$
—
$
—
The changes in the valuation allowance are presented below:
January 31,
2026
February 1,
2025
February 3,
2024
Valuation Allowance Beginning Balance . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$(23,151)
$(17,998) $ (5,058)
Net Valuation Allowance (Additions) / Reductions . . . . . . . . . . . . . . . . .
(2,243)
(5,153)
(12,940)
Valuation Allowance Ending Balance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$(25,394)
$(23,151) $(17,998)
As of January 31, 2026, the Company had $9.9 million of net deferred tax assets attributable to state net
operating loss carryforwards. The Company assessed the likelihood that deferred tax assets related to state net
operating loss carryforwards and other deferred tax assets affecting state income tax will be realized. Based on
this assessment, the Company concluded that it is more likely than not the Company will not be able to realize
$9.9 million of the net operating losses, and accordingly, has recorded a valuation allowance for the same
amount.
As of January 31, 2026, the Company had $15.5 million of net deferred tax assets attributable to U.S.
federal net operating loss carryforwards, other credit carryforwards and all other deferred tax assets net of
deferred tax liabilities. The Company assessed the likelihood that deferred tax assets related to net operating loss
carryforwards, credit carryforwards and all other remaining deferred tax assets net of deferred tax liabilities will
be realized. Based on this assessment, the Company concluded that it is more likely than not the Company will
not be able to realize $7.7 million of net operating loss carryforwards, $1.6 million of credit carryforwards and
$6.2 million of remaining deferred tax assets net of deferred tax liabilities.
The net change in the valuation allowance of $2.2 million for the year ended January 31, 2026 is due to
recording a valuation allowance of $0.3 million against net deferred tax assets attributable to U.S. federal net
operating loss carryforwards, other credit carryforwards and all other deferred tax assets net of deferred tax
liabilities, including $1.9 million against state net operating losses. The net change in the valuation allowance for
the year ended February 1, 2025 relates to U.S. federal net operating loss carryforwards, other credit
carryforwards, all other deferred tax assets net of deferred tax liabilities, state net operating losses and state tax
credits.
55

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
As of January 31, 2026, the Company’s position is that its overseas subsidiaries will not invest undistributed
earnings indefinitely. Future unremitted earnings when distributed are expected to be either distributions of
GILTI-previously taxed income or eligible for a 100% dividends received deduction. The withholding tax rate on
any unremitted earnings is zero and state income taxes on such earnings are considered immaterial. Therefore,
the Company has not provided deferred U.S. income taxes on approximately $14.1 million of cumulative
earnings from non-U.S. subsidiaries.
Domestic losses of $17.8 million, $36.8 million, and $38.0 million for the fiscal year ended January 31,
2026, February 1, 2025, and February 3, 2024, respectively, were offset by profits in foreign jurisdictions of
$10.3 million, $20.7 million, and $24.2 million, respectively.
The reconciliation of the Company’s effective income tax rate with the statutory rate is as follows:
January 31, 2026
February 1, 2025
February 3, 2024
U.S. Federal Statutory Tax Rate . . . . . . . . . . . . . . . . . .
$(1,575)
21.0% $(3,384)
21.0% $ (2,898)
21.0%
State and Local Income Taxes, Net of Federal Income
Tax Effect (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
661
(8.8)
935
(5.8)
2,752
(19.9)
Foreign Tax Effects . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Hong Kong . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Tax Rate Differential . . . . . . . . . . . . . . . . . . . .
(453)
6.0
(922)
5.7
(1,082)
7.8
Offshore Claim . . . . . . . . . . . . . . . . . . . . . . . . .
(1,372)
18.3
(1,739)
10.8
(2,098)
15.2
Other foreign jurisdictions . . . . . . . . . . . . . . . . . . . .
1
—
2
—
4
—
Effect of Changes in Tax Laws or Rates Enacted in
the Current Period . . . . . . . . . . . . . . . . . . . . . . . . . . .
Change in Tax Rate . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
—
—
(2)
—
Effect of Cross-Border Tax Laws . . . . . . . . . . . . . . . . .
Global intangible low-taxed income . . . . . . . . . . . .
1,970
(26.3)
3,969
(24.6)
4,577
(33.2)
Tax Credits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Research and development tax credits . . . . . . . . . . .
(165)
2.2
(100)
0.6
(70)
0.5
Employment related tax credits . . . . . . . . . . . . . . . .
(655)
8.7
(309)
1.9
(207)
1.5
Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(1)
—
(1)
—
(2)
—
Changes in Valuation Allowance . . . . . . . . . . . . . . . . . .
1,165
(15.5)
3,347
(20.8)
9,570
(69.3)
Nontaxable or Nondeductible items . . . . . . . . . . . . . . .
Limitation on officer compensation . . . . . . . . . . . . .
335
(4.5)
431
(2.7)
435
(3.1)
Addback on wage related credits . . . . . . . . . . . . . . .
96
(1.3)
65
(0.4)
43
(0.3)
Share-based payment awards . . . . . . . . . . . . . . . . . .
247
(3.3)
94
(0.6)
4
—
Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(49)
0.7
279
(1.7)
131
(1.1)
Changes in Unrecognized Tax Benefits . . . . . . . . . . . .
(1,796)
23.9
(723)
4.5
(1,017)
7.4
Effective Tax Rate . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$(1,591)
21.2% $ 1,944
(12.1)% $10,140
(73.5)%
(a)
State taxes in South Carolina and Texas made up the majority (greater than 50%) of the tax effect in this
category for the years ended January 31, 2026, February 1, 2025, and February 3, 2024, respectively.
56

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
13.
Reportable Segment Information:
The Company has determined that it has four operating segments, as defined under ASC 280 – Segment
Reporting (“ASC 280”), including Cato, It’s Fashion, Versona and Credit. The Company has two reportable
segments: Retail and Credit. The Company has aggregated its three retail operating segments, including
e-commerce, based on the aggregation criteria outlined in ASC 280-10, which states that two or more operating
segments may be aggregated into a single reportable segment if aggregation is consistent with the objective and
basic principles of ASC 280-10, which require the segments to have similar economic characteristics, products,
production processes, clients and methods of distribution.
The Company’s retail operating segments have similar economic characteristics and similar operating,
financial and competitive risks. The products sold in each retail operating segment are similar in nature, as they
all offer women’s apparel, shoes and accessories. Merchandise inventory of the Company’s retail operating
segments is sourced from the same countries and some of the same vendors, using similar production processes.
Merchandise for the Company’s retail operating segments is distributed to retail stores in a similar manner
through the Company’s single distribution center and is subsequently distributed to customers in a similar
manner.
The Company offers its own credit card to its customers and all credit authorizations, payment processing
and collection efforts are performed by a wholly-owned subsidiary of the Company. The Company does not
allocate certain corporate expenses to the Credit segment.
The Company’s President and Chief Executive Officer is the Company’s chief operating decision maker
(“CODM”). The structure described above reflects the manner in which the CODM regularly assesses
information for decision-making purposes, including the allocation of resources. The Company also provides
corporate services, including finance, information technology, and corporate administration, to its segments
which are fully allocated to the retail segment. Interest and other income from assets held for investment and sale
are not included in assessing the segments’ performance and therefore not allocated to either segment.
The CODM manages and evaluates the segments’ operating performance based on segment sales, expenses,
and segment income (loss) before income taxes as presented in the Company’s annual budget and forecasting
process, as well as monthly analyses of budget-to-actual and prior year variances. Segment expenses and other
items primarily include cost of goods sold, selling, general and administrative expenses, depreciation and interest
and other income. Assessment and approval of all capital expenditures are determined to be in support of and
based on the needs of the retail segment; however, the CODM does not evaluate performance or allocate
resources based on segment asset balances and, therefore, total segment assets are not presented in the tables
below. The measure of segment assets is reported on the balance sheet as total consolidated assets.
The accounting policies of the segments are the same as those described in the Summary of Significant
Accounting Policies in Note 1. The Company evaluates segment performance based on segment income before
income taxes.
57

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
The following schedule summarizes certain segment information (in thousands):
Fiscal 2025
Retail
Credit
Total
Total Revenues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$651,158
$ 2,654
$653,812
Cost of goods sold (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
431,551
—
431,551
Selling, general, and administrative (b) . . . . . . . . . . . . . . . . . . . . .
157,738
1,617
159,355
Corporate overhead . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
67,107
—
67,107
Depreciation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9,986
—
9,986
Interest and other income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(375)
(1,148)
(1,523)
Segment income (loss) before income taxes . . . . . . . . . . . . . . . . . .
$ (14,849)
$ 2,185
$ (12,664)
Corporate interest and other income . . . . . . . . . . . . . . . . . . . . . . . .
(5,164)
Loss before income taxes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ (7,500)
Capital expenditures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$
3,763
$
—
$
3,763
Fiscal 2024
Retail
Credit
Total
Total Revenues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$647,110
$ 2,696
$649,806
Cost of goods sold (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
436,440
—
436,440
Selling, general, and administrative (b) . . . . . . . . . . . . . . . . . . . . .
162,367
1,630
163,997
Corporate overhead . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
67,492
—
67,492
Depreciation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9,817
—
9,817
Interest and other income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(410)
(1,162)
(1,572)
Segment income (loss) before income taxes . . . . . . . . . . . . . . . . . .
$ (28,596)
$ 2,228
$ (26,368)
Corporate interest and other income . . . . . . . . . . . . . . . . . . . . . . . .
(10,255)
Loss before income taxes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ (16,113)
Capital expenditures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$
7,872
$
—
$
7,872
Fiscal 2023
Retail
Credit
Total
Total Revenues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$705,419
$ 2,640
$708,059
Cost of goods sold (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
464,313
—
464,313
Selling, general, and administrative (b) . . . . . . . . . . . . . . . . . . . . .
176,205
1,632
177,837
Corporate overhead . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
74,940
—
74,940
Depreciation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9,871
—
9,871
Interest and other income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(267)
(737)
(1,004)
Segment income (loss) before income taxes . . . . . . . . . . . . . . . . . .
$ (19,643)
$ 1,745
$ (17,898)
Corporate interest and other income . . . . . . . . . . . . . . . . . . . . . . . .
(4,097)
Loss before income taxes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ (13,801)
Capital expenditures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 12,532
$
—
$ 12,532
(a)
Refer to Note 1 for additional information on the components of Cost of goods sold.
(b)
Selling, general, and administrative expense include corporate and store payroll, related payroll taxes and
benefits, insurance, supplies, advertising, bank and credit card processing fees.
58

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
14.
Stock Based Compensation:
As of January 31, 2026, the Company’s 2018 Incentive Compensation Plan was available for the granting of
various forms of equity-based awards, including restricted stock and stock options for grant to officers, directors
and key employees.
The following table presents the number of options and shares of restricted stock initially authorized and
available for grant under this plan as of January 31, 2026:
2018
Plan
Options and/or restricted stock initially authorized . . . . . . .
4,725,000
Options and/or restricted stock available for grant:
February 1, 2025 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2,797,601
January 31, 2026 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2,869,806
In accordance with ASC 718, the fair value of restricted stock awards is estimated on the date of grant based
on the market price of the Company’s stock and is amortized to compensation expense on a straight-line basis
over a five-year vesting period. As of January 31, 2026, there was $4,063,868 of total unrecognized
compensation expense related to unvested restricted stock awards, which is expected to be recognized over a
remaining weighted-average vesting period of 1.4 years. The total grant date fair value of the shares recognized
as compensation expense during the twelve months ended January 31, 2026, February 1, 2025 and February 3,
2024 was $1,647,000, $2,270,000 and $4,105,000, respectively. The expenses are classified as a component of
Selling, general and administrative expenses in the Consolidated Statements of Income (Loss) and
Comprehensive Income (Loss).
The following summary shows the changes in the shares of unvested restricted stock outstanding during the
years ended January 31, 2026, February 1, 2025 and February 3, 2024:
Number of
Shares
Weighted Average
Grant Date Fair
Value Per Share
Restricted stock awards at January 28, 2023 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,059,433
$13.10
Granted . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
414,502
8.29
Vested . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(217,238)
13.97
Forfeited or expired . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(132,824)
11.73
Restricted stock awards at February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,123,873
$11.32
Granted . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
386,900
4.80
Vested . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(232,696)
13.22
Forfeited or expired . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(62,896)
9.21
Restricted stock awards at February 1, 2025 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1,215,181
$ 8.98
Granted . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
Vested . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(225,924)
12.89
Forfeited or expired . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(84,205)
8.27
Restricted stock awards at January 31, 2026 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
905,052
$ 8.06
The Company’s Employee Stock Purchase Plan allows eligible full-time employees to purchase a limited
number of shares of the Company’s Class A Common Stock during each semi-annual offering period at a 15%
discount through payroll deductions. During the twelve month period ended January 31, 2026, the Company sold
59

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
51,845 shares to employees at an average discount of $0.49 per share under the Employee Stock Purchase Plan.
The compensation expense recognized for the 15% discount given under the Employee Stock Purchase Plan was
approximately $25,000, $60,000 and $67,000 for fiscal years 2025, 2024 and 2023, respectively. These expenses
are classified as a component of Selling, general and administrative expenses.
15.
Commitments and Contingencies:
The Company is, from time to time, involved in routine litigation incidental to the conduct of its business,
including litigation regarding the merchandise that it sells, litigation regarding intellectual property, litigation
instituted by persons injured upon premises under our control, litigation with respect to various employment
matters, including alleged discrimination and wage and hour litigation, and litigation with present or former
employees.
Although such litigation is routine and incidental to the conduct of the Company’s business, as with any
business of its size with a significant number of employees and significant merchandise sales, such litigation
could result in large monetary awards. Based on information currently available, management does not believe
that any reasonably possible losses arising from current pending litigation will have a material adverse effect on
the Company’s consolidated financial statements. However, given the inherent uncertainties involved in such
matters, an adverse outcome in one or more of such matters could materially and adversely affect the Company’s
financial condition, results of operations and cash flows in any particular reporting period. The Company accrues
for these matters when the liability is deemed probable and reasonably estimable.
16.
Accumulated Other Comprehensive Income:
The following table sets forth information regarding the changes in Accumulated other comprehensive
income (in thousands) for the year ended January 31, 2026:
Changes in Accumulated Other
Comprehensive Income (a)
Unrealized Gains
and (Losses) on
Available-for-Sale
Securities
Beginning Balance at February 1, 2025 . . . . . . . . . . . . . . . . . . . . . . . . . . .
$153
Other comprehensive income (loss) before reclassification . . . . . . .
158
Amounts reclassified from accumulated other comprehensive
income (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(37)
Net current-period other comprehensive income (loss) . . . . . . . . . . . . . . .
121
Ending Balance at January 31, 2026 . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$274
(a)
All amounts are net-of-tax. Amounts in parentheses indicate a debit/reduction to accumulated other
comprehensive income.
(b)
Includes $37 impact of Accumulated other comprehensive income reclassifications into Interest and other
income for net gains on available-for-sale securities. The tax impact of this reclassification was $0.
Amounts in parentheses indicate a debit/reduction to accumulated other comprehensive income.
60

THE CATO CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued)
The following table sets forth information regarding the changes in Accumulated other comprehensive
income (in thousands) for the year ended February 1, 2025:
Changes in Accumulated Other
Comprehensive Income (a)
Unrealized Gains
and (Losses) on
Available-for-Sale
Securities
Beginning Balance at February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 395
Other comprehensive income (loss) before reclassification . . . . . . .
541
Amounts reclassified from accumulated other comprehensive
income (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(783)
Net current-period other comprehensive income (loss) . . . . . . . . . . . . . . .
(242)
Ending Balance at February 1, 2025 . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 153
(a)
All amounts are net-of-tax. Amounts in parentheses indicate a debit/reduction to accumulated other
comprehensive income.
(b)
Includes $1,015 impact of Accumulated other comprehensive income reclassifications into Interest and
other income for net gains on available-for-sale securities. The tax impact of this reclassification was $232.
Amounts in parentheses indicate a debit/reduction to accumulated other comprehensive income.
The following table sets forth information regarding the changes in Accumulated other comprehensive
income (in thousands) for the year ended February 3, 2024:
Changes in Accumulated Other
Comprehensive Income (a)
Unrealized Gains
and (Losses) on
Available-for-Sale
Securities
Beginning Balance at January 28, 2023 . . . . . . . . . . . . . . . . . . . . . . . . . . .
$(1,238)
Other comprehensive income (loss) before reclassification . . .
1,614
Amounts reclassified from accumulated other comprehensive
income (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
19
Net current-period other comprehensive income (loss) . . . . . . . . . . . . . . .
1,633
Ending Balance at February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$
395
(a)
All amounts are net-of-tax. Amounts in parentheses indicate a debit/reduction to accumulated other
comprehensive income.
(b)
Includes $25 impact of Accumulated other comprehensive income reclassifications into Interest and other
income for net gains on available-for-sale securities. The tax impact of this reclassification was $6.
Amounts in parentheses indicate a debit/reduction to accumulated other comprehensive income.
61

Item 9.
Changes in and Disagreements with Accountants on Accounting and Financial Disclosure:
Not applicable.
Item 9A. Controls and Procedures:
Conclusion Regarding the Effectiveness of Disclosure Controls and Procedures
We carried out an evaluation, with the participation of our Principal Executive Officer and Principal
Financial Officer, of the effectiveness of our disclosure controls and procedures as of January 31, 2026. Based on
this evaluation, our Principal Executive Officer and Principal Financial Officer concluded that, as of January 31,
2026, our disclosure controls and procedures, as defined in Rule 13a-15(e), under the Securities Exchange Act of
1934 (the “Exchange Act”), were effective to ensure that information we are required to disclose in the reports
that we file or submit under the Exchange Act is recorded, processed, summarized and reported within the time
periods specified in the SEC’s rules and forms and that such information is accumulated and communicated to
our management, including our Principal Executive Officer and Principal Financial Officer, as appropriate to
allow timely decisions regarding required disclosure.
Management’s Report on Internal Control Over Financial Reporting
Management is responsible for establishing and maintaining adequate internal control over financial
reporting, as defined in Exchange Act Rule 13a-15(f). Under the supervision and with the participation of our
management, including our Principal Executive Officer and Principal Financial Officer, we carried out an
evaluation of the effectiveness of our internal control over financial reporting as of January 31, 2026 based on the
Internal Control – Integrated Framework (2013) issued by the Committee of Sponsoring Organizations of the
Treadway Commission (“COSO”). Based on this evaluation, management concluded that our internal control
over financial reporting was effective as of January 31, 2026.
PricewaterhouseCoopers LLP, an independent registered public accounting firm, has audited the
effectiveness of our internal control over financial reporting as of January 31, 2026, as stated in its report which
is included herein.
Changes in Internal Control Over Financial Reporting
No change in the Company’s internal control over financial reporting (as defined in Exchange Act Rule
13a-15(f)) has occurred during the Company’s fiscal quarter ended January 31, 2026 that has materially affected,
or is reasonably likely to materially affect, the Company’s internal control over financial reporting.
Inherent Limitations on Effectiveness of Controls
The Company’s management, including its Principal Executive Officer and Principal Financial Officer, does
not expect our disclosure controls and procedures or internal controls to prevent all errors and all fraud. A control
system, no matter how well conceived or operated, can provide only reasonable, not absolute, assurance that the
objectives of the control system are met. Further, the design of a control system must reflect the fact that there
are resource constraints, and the benefits of controls must be considered relative to their costs. Because of the
inherent limitations in all control systems, no evaluation of controls can provide absolute assurance all control
issues and instances of fraud, if any, within the company have been detected. These inherent limitations include
the realities that judgments in decision-making can be faulty and that breakdowns can occur because of simple
error or mistake. Controls can also be circumvented by the individual acts of some persons, by collusion of two
or more people, or by management override of the controls. The design of any system of controls is based in part
on certain assumptions about the likelihood of future events, and there can be no assurance any design will
succeed in achieving its stated goals under all potential future conditions. Over time, controls may become
inadequate because of changes in conditions or deterioration in the degree of compliance with policies or
62

procedures. Because of the inherent limitations in a cost-effective control system, misstatements due to error or
fraud may occur and not be detected.
Item 9B.
Other Information:
During the three months ended January 31, 2026, none of the Company’s directors or officers (as defined in Rule
16a-1(f) of the Securities Exchange Act of 1934, as amended) adopted or terminated a “Rule10b5-1 trading
arrangement” or a “non-Rule10b5-1 trading arrangement” (as such terms are defined in Item 408 of Regulation S-K).
Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections:
Not applicable.
63

PART III
Item 10.
Directors, Executive Officers and Corporate Governance:
Information contained under the captions “Election of Directors,” “Meetings and Committees,” “Corporate
Governance Matters” and “Delinquent Section 16(a) Reports” in the Registrant’s Proxy Statement for its 2026
annual stockholders’ meeting (the “2026 Proxy Statement”) is incorporated by reference in response to this
Item 10. The information in response to this Item 10 regarding executive officers of the Company is contained in
Item 3A, Part I hereof under the caption “Executive Officers of the Registrant.”
Item 11.
Executive Compensation:
Information contained under the captions “2025 Executive Compensation” (except for the information under
the heading “Pay Versus Performance”), “Fiscal Year 2025 Director Compensation,” and “Corporate
Governance Matters-Compensation Committee Interlocks and Insider Participation” in the Company’s 2026
Proxy Statement is incorporated by reference in response to this Item.
Item 12.
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder
Matters:
Equity Compensation Plan Information
The following table provides information about stock options outstanding and shares available for future
awards under all of the Company’s equity compensation plans. The information is as of January 31, 2026.
Plan Category
(a)
Number of Securities to be
Issued upon Exercise of
Outstanding Options,
Warrants and Rights (1)
(b)
Weighted-Average
Exercise Price of
Outstanding Options,
Warrants and Rights (1)
(c)
Number of Securities
Remaining Available
for Future Issuance Under
Equity Compensation
Plans (Excluding
Securities Reflected in
Column (a)) (2)
Equity compensation plans approved
by security holders . . . . . . . . . . . . . .
—
—
3,152,335
Equity compensation plans not
approved by security holders . . . . . .
—
—
—
Total . . . . . . . . . . . . . . . . . . . . . . . . . . .
—
—
3,152,335
(1)
There are no outstanding stock options, warrants or stock appreciation rights.
(2)
Includes the following:
Under the Company’s stock incentive plan, referred to as the 2018 Incentive Compensation Plan, 2,869,806
shares are available for grant. Under this plan, non-qualified stock options may be granted to key associates.
Under the Employee Stock Purchase Plan, 282,529 shares are available. Eligible associates may participate
in the purchase of designated shares of the Company’s common stock. The purchase price of this stock is
equal to 85% of the lower of the closing price at the beginning or the end of each semi-annual stock
purchase period.
Information contained under “Security Ownership of Certain Owners and Management” in the 2026 Proxy
Statement is incorporated by reference in response to this Item.
64

Item 13.
Certain Relationships and Related Person Transactions, and Director Independence:
Information contained under the caption “Certain Relationships and Related Person Transactions,”
“Corporate Governance Matters-Director Independence” and “Meetings and Committees” in the 2026 Proxy
Statement is incorporated by reference in response to this Item.
Item 14.
Principal Accountant Fees and Services:
Information contained under the captions “Ratification of Independent Registered Public Accounting Firm-
Audit Fees” and “-Policy on Audit Committee Pre-Approval of Audit and Permissible Non-Audit Services by the
Independent Registered Public Accounting Firm” in the 2026 Proxy Statement is incorporated by reference in
response to this Item.
65

PART IV
Item 15.
Exhibits and Financial Statement Schedules:
(a) The following documents are filed as part of this report:
(1) Financial Statements:
Page
Report of Independent Registered Public Accounting Firm . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
33
Consolidated Statements of Income (Loss) and Comprehensive Income (Loss) for the fiscal
years ended January 31, 2026, February 1, 2025 and February 3, 2024 . . . . . . . . . . . . . . . . . .
36
Consolidated Balance Sheets at January 31, 2026 and February 1, 2025 . . . . . . . . . . . . . . . . . . .
37
Consolidated Statements of Cash Flows for the fiscal years ended January 31, 2026,
February 1, 2025 and February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
38
Consolidated Statements of Stockholders’ Equity for the fiscal years ended January 31, 2026,
February 1, 2025 and February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
39
Notes to Consolidated Financial Statements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
40
(2) Financial Statement Schedule: The following report and financial statement schedule is
filed herewith:
Schedule II — Valuation and Qualifying Accounts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
87
All other schedules are omitted as the required information is inapplicable or the information is presented in
the Consolidated Financial Statements or related Notes thereto.
(3) Index to Exhibits: The following exhibits listed in the Index below are filed or furnished with this report
or, as noted, incorporated by reference herein. The Company will supply copies of the following exhibits to any
shareholder upon receipt of a written request addressed to the Corporate Secretary, The Cato Corporation, 8100
Denmark Road, Charlotte, NC 28273 and the payment of $.50 per page to help defray the costs of handling,
copying and postage. In most cases, documents incorporated by reference to exhibits to our registration
statements, reports or proxy statements filed by the Company with the Securities and Exchange Commission are
available to the public over the Internet from the SEC’s web site at http://www.sec.gov.
Exhibit
Number
Description of Exhibit
3.1
Registrant’s Amended and Restated Certificate of Incorporation, incorporated by reference to
Exhibit 3.1 to Form 10-Q of the Registrant for the quarter ended May 2, 2020.
3.2
Registrant’s Amended and Restated By Laws, incorporated by reference to Exhibit 3.2 to Form
10-Q of the Registrant for the quarter ended May 2, 2020.
4.1
Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities
Exchange Act of 1934, incorporated by reference to Exhibit 4.1 to Form 10-K of the Registrant for
the year ended February 1, 2020.
10.1*
The Cato Corporation 2021 Employee Stock Purchase Plan (Amended and Restated as of
October 1, 2025) incorporated by reference to Appendix A to Proxy Statement of the Registrant
filed on April 10, 2025.
10.2*
2013 Incentive Compensation Plan, incorporated by reference to Exhibit 4.1 to Form S-8 of the
Registrant filed May 31, 2013 (SEC file No. 333-188993).
10.3*
2018 Incentive Compensation Plan, incorporated by reference to Exhibit 99.1 to Form S-8 of the
Registrant filed June 1, 2018 (SEC file No. 333-225350).
66

Exhibit
Number
Description of Exhibit
10.8*
Deferred Compensation Plan effective July 28, 2011, incorporated by reference to Exhibit 10.1 to
Form 8-K of the Registrant filed on July 19, 2011.
10.9*
Letter Agreement between the Registrant and Charles Knight dated as of January 4, 2022,
incorporated by reference to Exhibit 10.1 to Form 8-K of the Registrant filed on January 6, 2022.
10.10
Credit Agreement, dated as of March 13, 2025, by and among Wells Fargo Bank, National
Association, as Lender, and The Cato Corporation and certain of its subsidiaries as Borrowers and
certain of its other subsidiaries as Guarantors, incorporated by reference to Exhibit 10.1 to Form
8-K of the Registrant filed March 19, 2025.
19.1**
Insider Trading Policy of the Registrant, incorporated by reference to Exhibit 19.1 to Form 10-K of
the Registrant for the fiscal year ended February 1, 2025.
21.1**
Subsidiaries of Registrant.
23.1**
Consent of Independent Registered Public Accounting Firm.
31.1**
Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer.
31.2**
Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer.
32.1**
Section 1350 Certification of Chief Executive Officer.
32.2**
Section 1350 Certification of Chief Financial Officer.
97.1
Registrant’s Dodd-Frank Clawback Policy, incorporated by reference to Exhibit 97.1 to Form 10-K
of the Registrant for the fiscal year ended February 3, 2024.
101.INS
Inline XBRL Instance Document
101.SCH
Inline XBRL Taxonomy Extension Schema Document
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
Inline XBRL Taxonomy Extension Definitions Linkbase Document
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104.1
Cover Page Interactive Data File (Formatted in Inline XBRL and contained in the Interactive Data
Files submitted as Exhibit 101.1**).
*
Management contract or compensatory plan required to be filed under Item 15 of this report and Item 601 of
Regulation S-K.
**
Filed or submitted electronically herewith.
Item 16.
Form 10-K Summary:
Not applicable.
67

SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, Cato has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Cato Corporation
By /s/ JOHN P. D. CATO
By /s/ CHARLES D. KNIGHT
John P. D. Cato
Chairman, President and
Chief Executive Officer
Charles D. Knight
Executive Vice President
Chief Financial Officer
By /s/ JEFFREY R. SHOCK
Jeffrey R. Shock
Senior Vice President
Controller
Date: March 25, 2026
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below on
March 25, 2026 by the following persons on behalf of the Registrant and in the capacities indicated:
/s/ JOHN P. D. CATO
John P. D. Cato
(President and Chief Executive Officer
(Principal Executive Officer) and Director)
/s/ BAILEY W. PATRICK
Bailey W. Patrick
(Director)
/s/ CHARLES D. KNIGHT
Charles D. Knight
(Executive Vice President
Chief Financial Officer (Principal Financial Officer))
/s/ THOMAS B. HENSON
Thomas B. Henson
(Director)
/s/ JEFFREY R. SHOCK
Jeffrey R. Shock
(Senior Vice President
Controller (Principal Accounting Officer))
/s/ BRYAN F. KENNEDY III
Bryan F. Kennedy III
(Director)
/s/ D. HARDING STOWE
D. Harding Stowe
(Director)
/s/ THERESA J. DREW
Theresa J. Drew
(Director)
/s/ PAMELA L. DAVIES
Pamela L. Davies
(Director)
68

Exhibit 19.1
The Cato Corporation
Insider Trading Policy
Purpose
This Policy sets forth requirements with respect to handling confidential information about, and transacting in the
securities of, The Cato Corporation (“Cato”) and other companies.
Federal and state laws prohibit those who are aware of material nonpublic information about a company from:
•
Trading in shares of stock or other securities of that company.
•
Providing the material nonpublic information to others who may trade based on that information.
Key components of our Code of Business Conduct and Ethics are that we obey the law and we are loyal to our
shareholders and customers. To promote those values and compliance with insider trading laws, we have adopted
this Policy. Our reputation with our stakeholders is an important asset, and this Policy seeks to avoid even the
appearance of impropriety.
Policy Summary
Please read the entire Policy carefully. The Policy has many details that you are required to understand and
comply with.
This Policy applies to all directors, officers and employees of Cato and its subsidiaries. It also applies to
entities you control, certain of your family members, including spouses and minor and adult children, and
certain other persons.
If you are aware of material nonpublic information (defined on page 3) relating to Cato, you may not,
directly or indirectly (1) disclose the information (subject to the limited exceptions in this Policy), (2) buy,
sell, engage in any other transactions in Cato securities, (3) use the information for personal gain, (4) advise on
or recommend any transactions in Cato securities, or (5) assist anyone with these activities. These prohibitions
also apply to material nonpublic information about other companies that you obtain in the course of your work
for Cato.
In addition, if in the course of working for Cato, you learn of material nonpublic information about a company
with which Cato does business, including a customer or supplier of Cato, you may not trade in that company’s
securities or disclose such information to anyone (except to persons within Cato whose jobs require them to
have that information) until the information becomes public or is no longer material.
You may not engage in short sales of Cato securities, transactions in derivative Cato securities, or transactions
in hedging instruments involving Cato securities.
Cato’s directors, executive officers and certain other specified persons may not use Cato securities as collateral
and must comply with other trading restrictions and special preclearance and reporting requirements, set forth
on Appendix A.
Cato has established window periods during which the Board of Directors, executive officers and certain other
specified persons are generally eligible to buy and sell Cato securities if they are not otherwise in possession of
material nonpublic information. Such persons are generally not permitted to buy or sell Cato securities outside
of the designated trading windows, subject to certain exceptions.
69

Applicability
Whom Does This Policy Apply To?
This Policy applies to all directors, officers and employees of Cato and its subsidiary companies. This Policy also
applies to Related Persons, as defined below. You are responsible for compliance by your Related Persons.
Additional trading restrictions, as well as special preclearance and reporting procedures apply to Cato’s directors,
executive officers, certain other specified employees and their Related Persons (see Appendix A).
What Is Meant By “Related Persons”?
For purposes of this Policy, “Related Persons” include:
•
your family members who reside with you (including a spouse, children, stepchildren, grandchildren,
parents, stepparents, grandparents, siblings and in-laws, whether by blood, marriage or adoption);
•
anyone else who lives in your household;
•
any family members who do not live in your household but whose transactions in Cato securities are
directed by you or are subject to your influence or control, such as parents or children who rely on your
advice before they trade in Cato securities, or children who are financially dependent on you; and
•
any entities that you or any other person listed above control, such as a trust of which you or such other
person are trustee, a partnership in which you or such other person are general partner, or a corporation
or limited liability company in which you or such other person have voting control.
You are responsible for the transactions of Related Persons and, therefore, should make them aware of the need
to confer with you before they trade in Cato securities, and you should treat all of these transactions for the
purposes of this Policy and applicable securities laws as if the transactions were for your own account.
Does This Policy Still Apply To Me After I Leave Cato?
This Policy continues to apply to you after you leave or become disassociated with Cato as follows:
•
For directors and executive officers and anyone else designated by the Chief Administrative Officer as
covered by Appendix A, the Policy applies until the later of:
(1)
the beginning of the next trading window period following your departure from Cato, or
(2)
the third trading day after any material nonpublic information known to you has become
public or is no longer material.
•
For all other persons, the Policy applies until the third trading day after any material nonpublic
information known to you has become public or is no longer material.
Statement of Policy
This Policy has three components, each of which is addressed below:
(1)
You May Not Use or Disclose Material Nonpublic Information
(2)
You May Not Engage in Speculative Trading
(3)
Directors and Executive Officers May Not Use Cato Securities as Collateral
70

You May Not Use or Disclose Material Nonpublic Information
If you are aware of material nonpublic information (defined below) relating to Cato, neither you nor your
Related Persons may:
•
Disclose that material nonpublic information to anyone, with these limited exceptions:
•
Cato employees whose jobs require them to have that information;
•
third parties who are subject to a confidentiality agreement approved by Cato that covers the
information and whose engagement with Cato requires them to have that information; or
•
third-party agents who are covered by statutory or regulatory confidentiality obligations to Cato
(such as attorneys) and whose engagement with Cato requires them to have that information.
•
Buy, sell or engage in any other transactions in Cato securities.
•
See Appendix B for guidelines on various types of “transactions,” including some transactions
that are not affected by this Policy.
•
Use the information for personal benefit or gain (whether monetary or otherwise).
•
Recommend the purchase or sale of any Cato securities.
•
Assist anyone engaged in the above activities.
In addition, if, in the course of working for Cato or a Cato subsidiary company, you learn of material nonpublic
information about any other company (for example, a current or potential customer or supplier of Cato), you may
not engage in any of the above actions with respect to that company.
What is “material nonpublic information”?
There is no “bright-line” definition. You should consider information to be “material” if there is a substantial
likelihood that a reasonable person would consider it important in making an investment decision (such as a
decision to buy, sell or hold securities). The information can be positive or negative and whether it is material
depends on the particular circumstances. Any information that could be expected to affect Cato’s stock price,
whether it is positive or negative, should be considered material. Because hindsight is often used when a
transaction comes under scrutiny to determine if information had an effect on the market, you should err on the
side of caution in considering whether information is material.
While it is not possible to define all categories of material information, some examples of information that
frequently would be regarded as material are:
•
Financial results.
•
Same-store sales results.
•
Changes in other key determinants of financial results, such as operating costs or pricing.
•
Projections of future earnings or losses or other earnings guidance.
•
Changes to previously announced earnings guidance or the decision to suspend earnings guidance.
•
Material capital projects.
•
A pending or proposed joint venture, merger or acquisition.
•
A disposition of a significant asset or subsidiary.
•
Significant business developments at Cato, such as the entry or exit of a line of business or important
product or operational developments.
71

•
Bank borrowings or other financing transactions out of the ordinary course.
•
A change in management.
•
A change in dividend policy, the declaration of a stock split or an offering of additional securities.
•
A restructuring.
•
Significant transactions with related persons or affiliates.
•
The imposition of a halt on trading in Cato securities.
•
The establishment of, or significant changes to, a repurchase program for Cato securities.
•
Operational disruptions.
•
Cybersecurity or data privacy breaches.
•
Internal or external investigations.
•
Significant threatened or pending litigation or regulatory proceedings.
For purposes of this Policy, information is nonpublic unless:
•
It has been widely publicized to the investing public, and
•
Two full business days have passed since publication.
Information generally would be considered widely publicized if it has been disclosed through the Dow Jones
“broad tape,” newswire services, a broadcast on widely-available radio or television programs, a widely-available
pre-announced webcast, publication
in a widely-available
newspaper, magazine or news website, a
pre-announced quarterly earnings release or public disclosure documents filed with the SEC that are available on
the SEC’s website. Information that is only available to Cato’s employees or to a select group of analysts,
brokers and institutional investors would not be considered “public” or widely publicized.
Once the information is published, it is still necessary to wait two full business days after the release of the
information so that the information can be fully absorbed by the marketplace. For example, if you have material,
nonpublic information about Cato, and that information is announced to the public after trading begins on the
New York Stock Exchange (NYSE) on a Monday, you should not trade in Cato securities until Thursday.
Depending on the particular circumstances, the Chief Administrative Officer may determine that a longer or
shorter period should apply to the release of specific material nonpublic information.
“Tipping” is also prohibited: Passing on material nonpublic information is known as “tipping.” Not only
may the “tipper” have liability for tipping, the “tippee” may have liability for trading on the
information or passing it along to someone else.
Confidential information should also be protected. Confidential information is broader than material
nonpublic information. Generally, confidential information includes any nonpublic information
obtained or created in connection with your activities with Cato that might be of use to competitors or
harmful to Cato or its customers, suppliers, or other partners if disclosed. While this Policy restricts
your use of material nonpublic information, you are also required to safeguard Cato’s confidential
information. Refer to our Code of Business Conduct and Ethics, and other relevant corporate policies for
more guidance relating to confidential information.
72

You May Not Engage in Speculative Trading
Whether or not you are in possession of material nonpublic information, engaging in any of the following is
prohibited by this Policy:
•
Short sales of Cato securities (that is, the sale of a security that a seller does not own or a sale that is
consummated by the delivery of a security borrowed by, or for the account of, the seller).
•
Transactions in put options, call options or similar derivative Cato securities.
•
Transactions in financial instruments that are designed to hedge or offset any decrease in the market
value of Cato’s equity securities, such as prepaid variable forward contracts, equity swaps and collars.
Some of these transactions imply an expectation on the part of the transacting party that the securities will
decline in value, and may signal to the market that the party lacks confidence in Cato’s prospects. In addition,
since the value of these transactions is based on a decline in the value of Cato’s securities, personal gains made in
these types of transactions may conflict with the best interests of Cato and its shareholders. Hedging transactions
may permit the party to continue to own Cato securities, but without the full risks and rewards of ownership,
creating a misalignment between the party’s interests and best interests of Cato and its shareholders. As
importantly, even the most legitimate of these structures may appear to our investors, regulators and other
important stakeholders as inappropriate and not in line with the stakeholders’ best interests.
Directors and Executive Officers May Not Use Cato Securities as Collateral
Whether or not you are in possession of material nonpublic information, all members of the Board of Directors
and the executive officers and their Related Persons are prohibited from pledging Cato securities as collateral for
loans (including in margin accounts). In the event the collateral is called on and sold, it may adversely affect the
market for Cato securities, or may occur outside of a trading window, in either event having a potential negative
effect on Cato’s reputation.
Will I Be Held Individually Responsible For Compliance With This Policy And The Insider Trading Laws?
You have ethical and legal obligations to Cato, its stakeholders and your colleagues to comply with this
Policy. Each individual is responsible for making sure that he or she complies with this Policy, and that
any Related Persons also comply with this Policy. In all cases, the responsibility for determining whether
you are in possession of material nonpublic information rests with you, and any action on the part of
Cato or its representatives does not in any way constitute legal advice or insulate you from liability
under applicable securities laws.
What Are The Consequences Of Violating This Policy Or The Insider Trading Laws?
Insider trading violations, including tipping, are pursued vigorously by the SEC, U.S. Attorneys and
state enforcement authorities. Punishment for insider trading violations is severe and could include
significant fines and imprisonment. In addition, your failure to comply with this Policy may subject you
to Cato-imposed disciplinary action, including termination for cause, whether or not your failure to
comply results in legal action.
Cato’s policy with respect to insider trading and the disclosure of confidential information, and the
procedures that implement that policy, are not intended to serve as precise recitations of the legal
prohibitions against insider trading and tipping which are highly complex, fact specific and evolving.
Certain of the procedures are designed to prevent even the appearance of impropriety and in some
respects may be more restrictive than the securities laws. Therefore, these procedures are not intended
to serve as a basis for establishing civil or criminal liability that would not otherwise exist.
73

Policy Administration
Cato’s Chief Administrative Officer is responsible for the administration of this Policy. All determinations and
interpretations by the Chief Administrative Officer are final and not subject to further review.
Whom Should You Call If You Have Any Questions, Concerns Or Something To Report?
The Chief Administrative Officer, (704) 551-7548. Call the Chief Administrative Officer when:
•
You have any questions about this Policy.
•
You have a question about your own compliance with this Policy.
•
You believe there has been a violation of this Policy.
Cato’s Hotline, (704) 940-7800. If you want to remain anonymous, you can always call the Cato’s Hotline. This
reporting system allows you to report incidents you believe to be non-compliant, unethical or criminal
confidentially and anonymously.
Your Supervisor. Questions and concerns are best answered by the Chief Administrative Officer, but you are
always encouraged to talk to your supervisor(s). We value open and honest communication among our personnel.
74

APPENDIX A
SPECIAL PROCEDURES APPLICABLE TO
CERTAIN PERSONS
The additional procedures in this section apply to those who are more likely to have routine access to material
nonpublic information. These Special Procedures are intended to better ensure compliance with insider trading
laws by those who are more likely to have access to material nonpublic information.
These Special Procedures also provide guidance on reporting ownership of and permitted transactions in Cato
securities pursuant to federal securities laws and Securities and Exchange Commission (SEC) regulations.
Please call the Chief Administrative Officer if you have questions.
I.
Preclearance Procedures
Designated Persons (defined below) may not engage in any transaction in Cato securities without first
obtaining preclearance of the transaction from the Chief Administrative Officer, or if the Chief
Administrative Officer is not available, from the Principal Financial Officer. Preclearance also is
required for transactions by your Related Persons. The Chief Administrative Officer must receive
preclearance from the Principal Financial Officer.
Identification of Designated Persons. The following persons are deemed to be “Designated Persons” for
purposes of these Special Procedures:
•
members of the Board of Directors;
•
executive officers (those required to file reports under Section 16 of the Exchange Act);
•
any Senior Vice President or Vice President;
•
the Director of Investor Relations and Director of Internal Audit;
•
Cato and Cato subsidiary company officer level sales and marketing personnel;
•
employees who have access to internal financial statements;
•
Related Persons of the foregoing; and
•
any other employee, contractor or other individual (or any of their Related Persons) designated by the
Chief Administrative Officer as needing to obtain preclearance prior to trading in Cato securities.
The Chief Administrative Officer may also determine that others should be subject to these additional
procedures.
Note: The Chief Administrative Officer maintains a current list of Designated Persons and notifies each such
person that he or she has been so designated.
Preclearance Process. The process for requesting preclearance is as follows:
•
Submit a request for preclearance to the Chief Administrative Officer at least two business days in
advance of the proposed transaction. In the event that the Chief Administrative Officer is not available,
you may seek preclearance from the Principal Financial Officer.
•
When a request for preclearance is made, carefully consider whether you may be aware of any material
nonpublic information about Cato and describe fully those circumstances to the Chief Administrative
Officer or, if seeking preclearance from the Principal Financial Officer in the absence of the Chief
Administrative Officer, the Principal Financial Officer.
75

•
Once preclearance is obtained, the requestor must complete the proposed transaction within two
business days; provided, however, that if the requestor becomes aware of material nonpublic
information before the transaction is executed, the preclearance is void and the transaction must not be
completed. If a precleared transaction is not consummated within two business days, it cannot be
initiated without a second preclearance.
•
If you seek preclearance and permission to engage in the transaction is denied, then you must refrain
from initiating any transaction in Cato securities, and may not inform any other person of the
restriction.
In all cases, the responsibility for determining whether you are in possession of material nonpublic information
rests with you, and any preclearance does not in any way constitute legal advice or insulate you from liability
under applicable securities laws.
Appendix B sets forth certain transactions that do not require preclearance (under “Policy Does Not Apply”).
When in doubt, seek preclearance.
II.
Rule 10b5-1 Plans
Rule 10b5-1(c) under the Exchange Act provides a defense from insider trading liability under Rule 10b-5. In
order to be eligible to rely on this defense, a person subject to this Policy must enter into a “Rule 10b5-1 Plan”
for transactions in Cato securities that meets certain conditions specified in the rule. If the plan meets the
requirements of Rule 10b5-1(c), Cato securities may be purchased or sold without regard to certain insider
trading restrictions.
To comply with this Policy, a Rule 10b5-1 Plan must be approved by the Chief Administrative Officer and meet
the requirements of Rule 10b5-1(c). A Rule 10b5-1 Plan must be adopted in good faith during a window period,
as discussed below, and not when the person entering into the plan is aware of material nonpublic information.
The first trade made pursuant to a Rule 10b5-1 Plan may not occur until after a “cooling-off period.” For
directors and executive officers, the “cooling-off period” expires at the later of (a) 90 days after the adoption of
the Rule 10b5-1 Plan or (b) two business days following the disclosure of the Company’s financial results in a
Form 10-Q or Form 10-K for the completed fiscal quarter in which the Rule 10b5-1 Plan was adopted (but, in
any event, this required cooling-off period is subject to a maximum of 120 days after adoption of the Rule 10b5-1
Plan). For all other persons subject to this Policy, the “cooling-off period” expires 30 days after the adoption of
the Rule 10b5-1 Plan. The plan must either (a) specify in advance, or include a formula, algorithm or program for
determining, the amount(s) of, price(s) at and date(s) on which the securities will be purchased or sold, or
(b) prohibit the person who adopted the plan from exercising any subsequent influence over these determinations
and delegate discretion over these determinations to an independent third party who is unaware of material
nonpublic information when exercising such discretion. Further, no person subject to this Policy may enter into
or maintain more than one simultaneous Rule 10b5-1 Plan, except that a person may, in addition to one Rule
10b5-1 Plan to purchase or sell Cato securities on the open market, enter into or maintain an “Eligible
Sell-to-Cover Plan”—a special type of Rule 10b5-1 Plan that provides only for eligible sell-to-cover transactions
solely to satisfy statutory tax withholding obligations arising exclusively from the vesting of compensatory
awards, such as restricted stock, and does not allow the person to otherwise exercise control over the timing of
such sales. Additionally, no person subject to this Policy may enter into more than one Rule 10b5-1 Plan in a
12-month period designed to effect a single open-market purchase or sale of all the securities covered by such
plan (other than an Eligible Sell-to-Cover Plan).
Rule 10b5-1 Plans will be considered by the Chief Administrative Officer on a case-by-case basis. Any Rule
10b5-1 Plan must be submitted to the Chief Administrative Officer for approval at least five days prior to the
entry into the Rule 10b5-1 Plan. No further pre-approval of transactions conducted pursuant to an approved Rule
10b5-1 Plan will be required.
76

In addition, Cato is required to disclose in its quarterly reports on Form 10-Q and its annual reports on Form
10-K the adoption, modification or termination by a director or executive officer of any Rule 10b5-1 Plan and
any “non-Rule 10b5-1 trading arrangement,” which means any written arrangement for the trading of securities
other than a compliant Rule 10b5-1 Plan that was entered into at a at a time when the director or executive officer
asserts that he or she was not aware of material nonpublic information and that includes certain core elements of
a Rule 10b5-1 Plan—namely, an arrangement that (a) specifies in advance, or include a formula, algorithm or
program for determining, the amount(s) of, price(s) at and date(s) on which the securities to be purchased, or
(b) prohibits the person who adopted the plan from exercising any subsequent influence over these
determinations and delegates discretion over these determinations to an independent third party who is unaware
of material nonpublic information when exercising such discretion. An example of a non-Rule 10b5-1 trading
arrangement would be a trading plan that is not in compliance with the current version of Rule 10b5-1 because
trades occurred under the plan without observance of the cooling-off period as discussed above.
Required Reporting of Termination of Rule 10b5-1 Plans and non-Rule 10b5-1 trading arrangements. While
the adoption or modification of any Rule 10b5-1 Plan or non-Rule 10b5-1 trading arrangement is subject to
the pre-clearance procedures set forth above, to assist Cato with its disclosure obligation, directors and
executive officers must promptly notify (within two business days) the Chief Administrative Officer of any
termination of either a Rule 10b5-1 Plan or a non-Rule 10b5-1 trading arrangement.
III. Trading Window Periods
Designated Persons can buy or sell securities after material information has become public knowledge. The
public, however, must be given sufficient time to react to the information before Designated Persons begin
trading. The concept of “window periods” was developed to identify the periods when material nonpublic
information is least likely to exist. Windows typically follow the public release of information by Cato, and these
are the periods when Designated Persons can most safely buy and sell Cato securities. It is important to
emphasize that window periods are not safe harbors. Anyone in possession of material nonpublic information
may not buy or sell Cato stock, even during a window period.
Cato has established window periods during which Designated Persons are eligible to buy and sell Cato
securities. A listing of the trading window dates will be distributed to Designated Persons at the beginning of
each fiscal year.
Event-Specific Trading Restriction Periods. Designated Persons may not conduct any transactions
involving Cato’s securities when directed by the Chief Administrative Officer as a result of specific
events.
From time to time, an event may occur that is material to Cato and is known by only certain directors, officers
and/or employees. So long as the event remains material and nonpublic, the Designated Persons may not trade
Cato securities, even if such persons are not actually aware of the event.
In addition, Cato’s financial results may be sufficiently material in a particular fiscal quarter that, in the judgment
of the Chief Administrative Officer, Designated Persons should refrain from trading in Cato securities even
sooner than the end of a trading window described above. In these situations, the Chief Administrative Officer
may notify Designated Persons that they should not trade in Cato’s securities, without disclosing the reason for
the restriction.
If an event-specific trading restriction is imposed on you, do not disclose this to others, as this may inadvertently
communicate that a material event has happened.
77

Exceptions. Exceptions may be permitted in truly extraordinary circumstances, but only with the prior written
approval of the Chief Administrative Officer and Principal Financial Officer.
Exclusions. Appendix B sets forth certain transactions that are not subject to trading restrictions (under “Policy
Does Not Apply”). When in doubt, please consult with the Chief Administrative Officer.
IV. Section 16—Reporting Ownership and Trading of Company Stock
Cato’s directors and executive officers, and any directors, executive officers, employees of Cato or their Related
Persons who are beneficial owners of more than 10% of the outstanding stock of Cato (“Section 16 Insiders”)
have additional obligations under Section 16 of the Securities and Exchange Act and related regulations.
Note: The Chief Administrative Officer maintains a current list of Section 16 Insiders and notifies each such
person that he or she has been so designated.
These rules require that ownership of and trading in Company stock by Cato’s Section 16 Insiders be reported to
the SEC, generally within two business days of a transaction taking place. These individuals also have Section 16
reporting obligations with respect to holdings and transactions by their Related Persons. Section 16 Insiders
must:
•
File reports with the SEC and furnish a copy to Cato regarding the Section 16 Insider’s beneficial
ownership of Cato’s equity securities and changes in ownership;
•
Refund to Cato any profit from a purchase and sale, or sale and purchase, of the same class of securities
within a six-month period (a “short-swing transaction”), subject to certain exemptions; and
•
Refrain from engaging in “short sales” or certain “sales against the box” with respect to Cato’s
securities.
Individual Section 16 Insiders, and not Cato, are responsible for compliance with legal requirements and liability
for noncompliance. Both civil remedies and criminal penalties (including severe monetary penalties) may be
incurred for violations. Cato has and will continue to prepare and file such SEC forms for Section 16 Insiders
pursuant to a Power of Attorney executed by each Section 16 Insider; however, it is the responsibility of
Section 16 Insiders to promptly inform Cato of any reportable transactions, including sales made pursuant to a
Rule 10b5-1 Plan.
Questions regarding Section 16 reporting and compliance matters may be directed to the Chief Administrative
Officer.
V.
Amendments to these Special Procedures
Amendments to these Special Procedures (excluding any Appendices) affecting members of the Board of
Directors, other than those involving administrative procedures, must be approved by the Board of Directors. All
other amendments to these Special Procedures must be approved by the Principal Financial Officer and Chief
Administrative Officer.
78

APPENDIX B
SPECIFIC TRANSACTIONS
The table below sets out this Policy’s applicability to specific types of transactions in Cato securities. The
restrictions and prohibitions set out in this Policy apply to the transactions described in the “Policy Applies”
column and do not apply to the transactions described in the “Policy Does Not Apply” column.
Policy Does Not Apply
Policy Applies
Purchases and sales on open
market
N/A
•
All purchases or sales of
Cato securities on the open
market (this is the standard
way to purchase or sell,
usually through a broker)
Incentive Compensation Plan
•
Vesting of restricted stock.
•
Exercise of a tax withholding
right pursuant to which you
elect to have Cato withhold
shares to satisfy tax
withholding requirements on
restricted stock that has
vested.
•
Sale of restricted stock,
including sales to cover tax
obligations with respect to
the vesting of restricted
stock.
Employee Stock Purchase Plan
•
Purchase of Cato securities
pursuant to the Employee
Stock Purchase Plan.
•
Election to participate in the
Employee Stock Purchase
Plan, participation changes
or withdrawals during a
purchase period.
•
Sale of stock acquired
pursuant to the Employee
Stock Purchase Plan.
Broker Instructions
N/A
•
Giving instructions to your
broker to execute a trade.
Gifts
N/A
•
Giving a gift of Cato
securities.
Pledge or Margin Account
N/A
•
Pledging Cato securities as
collateral for loans,
including in a margin
account.
Hedging
N/A
•
Hedging or monetization
transactions in Cato
securities (that is, prepaid
variable forwards, equity
swaps, collars and exchange
funds).
Mutual Funds
•
Transactions in mutual funds
that are invested in Cato
securities.
•
N/A
79

Rule 10b5-1 Plans
•
Transactions in Cato
securities under a 10b5-1
Plan approved by the Chief
Administrative Officer (but
the Policy does apply to entry
into the Plan).
•
Entry into or modification
of a 10b5-1 Plan or
non-Rule 10b5-1 trading
arrangement.
•
Giving instructions to
execution agent under a
10b5-1 Plan.
Stock options
•
Exercise of an employee
stock option acquired
pursuant to the Incentive
Compensation Plan.
•
Exercise of a tax withholding
right pursuant to which you
elect to have Cato withhold
shares to satisfy tax
withholding requirements on
exercised options.
•
Sale of stock as part of a
broker-assisted cashless
exercise of an option.
•
Other sale for the purpose of
generating the cash needed
to pay the exercise price of
an option.
80

EXHIBIT 21.1
SUBSIDIARIES OF THE REGISTRANT
Name of Subsidiary
State of
Incorporation/Organization
Name under which
Subsidiary does Business
CHW LLC
Delaware
CHW LLC
CatoSouth LLC
North Carolina
CatoSouth LLC
Cato of Texas L.P.
Texas
Cato of Texas L.P.
Cato Southwest, Inc.
Delaware
Cato Southwest, Inc.
CaDel LLC
Delaware
CaDel LLC
CatoWest LLC
Nevada
CatoWest LLC
Cedar Hill National Bank
A Nationally Chartered Bank
Cedar Hill National Bank
catocorp.com, LLC
Delaware
catocorp.com, LLC
Cato Land Development, LLC
South Carolina
Cato Land Development, LLC
Cato WO LLC
North Carolina
Cato WO LLC
Cato Overseas Limited
A Hong Kong Company
Cato Overseas Limited
Cato Overseas Services Limited
A Hong Kong Company
Cato Overseas Services Limited
Shanghai Cato Overseas Business
Consultancy Company, Limited
A China Company
Cato Shanghai Company, Limited
Cato Employee Services
Management, LLC
Texas
Cato Employee Services
Management, LLC
Cato Employee Services L.P.
Texas
Cato Employee Services L.P.
Cato of Florida, LLC
Florida
Cato of Florida, LLC
Cato of Georgia, LLC
Georgia
Cato of Georgia, LLC
Cato of Illinois, LLC
Illinois
Cato of Illinois, LLC
Cato of North Carolina, LLC
North Carolina
Cato of North Carolina, LLC
Ohio Cato Stores, LLC
Ohio
Ohio Cato Stores, LLC
Cato of South Carolina, LLC
South Carolina
Cato of South Carolina, LLC
Cato of Tennessee, LLC
Tennessee
Cato of Tennessee, LLC
Cato of Virginia, LLC
Virginia
Cato of Virginia, LLC
Cato Services Vietnam Company
Limited
Vietnam
Cato Services Vietnam Company
Limited
Cato India Services Private
Limited
India
Cato India Services Private
Limited
Cato Bangladesh Services Private
Limited
Bangladesh
Cato Bangladesh Services Private
Limited
81

EXHIBIT 23.1
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos.
333-287636, Nos. 333-256538, Nos. 333-230843, Nos. 333-225350, Nos. 333-188993, and Nos. 333-188990) of
The Cato Corporation of our report dated March 25, 2026 relating to the financial statements, financial statement
schedule and the effectiveness of internal control over financial reporting, which appears in this Form 10-K.
/s/ PricewaterhouseCoopers LLP
Charlotte, North Carolina
March 25, 2026
82

EXHIBIT 31.1
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO
SECURITIES EXCHANGE ACT OF 1934 RULE 13a-14(a)/15d-14(a), AS ADOPTED
PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002
I, John P. D. Cato, certify that:
1.
I have reviewed this Annual Report on Form 10-K of The Cato Corporation (the “registrant”);
2.
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state
a material fact necessary to make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by this report;
3.
Based on my knowledge, the financial statements, and other financial information included in this report,
fairly present in all material respects the financial condition, results of operations and cash flows of the
registrant as of, and for, the periods presented in this report;
4.
The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure
controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control
over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and
have:
a)
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to
be designed under our supervision, to ensure that material information relating to the registrant,
including its consolidated subsidiaries, is made known to us by others within those entities, particularly
during the period in which this report is being prepared;
b)
Designed such internal control over financial reporting, or caused such internal control over financial
reporting to be designed under our supervision, to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles;
c)
Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this
report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end
of the period covered by this report based on such evaluation; and
d)
Disclosed in this report any change in the registrant’s internal control over financial reporting that
occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the
case of an annual report) that has materially affected, or is reasonably likely to materially affect, the
registrant’s internal control over financial reporting; and
5.
The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal
control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board
of directors (or persons performing the equivalent functions):
a)
All significant deficiencies and material weaknesses in the design or operation of internal control over
financial reporting which are reasonably likely to adversely affect the registrant’s ability to record,
process, summarize and report financial information; and
b)
Any fraud, whether or not material, that involves management or other employees who have a
significant role in the registrant’s internal control over financial reporting.
Date: March 25, 2026
/s/ John P. D. Cato
John P. D. Cato
Chairman, President and
Chief Executive Officer
83

EXHIBIT 31.2
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO
SECURITIES EXCHANGE ACT OF 1934 RULE 13a-14(a)/15d-14(a), AS ADOPTED
PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002
I, Charles D. Knight, certify that:
1.
I have reviewed this Annual Report on Form 10-K of The Cato Corporation (the “registrant”);
2.
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state
a material fact necessary to make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by this report;
3.
Based on my knowledge, the financial statements, and other financial information included in this report,
fairly present in all material respects the financial condition, results of operations and cash flows of the
registrant as of, and for, the periods presented in this report;
4.
The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure
controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control
over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and
have:
a)
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to
be designed under our supervision, to ensure that material information relating to the registrant,
including its consolidated subsidiaries, is made known to us by others within those entities, particularly
during the period in which this report is being prepared;
b)
Designed such internal control over financial reporting, or caused such internal control over financial
reporting to be designed under our supervision, to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles;
c)
Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this
report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end
of the period covered by this report based on such evaluation; and
d)
Disclosed in this report any change in the registrant’s internal control over financial reporting that
occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the
case of an annual report) that has materially affected, or is reasonably likely to materially affect, the
registrant’s internal control over financial reporting; and
5.
The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal
control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board
of directors (or persons performing the equivalent functions):
a)
All significant deficiencies and material weaknesses in the design or operation of internal control over
financial reporting which are reasonably likely to adversely affect the registrant’s ability to record,
process, summarize and report financial information; and
b)
Any fraud, whether or not material, that involves management or other employees who have a
significant role in the registrant’s internal control over financial reporting.
Date: March 25, 2026
/s/ Charles D. Knight
Charles D. Knight
Executive Vice President
Chief Financial Officer
84

EXHIBIT 32.1
CERTIFICATION OF PERIODIC REPORT
I, John P. D. Cato, Chairman, President and Chief Executive Officer of The Cato Corporation (the “Company”),
certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that on the date of
this Certification:
1.
the Annual Report on Form 10-K of the Company for the year ended January 31, 2026 (the “Report”) fully
complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
2.
the information contained in the Report fairly presents, in all material respects, the financial condition and
results of operations of the Company.
Dated: March 25, 2026
/s/ John P. D. Cato
John P. D. Cato
Chairman, President and
Chief Executive Officer
85

EXHIBIT 32.2
CERTIFICATION OF PERIODIC REPORT
I, Charles D. Knight, Executive Vice President, Chief Financial Officer of The Cato Corporation (the
“Company”), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that
on the date of this Certification:
1.
the Annual Report on Form 10-K of the Company for the year ended January 31, 2026 (the “Report”) fully
complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
2.
the information contained in the Report fairly presents, in all material respects, the financial condition and
results of operations of the Company.
Dated: March 25, 2026
/s/ Charles D. Knight
Charles D. Knight
Executive Vice President
Chief Financial Officer
86

Schedule II
VALUATION AND QUALIFYING ACCOUNTS
(in thousands)
Allowance
for Customer
Credit Losses(a)
Self
Insurance
Reserves(b)
Balance at January 28, 2023 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 761
$
7,673
Additions charged to costs and expenses . . . . . . . . . . . . . . . . . . . . . . . .
578
16,063
Additions (reductions) charged to other accounts . . . . . . . . . . . . . . . . .
72 (c)
467
Deductions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(706) (d)
(15,075)
Balance at February 3, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 705
$
9,128
Additions charged to costs and expenses . . . . . . . . . . . . . . . . . . . . . . . .
654
14,304
Additions (reductions) charged to other accounts . . . . . . . . . . . . . . . . .
65 (c)
(522)
Deductions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(843) (d)
(14,791)
Balance at February 1, 2025 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 581
$
8,119
Additions charged to costs and expenses . . . . . . . . . . . . . . . . . . . . . . . .
856
14,570
Additions (reductions) charged to other accounts . . . . . . . . . . . . . . . . .
61 (c)
162
Deductions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(816) (d)
(14,810)
Balance at January 31, 2026 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$ 682
$
8,041
(a)
Deducted from trade accounts receivable.
(b)
Reserve for Workers’ Compensation, General Liability and Healthcare.
(c)
Recoveries of amounts previously written off.
(d)
Uncollectible accounts written off.
87

[THIS PAGE INTENTIONALLY LEFT BLANK]



A copy of the Company’s Annual 
Report to the Securities and Exchange 
Commission (Form 10-K) for the  
fiscal year ended January 31, 2026 
is available to shareholders without 
charge upon written request to:
Mr. Charles D. Knight 
Executive Vice President, 
Chief Financial Officer 
The Cato Corporation 
P. O. Box 34216 
Charlotte, NC 28234
Corporate Headquarters
The Cato Corporation 
8100 Denmark Road 
Charlotte, NC 
28273-5975 
(704) 554-8510
Mailing Address
P.O. Box 34216 
Charlotte, NC 28234
Independent Auditor
PricewaterhouseCoopers LLP 
Charlotte, NC 28202
Corporate Counsel
Robinson, Bradshaw & Hinson, P.A. 
Charlotte, NC 28246
Transfer Agent & Registrar
Equiniti Trust Company, LLC
P.0. Box 500
Newark, NJ 07101
Annual Meeting Notice
The Annual Meeting of Shareholders 
Thursday, May 21, 2026 
11:30 a.m. 
Corporate Office 
8100 Denmark Road 
Charlotte, NC 28273-5975
Market & Dividend 
Information
The Company’s Class A Common 
Stock trades on the New York 
Stock Exchange (“NYSE”) under 
the symbol CATO. To the right is 
the market range and dividend 
information for the four quarters 
of fiscal 2025 and 2024.
Corporate Information 
2025
High
Low Dividend
First Quarter
$ 4.00
$
2.19
$
-
Second Quarter
3.43
2.20
-
Third Quarter
4.92
2.73
-
Fourth Quarter
4.04
2.78
-
2024
High
Low Dividend
First Quarter
$
7.05
$ 4.56
$
.17
Second Quarter
6.38
4.84
.17
Third Quarter
6.70
4.27
.17
Fourth Quarter
6.62
3.02
-
As of March 23, 2026 the 
approximate number of record 
holders of the Company’s Class 
A Common Stock was 5,000 and 
there were 2 record holders of the 
Company’s Class B Common Stock.
Price

The Cato Corporation
8100 Denmark Road 
Charlotte, NC 28273-5975
catofashions.com