DCC
Annual Report 2020

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CREATING THE FINANCIAL AND TECHNICAL SOLUTIONS FOR ACHIEVING GLOBAL CONSENSUS DIGITALX LTD <> 2020 ANNUAL REPORT LETTER FROM THE CHAIR DIRECTORS’ REPORT OPERATING & FINANCIAL REVIEW REMUNERATION REPORT DIRECTORS’ DECLARATION AUDITOR’S INDEPENDENCE DECLARATION AUDITOR’S REPORT CONSOLIDATED STATEMENT OF PROFIT OR LOSS & OTHER COMPREHENSIVE INCOME CONSOLIDATED STATEMENT OF FINANCIAL POSITION CONSOLIDATED STATEMENT OF CASHFLOWS CONSOLIDATED STATEMENT OF CHANGES IN EQUITY NOTES TO THE FINANCIAL STATEMENTS BASIS FOR PREPARATION KEY OPERATING & FINANCIAL RESULTS CAPITAL & RISK MANAGEMENT FINANCIAL POSITION EQUITY GROUP STRUCTURE OTHER DISCLOSURES CORPORATE DIRECTORY ASX INFORMATION 1 2 6 8 21 22 23 26 28 29 31 33 34 36 48 48 63 67 70 77 78 DIGITALX LTD <> 2020 ANNUAL REPORT Dear Shareholders, Although the 2020 Financial Year has been disappointing from a financial perspective, much has happened within the Company to position it for growth and development in the short term. During the year, the Company undertook various steps to streamline its business, focussing on its digital asset funds management business as well as its consulting and product development business. Both business lines have seen growth and achievement over the year. The Board acknowledges that the Company’s future remains linked to the understanding and experience it has gained over the past few years. It is one of the few technology companies listed on the ASX that has been able to navigate the emergence of the digital asset and Blockchain technologies and remain in a position to benefit as these technologies become more mainstream. With a small and cohesive team and a clear direction for the development of the Company’s business and assets, the Board looks forward to the year ahead. We take this opportunity to thank our shareholders that have been on the journey with the Company and who understand the potential value lying within the digital asset and Blockchain markets. Yours sincerely, Toby Hicks Non-Executive Chair DIGITALX LTD <> 2020 ANNUAL REPORT Your Directors present their report together with the financial report on the consolidated entity (referred to hereafter as the Group or Consolidated entity) consisting of DigitalX Limited (DigitalX or the Company) and the entities it controlled at the end of, or during, the year ended 30 June 2020. Information contained within this report and the financial report is presented in United States dollars ($USD). Directors The following persons were Directors of DigitalX during the financial year and up to the date of this report, unless stated otherwise: Mr Toby Hicks Non-Executive Chairman Term of Appointment Appointed 10 July 2019 Status Non-Independent Non-Executive Current Directorships None Previous Directorships of Listed Entities within past 3 years None Mr Peter Rubinstein Non-Executive Director Term of Appointment Appointed 15 September 2017 Status Non-Independent Non-Executive Current Directorships Genetic Technologies Limited Since 31 January 2018 Previous Directorships of Listed Entities within past 3 years None Experience Mr Hicks is a Partner of Steinepreis Paganin Lawyers & Consultants with over 18 years' experience advising companies, both public and private, on matters relating to corporate governance, capital raisings, and mergers and acquisitions, as well as general commercial and strategic legal advice. He acts for a number of ASX listed companies. Mr Hicks holds a Bachelor of Business (Management) and a Bachelor of Laws as well as a Graduate Diploma in Company Secretarial Practice from the Governance Institute and is a Chartered Secretary. Mr Hicks spent 16 years as a Governor at the University of Notre Dame Australia and served for 14 years on the University’s Finance, Audit and Risk Committee and 4 years on the Law School Advisory Board (Fremantle). Interests in securities held as at the date of the report  7,500,000 performance rights; and  2,500,000 unlisted options exercisable at $0.10 each expiring on 30 June 2024. Experience Mr Peter Rubinstein has over 20 years’ experience in early stage technology commercialisation through to public listings on the ASX. He is a lawyer by training, having worked at one of the large national firms prior to moving in house at Montech, the commercial arm of Monash University. Mr Rubinstein has had significant exposure to the creation, launch and management of a diverse range of technology companies including in biotech, digital payments and renewable energy. Mr Rubinstein is also Chairman of EasyPark ANZ an early adopter in the “Smart City” opportunities for digital parking. Interests in securities held as at the date of the report  29,483,580 fully paid ordinary shares;  1,000,000 unlisted options exercisable at $0.22 each expiring on 10 December 2023;  1,500,000 unlisted options exercisable at $0.25 each expiring on 10 December 2023;  2,000,000 unlisted options exercisable at $0.30 each expiring on 10 December 2023; and  3,000,000 performance rights. DIGITALX LTD <> 2020 ANNUAL REPORT Mr Leigh Travers Executive Director Term of Appointment Appointed 24 July 2016 Status Non-independent Executive Current Directorships None Experience Mr Leigh Travers has enjoyed a decade of building relationships in financial and technology markets through his experience with fintech and investment advisory companies. He is a current Director of Blockchain Australia, the industry body for blockchain businesses in Australia. Mr Travers previously worked for seven years at Australian wealth management firm Euroz Securities as an Investment Advisor. His clients included high net worth, institutions and listed companies as he provided trading advice and assisted with company buybacks and sell downs and capital raising services. Mr Travers holds a Bachelor of Commerce and Communications from the University of Western Australia and has completed a Fintech Certification from the Massachusetts Institute of Technology and Certificate in Blockchain Strategy from RMIT. Previous Directorships of Listed Entities within past 3 years None Interests in securities held as at the date of the report  5,000,000 fully paid ordinary shares; and  18,000,000 performance rights. Experience Mr Sam Lee is the founder and CEO of Blockchain Global Ltd. Blockchain Global is a Blockchain technology company with offices in Melbourne, New York, Kobe, Shanghai and Dalian. Experience Mr Stephen Roberts is an experienced Chair and non-executive director of a number of listed and private commercial enterprises across financial services, bio-pharm logistics, agriculture and waste recycling. Mr Roberts’ most recent executive position was as Regional Chief Executive Officer and Senior Partner of Mercer Investments, Asia Pacific and prior to that Managing Director of Russell Investments, Australasia. Mr Xue Samuel (“Sam”) Lee Non-Executive Director Term of Appointment Appointed 15 September 2017 (Resigned 8 July 2019) Mr Stephen Roberts Non-Executive Director Term of Appointment Appointed 3 April 2019 Resigned 4 July 2019 Company Secretary Ms Shannon Coates has over 20 years’ experience in corporate law and compliance. She is currently named company secretary to a number of public unlisted and listed companies; having provided company secretarial and corporate advisory services to boards across a variety of industries, including financial services, manufacturing and technology both in Australia and internationally. Ms Coates is a qualified lawyer, Chartered Secretary and graduate of the AICD’s Company Directors course. Ms Shannon Coates was appointed Company Secretary of DigitalX on 8 December 2016. DIGITALX LTD <> 2020 ANNUAL REPORT Principal activities During the financial year, the principal activities of the Group consisted of: • Blockchain consulting & development; and • Funds under management. Refer to the Operating and Financial Review for further information about each of the activities. Environmental regulation The Group is not subject to significant environmental regulation in respect of its operations. Significant changes in the state of affairs Significant changes in the state of affairs of the Group during the financial year were as follows: • During the course of the financial year the Group’s contributed equity increased by $USD1,094,598 (from $USD33,662,319 to $USD34,756,917) as a result of shares issued on conversion of options and investment in Bullion Asset Management. The changes for the year are disclosed in Note F1. • As a result of the operating performance combined with the year on year decrease in digital asset prices, the Group’s cash and digital asset position decreased by $USD4,815,244 (from $USD12,276,062 to $USD7,460,818). • In addition to the above, the Group also announced the following significant changes and updates to the market during the financial year which contributed to the overall performance and position of the Group at the end of the financial year: Date Announcement 4/07/2019 Resignation of Director 8/07/2019 Resignation of Director 11/07/2019 Appointment of Non-Executive Chairman 5/09/2019 Company Update 13/11/2019 DigitalX launches Bitcoin Fund 15/11/2019 Issue of shares for transfer of shares in BAM 29/04/2020 Company Update 1 Refer to the relevant section of the Report for the impact of the change. 2Refer to ASX announcement for full details. Dividends Impact1 Link2 Directors’ Report Directors’ Report Directors’ Report Announcement Announcement Announcement Investments Directors’ Fees Segment Note Investments Revenue Digital Assets Investments Equity Expenditure Announcement Announcement Announcement Announcement No dividends have been paid or declared up to the date of this report. The Directors have not recommended the payment of a dividend in the current financial year. Any future determination as to the payment of dividends by the Company (and the potential creation of a dividend policy for that purpose) will be at the discretion of the Directors and will depend on the availability of distributable earnings and operating results and financial condition of the Company, future capital requirements and general business as well as other factors considered relevant by the Directors. No assurance in relation to the payment of dividends or franking credits attaching to dividends can be given by the Company. DIGITALX LTD <> 2020 ANNUAL REPORT Subsequent events No other matter or circumstance has arisen since 30 June 2020 that has significantly affected the Group’s operations, results or state of affairs, or may do so in future years other than those set out below. The impact of the Coronavirus (COVID-19) pandemic is ongoing and while it has not had a material impact on the business up to 30 June 2020, it is not practicable to estimate the potential impact, positive or negative, after the reporting date. The situation is rapidly developing and is dependent on measures imposed by the Australian Government and other countries, such as maintaining social distancing requirements, quarantine, travel restrictions and any economic stimulus that may be provided. Date of event Details of event 1 September 2020 The Company issued 5,251,852 at $0.0324 per share on conversion of options. 1 September 2020 Issue of 1,136,634 shares to a member of KMP on satisfaction of performance milestones, in accordance with the Employment Agreement. 9 September 2020 Issue of 10,000,000 options exercisable at $AUD0.05 subject to performance milestones and expiring 9 September 2023. 10 September 2020 The Company issued 2,561,728 at $0.0324 per share on conversion of options. 21 September 2020 The Company issued 2,600,000 at $0.0324 per share on conversion of options. 27 September 2020 Due to the volatile nature and the materiality of the digital assets held, we disclose the impact of changes in the value of digital assets held by the Group, excluding the DigitalX Fund and DigitalX BTC Fund and unlisted digital assets, as at the close date of the 27 September. Coin Symbol BTC $USD Spot Price at 30 June $9,137 $USD Spot Price at 27 Sept $10,774 $USD Impact $705,547 DIGITALX LTD <> 2020 ANNUAL REPORT Operating results The result for the year ended 30 June 2020 was a consolidated loss attributable to members of the Group of $USD4,707,851 (2019: loss of $USD2,524,151). Following a disappointing first half loss of $4,508,111, DigitalX underwent a strategic review that led to significant cost reductions. Overview ● Following a transitional year, DigitalX focused on advancing the digital assets funds management division and on blockchain technology development. ● DigitalX is focused on these two business lines to provide shareholders with exposure to the fundamental impact of blockchains as both a technological and financial innovation. ● Following a strategic review, operational expenditure was reduced in FY20 by 41% from $4.9m to $2.9m. Company formed an internal innovation working group to research, identify and validate potential product offerings for leveraging future data improvements and DLT benefits. The Group has prioritised the development of a regulatory technology (RegTech) business, which is currently being tested corporate with potential governance, at Australian publicly listed companies with a view to expand into international markets. responsible customers for and insured DigitalX provided consulting and development services to the xbullion gold project during the year. xbullion offers digitally transferable ownership of physical gold bullion that is vaulted, audited fundamental transformation in the way gold bullion can be acquired. xbullion progressed to achieve several key milestones, including the successful audit and deployment of smart contracts developed by DigitalX for the minting, transfer and redemption of gold ownership recorded through the Ethereum blockchain. representing a Blockchain Innovation and Development Digital Asset Funds Management Throughout the year DigitalX delivered on its strategy to deepen engagement with enterprise organisations through a series of blockchain discovery workshops and project submissions. The purpose of the workshops was to collaborate with senior executives to assess problems and challenges within their organisations where blockchain solutions can provide high business value. Identified applications were progressed to a prototype design stage, with an objective of demonstrating the potential impact of these new technologies for businesses and a roadmap for solution productisation for DigitalX. DigitalX was engaged by a large global accounting firm to deploy a set of smart contracts supporting the development of a blockchain based accounting and audit system for large joint venture owned and operated oil and gas assets. A prototype was developed for demonstration to global customers in the is currently assessing further energy commercialisation opportunities for this product with project partners. industry. DigitalX The market for blockchain technology within the public sector continued to grow with a number of government programs established to assist with the advancement of the technology within Australia. DigitalX was engaged to provide a blockchain solution design project in the gaming industry, alongside a large international consulting firm, for a government agency and continued to submit tender applications during the period for other public sector entities. DigitalX continued to closely monitor distributed ledger technology (DLT) opportunities around the transformational development of a large critical national financial market infrastructure replacement project. In response to this, the DigitalX is the investment manager of digital asset investment products that provide qualified investors with a secure and accessible way to gain digital asset exposure. The Company operates two professionally managed wholesale funds, the DigitalX Bitcoin Fund and the Digital Asset Fund, a diversified basket of leading digital assets. The DigitalX digital asset funds solve the technical and administrative challenges of making an investment into this emerging asset class. During the first half of the financial year the division explored the potential of expanding the division internationally, as well as expanding the potential investment horizon for the funds. Subsequently, the Board made the decision to refocus on the Australian marketplace and on the leading digital assets, including Bitcoin. The execution of this revised strategy has seen significant operational savings as well as the establishment of the DigitalX Bitcoin Fund. The DigitalX Bitcoin Fund is available through a traditional unlisted fund structure to offer qualifying investors, including family offices and high net worth individuals, a low-cost and familiar vehicle to gain exposure to this growing asset class. The DigitalX Bitcoin Fund was seeded with 215 bitcoin from the Group’s existing holding and was announced to the market in November 2019. The performance of the two investment funds over the second half of the year was pleasing. From inception the DigitalX Bitcoin Fund returned 58% and the Digital Asset Fund returned DIGITALX LTD <> 2020 ANNUAL REPORT 60%, significantly better than gold 26%1 and the ASX All Ords - 15%2. The performance was attributable to the trillions of dollars of monetary and fiscal stimulus that have been injected in to global markets as well as continued institutional acceptance of the asset class. The COVID-19 effect on markets accelerated these trends, including the movement towards digital money. During the period, significant efforts were made to broaden the education and awareness of the investment funds and digital assets more generally. The funds management division delivers fortnightly digital asset education and research, in collaboration with Delphi Digital to qualified investors and financial advisors. The DigitalX Bitcoin Fund secured a product listing on Australia’s number 1 rated wealth management platform Netwealth Group Limited (ASX:NWL). The challenges in acquiring Bitcoin from cryptocurrency exchanges, storing them securely and managing tax and audit complexities have been the biggest barriers to entry for potential Bitcoin investors. The DigitalX Bitcoin Fund was specifically built to solve these pain points for investors and its addition to the Netwealth platform further serves this purpose. COVID-19 The Company made key financial decisions to manage its working capital during this uncertain time, including the deferral of all Director fees and the reduction in salaries for all senior executives. Each of the Company’s Non-Executive Directors agreed to defer their Director fees for up to 12 months and to convert those fees into shares in the Company, subject to the receipt of all shareholder approvals, expected to be put to shareholders at the Company’s AGM in November 2020. In addition, the Company’s Executive Director, Mr Leigh Travers agreed to defer an equivalent amount on the same terms as the Non-Executive Directors. Future Developments With a strong digital asset market as well as a number of new commercial opportunities DigitalX is pursuing, the outlook for the Company is positive. Post the end of the financial year, the Funds Management division has recently appointed a new fund manager, Mr Matthew Harry, to further capital raising efforts inside the division. As part of this appointment, the Company expects to secure additional distribution channels alongside Netwealth as well as improving the education around digital assets in the Australian investment market by providing CPD accredited investor presentations. DigitalX has been actively investigating opportunities to build products to complement the major Distributed Ledger Technology (DLT) projects within Australia and the working group established to actively identify the highest priority opportunities has progressed. The Group has prioritised the development of a regulatory technology business, with activities now at an advanced stage the Company looks forward to updating the market on its product development efforts. The xbullion project recently went live via a soft launch and absent any setbacks will be moving to a full launch over the quarter. The market for tokenised assets continues to increase, with the Ethereum ecosystem growing from $500m to over $6B USD of asset value in the last year3. 1 https://www.perthmint.com/investment_invest_in_gold_precious_metal_pr ices.aspx 2 https://www.asx.com.au/about/historical-market-statistics.htm 3 https://defipulse.com/ DIGITALX LTD <> 2020 ANNUAL REPORT Message from the Board of Directors The Directors present this Remuneration Report, which forms part of the Directors’ Report for the financial year ended 30 June 2020. The Directors note that Director and Executive remuneration continues to be an area that receives stakeholder focus and scrutiny, as such the Remuneration Report has been structured in an attempt to provide transparency and clarity to readers around the framework, policies and remuneration of DigitalX Limited’s Directors and its Executives. The Remuneration Report has been set out under the following main headings: A. Key Management Personnel B. Remuneration policy, including the relationship between remuneration policy and Company performance C. Key terms of employment contracts D. Remuneration of Directors and Executives E. Share options and performance rights granted to Directors F. Shareholdings of Directors G. Related party transactions H. I. Future remuneration developments Definitions The information provided in this Remuneration Report has been audited as required by Section 308(3C) of the Corporations Act 2001. KEY MANAGEMENT PERSONNEL The Key Management Personnel (KMP) of the Group consist of the Board and Executives. This is the case due to the size and scale of the Group’s current operations. All the named persons held their current position for the whole or part of the financial year and since the end of the financial year unless otherwise stated. Position Status Term as KMP Chairman and Non-Executive Director Non-Executive KMP From 10 July 2019 KMP Toby Hicks Peter Rubenstein Sam Lee Stephen Roberts Non-Executive Director Non-Executive Director Non-Executive Director Leigh Travers Executive Director Jonathon Carley Chief Financial Officer Neel Krishnan President REMUNERATION POLICY For the year ended 30 June 2020 the Board as a whole determined and reviewed compensation arrangements for the Executive Director and where applicable the Executive Team. The Board assessed the appropriateness of the nature and amount of emoluments of such officers on a periodic basis by reference to relevant employment market conditions with the overall objective of ensuring maximum shareholder benefit from the retention of a high-quality team. The objective of the Company’s remuneration framework was to ensure reward for performance was competitive and appropriate to the results delivered. Non-Executive KMP Non-Executive KMP Non-Executive KMP Executive KMP Executive KMP Executive KMP Full Year To 8 July 2019 To 4 July 2019 Full Year Full Year To 5 Sep 2019 The Board aims to ensure that executive rewards satisfied the following key criteria for good reward governance practices:  Competitiveness and reasonableness;  Acceptability to shareholders;  Performance linked;  Transparency; and  Capital management. DIGITALX LTD <> 2020 ANNUAL REPORT IMPLEMENTATION OF REMUNERATION STRATEGY IN RESPONSE TO COVID-19 REVIEW As announced on 29 April 2020, Each of the Company’s Non-Executive Directors has agreed to defer their Director fees for up to 12 months and to convert those fees into shares in the Company, subject to the receipt of all shareholder approvals, expected to be put to shareholders at the Company’s Annual General Meeting (AGM) in November 2020. In addition, the Company’s Executive Director, Mr Leigh Travers has agreed to the deferral of the same amount of his salary as the Non-Executive Directors on the same terms. In addition to the above the Company’s senior executives agreed to a reduction in salaries ranging from 10% to 25%. ELEMENTS OF REMUNERATION Base pay Directors and Executives are offered a competitive base salary. Base pay for executives is reviewed annually by the Board to ensure that individual executive’s pay is competitive with the market and is also reviewed upon promotion or additional responsibilities. There is no guarantee of base pay increases fixed in any executive or Director contracts. Commission There is no entitlement to commissions-based remuneration. Short term incentives (STI) Executive Director To align the remuneration of the Executive Director and the performance of the Company, the Executive Director is issued STI in the form of performance rights that vest on the achievement of certain performance hurdles. The STI for the year ended 30 June 2020 were approved by shareholders at the Annual General Meeting held on 21 November 2019. Staff For the purpose of incentivising and tying the rewarding of the Company’s staff to the performance of the Company, the Board has determined that it may, at its discretion, issue shares or other similar instruments from time to time as a reward. Long term incentives (LTI) There were no LTI issued for the year ended 30 June 2020. Performance Metrics At the 2019 AGM the Board set the following performance metrics for 30 June 2020 year for the Executive Director as part of the issue of 9,000,000 performance rights (STI). Key The table below sets out the performance against those metrics and where applicable, commentary made on the progress towards the performance targets. Target achieved Work in progress Target not met Metric Company achieving NPAT of $5,000,000 Milestone Issued 2018 Met? Progress made As noted in the commentary on results for the period in the Operating and Financial Review, the results for the year were impacted by; Year on year fall in the value of the Group’s digital assets; • • Restructure of Group business lines; • Reduction in operating expenses; • • COVID-19; and Established the DigitalX bitcoin fund. DIGITALX LTD <> 2020 ANNUAL REPORT DigitalX has been working hard to continue to leverage its core competencies, specifically, the commercialisation of blockchain technologies and focusing on blockchain consulting and development and funds management. is Despite the final financial result, the Group ended the year well capitalised and resourced to deliver an improved year for shareholders. As noted above, there was a 33% reduction in the year on year value of the Group’s carring value of digital asset due to a decline in the price of digital assets combined with the impact of COVID-19 on global equities markets. 2018 2018 Consistent with the commentary above. 2019 Consistent with the commentary above. Company’s Shares closing at a price equal to or greater than $0.25 on five consecutive trading days over the term of the Performance Rights Company’s Shares closing at a price equal to or greater than $0.30 on five consecutive trading days over the term of the Performance Rights Company’s Shares closing at a price equal to or greater than $0.09 on fifteen consecutive trading days over the term of the Performance Rights DIGITALX LTD <> 2020 ANNUAL REPORT 11 RELATIONSHIP BETWEEN THE REMUNERATION POLICY AND COMPANY PERFORMANCE As noted in Sections A & B, the Board seeks to align the interests of the Executive Team with those of the shareholders when setting future short and long-term benefits. For the year ended 30 June 2020 the total remuneration is reflective of the remuneration strategy with adjustments made to reflect the current state of the Group and the change in performance from the previous year, this is evident from the relationship between: • • Total KMP reported remuneration down 21% from $816,299 to $643,444 reflective of a decrease in performance-based remuneration primarily in the form of share-based payments. Total base remuneration (including other benefits) was down 6% from $422,146 to $395,262 and at risk remuneration was down 37% from $394,153 to $248,182 in line with the financial performance of the Company; The overall remuneration trend is also consistent with the share price performance and earnings per share (EPS) performance as evident in the graphs to the right; • Decrease in vested at risk remuneration to $79,626 (32%); and • In April 2020 as a response to COVID-19 and capital management, the Board deferred the fees for Non-Executive Directors. The Company is not yet at stage of its development where it considers benchmark returns against an ASX peer group (blockchain focussed) relevant based on limited inclusions and comparable data. Unvested 168,556 68% Vested 79,626 32% FY2020 At Risk Remuneration Vested Unvested 1,600,000 1,400,000 1,200,000 1,000,000 800,000 600,000 400,000 200,000 0 1,600,000 1,400,000 1,200,000 1,000,000 800,000 600,000 400,000 200,000 0 4,000,000 2,000,000 0 (2,000,000) (4,000,000) (6,000,000) 2016 2017 2018 2019 2020 2016 2017 2018 2019 2020 Share price & total KMP remuneration trend At risk Base Share price at the EOY Basic EPS & total KMP remuneration trend At risk Base Basic earnings per share 0.160 0.140 0.120 0.100 0.080 0.060 0.040 0.020 0.000 0.010 0.005 0.000 (0.005) (0.010) (0.015) (0.020) (0.025) Net profit & KMP remuneration Net profit/(loss) before tax Total reported remuneration 2016 2017 2018 2019 2020 DIGITALX LTD <> 2020 ANNUAL REPORT 12 RELATIONSHIP BETWEEN THE REMUNERATION POLICY AND COMPANY PERFORMANCE – FIVE YEAR DATA TABLE The table below includes the remuneration and performance data from the preceding five (5) financial years used to analyse the linkage between remuneration and performance in the section above. Revenue & other income from all operations 40,403,656 8,041,026 9,905,859 2,555,039 381,519 ↓ Net profit/(loss) before tax (3,417,305) (3,973,961) 2,595,834 (2,524,151) (4,707,851) ↓ 30 June 2016 $USD 30 June 2017 $USD 30 June 2018 $USD 30 June 2019 $USD 30 June 2020 $USD Total reported in remuneration report Remuneration - Base Remuneration - At risk Basic earnings/(loss) per share Diluted earnings/(loss) per share Share Price at the start of year Share price at the end of year Final dividend 955,292 910,725 44,567 (0.019) (0.019) 0.150 0.140 - 755,980 1,437,838 691,496 64,484 (0.020) (0.020) 0.140 0.036 - 479,860 957,978 0.006 0.005 0.036 0.075 - 812,419 418,266 394,153 (0.005) (0.005) 0.075 0.055 - 643,444 ↓ 395,262 ↓ 248,182 ↓ (0.008) ↓ (0.008) ↓ 0.055 - 0.017 ↓ - DIGITALX LTD <> 2020 ANNUAL REPORT 13 KEY TERMS OF EMPLOYMENT CONTRACTS Executives Mr Leigh Travers Executive Director Under an Executive Employment Agreement entered into between Mr Travers and DigitalX, Mr Travers is appointed as Executive Director, in effect from 28 November 2017. The employment will be ongoing until it is terminated in accordance with Mr Travers’ Executive Employment Agreement. The employment may be terminated by either party giving 6 months’ written notice (although less than 6 months’ notice is required by DigitalX in certain circumstances such as Mr Travers’ illness, absence, material breaches or misconduct in which case Mr Travers will not be entitled to receive any payment in lieu or compensation as set out below). On termination of his employment and where DigitalX elects to make payment in lieu of notice, the Company must pay Mr Travers a payment equal to his salary for the remainder of the notice period. Mr Travers will be under restraint and non-solicitation clauses for up to 24 months after the termination of his employment. Mr Travers’ current salary is $USD145,000 per annum (exclusive of superannuation) subject to annual salary reviews and his reasonable expenses will also be paid by the Company. On 29 April 2020 the Company announced the Mr Travers had agreed to defer up to $AUD50,000 of his remuneration for up to 12 months in line with the deferral taken by Non-Executive Directors. Mr Jonathon Carley Chief Financial Officer Under an amended Employment Agreement entered into between Mr Carley and DigitalX, Mr Carley was appointed as Chief Financial Officer, in effect from 1 July 2019. The employment will be ongoing until it is terminated in accordance with Mr Carley’s Employment Agreement. The employment may be terminated by either party giving 1 months’ written notice (although less than 1 months’ notice is required by DigitalX in certain circumstances such as Mr Carley’s illness, absence, material breaches or misconduct in which case Mr Carley will not be entitled to receive any payment in lieu or compensation as set out below). On termination of his employment and where DigitalX elects to make payment in lieu of notice, the Company must pay Mr Carley a payment equal to his salary for the remainder of the notice period. Mr Carley will be under restraint and non-solicitation clauses for up to 12 months after the termination of his employment. Mr Carley‘s current salary is $AUD150,000 per annum (exclusive of superannuation) after accepting a 25% reduction due to COVID- 19. Mr Carley is subject to annual salary reviews and his reasonable expenses will also be paid by the Company. Under all of the Employment Agreements above, DigitalX, in its absolute discretion acting reasonably, can assign and transfer the employment to any of DigitalX’s Related Bodies Corporate. Non-Executive Directors Non-Executive Directors remuneration arrangements include compensation in the form of annual Directors’ fees in accordance with their relevant service agreement. The Non-Executive Directors from time to time may receive incentive compensation in the form of share-based payments (as approved by Shareholders). For the year ended 30 June 2020, all Non-Executive Directors received a base fee of $AUD50,000 exclusive of entitlements. On 29 April 2020 the Company announced the Non-Executive Directors agreed to defer their fees for up to 12 months and to convert those fees into shares in the Company, subject to receipt of all shareholder approvals. Amounts payable to Director controlled entities for services provided by Directors for the year ending 30 June 2020 is detailed in the following table of this report. The Group may carry out consulting activities with the Directors on an arm’s length basis in the normal course of business. DIGITALX LTD <> 2020 ANNUAL REPORT REMUNERATION OF DIRECTORS AND EXECUTIVES The compensation for each Director and executive for the period is contained in the following table: Year ended 30 June 2020 14 Name Short-term employee benefits Post-employment benefits Share-based payment Total At Risk % Salary & Fees1 $USD Director Fees1 $USD Other Benefits2 $USD Superannuation3 $USD Shares $USD Options and performance rights11 $USD $USD Non-Executive Directors Toby Hicks8 Peter Rubinstein Sam Lee7 Stephen Roberts9 Executive Directors Leigh Travers Other KMP Jonathon Carley Neel Krishnan10 Total - - - - 148,934 131,081 20,833 300,848 24,026 25,025 - - - - - 49,051 - - - - 3,094 9,918 - - (3,138) 14,964 4,473 2,870 4,205 12,453 729 41,158 - - - - - - - 150,5305 20,9656 - - 177,650 84.7% 55,908 37.5% - - - - 76,6874 237,447 32.3% - - 148,006 24,433 - - 248,182 643,444 38.6% 1 Amounts paid in Australian Dollars are converted to United States Dollars at time of payment. 2 Other benefits include movements in employee benefits. 3 Superannuation or equivalent (i.e 401k, social security). 4 Included in the total is $USD68,082 relating to the share-based payment expense for performance rights issued but not vested. $USD8,605 relates to deferred Directors’ fees to be issued in shares. 5 Included in the total is $USD62,299 relating to the share-based payment expense for performance rights issued but not vested. $USD8,605 relates to deferred Directors’ fees to be issued in shares. 6 Included in the total is $USD12,360 relating to the share-based payment expense for performance rights issued but not vested. $USD8,605 relates to deferred Directors’ fees to be issued in shares. 7 Sam Lee resigned effective 8 July 2019. 8 Toby Hicks was appointed on 10 July 2019. 9 Stephen Roberts resigned effective 4 July 2019. 10 Mr Krishnan ceased being a KMP on 5 September 2019. 11 Refer to Sections E & F of the Remuneration Report for additional details. DIGITALX LTD <> 2020 ANNUAL REPORT 15 Year ended 30 June 2019 Name Short-term employee benefits Post-employment benefits Share-based payment Total At Risk % Salary & Fees1 $USD Director Fees1 $USD Other Benefits2 $USD Superannuation3 $USD Shares $USD Options and performance rights8 $USD $USD Non-Executive Directors Peter Rubinstein Sam Lee5 Toby Hicks6 Stephen Roberts7 Executive Directors Leigh Travers Other KMP Neel Krishnan Total - - - - 140,062 125,000 265,062 50,510 35,707 6,087 9,569 - - 101,003 - - - - - - - - - - - - 148,318 148,318 - - 198,828 74.6% 184,025 80.6% 6,087 9,569 - - 9,494 13,306 29,3544 192,216 20.2% 25,026 34,520 4,375 17,681 24,483 24,483 43,680 369,670 222,564 31.2% 812,419 49.9% 1 Amounts paid in Australian Dollars are converted to United States Dollars at time of payment. 2 Other benefits include tokens from Initial Coin Offerings (ICOs) distributed to KMP and staff. 3 Superannuation or equivalent (i.e 401k, social security). 4 Included in the total is an amount of $USD29,354 relating to the share-based payment expense for performance rights issued but not vested. 5 Sam Lee resigned effective 8 July 2019. 6 Toby Hicks resigned effective 7 September 2018 and was reappointed on 10 July 2019. 7 Stephen Roberts was appointed effective 3 April 2019 and resigned on 4 July 2019. 8 Refer to Sections E & F of the Remuneration Report for additional details. DIGITALX LTD <> 2020 ANNUAL REPORT 16 SHARE OPTIONS AND PERFORMANCE RIGHTS GRANTED TO KEY MANAGEMENT PERSONNEL Name 2020 Toby Hicks Peter Rubinstein Sam Lee2 Total Options Opening balance Granted as compensation Exercised during the period Closing balance3,A - 2,500,0001 4,500,000 4,500,000 9,000,000 - - 2,500,000 - - (4,500,000) (4,500,000) 2,500,000 4,500,000 - 7,000,000 1 Mr Hicks was issued with 2,500,000 incentive options on the terms and conditions set out in the notice of annual general meeting for 2019 and approved at the Company’s AGM on 21 November 2019. The incentive options were vested immediately in accordance with the terms and conditions approved by shareholders. 2 Mr Lee resigned from the Board of DigitalX on the 8th of July 2019. 3 7,000,000 remain unexercised at 30 June 2020. Further details on the valuation can be found in Note F2. Name 2020 Toby Hicks Leigh Travers Peter Rubinstein Total Opening balance Granted as compensation Exercised during the period Closing balanceA Performance Rights - 9,000,000 - 17,500,000 29,000,000 33,000,000 9,000,000 19,500,000 - - - - 7,500,000 18,000,000 3,000,000 28,500,000 1 Mr Hicks was issued with 7,500,000 performance rights on the terms and conditions set out in the 2019 notice of annual general meeting and approved at the Company’s AGM on 21 November 2019. During the year the performance hurdles were not satisfied and 2,500,000 rights remain unvested at 30 June 2020. Further valuation details can be found in F2. 2 Leigh Travers was issued with 9,000,000 performance rights on the terms and conditions set out in the notice of 2019 annual general meeting and approved at the Company’s AGM on 21 November 2019. During the year the performance hurdles were not satisfied and 9,000,000 rights remain unvested at 30 June 2020. Further valuation details can be found in F2. 3 Mr Rubinstein was issued with 3,000,000 performance rights on the terms and conditions set out in the 2019 notice of annual general meeting and approved at the Company’s AGM on 21 November 2019. During the year the performance hurdles were not satisfied and 3,000,000 rights remain unvested at 30 June 2020. Further valuation details can be found in F2. SHAREHOLDINGS OF KEY MANAGEMENT PERSONNEL Directors Peter Rubinstein Leigh Travers Sam Lee KMP Neel Krishnan Jonathon Carley Total Opening Balance 1 July 2019 Granted as compensation Conversions & vesting 23,266,296 4,461,111 10,096,296 6,057,500 25,000 37,823,703 - - - - - - - - - - - - Net Other changes1 2,200,000 Closing balance 30 June 2020A 25,466,296 538,889 5,000,000 2(10,096,296) 2(6,057,500) - - - 25,000 (7,357,407) 30,466,296 1 Net changes include initial holdings, final holdings and on-market sales as reported to the market per the respective Appendix 3X, 3Y, and 3Z. 1 Net change is final balance at time of ceasing to be a KMP. A – Only KMP with balances or movements have been included. If a KMP is not shown above then this denotes a nil balance. DIGITALX LTD <> 2020 ANNUAL REPORT 17 RELATED PARTY TRANSACTIONS Year ended 30 June 2020 • During the year, the Group paid Steinepreis Paganin, a law firm of which Non-Executive Chairman Toby Hicks is a partner, $USD41,343 for legal services rendered on various matters. This amount relates to the period of the financial year that Mr Hicks was a Director of the Company. Year ended 30 June 2019 • During the year, the Group paid Steinepreis Paganin, a law firm of which Non-Executive Director Toby Hicks is a partner, $5,533 for legal services rendered on various matters. This amount relates to the period of the financial year that Mr Hicks was a Director of the Company. At 30 June 2019, Steinepreis Paganin is not considered a related party as Mr Hicks was not a Director at 30 June 2019. • During the year, the Group recognised an expense and paid Blockchain Global Ltd, a company of which Messrs Rubinstein and Lee served as Directors of during the year, of $1,211 for reimbursement of costs. The Company notes that both Mr Rubinstein and Mr Lee resigned as Directors of Blockchain Global during the year and the Company no longer considers Blockchain Global to be a related party on that basis. Messrs Rubinstein and Lee were appointed Directors of the Company as nominees of Blockchain Global Ltd. • During the year, Mars Capital Australia Pty Ltd, a company controlled by Non-Executive Director Sam Lee, converted 14 convertible notes, with a face value of $AUD10,000 each, convertible at $AUD0.027 each, to 5,185,185 ordinary shares. As part of the conversion 2,800,000 options exercisable at $AUD0.0324 expiring 18 September 2020 were also issued. During the year, $AUD5,236 of interest was paid, and recognised as an expense, on the convertible notes held. At 30 June 2019, no amounts were owed to Mars Capital. • During the year, Irwin Biotech Nominees Pty Ltd, a company controlled by Non-Executive Chairman Peter Rubinstein, converted 17 convertible notes, with a face value of $AUD10,000 each, convertible at $AUD0.027 each, to 6,796,296 ordinary shares. As part of the conversion 3,400,000 options exercisable at $AUD0.0324 expiring 18 September 2020 were also issued. During the year, $AUD6,358 of interest was paid, and recognised as an expense on the convertible notes held. At 30 June 2019, no amounts were owed to Irwin Biotech. • During the year, the Group paid Value Admin Pty Ltd, a company controlled by Non-Executive Chairman Peter Rubinstein, $USD50,509 as part of Non–Executive Director fees. FUTURE REMUNERATION DEVELOPMENTS The Directors note at last year’s Annual General Meeting the Remuneration Report passed unanimously on a poll and there were no comments on the Remuneration Report. There are no future developments planned. DIGITALX LTD <> 2020 ANNUAL REPORT 18 DEFINITIONS Key management personnel Those persons having authority and responsibility for planning, directing and controlling the activities of the entity, directly or indirectly, including any director (whether executive or otherwise) of that entity. Remuneration of an officer or employee of a corporation A benefit given to an officer or employee of a corporation is remuneration if and only if the benefit, were it received by a director of the corporation, would be remuneration of the director for the purposes of an accounting standard that deals with disclosure in companies' financial reports of information about directors' remuneration. Remuneration committee A committee of the board of directors of the company; and has functions relating to the remuneration of key management personnel for the company. Remuneration consultant A person: a) Who makes a remuneration recommendation under a contract for services with the company to whose key management personnel the recommendation relates; and b) Who is not an officer or employee of the company. A remuneration recommendation (a) A recommendation about either or both of the following: a) For one or more members of the key management personnel for a company; how much the remuneration should be; i. ii. what elements the remuneration should have; or b) A recommendation or advice about a matter or of a kind prescribed by the regulations. ASIC may by writing declare that s.9B(1) of the Corporations Act 2001 above does not apply to a specified recommendation or specified advice but may do so only if ASIC is satisfied that it would be unreasonable in the circumstances for the advice or recommendation to be a remuneration recommendation. The declaration has effect accordingly. The declaration is not a legislative instrument. What is not a remuneration recommendation? None of the following is a remuneration recommendation (even if it would otherwise be covered by subsection (1)): a) Advice about the operation of the law (including tax law); b) Advice about the operation of accounting principles (for example, about how options should be valued); c) Advice about the operation of actuarial principles and practice; d) The provision of facts; e) The provision of information of a general nature relevant to all employees of the company; f) A recommendation, or advice or information, of a kind prescribed by the regulations. AGM Means an annual general meeting of a company that section 250N requires to be held. END OF AUDITED REMUNERATION REPORT DIGITALX LTD <> 2020 ANNUAL REPORT 19 Directors’ meetings Given the size and scale of operations of the Company, the full Board undertook the responsibilities of the Audit and Risk Committee, Remuneration Committee and Nomination Committee. The Directors attendances at Board meetings held during the financial year were: Director Toby Hicks1 Peter Rubinstein Leigh Travers Stephen Roberts2 Sam Lee3 1 Toby Hicks was appointed effective 10 July 2019. 2 Stephen Roberts resigned effective 4 July 2019. 3 Sam Lee resigned effective 8 July 2019. Shares under option Board Meetings Number eligible to attend 13 14 14 1 1 Number attended 13 14 14 1 1 As at the date of this report, there are 24,268,382 options to subscribe for unissued ordinary shares in the Company, comprising: Date options granted Vesting Date Option class Exercise price of options Expiry date of options Number of shares under option 10 December 2018 10 December 2018 Unlisted $0.22 10 December 2023 2,000,000 10 December 2018 10 December 2018 Unlisted $0.25 10 December 2023 3,000,000 10 December 2018 10 December 2018 Unlisted $0.30 10 December 2023 4,000,000 17 May 2019 17 May 2019 Unlisted $0.0847 17 May 2022 2,768,382 11 July 2019 11 July 2019 Unlisted 10 September 2020 - Unlisted $0.10 $0.10 30 June 2024 2,500,000 9 September 2023 10,000,000 The holders of these options do not have the right, by virtue of the option, to participate in any share issue or interest issue of the Company or any other body corporate or registered scheme. Shares issued on exercise of options During the financial year, and to the date of this report, the Company issued 24,691,358 Ordinary Shares, on exercise of options. Date 1 July 2019 31 August 2020 10 September 2020 Details Unlisted Unlisted Unlisted Issue Price A$ Number of Shares 0.0324 0.0324 0.0324 24,691,358 5,251,852 2,561,728 Shares under convertible notes As at the date of this report, there are no convertible notes issued that are convertible to ordinary shares in the Company. DIGITALX LTD <> 2020 ANNUAL REPORT 20 Shares issued on conversion of convertible notes During the financial year there were no shares issued on conversion of Convertible notes. Indemnification of officers and auditors During the financial period, the Company paid a premium in respect of a contract ensuring the Directors, secretary and officers of the Company and of any related body corporate against a liability incurred as such a Director, Secretary or Officer to the extent permitted by the Corporations Act 2001. The contract of insurance prohibits disclosure of the nature of the liability and the amount of the premium. The liabilities insured are legal costs that may be incurred in defending civil or criminal proceedings that may be brought against the officers in their capacity as officers of entities in the Group, and any other payments arising from liabilities incurred by the officers in connection with such proceedings. This does not include such liabilities that arise from conduct involving a wilful breach of duty by the officers or the improper use of their position or of information to gain advantage for themselves or someone else or to cause detriment to the Company. It is not possible to apportion the premium between amounts relating to the insurance against legal costs and those relating to other liabilities. The Company has executed a Deed of Protection for each of the Directors. The Company has not otherwise, during or since the financial period, indemnified or agreed to indemnify an officer or auditor of the Company or of any related body corporate against a liability incurred as such an officer or auditor. Proceedings on behalf of the Company No person has applied to the Court under section 237 of the Corporations Act 2001 for leave to bring proceedings on behalf of the company, or to intervene in any proceedings to which the company is a party, for the purpose of taking responsibility on behalf of the company for all or part of those proceedings. No proceedings have been brought or intervened in on behalf of the company with leave of the Court under section 237 of the Corporations Act 2001. Non-audit services Amounts of $AUD16,481 were paid to the auditor for non-audit, tax compliance services provided during the period. No amounts are payable as at the date of this report. Full details of amounts paid to the auditor, BDO Audit (WA) Pty Ltd, are set out in Note C3. The Board of Directors has considered the position and are satisfied that the provision of the non-audit services is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. The Directors are satisfied that the provision of non-audit services by the auditor, as noted above, did not compromise the auditor independence requirements of the Corporations Act 2001 none of the services undermine the general principles relating to auditor independence as set out in APES 110 Code of Ethics for Professional Accountants. Auditor’s independence declaration A copy of the auditor’s independence declaration as required under section 307C of the Corporations Act 2001 is set out on page 22. Auditor BDO Audit (WA) Pty Ltd continues in office in accordance with section 327 of the Corporations Act 2001. The Directors’ Report is signed in accordance with a resolution of the Directors made pursuant to Section 298(2) of the Corporations Act 2001. On behalf of the Board of Directors. Leigh Travers Executive Director Perth, 28 September 2020 DIGITALX LTD <> 2020 ANNUAL REPORT 21 In the opinion of the Directors of DigitalX Limited (the ‘Company’): (a) The financial statements, notes and the additional disclosures of the consolidated entity set out on pages 26 to 76 are in accordance with the Corporations Act 2001 including: (i) Giving a true and fair view of the consolidated entity’s financial position as at 30 June 2020 and of its performance for the period then ended; and (ii) Complying with Australian Accounting Standards (including the Australian Accounting Interpretations) and the Corporations Regulations 2001. (b) There are reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable. (c) The financial statements and notes thereto are in accordance with International Financial Reporting Standards, as stated in Note B1 to the financial statements. This declaration has been made after receiving the declarations required to be made to the Directors in accordance with Section 295A of the Corporations Act 2001 for the financial period ended 30 June 2020. Signed in accordance with a resolution of the Directors made pursuant to Section 295(5) of the Corporations Act 2001. On behalf of the Directors Leigh Travers Executive Director Perth, 28 September 2020 DIGITALX LTD <> 2020 ANNUAL REPORT 22 DIGITALX LTD <> 2020 ANNUAL REPORT 23 DIGITALX LTD <> 2020 ANNUAL REPORT 24 DIGITALX LTD <> 2020 ANNUAL REPORT 25 DIGITALX LTD <> 2020 ANNUAL REPORT 26 Revenue from operations Net gain/(loss) on digital assets Other Income Professional and consultancy fees Settlement costs Brokerage costs Corporate expenses Advertising, media and investor relations Employee benefit expenses Share based payments – employee benefits Depreciation Intangible asset impairment Realised and unrealised foreign exchange losses Fair value movement of financial assets Impairment of investments and other assets Interest expense Finance costs Other expenses Equity accounted share of profit/(loss) from joint venture (Increase)/decrease in net assets attributable to unit holders Profit/(Loss) before tax Income tax benefit/(expense) e t o N C2 C2 C2 C3 C3 C3 D5 D6 C4 Year ended 30 June 2020 $USD Restated Year ended 30 June 2019 $USD 290,424 (2,332,415) 91,095 (445,985) - - (42,839) (62,573) (1,238,643) (148,916) (170,698) - (139,695) (115,079) - - (37,897) (524,211) (16,259) 185,840 1,013,096 1,511,247 30,696 (464,690) (526,068) (69,920) (188,101) (266,414) (1,520,014) (700,044) (53,883) (50,000) (191,370) 14,450 (69,944) (70,074) - (838,128) (38,442) (46,548) (4,707,851) (2,524,151) - - Profit/(Loss) for the period attributable to members of DigitalX (4,707,851) (2,524,151) The accompanying notes form part of these financial statements. DIGITALX LTD <> 2020 ANNUAL REPORT 27 e t o N Year ended 30 June 2020 $USD Restated Year ended 30 June 2019 $USD Profit/(Loss) for the period (4,707,851) (2,524,151) Other comprehensive income for the period Items that may be reclassified to profit or loss Exchange differences on translation of operations Other comprehensive income/(loss) for the period, net of tax (669) (669) 37,307 37,307 Total comprehensive income/(loss) for the period (4,708,520) (2,486,844) Total comprehensive income/(loss) attributable to: Members of the parent entity Profit/(Loss) per share attributable to the ordinary equity holders of the parent: Basic earnings/(loss) per share Earnings per share from continuing operations Total Diluted earnings/(loss) per share Earnings per share from continuing operations Total C5 C5 (4,708,520) (4,708,520) (2,486,844) (2,486,844) (0.008) (0.008) (0.008) (0.008) (0.005) (0.005) (0.005) (0.005) The accompanying notes form part of these financial statements. DIGITALX LTD <> 2020 ANNUAL REPORT 28 CURRENT ASSETS Cash and cash equivalents Trade and other receivables Digital assets Other current assets Total Current Assets NON-CURRENT ASSETS Investments Investments – Equity accounted Property, plant and equipment Right of use asset Intangible assets Total Non-Current Assets TOTAL ASSETS CURRENT LIABILITIES Trade and other payables Contract liabilities Lease liabilities Net assets attributable to unit holders Total Current Liabilities NON-CURRENT LIABILITIES Lease liabilities Total Non-Current Liabilities TOTAL LIABILITIES NET ASSETS EQUITY Contributed equity Reserves Retained earnings/(losses) TOTAL EQUITY e t o N D3 C2 D4 D5 E1 E2 E3 C3 E2 D6 E2 F1 F2 Year ended 30 June 2020 $USD 2,736,872 135,578 4,723,946 71,962 7,668,358 1,030,510 - 227,641 292,048 - Restated Year ended 30 June 2019 $USD 5,160,689 165,477 7,115,373 100,992 12,542,531 518,313 16,259 297,490 - - 1,550,199 832,062 9,218,557 13,374,593 332,381 15,437 91,841 461,855 901,514 245,064 245,064 1,029,974 188,128 - 592,810 1,218,102 - - 1,146,578 1,218,102 8,071,979 11,563,681 34,756,917 1,533,107 (28,218,045) 8,071,979 33,662,319 1,384,860 (23,483,498) 11,563,681 The accompanying notes form part of these financial statements. DIGITALX LTD <> 2020 ANNUAL REPORT 29 Cash flows from operating activities Receipts from customers Payments to suppliers and employees Other income Interest paid e t o N Year ended 30 June 2020 $USD Year ended 30 June 2019 $USD 202,640 (2,420,165) 26,074 - 1,271,834 (3,512,924) 48,010 (12,168) Net cash provided by/(used in) operating activities (2,191,451) (2,205,248) Cash flows from investing activities Payment for intellectual property Acquisition of property plant and equipment Payment for investments Net payment for digital assets in funds Payment for deposits Loan to related party Net cash used in investing activities Cash flows from financing activities Proceeds from issue of equity securities Net proceeds from issue of units in fund Payments for share issue costs Principal elements of lease payments Net cash (used in)/provided by financing activities - (10,908) - (84,447) - - (95,355) - 108,049 (4,927) (108,478) (5,356) - (347,992) (506,796) (495,817) - (17,538) (1,368,143) 3,226,941 97,500 (176,548) - 3,147,893 Net increase/ (decrease) in cash and cash equivalents (2,292,162) (425,498) Cash and cash equivalents at beginning of period Foreign exchange movement in cash Cash and cash equivalents at end of period D3 5,160,689 (131,655) 2,736,872 5,772,287 (186,100) 5,160,689 The accompanying notes form part of these financial statements. DIGITALX LTD <> 2020 ANNUAL REPORT 30 Reconciliation of operating cash flows to net profit Profit/(loss) after income tax Non-cash flows in profit/(loss) Net fair value (gain)/ loss on digital assets Intangible asset impairment Depreciation Non-cash legal settlement Employee share issue Fair value adjustment of investments Finance costs Equity account share of profit/(loss) from joint venture Amortisation of right of use asset under AASB16 (Increase)/decrease in net assets attributable to unit holders Other non-cash (income)/expenses including foreign exchange Change in assets and liabilities, net the effects of purchase of subsidiaries Decrease/(increase) in trade and other receivables (Decrease)/increase in trade payables and accruals (Decrease)/increase in contract liabilities (Decrease)/increase in tax payable e t o N C2 E3 E1 C3(B) F1 & F2 E2 D6 C2 C3 C3 C4 Year ended 30 June 2020 $USD (4,707,851) Restated Year ended 30 June 2019 $USD (2,524,151) 2,332,415 (1,511,247) - 73,349 - 148,916 115,079 37,897 16,259 97,349 (185,840) 115,155 50,000 53,883 245,233 700,044 69,494 69,906 38,442 - 46,548 222,190 (1,957,272) (2,539,208) 58,929 (120,417) (172,691) - 259,375 (113,542) 188,128 - Net cash provided by/(used in) operating activities (2,191,451) (2,205,248) Non-cash investing and financing activities In addition to the above, the Group also had the following non-cash investing and financing activities that impacted on the Statement of Profit and Loss and Other Comprehensive Income and the Statement of Financial Position. Current year In addition to the above, the Group also had the following non-cash investing and financing activities that impacted on the Statement of Profit and Loss and Other Comprehensive Income and the Statement of Financial Position. • Shares issued to Bullion Asset Management – Note F1 & Note D5. • Shares issued on conversion of options – Note F1. • Movement in prices of digital assets – Note D4. • Seeding of the bitcoin fund – Note D4. • Adoption of new accounting standard (AASB 16) – Note E2. Prior Year • Shares issued on conversion of convertible note – Note F1; and • Options issued to advisors for capital raising – Note F2. DIGITALX LTD <> 2020 ANNUAL REPORT 31 Consolidated Group Balance at 30 June 2019 Change in accounting policy3 Balance at 1 July 2019 Profit/(Loss) for the year Other comprehensive income Total comprehensive income for the period Shares issued during the period2 Share issue costs Share based payment expense Balance at 30 June 2020 1 Refer to Note F2 for reconciliation of reserve balances. 2 Refer to Note F1 for details of shares issued during the year. 3 Refer to Note E2 for details of change in accounting policy. Contributed Equity $USD 33,662,319 Reserves1 $USD 1,384,860 Retained Earnings/(Losses) $USD Total $USD (23,483,498) 11,563,681 - - (26,696) (26,696) 33,662,319 1,384,860 (23,510,194) 11,536,985 - - - 1,101,624 (7,026) - (669) (669) - - 148,916 (4,707,851) (4,707,851) - (669) (4,707,851) (4,708,520) - - - 1,101,624 (7,026) 148,916 34,756,917 1,533,107 (28,218,045) 8,071,979 The accompanying notes form part of these financial statements. DIGITALX LTD <> 2020 ANNUAL REPORT 32 Consolidated Group Balance at 1 July 2018 Contributed Equity $USD 30,431,588 Reserves1 $USD Retained Earnings/(Losses) $USD Total $USD Non-controlling interest $USD Total $USD 832,033 (20,959,346) 10,304,274 514,600 10,818,874 Correction of accounting treatment (Refer Note B1) - - - - (514,600) (514,600) Balance restated at 1 July 2018 30,431,588 832,033 (20,959,346) 10,304,274 Profit/(Loss) for the year Other comprehensive income Total comprehensive income for the period Shares issued during the period2 Share issue costs Share based payment expense - - - 3,224,128 (294,002) 300,605 - (2,524,151) (2,524,151) 37,307 - 37,307 37,307 (2,524,151) (2,486,844) - 116,081 399,439 - - - 3,224,128 (177,921) 700,044 Balance at 30 June 2019 33,662,319 1,384,860 (23,483,498) 11,563,681 - - - - - - - - 10,304,274 (2,477,603) 19,126 (2,458,476) 3,224,128 (177,921) 700,044 11,563,681 1 Refer to Note F2 for reconciliation of reserve balances. 2 Refer to Note F1 for details of shares issued during the financial year. The accompanying notes form part of these financial statements. DIGITALX LTD <> 2020 ANNUAL REPORT 33 The notes to the financial statements have been set out under the following main headings: A. Legend B. Basis for preparation (B1) C. Key operating & financial results (C1 to C5) D. Capital & risk management (D1 to D6) E. Financial position (E1 to E2) F. Equity (F1 to F2) G. Group structure (G1 to G3) H. Other disclosures (H1 to H5) CRITICAL ACCOUNTING JUDGEMENTS, ESTIMATES AND ASSUMPTIONS The estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognised in the period in which the estimate is revised if the revision affects only that period, or in the period of the revision and future periods if the revision affects both current and future periods. Critical judgements in developing and applying accounting policies The following are the critical judgements, apart from those involving estimations (see Notes below), that the Directors have made in the process of applying the Group’s accounting policies and that have the most significant effect on the amounts recognised in the consolidated financial statements. • Note C2 – Revenue recognition • Note D4 – Digital assets • Note D4 – Fair value of digital assets • Note G1 – Consolidation of DigitalX Funds • COVID19 - Judgement has been exercised in considering the impacts that the Coronavirus (COVID-19) pandemic has had, or may have, on the consolidated entity based on known information. This consideration extends to the nature of the services offered, farm-in partners, supply chain, staffing and geographic regions in which the consolidated entity operates. Other than as addressed in specific notes, there does not currently appear to be either any significant impact upon the financial statements or any significant uncertainties with respect to events or conditions which may impact the consolidated entity unfavourably as at the reporting date or subsequently as a result of the Coronavirus (COVID-19) pandemic. Key sources of estimation uncertainty The following are the key assumptions concerning the future, and other key sources of estimation uncertainty at the end of the reporting period, that have a significant risk of causing a material adjustment to the carrying amounts of assets and liabilities within the next financial year. • Note C4 – Multijurisdictional taxation of operations • Note F2 – Valuation of share-based payments • Note D4 – Valuation of unlisted and low volume trading digital assets KEY AUDIT MATTER Item is a key audit matter referenced in the Auditor’s Report on Page 23. ADDITIONAL COMMENTARY Additional management commentary on the item has been provided above what is required under legislation or accounting standards for stakeholders to understand the financial report. DIGITALX LTD <> 2020 ANNUAL REPORT 34 CORPORATE INFORMATION its controlled entities The consolidated historical financial statements of DigitalX Limited and the Consolidated Entity or Group) for the year ended 30 June 2020 were authorised for issue in accordance with a resolution of the Directors on 28 September 2020. (collectively, DigitalX Limited (the Company or the Parent) is a company limited by shares incorporated in Australia whose shares are publicly traded on the Australian Securities Exchange. The Company is a for-profit entity. The nature of the operations and principal activities of the Group are described in the Directors’ Report. Information on the Group’s structure is provided in Note G1. Information on other related party relationships is provided in Note H1. The Company’s Corporate Governance Statement for the 2020 financial year can be accessed at: https://DigitalX.com/corporate-governance/. B1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The significant accounting policies adopted in the preparation of the financial report are set out below. These policies have been applied consistently to all periods presented in the financial report excepted as described in the notes or in the Group’s interim financial report. These accounting policies are consistent with Australian Accounting Standards and with International Financial Reporting Standards. Basis of preparation The financial report is a general-purpose financial report which has been prepared in accordance with Australian Accounting Standards (AASBs) and interpretations issued by the Australian Accounting Standards Board (AASB) and the Corporations Act 2001. All amounts are presented in United States Dollars, unless otherwise noted. Compliance with IFRS The consolidated financial report of the Group also complies with International Financial Reporting Standards (IFRS) as issued by the International Accounting Standards Board (IASB). Historical cost convention The consolidated financial report has been prepared under the historical cost convention, except for digital assets that are measured at fair value at the end of each reporting period, as explained in the accounting policies below. Cost is based on the fair value of the consideration given in exchange for assets. Comparative information The comparative balances for the year ending 30 June 2019 relating to the Non-controlling interest in the DigitalX fund has been reclassified from equity to liabilities as per the requirements of the Australian Accounting Standard, AASB132: Financial Instruments. The change arises where units of the fund not owned by the company represent a potential obligation to deliver cash in preference to the shareholders of the company. As a result of the change to the comparatives there was: • No impact on the total capital & reserves attributable the owners of DigitalX as at 30 June 2019 of $11,563,681. • No impact on the total loss attributable to the owners of DigitalX for the year ended 30 June 2019 of $2,524,151. • • • Increase in net assets attributable to unit holders of $592,810 and decrease in Non-controlling interest of $592,810. Increase in current liabilities of $592,810. The addition of comparative note and balances in Note D6. The effect of the change was not considered to be material with respect to AASB108: Accounting Policies, Changes in Accounting Estimates and Errors. Going concern At the date of this report the Consolidated Entity’s has a strong working capital position and its cash flow forecast indicates that it expects to be able to meet its minimum commitments and working capital requirements for the twelve-month period from the date of signing the financial report. The Group also notes subsequent to the end of the financial year that its working capital has increased materially due to the increase in the price of Bitcoin by $705,547 (as disclosed in Note H5) and the receipt of $AUD336,364 on conversion of options. Presentation and functional currency The consolidated financial report is presented in United States Dollars. Functional currency The individual financial statements of each Group entity are presented in the currency of the primary economic environment in which the entity operates (its functional currency). For the purpose of the consolidated financial statements, the results and financial position of each group entity are expressed in United States dollars (‘$USD’), which is the functional currency of the Company and the presentation currency for the consolidated financial statements. DIGITALX LTD <> 2020 ANNUAL REPORT 35 Due to the nature of these activities for all entities in the Group the functional currency has been determined to be $USD. In preparing the financial statements of each individual group entity, transactions in currencies other than the entity’s functional currency (foreign currencies) are recognised at the rates of exchange prevailing at the dates of the transactions. items At the end of each reporting period, monetary denominated in foreign currencies are retranslated at the rates prevailing at that date. items carried at that are Non-monetary denominated in foreign currencies are retranslated at the rates prevailing at the date when the fair value was determined. Non-monetary items that are measured in terms of historical cost in a foreign currency are not retranslated. fair value The Group determined $USD is the most appropriate currency for the Group’s reporting as the predominant currency for revenue generating activities has been $USD combined with the material USD expenditure for the financial year combined with digital asset pricing primarily in $USD. Following the end of the financial year and considering the drivers for the Group going forward the Group assessed that it will report in $AUD for future reporting periods. Current and non-current classification The Group presents assets and liabilities in the statement of financial position based on current/non-current classification. An asset is current when it is: • expected to be realised or intended to be sold or consumed in normal operating cycle; • held primarily for the purpose of trading; • expected to be realised within twelve months after the reporting period; or • cash or cash equivalent unless restricted from being exchanged or used to settle a liability for at least twelve months after the reporting period. • The Group classifies all other assets as non-current. A liability is current when it is: • expected to be settled in normal operating cycle; • • • • held primarily for the purpose of trading; due to be settled within twelve months after the reporting period; or there is no unconditional right to defer the settlement of the liability for at least twelve months after the reporting period. The Group classifies all other liabilities as non-current. DIGITALX LTD <> 2020 ANNUAL REPORT 36 The section below includes information regarding how the Group performed during the financial year including segment analysis and detailed breakdowns of items in the Statement of Profit or Loss and Other Comprehensive Income. This section includes the following disclosures: C1 Segment Information (Page 37) C2 Revenue & Receivables (Page 40) C3 Expenses, Payables & Other Payables (Page 42) C4 Income Tax (Page 43) C5 Earnings Per Share (Page 46) DIGITALX LTD <> 2020 ANNUAL REPORT 37 C1 SEGMENT INFORMATION Segment reporting AASB 8 requires operating segments to be identified based on internal reports about components of the Group that are regularly reviewed by the Chief Operating Decision Maker in order to allocate resources to the segment and to assess its performance. Based on the information used for internal reporting purposes by the Chief Operating Decision Maker (CODM), being the Board, which makes strategic decisions, at 30 June 2020 the Group operated three segments, Blockchain consulting and development, Asset Management and Other. In the previous corresponding period (period ended 30 June 2019) the Group had three reportable segments: Advisory, Funds Under Management, and Technology. In light of the company update announcement on 5 of September 2019, the segment names and descriptions have been updated to reflect the current operations. However, there has been no material impact on the comparatives as a result of this. Segment description BLOCKCHAIN CONSULTING The Group provides consulting, technical due diligence, solution design and development to businesses by utilising distributed ledger solutions and best of blockchain technologies. ASSET MANAGEMENT The asset management division was setup in 2018 to give high net worth and institutional investors access to a portfolio of digital assets. DigitalX operates two funds focussed on digital assets, the DigitalX Fund (www.digitalx.fund) and the DigitalX BTC Fund. OTHER Amounts disclosed in the segment primarily relates to Group-level functions including governance, finance, legal, risk management, company secretarial and management of the corporate entity. DIGITALX LTD <> 2020 ANNUAL REPORT SEGMENT PERFORMANCE 38 Segment reporting ($USD) BLOCKCHAIN CONSULTING ASSET MANAGEMENT2 OTHER TOTAL 30 June 2020 30 June 2019 30 June 2020 30 June 2019 30 June 2020 30 June 2019 30 June 2020 (RESTATED) 30 June 2019 Results Segment revenue Intersegment revenue Revenue from external customers Revenue recognition timing – point in time Revenue recognition timing – over time 207,097 914,557 - 207,097 140,297 66,800 - 914,557 732,886 181,671 28,279 - 28,279 - 28,279 26,049 - 26,049 - 26,049 55,048 - 55,048 - 55,048 72,492 290,424 1,013,096 - 72,492 - 72,492 - 290,424 140,297 150,127 - 1,013,096 732,886 280,210 Segment result Income tax expense/(benefit) Segment result after tax (216,078) (185,351) (578,638) (737,676) (3,874,120) (1,342,177) (4,668,857) (2,265,204) (216,078) (185,351) (578,638) (737,676) (3,874,120) (1,342,177) (4,668,857) (2,265,204) - - - - - - - Reconciliation to profit/loss after tax Equity accounted share of profit from joint venture Interest Depreciation Amortisation & impairment Taxation (Increase)/decrease in net assets attributable to unit holders Profit/(loss) after income tax (4,668,857) (2,265,204) (16,259) (37,897) (170,698) - - (185,840) (38,442) (70,074) (53,883) (50,000) - 46,548 (4,707,851) (2,524,151) 1Revenue earned from external customers by geography and major customer information is not able to be disclosed as the information is not available to the Group. 2 For the purpose of segment reporting the Funds Under Management segment does not include the operating results, segment assets or segment liabilities of the DigitalX Fund & DigitalX BTC Fund as CODM reviews the fund on a fair value basis of the Group’s interest in the fund. DIGITALX LTD <> 2020 ANNUAL REPORT 39 SEGMENT POSITION Segment reporting ($USD) Assets Segment assets Total assets Liabilities Segment liabilities Total liabilities BLOCKCHAIN CONSULTING ASSET MANAGEMENT OTHER TOTAL 30 June 2020 30,290 30,290 5,301 5,301 30 June 2019 53,377 53,377 30 June 2020 46,521 46,521 30 June 2019 22,477 22,477 30 June 2020 (RESTATED) 30 June 2019 30 June 2020 (RESTATED) 30 June 2019 9,141,746 13,298,739 9,218,557 13,374,593 9,141,746 13,298,739 9,218,557 13,374,593 580 580 16,735 16,735 1,183 1,183 1,124,543 1,809,149 1,146,578 1,810,912 1,124,543 1,809,149 1,148,578 1,810,912 DIGITALX LTD <> 2020 ANNUAL REPORT 40 C2 - REVENUE & RECEIVABLES Policy - Revenue recognition Revenue is recognised when the benefit from the service provided is received by the Customer and to the extent that it is probable that the economic benefits will flow to the Group and the revenue can be reliably measured, regardless of when the payment is being made. Revenue is measured at the fair value of the consideration received or receivable; taking into account contractually defined terms of payment, if any, and excluding taxes or duty. Revenue is recognised when the specific recognition criteria described below have been met. A. Advisory Revenue from advisory services is recognised as a point in time obligation when its services have been fully rendered under contract and the Group no longer has any continuing involvement in the sale of digital assets by its customers and the consideration becomes payables. If the Group is entitled to consideration on a pro rata basis or for works complete, then the Group shall recognise revenue over time by reference to the work completed. Transaction Price – Digital Assets Where the contract provides for payment in the customers digital assets, the digital asset’s fair value is determined: • • by referencing publicly available pricing data from digital asset exchanges; or for those digital assets not yet listed on exchanges, by referencing the results of the sale (i.e. the unit price of a digital asset can be measured by dividing the dollar amounts raised in the sale by the number of units issued in the sale). The Group measures advisory revenue including the receipt of digital assets at the fair value of consideration received. B. Consulting Revenue from consulting services for a fixed fee or time and material is recognised when or as the Group transfers control of the assets to the customer. Revenue is recognised over time as the work is performed as costs are generally incurred uniformly as the work progresses and are considered to be proportionate to the entity’s performance. C. Funds Management Revenue from contracts with clients is recognised when there is a right to invoice the client at an amount that reflects the consideration to which the Group expects to be entitled in exchange for those services. This method corresponds directly with the delivery of performance obligations by the Group to its clients. Management fees are based on a percentage of the portfolio value of the fund and calculated in accordance with the Investment Management Agreement or Constitution. rise fee arrangements give Performance to variable consideration. An estimate of the variable consideration is recorded when it is highly probable that a significant revenue reversal in the amount of cumulative revenue recognised will not occur when the associated uncertainty with the variable consideration resolved. The Group’s entitlement to a performance fee for any given performance period is dependent on outperforming certain hurdles. subsequently is D. Licensing Revenue from licensing is recognised over time as the services provided under licensing contract are provided over time and the customer simultaneously receives and consumes the benefit of the service. E. Contract Asset When a performance obligation is satisfied by transferring a promised good or service to the customer before the customer pays consideration or before payment is due, the Group presents the contract as a contract asset, unless the Group’s rights to the amount of consideration are unconditional, in which case the Group recognises a receivable. F. Contract Liability When a customer pays consideration before performance obligation is satisfied, the Group presents the contract as a contract liability. G. Trade and other receivables The Group makes use of a simplified approach in accounting for trade and other receivables as well as contract assets and records the loss allowance at the amount equal to the expected In using this practical losses. expedient, the Group uses its historical experience, external indicators and forward-looking information to calculate the expected credit losses using a provision matrix. lifetime credit The Group assess impairment of trade receivables on a collective basis as they possess credit risk characteristics based on the days past due. The Group allows 1% for amounts that are 30 to 60 days past due, 1.5% for amounts that are between 60 and 90 days past due and impair any amounts that are more than 90 days past due. H. Interest revenue Interest income is recognised on a time proportion basis that takes into account the effective yield on the financial asset. DIGITALX LTD <> 2020 ANNUAL REPORT 41 Revenue Advisory Consulting Asset Management Fees Licensing Total revenue1 Year ended 30 June 2020 $USD - 206,278 31,562 52,584 290,424 1 Revenue recognised at point in time included in the total for the year ended 30 June 2020 was $140,297 (2019: 691,979). Liabilities related to contracts with customers Contract liability for services to be rendered1 Contract liability 1 Contract liability decrease for the period as the services were rendered. Trade and other receivables Year ended 30 June 2020 $USD 15,437 15,437 Year ended 30 June 2019 $USD 859,743 126,517 18,293 8,543 1,013,096 Year ended 30 June 2019 $USD 188,128 188,128 Trade receivables (gross) Loss allowance Trade receivables – Net Other receivables Statutory tax receivable Loan to a related party Deposits Other Total trade and other receivables Other Income Interest received Other income Net fair value gain/(loss) on digital assets held1,2 1 Refer to Note D4 for further information on Digital Assets. Year ended 30 June 2020 $USD 46,196 - 46,196 Year ended 30 June 2019 $USD 57,012 - 57,012 - - 56,896 32,486 135,578 Year ended 30 June 2020 $USD 22,216 68,879 91,095 Year ended 30 June 2020 $USD (2,332,415) 13,621 26,099 68,745 - 165,477 Year ended 30 June 2019 $USD 30,696 - 30,696 Year ended 30 June 2019 $USD 1,511,247 2 The primary driver for the loss in the current year was the decrease in the price of bitcoin from $10,817 to $9,137 (16%) and the fall in market price for two unlisted digital assets on exchange listing. DIGITALX LTD <> 2020 ANNUAL REPORT 42 C3 - EXPENSES, PAYABLES & OTHER PAYABLES Policy - Trade and other payables These amounts represent liabilities for goods and services provided to the Group prior to the end of the financial year which are unpaid. The amounts are unsecured and are usually paid within 30 days of recognition. Trade and other payables are presented as current liabilities unless payment is not due within 12 months from the reporting date. They are recognised initially at their fair value and subsequently measured at amortised cost using the effective interest method. Policy - Provisions Provisions are recognised when the Group has a present obligation (legal or constructive) as a result of a past event, it is probable that the Group will be required to settle the obligation, and a reliable estimate can be made of the amount of the obligation. The amount recognised as a provision is the best estimate of the consideration required to settle the present obligation at reporting date, taking into account the risks and uncertainties surrounding the obligation. Policy - Employee benefits Short-term and long-term employee benefits A liability is recognised for benefits accruing to employees in respect of wages and salaries, annual leave, long service leave, (A) Professional and Consultancy fees and sick leave when it is probable that settlement will be required and they are capable of being measured reliably. Liabilities recognised in respect of short-term employee benefits, are measured at their nominal values using the remuneration rate expected to apply at the time of settlement. Liabilities recognised long-term employee in respect of benefits are measured as the present value of the estimated future cash outflows to be made by the Group in respect of services provided by employees up to reporting date. Policy - Goods and services, Value Added Tax, or Sales Tax Amounts are recognised net of the amount of associated GST or VAT, except: • where the GST or VAT incurred on a purchase of goods and services is not recoverable from the taxation authority, in which case the GST or VAT is recognised as part of the cost of acquisition of the asset or part of the expense item as applicable; and receivables and payables are stated with the amount of GST or VAT. • The net amount of GST or VAT recoverable from, or payable to, the taxation authority is included as part of receivables or payables in the balance sheet. Cash flows are presented on a gross basis. The GST or VAT component of cash flows arising from investing or financing activities which are recoverable from, or payable to, the taxation authority, are presented as operating cash flows. Legal fees Consulting fees Tax consulting fees Audit fees Total professional and consultancy fees (B) Settlement costs Settlement costs1 Total other expenses Year ended 30 June 2020 $USD 127,133 225,344 Year ended 30 June 2019 $USD 177,108 209,280 39,987 28,708 53,521 445,985 49,594 464,690 Year ended 30 June 2020 $USD - - Year ended 30 June 2019 $USD 526,068 526,068 1 The balance relates solely to the finalisation of legal proceedings as announced to the market on 7 May 2019 which is expected to be a non-recurring amount. The Group also incurred $USD66,830 in legal fees for this matter included in the total legal fees disclosed above in (A) for the year ended 30 June 2019. DIGITALX LTD <> 2020 ANNUAL REPORT 43 (C) Other expenses Regulatory and compliance Occupancy Other expenses Total other expenses Current liabilities – trade & other payables Trade payables Accrued expenses PAYG withholding payable Share applications Total trade & other payables Year ended 30 June 2020 $USD 318,678 94,501 110,918 524,097 Year ended 30 June 2020 $USD 225,647 89,293 17,441 - 332,381 Year ended 30 June 2019 $USD 188,100 167,461 482,567 838,128 Year ended 30 June 2019 $USD 242,723 1397,554 16,086 561,739 1,218,102 1 Included in this is an amount of $AUD150,000 for the second tranche of the legal settlement reference above in Note C3 (B). Remuneration of Auditors Remuneration of the auditors of the Company for: BDO Audit (WA) Pty Ltd Audit and review of financial reports Non-audit services – tax compliance Year ended 30 June 2020 $USD Year ended 30 June 2019 $USD 53,521 11,220 64,741 49,594 28,708 78,302 C4 INCOME TAX Policy - Income tax The income tax expense or revenue for the period is the tax payable on the current period’s taxable income or tax loss based on the applicable income tax rate for each jurisdiction. Current tax The tax currently payable is based on taxable profit for the period. Taxable profit differs from profit before tax as reported in the consolidated statement of profit or loss and other comprehensive income because of items of income or expense that are taxable or deductible in other periods and items that are never taxable or deductible. The Group’s current tax is calculated using tax rates that have been enacted or substantively enacted by the end of the reporting period. Deferred tax Deferred tax is recognised on temporary differences between the carrying amounts of assets and in the consolidated financial statements and the corresponding tax bases used in the computation of taxable profit. Deferred tax liabilities are generally recognised for all taxable temporary differences. liabilities Deferred tax assets are generally recognised for all deductible temporary differences to the extent that it is probable that taxable profits will be available against which those deductible temporary differences can be utilised. Such deferred tax assets and liabilities are not recognised if the temporary difference arises from the initial recognition (other than in a business combination) of assets and liabilities in a transaction that DIGITALX LTD <> 2020 ANNUAL REPORT 44 affects neither the taxable profit nor the accounting profit. In addition, deferred tax liabilities are not recognised if the temporary difference arises from the initial recognition of goodwill. group using the 'separate taxpayer within group's approach, by reference to the carrying amounts in the separate financial reports of each entity and the tax values applying under tax consolidation. Deferred tax liabilities are recognised for taxable temporary differences associated with investments in subsidiaries and associates, and interests in joint ventures, except where the Group is able to control the reversal of the temporary difference and it is probable that the temporary difference will not reverse in the foreseeable future. Deferred tax assets arising from deductible temporary differences associated with such investments and interests are only recognised to the extent that it is probable that there will be sufficient taxable profits against which to utilise the benefits of the temporary differences and they are expected to reverse in the foreseeable future. The carrying amount of deferred tax assets is reviewed at the end of each reporting period and reduced to the extent that it is no longer probable that sufficient taxable profits will be available to allow all or part of the asset to be recovered. Deferred tax assets and liabilities are measured at the tax rates that are expected to apply in the period in which the liability is settled or the asset realised, based on tax rates (and tax laws) that have been enacted or substantively enacted by the end of the reporting period. The measurement of deferred tax liabilities and assets reflects the tax consequences that would follow from the manner in which the Group expects, at the end of the reporting period, to recover or settle the carrying amount of its assets and liabilities. Deferred tax liabilities and assets are offset when there is a legally enforceable right to set off current tax assets against current tax liabilities and when they relate to income taxes levied by the same taxation authority and the Group intends to settle its current tax assets and liabilities on a net basis. Current and deferred tax for the period Current and deferred tax are recognised in profit or loss, except when they relate to items that are recognised in other comprehensive income or directly in equity, in which case the current and deferred tax are also recognised in other comprehensive income or directly in equity, respectively. Where current tax or deferred tax arises from the initial accounting for a business combination, the tax effect is included in the accounting for the business combination. Tax consolidation The Company and its wholly-owned Australian tax resident entities are part of a tax-consolidated group under Australian taxation law. The head entity within the tax-consolidated group is DigitalX Limited. Digital CC Holdings joined the DigitalX Limited tax consolidation group on 26 May 2014. Tax expense/income, deferred tax liabilities and deferred tax assets arising from temporary differences of the members of the tax-consolidated group are recognised in the separate financial reports of the members of the tax-consolidated Any current tax liabilities (or assets) and deferred tax assets arising from unused tax losses of the wholly-owned entities are assumed by the head entity in the tax-consolidated group and are recognised as amounts payable (or receivable) to (or from) other entities in conjunction with any tax funding arrangement amounts. The head entity recognises deferred tax assets arising from unused tax losses of the tax-consolidated group to the extent that it is probable that future taxable profits of the tax-consolidated group will be available against which the assets can be utilised. in the tax-consolidated group Estimates & Judgement – Taxation Income taxes The Group operates in a newly emerging industry and the application of taxation laws in Australia, the United States, Hong Kong and previously Iceland (the principal countries in which the Group currently operates) in relation to the Group’s activities may change from time to time. Changes in the taxation laws or in assessments or interpretation or decisions in respect of, but not limited to the following, may have a significant impact on the Group’s results: • • Jurisdiction in which and rates at which income is taxed; Jurisdiction in which and rates at which expenses are deductible; • The nature of income taxes levied, for example whether taxes are assessed on the revenue account or on the capital account; • Requirements to file tax returns; and • The availability of credit for taxes paid in other jurisdictions, for example through the operation of double taxation treaties. In recognition of the limited trading and tax history of the Group, management do not consider there is sufficient evidence of probability of the ability to utilise temporary differences and tax losses and hence no deferred tax asset has been recognised as at 30 June 2020 in relation to these assets. The Group will continue to assess the performance and may in the future recognise some or all of these assets. The Group has taken the approach to calculate income tax expense on the basis that all revenue and expenses attributable to its operations are taxable in Australia and all revenue and expenses attributable to its trading operations are taxable in the United States in addition to certain employee costs in the United States plus an appropriate mark-up. incurred DIGITALX LTD <> 2020 ANNUAL REPORT 45 A. Income tax expense Current tax expense / (benefit) Deferred tax expense / (benefit) Total income tax (benefit) in profit or loss B. Numerical reconciliation of tax expense to prima facie tax payable Profit/(Loss) before tax from continuing operations Profit/(Loss) before tax from discontinued operations Year ended 30 June 2020 $USD Year ended 30 June 2019 $USD - - - - - - Year ended 30 June 2020 $USD (4,707,851) - Restated Year ended 30 June 2019 $USD (2,524,151) - Profit/(Loss) before tax (4,707,851) (2,524,151) Tax at the Group’s statutory income tax rate of Australia: 27.5% (2019: 27.5%) (1,294,659) (757,245) Tax effect of amounts which are not deductible or assessable (taxable) in calculating taxable income: Non-deductible share-based payment Non-deductible settlement fees Non-deductible impairment losses Non-deductible finance costs – convertible note Profit from equity accounted investments Other Effect of different tax rates of subsidiaries operating in other jurisdictions Unrealised gain on foreign exchange Effect of timing expenses that are not deductible Deferred tax assets not recognised1 Distribution to trust beneficiaries Previously unrecognised tax losses now recouped to reduce tax expense Income tax expense/(benefit) Income tax expense/(benefit) is attributable to: Profit/(Loss) from continuing operations Profit/(Loss) from discontinued operations 48,051 - - - 4,471 - 48,459 36,636 (34,840) 1,082,402 109,322 - - - - - 192,512 67,439 13,750 19,131 (10,571) 265 59,309 (214) (54,451) 493,393 (23,318) - - - - - 1 Amount relates to tax losses incurred in US operations that cannot be applied to profits generated in Australia or entities outside the tax consolidated group. DIGITALX LTD <> 2020 ANNUAL REPORT C. Current tax assets and liabilities Current tax liability Income tax payable Total current tax liability D. Deferred tax assets and liabilities 46 - - - - - - As at 30 June 2020 the Group has tax losses available to be applied in the future periods in the United States and Australia estimated to be $USD9.7 million and $USD4.7 million respectively. The losses in respect of the Group’s operations in Hong Kong are immaterial. In addition, the Group has gross capital losses in Australia estimated at $USD1.4 million at 30 June 2020. The Group reviews the recoverability of tax losses each reporting period by reviewing the continuity of ownership test (COT) or Same Business Test (SBT) and no adjustments have been made for the year ended 30 June 2020. Other than those noted above and tax losses there are no other material temporary differences. E. Other tax information The tax rate used for the reconciliation above is the corporate tax rate of 27.5% payable by Australian corporate entities on taxable profits under Australian tax law for entities with gross consolidated turnover of less than $AUD25,000,000. Franking Account Amounts recognised directly in equity Future Developments - - - - (i) The Group notes that from the 2019 financial year on, the corporate tax for Hong Kong will use a two-tier regime where profits will be assessed at 8.25% for the first $HK2,000,000 and 16.5% above $HK2,000,000. The Group’s operations in Hong Kong are immaterial and the effective of the rate is expected to immaterial. C5 - EARNINGS PER SHARE (EPS) Earnings per share Basic earnings per share Basic earnings per share is calculated by dividing the profit/(loss) after tax attributable to equity holders of the Company by the weighted average number of ordinary shares outstanding during the period, adjusted for bonus elements in ordinary shares issued or cancelled during the period. Diluted earnings per share Diluted earnings per share adjusts the figures used in determination of basic earnings per share to take into account the after income tax effect of interest and other financing costs associated with dilutive potential ordinary shares and the weighted average number of additional ordinary shares that would have been outstanding assuming the conversion of all dilutive potential ordinary shares. Basic earnings/(loss) per share From continuing operations Total Diluted earnings/(loss) per share From continuing operations Total Year ended 30 June 2020 $USD Year ended 30 June 2019 $USD (0.008) (0.008) (0.008) (0.008) (0.005) (0.005) (0.005) (0.005) DIGITALX LTD <> 2020 ANNUAL REPORT 47 The earnings/(loss) used in the calculation of basic and diluted loss per share are as follows: From continued operations From discontinued operations Weighted average number of ordinary shares on issue during the period used in the calculation of basic EPS Adjustments for calculation of diluted EPS Options Performance rights Convertible notes Weighted average number of ordinary shares on issue during the period used in the calculation of diluted EPS (4,707,851) (2,524,151) - - 602,105,566 512,099,007 32,848,977 28,500,000 - 60,240,335 9,000,000 - 665,954,543 581,339,342 1 Potential ordinary shares in the form of share options and rights are not considered to be dilutive. As the Group made a loss for the prior period, diluted earnings per share is the same as basic earnings per share for that period. DIGITALX LTD <> 2020 ANNUAL REPORT 48 The section below includes information regarding how the Group manages it capital assets including the positions at year end as well as outlining the risks arising from market, price, liquidity and credit exposures. Finally, the section covers how the Group manages its equity position and movements during the year. The section includes the following disclosures: D1 Capital management (Page 49) D2 Financial risk management (Page 49) D3 Cash and cash equivalents (Page 53) D4 Digital assets (Page 54) D5 Investments (Page 56) D6 Net assets attributable to unit holders (Page 57) DIGITALX LTD <> 2020 ANNUAL REPORT 49 D1 - CAPITAL MANAGEMENT The Group’s objectives when managing capital are to: • Safeguard their ability to continue as a going concern, so that they can continue to provide returns for shareholders and benefits for other stakeholders; and • Maintain an optimal capital structure to reduce the cost of capital. In order to maintain or adjust the capital structure, the group may adjust the amount of dividends paid to shareholders, return capital to shareholders, issue new shares or sell assets to reduce debt. D2 – FINANCIAL INSTRUMENTS AND RISK MANAGEMENT Policy - Financial Instruments Recognition and derecognition Financial assets and financial liabilities are recognised when the Group becomes a party to the contractual provisions of the financial instrument and are measured initially at fair value adjusted by transactions costs, except for those carried at fair value through profit or loss, which are measured initially at fair value. Subsequent measurement of financial assets and financial liabilities are described below. Financial assets are derecognised when the contractual rights to the cash flows from the financial asset expire, or when the financial asset and substantially all the risks and rewards are transferred. A financial liability is derecognised when it is extinguished, discharged, cancelled or expires. Classification and initial measurement of financial assets Except for those trade receivables that do not contain a significant financing component and are measured at the transaction price in accordance with AASB 15, all financial assets are initially measured at fair value adjusted for transaction costs (where applicable). finance income or other financial items, except for the allowance for expected credit loss which is presented within other expenses. a) Financial assets at amortised cost Financial assets are measured at amortised cost if the assets meet the following conditions (and are not designated as FVPL): • • they are held within a business model whose objective is to hold the financial assets and collect its contractual cash flows; the contractual terms of the financial assets give rise to cash flows that are solely payments of principal and interest on the principal amount outstanding. After initial recognition, these are measured at amortised cost using the effective interest method. Discounting is omitted where the effect of discounting is immaterial. The Group’s cash and cash equivalents, trade and most other receivables fall into this category of financial instruments as well as government bonds that were previously classified as held-to- maturity under AASB 139. Subsequent measurement of financial assets b) Financial assets at fair value through profit or loss (FVTPL) For the purpose of subsequent measurement, financial assets, other than those designated and effective as hedging instruments, are classified into the following categories upon initial recognition: a) b) c) d) financial assets at amortised cost; financial assets at fair value through profit or loss (FVTPL); fair value debt comprehensive income (FVOCI); and equity instruments at comprehensive income (FVOCI). instruments at through other through other fair value Classifications are determined by both: • • The entity’s business model for managing the financial asset; and The contractual cash flow characteristics of the financial assets. All income and expenses relating to financial assets that are recognised in profit or loss are presented within finance costs, Financial assets that are held within a business model other than “hold to collect” or “hold to collect and sell” are categorised at fair value through profit and loss. Further, irrespective of business model, financial assets whose contractual cash flows are not solely payments of principal and interest are accounted for at FVPL. All derivative financial instruments fall into this category, except for those designated and effective as hedging instruments, for which the hedge accounting requirements apply. This is includes digital assets classified as financial assets in accordance with Note D4. c) Debt instruments at fair value through other comprehensive income (Debt FVOCI) Financial assets with contractual cash flows representing solely payments of principal and interest and held within a business model of collecting the contractual cash flows and selling the assets are accounted for at FVOCI. Any gains or losses recognised in OCI will be recycled upon derecognition of the asset. DIGITALX LTD <> 2020 ANNUAL REPORT 50 d) Equity instruments at fair value comprehensive income (Equity FVOCI) through other Financial assets at fair value through other comprehensive income Investments in equity instruments that are not held for trading are eligible for an irrevocable election at inception to be measured at FVOCI. Under this category, subsequent movements in other comprehensive income and are never reclassified to profit or loss. Dividend income is taken to profit or loss unless the dividend clearly represents return of capital. fair value are recognised in Impairment of financial assets AASB 9’s impairment model use more forward looking information to recognize expected credit losses - the ‘expected credit losses (ECL) model’. The application of the new impairment model depends on whether there has been a significant increase in credit risk. The Group considers a broader range of information when assessing credit risk and measuring expected credit losses, including past events, current conditions, reasonable and supportable forecasts that affect the expected collectability of the future cash flows of the instrument. In applying this forward-looking approach, a distinction is made between: • • instruments financial that have not deteriorated significantly in credit quality since initial recognition or that have low credit risk (‘Stage 1’); and financial instruments that have deteriorated significantly in credit quality since initial recognition and whose credit risk is not low (‘Stage 2’). ‘Stage 3’ would cover financial assets that have objective evidence of impairment at the reporting date. ‘12-month expected credit losses’ are recognised for the first category while ‘lifetime expected credit losses’ are recognised for the second category. Measurement of the expected credit losses is determined by a probability-weighted estimate of credit losses over the expected life of the financial instrument. Trade and other receivables and contract assets The Group makes use of a simplified approach in accounting for trade and other receivables as well as contract assets and records the loss allowance at the amount equal to the expected lifetime credit losses. In using this practical expedient, the Group uses its historical forward-looking indicators experience, information to calculate the expected credit losses using a provision matrix. external and The Group assess impairment of trade receivables on a collective basis as they possess credit risk characteristics based on the days past due. The Group allows 1% for amounts that are 30 to 60 days past due, 1.5% for amounts that are between 60 and 90 days past due and impair any amounts that are more than 90 days past due. The Group recognises 12 months expected credit losses for financial assets at FVOCI. As most of these instruments have a high credit rating, the likelihood of default is deemed small. However, at each reporting date the Group assesses whether there has been a significant increase in the credit risk of the instrument. In assessing these risks, the Group relies on readily available information such as the credit ratings issued by the major credit rating agencies for the respective asset. The Group only holds simple financial instruments for which specific credit ratings are usually available. In the unlikely event that there is no or only little information on factors influencing the ratings of the asset available, the Group would aggregate similar instruments into a portfolio to assess on this basis whether there has been a significant increase in credit risk. In addition, the Group considers other indicators such as adverse changes in business, economic or financial conditions that could affect the borrower’s ability to meet its debt obligation or unexpected changes in the borrowers operating results. Should any of these indicators imply a significant increase in the instrument’s credit risk, the Group recognises for this instrument or class of instruments the lifetime expected credit losses. Classification and measurement of financial liabilities The Group’s financial liabilities include borrowings, trade and other payables and derivative financial instruments. Financial liabilities are initially measured at fair value, and, where applicable, adjusted for transaction costs unless the Group designated a financial liability at fair value through profit or loss. Subsequently, financial liabilities are measured at amortised cost using the effective interest method except for derivatives and financial liabilities designated at FVPL, which are carried subsequently at fair value with gains or losses recognised in profit or loss (other than derivative financial instruments that are designated and effective as hedging instruments). All interest-related charges and, if applicable, changes in an instrument’s fair value that are reported in profit or loss are included within finance costs or finance income. Risk Management The Group’s activities expose it to a variety of financial risks including but not limited to: • • • • • Foreign exchange risk; Liquidity risk; Interest rate risk; Credit risk; and Digital asset price risk. DIGITALX LTD <> 2020 ANNUAL REPORT 51 The Group’s and the Company’s overall risk management program focuses on the unpredictability of financial markets and seeks to minimize potential adverse effects on the financial performance of the Group. The Group uses different methods to measure different types of risks to which it is exposed. The method used is sensitivity analysis for each of foreign exchange risk, liquidity risk and interest rate risk. The capital structure of the Group consists of equity attributable to equity holders of the Company, comprising issued capital, reserves and retained earnings. The Group holds the following financial assets and financial liabilities: Financial Assets Cash and cash equivalentsAC InvestmentsFV Trade receivablesAC Financial liabilities Trade and other payablesAC Finance LiabilitiesAC AC – Amortised Cost FV – Fair value through profit or loss Foreign exchange risk Year ended 30 June 2020 $USD Year ended 30 June 2019 $USD 2,736,872 1,030,511 46,196 3,813,579 225,647 336,905 562,552 5,160,689 195,651 57,012 5,413,352 377,682 659,128 The Group and the parent entity operate internationally, and during the period were exposed to foreign exchange risk arising from currency exposures, primarily with respect to the USD/AUD dollar rates. Foreign exchange risks arise from future commercial transactions and recognised assets and liabilities that are denominated in a currency that is not the entity’s functional currency. The risk is measured using sensitivity analysis and cash flow forecasting. Management regularly monitors exposure to foreign exchange risk, but do not have a current hedging policy in place. It is intended that this policy will be continuously assessed in line with funding requirements for each of the investment opportunities. As of 30 June 2020, the Group had exposure to foreign currency risk within its recognised assets and liabilities. The cash and cash equivalents held $AUD3,957,230 (2019: $AUD7,227,463) in bank accounts. The Group has no derivative liabilities in $AUD (2019: $nil) and $AUD480,882 in finance liabilities (2019: $nil). Group sensitivity – Foreign exchange risk Based upon the financial instruments held as at 30 June 2020, had the Australian dollar weakened/strengthened 10% against the US dollar with all other variables held constant, the following impact on profit and or loss in noted: Impact on profit of loss – 2020 Impact on profit or loss – 2019 Interest rate risk management Fluctuation +10% $USD (529,034) (719,596) -10% $USD 529,034 719,596 The Group is exposed to interest rate risk as entities in the Group deposit funds at both short-term fixed and floating rates of interest. The Group’s exposure to interest rates on financial assets and liabilities is detailed in the liquidity risk management section of this note. Interest rate sensitivity A change in interest rates would not have a material impact on the profit and equity for the current and previous periods of the Group or the Parent entity. DIGITALX LTD <> 2020 ANNUAL REPORT 52 Liquidity risk management Ultimate responsibility for liquidity risk management rests with the Board of Directors, who oversee a liquidity risk management framework for the management of the Group’s funding and liquidity management requirements. The Group manages liquidity risk by continuously monitoring forecast and actual cash flows and ensuring there are appropriate plans in place to finance these future cash flows. Weighted average effective interest rate % Less than 1 month Interest bearing - variable $USD 1 to 3 months Interest bearing - variable $USD More than 3 months Interest bearing Less than 1 month Non-interest bearing 1 to 3 months Non-interest bearing More than 3 months Non-interest bearing $USD $USD $USD $USD 2020 Cash and cash equivalents Convertible note Other receivables Other payables Finance liability 2019 Cash and cash equivalents Convertible note Other receivables Other payables 0.25 10 - - 8.8 - 10 - - 2,736,872 - - - - 5,160,689 - - - - - - - - - - - - - 169,294 - - - - 46,196 (225,647) (378,224) - 195,651 - - - - - 57,012 (242,723) - - - - - - - - - - - - - - - - - - The liquidity and interest rate risk table above has been drawn up based on the undiscounted cash flow (including both interest and principal cash flows expected) using contractual maturities of financial assets and the earliest date on which the Group can be required to pay financial liabilities. Amounts for financial assets include interest earned on those assets except where it is anticipated cash will occur in a different period. Credit Risk Credit risk arises from cash and cash equivalents, deposits with banks and financial institutions, as well as credit exposures to customers, including outstanding receivables. Credit risk is managed on a group basis. For banks and financial institutions, the Group aims to hold deposit with independently rated parties with a rating of ‘A2’ or above based on Moody’s ratings. From time to time the Group may hold deposits with unrated institutions (i.e. exchanges) after trading in digital assets. The Group’s credit risk exposure is set out below. Due to the nature of the customers the Group engages with ratings are not commonplace. Credit risk is therefore factored into the transaction price for services often in the form of bonus tokens or a discount to public token sale rate. At 30 June 2020 no customers had a published credit rating. Rating A1 A2 Unrated Total A1 A2 Unrated $USD 3,876 1,562 2,731,434 2,736,872 DIGITALX LTD <> 2020 ANNUAL REPORT 53 Fair value measurement The Group measures financial instruments and non-financial assets at fair value at each balance sheet date. Also, fair values of financial instruments measured at amortised cost are disclosed. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. The fair value measurement is based on the presumption that the transaction to sell the asset or transfer the liability takes place either: • • In the principal market for the asset or liability, or In the absence of a principal market, in the most advantageous market for the asset or liability. The principal or the most advantageous market must be accessible to the Group. The fair value of an asset or a liability is measured using the assumptions that market participants would use when pricing the asset or liability, assuming that market participants act in their economic best interest. A fair value measurement of a non-financial asset takes into account a market participant's ability to generate economic benefits by using the asset in its highest and best use or by selling it to another market participant that would use the asset in its highest and best use. The Group uses valuation techniques that are appropriate in the circumstances and for which sufficient data are available to measure fair value, maximising the use of relevant observable inputs and minimising the use of unobservable inputs. All assets and liabilities for which fair value is measured or disclosed in the financial statements are categorised within the fair value hierarchy, described as follows, based on the lowest is significant to the fair value level input that measurement as a whole: D3 CASH AND CASH EQUIVALENTS Cash and cash equivalents • • • Level 1 — Quoted (unadjusted) market prices in active markets for identical assets or liabilities Level 2 — Valuation techniques for which the lowest level input that is significant to the fair value measurement is directly or indirectly observable Level 3 — Valuation techniques for which the lowest level input that is significant to the fair value measurement is unobservable For assets and liabilities that are recognised in the financial statements on a recurring basis, the Group determines whether transfers have occurred between Levels in the hierarchy by re-assessing categorisation (based on the lowest level input that is significant to the fair value measurement as a whole) at the end of each reporting period. For the purpose of fair value disclosures, the Group has determined classes of assets and liabilities on the basis of the nature, characteristics and risks of the asset or liability and the level of the fair value hierarchy as explained above. At 30 June 2020 all assets carried at fair value are deemed to be level 1 based on observable prices in an active market with the exception of: • • • Convertible note receivable – Note D5 Investment in Bullion Asset Management – Note D5 Unlisted Digital Assets – Note D4 Fair value estimation The Directors consider that the carrying amount of financial assets and financial liabilities, as recorded in the financial statements, represent or approximate their respective fair values. For the purpose of presentation in the statement of cash flows, cash and cash equivalents includes cash on hand, deposits held at call with financial institutions, cash held with bitcoin exchanges, other short-term, highly liquid investments that are readily convertible to known amounts of cash and which are subject to an insignificant risk of changes in value, and bank overdrafts. Cash and cash equivalents do not include the Group’s holdings of digital assets which are classified as inventory (refer to D4). Cash at bank Cash deposits at call1 Total cash and cash equivalents Year ended 30 June 2020 $USD 2,736,872 - 2,736,872 Year ended 30 June 2019 $USD 5,160,614 75 5,160,689 1Cash deposits at call include cash balances on exchanges. The balance originates following a liquidation of digital assets. Refer to Note D2 for information on liquidity and credit risk. DIGITALX LTD <> 2020 ANNUAL REPORT 54 D4 - DIGITAL ASSETS Digital Assets Digital assets are assets such as Bitcoin and Ethereum, which use an open-source software-based online system where transactions are recorded in a public ledger (blockchain) using its own unit of account. Digital Assets are an emerging technology and asset class, and as such there are no specific accounting standards that cover the treatment, rather digital assets are assessed by applying existing accounting standards in conjunction with guidance released by the accounting standard setting bodies such as the IASB. Management consider it appropriate to group digital assets into a single balance in the Consolidated Financial Statements and providing users with a reconciliation by category in the notes to the Financial Statements. For the purpose of fair value disclosures, the Group has determined classes of assets and liabilities on the basis of the nature, characteristics and risks of the asset or liability and the level of the fair value hierarchy as explained below. Digital Assets – Accounted for using inventory methodology For digital assets that meet the criteria of AASB102: Inventory, the Group measures digital assets at its fair value less costs to sell, with any change in fair value less costs to sell being recognised in profit or loss in the period of the change. Amounts are derecognised when the Group has transferred substantially all the risks and rewards of ownership. As a result of the various blockchain protocols, costs to sell are immaterial in the current period and no allowance is made for such costs. Digital assets are derecognised when the Group disposes of the inventory through its trading activities or when the Group otherwise loses control and, therefore, access to the economic benefits associated with ownership of the digital asset. Digital assets are derecognised when the Group disposes of the asset or when the Group otherwise loses control and, therefore, access to the economic benefits associated with ownership of the digital asset. Digital Assets – Accounted for using financial asset methodology Refer to Note D2 for financial asset accounting policy and treatment. Estimates & Judgements (a) Digital assets Management note that the topic of digital assets and the accounting for digital assets continues to be considered by the (IASB) and International Accounting Standards Board continues to monitors new comments and interpretations released by the Board and other standard setters from around the world. In line with this, the Group has considered its position for the year ending 30 June 2020 and has determined that the Group’s digital assets fall into 3 categories: • • • Inventory method (historical method used by the Group) Intangible asset method (the method noted by the IASB in its most recent deliberations) Financial asset method (used where the digital asset meets the criteria of a financial asset – See Note D) Management notes that under the 3 methods noted above, the treatment continues to be to measure digital assets at fair value (unless otherwise disclosed and provided certain conditions are met) under the respective accounting standards. Digital Assets – Accounted for using methodology intangible asset (b) Fair value of Digital Assets The Group consider that any digital asset that does not fall under the inventory or financial asset methodology and meet the recognition criteria (identifiable, controllable and capable of generation future economic benefits) are considered to intangible assets. For digital assets that meet the criteria of AASB138: Intangible Assets, the Group measures digital assets at its fair value less costs to sell in accordance with the revaluation model (provided there is an active market), with increase in fair value being recognised in OCI and credited to a revaluation reserve, unless it reverses a revaluation deficit of the same asset previously recognised in profit or loss. A revaluation deficit is recognised in profit or loss, except to the extent that it offsets an existing surplus on the same asset recognised in the revaluation reserve. Digital assets classified as intangible assets are considered to be indefinite life intangible assets given their nature. Digital assets (including bitcoin inventory) is measured at fair value using the quoted price in United States dollars on from a number of different sources with the primary being Coin Market Cap (www.coinmarketcap.com) at closing Coordinated Universal Time. Management considers this fair value to be a Level 1 input under the AASB 13 Fair Value Measurement fair value hierarchy as the price on the quoted price (unadjusted) in an active market for identical assets. Management uses a number of exchanges including Binance, Bitgo, Independent Reserve and others in order to provide the Group with appropriate size and liquidity to provide reliable evidence of fair value for the size and volume of transactions that are reasonably contemplated by the Group. Unlisted digital assets are fair valued using a combination of Level 2 and Level 3 techniques. Refer to the table below for the break-down of fair value levels. DIGITALX LTD <> 2020 ANNUAL REPORT 55 (A) Reconciliation of Digital Assets Bitcoin1,2 Other listed digital assets1,3 Non-listed digital assets4 Total Digital Assets Year ended 30 June 2020 $USD 4,065,591 522,807 135,548 4,723,946 Year ended 30 June 2019 $USD 4,661,772 1,121,074 1,332,527 7,115,373 1 Digital assets were measured at fair value using at 30 June 2020. Refer to Note H5 for prices at the date of this report. 2 The amount includes $USD2,021,713 held by the DigitalX BTC Fund. 3 Includes all tokens that are not bitcoin that are listed on an exchange. The amount includes $USD500,704 held by the DigitalX Fund. 4 Includes all tokens not listed on an exchange. The amount includes $USD79,846 held by the DigitalX Fund. (B) Reconciliation by Class Inventory method Intangible asset method Financial asset method Total Digital Assets (C) Movements by Class Opening Balance 1 July 2019 Net trading activity1 Transfers – BTC Fund Seed2 Transfers between classes3 Revaluation Impairment Closing Balance Year ended 30 June 2020 $USD - 4,717,985 5,961 4,723,946 Year ended 30 June 2019 $USD 4,661,772 1,683,601 770,000 7,115,373 Inventory Method Intangible Asset Financial Asset 4,661,772 - (1,728,071) (1,349,825) (1,583,876) 1,683,601 (59,012) 1,728,071 1,349,825 770,000 - - Total 7,115,373 (59,012) - - 15,500 (764,039) (2,332,415) - - - 4,717,985 - 5,961 - 4,723,946 1 Net trading activity is the net purchase and sale of digital assets and includes monthly rebalance for the DigitalX Fund and DigitalX BTC Fund. 2 During the period the Group announced that it had seeded the DigitalX BTC Fund with 215 of its existing Bitcoin holding. The amount above is the fair value of Bitcoin at the time of the seeding. Inline with Note D5 and G2, the Group consolidates the assets of the DigitalX Fund and DigitalX BTC Fund. 3 At 30 June 2020, the Group made the determination that due to the nature of the Group’s holding and its reduced trading activity it was considered appropriate to classify its Bitcoin holding as an intangible asset under AASB138: Intangible Assets using fair value under the revaluation method given there is a highly active market for Bitcoin. As the Group previously recorded its Bitcoin holding at fair value under AASB102: Inventory there was no gain or loss on reclassification. (C) Digital Assets by Fair Value Hierarchy Level Level 1 Description Level 1 fair value digital assets are those assets that are actively traded on a digital asset exchange or decentralised exchange for which there is an active market with sufficient volume. $USD $4,532,697 DIGITALX LTD <> 2020 ANNUAL REPORT 56 Level 2 Level 3 Level 2 fair value digital assets are those assets measured at fair value but the market prices are not actively quoted and determined using a market matrix approach (AASB13.B7). This is most common for digital assets where an active trading pair does not existing with a FIAT currency but may exist for a trading pair such as Ethereum or Bitcoin which can then be measured using the level 1 input. Level 3 fair value digital assets are those assets carried at fair value where fair value has been determined by reference to the entity’s own data and financial data provided by the project such as comparable projects, financial forecasts and equity transactions. $55,701 $135,548 D5 – INVESTMENTS Investments in joint ventures A joint venture is a joint arrangement whereby the parties that have joint control of the arrangement have rights to the net assets of the joint arrangement. is the contractually agreed sharing of control of an arrangement, which exists only when decisions about the relevant activities require unanimous consent of the parties sharing control. Joint control The results and assets and liabilities of joint ventures are incorporated in these consolidated financial statements using the equity method of accounting. Under the equity method, an investment in an associate or a in the consolidated joint venture is initially recognised statement of financial position at cost and adjusted thereafter to recognise the Group's share of the profit or loss and other comprehensive income of the associate or joint venture. When the Group's share of losses of an associate or a joint venture exceeds the Group's interest in that associate or joint venture (which includes any long-term interests that, in substance, form part of the Group's net investment in the associate or joint venture), the Group discontinues recognising its share of further losses. Additional losses are recognised only to the extent that the Group has incurred legal or constructive obligations or made payments on behalf of the associate or joint venture. Investment in Coincast - Equity accounted joint ventureA Investment in Bullion Asset Management Pte LtdB Convertible note receivableC An investment in an associate or a joint venture is accounted for using the equity method from the date on which the investee becomes an associate or a joint venture. On acquisition of the investment in an associate or a joint venture, any excess of the cost of the investment over the Group's share of the net fair value of the identifiable assets and liabilities of the investee is recognised as goodwill, which is included within the carrying amount of the investment. Any excess of the Group's share of the net fair value of the identifiable assets and liabilities over the cost of the investment, after reassessment, is recognised immediately in profit or loss in the period in which the investment is acquired. The requirements of AASB 9 are applied to determine whether it is necessary to recognise any impairment loss with respect to the Group’s investment in an associate or a joint venture. When necessary, the entire carrying amount of the investment (including goodwill) is tested for impairment in accordance with AASB 136 ‘Impairment of Assets’ as a single asset by comparing its recoverable amount (higher of value in use and fair value less costs of disposal) with its carrying amount. Any impairment loss recognised forms part of the carrying amount of the investment. Any reversal of that impairment loss is recognised in accordance with AASB 136 to the extent that the recoverable amount of the investment subsequently increases. Year ended 30 June 2020 $USD - 861,216 169,294 1,030,510 Year ended 30 June 2019 $USD 16,259 322,662 195,651 534,572 A. Changes to Joint Ventures During the period the Group announced that it had terminated the joint ventures with DX Americas LLC, Coincast and Futuredge Capital. The impact to the Group was immaterial and the investments were written down to nil value. DIGITALX LTD <> 2020 ANNUAL REPORT 57 B. Investment in Bullion Asset Management Pte Ltd On 16 April 2019, the Group announced its equity investment into Bullion Asset Management Pte Ltd (“BAM”), the management company for xbullion (gold backed stable coin project) for $AUD450,000 and 9,411,764 DigitalX shares at an issue price of $AUD0.085. The DigitalX shares were issued during the period, as a result the investment in BAM increased by $USD544,690. At 30 June 2020 the investment was measured at fair value using level 2 inputs, there was no change in fair value as the most recent equity issue (January 2020) was consistent with the previous issue price. C. Convertible note receivable The Group holds a convertible note with YPB Systems Ltd (ASX:YPB) based on the terms and conditions in the announcement. • • • 3-year fixed term, repayable only at maturity, non-redeemable; Conversion at any time to ordinary equity at the lower of A$0.018 or a 50% discount to the price at which YPB shares were subscribed for pursuant to the most recent capital raising of YPB preceding the date of conversion (not including the present equity placement), provided that the deemed price is no lower than $0.009 Free attaching unlisted option with an exercise price of $0.025. Option expiry 18 months from the date of conversion of the convertible note to shares At year end the Group valued the note at fair value using the fair value of holding the note to maturity. Under this methodology the fair value (level 2) of the note was deemed to be $USD169,294. The key inputs were: • Coupon rate – 10% • Market interest rate – 11.8% D. Investment in DigitalX Funds The Group has provided seed capital to the DigitalX Fund (a unit trust) and DigitalX BTC Fund (a unit trust) for the purpose of investing in and generating returns on digital assets. As noted in Note C1 the Board reviews the performance of the funds at fair value based on the reported fund net asset value (NAV) each period. However, as DigitalX also provides fund management services for the fund it is deemed that the Group meets the definition of control under AASB10: Consolidated Financial Statements and as a result, the financial position and performance of the DigitalX funds have been included in the Group’s consolidated financial statements. The Group will continue to assess its position with respect to control of the fund at each reporting period and there has been no changes to the Group’s assessment for the year ended 30 June 2020. The net asset value (NAV) of the Group’s units in the funds at 30 June 2020 were $AUD 0.50 (2019: $0.85) and $AUD1.35 respectively. D6 - NET ASSETS ATTRIBUTABLE TO UNIT HOLDERS In accordance with AASB: 132 Financial Instruments, certain instruments are classified as equity in the separate financial statements of a subsidiary or other entity controlled by the Group which represent non-controlling interests in the consolidated financial statements are classified as liabilities in the consolidated financial statements of the Group to the extent which the non-controlling interest has a preferential claim to the net assets of the subsidiary over shareholders of the parent. Changes in the net assets are recognised in the profit or loss except for distributions to unit holders and subscription of units. Opening Balance Year ended 30 June 2020 $USD Year ended 30 June 2019 $USD 592,810 514,600 Profit/(Loss) for the period attributable to non-controlling interests (185,840) 46,548 Impact of foreign exchange Net change in units on issue Closing Balance (135) (18,181) 55,020 49,843 461,855 592,810 DIGITALX LTD <> 2020 ANNUAL REPORT 58 The section below includes information regarding the financial position of the Group (excluding non-operating assets & liabilities covered under Section C and Working Capital covered under Section D). The section includes the following disclosures: E1 Property, plant and equipment (Page 59) E2 Non-current assets – Right of use asset (Page 60) E2 Non-current assets - Intangible assets (Page 61) DIGITALX LTD <> 2020 ANNUAL REPORT 59 E1 - PROPERTY, PLANT AND EQUIPMENT Policy is stated at historical cost Plant and equipment less includes accumulated expenditure that is directly attributable to the acquisition of the items. depreciation. Historical cost Subsequent costs are included in the asset’s carrying amount or recognised as a separate asset, as appropriate, only when it is probable that the future economic benefits associated with the item will flow to the Group and the cost of the item can be measured reliably. All other repairs and maintenance are charged to the income statement during the financial period in which they are incurred. Plant and equipment are depreciated or amortised on a reducing balance or straight-line basis at rates based upon their expected useful lives as follows: • • Computer equipment – 3 years Leasehold improvements – 5 years Depreciation is recognised to write off the cost or valuation of assets (other than freehold land) less their residual values over their useful lives. The estimated residual value of plant and equipment has been assessed to be zero. The estimated useful lives, residual values and depreciation method are reviewed at the end of each reporting period, with the effect of any change in estimate accounted for on a prospective basis. Property Plant & Equipment Cost Accumulated depreciation Net Carrying amount Reconciliation Carrying amount at beginning of period Additions Disposals Depreciation charge for the period Net carrying amount at end of period An asset’s carrying amount is written down immediately to its recoverable amount if the asset’s carrying amount is greater than its estimated recoverable amount. An impairment loss is recognised for the amount by which the assets carrying amount exceeds its recoverable amount. The recoverable amount is the higher of an assets fair value less costs to sell and value in use. Gains and losses on disposals are determined by comparing proceeds with their carrying amount. Leases Leases are classified as finance leases whenever the terms of the lease transfer substantially all the risks and rewards of ownership to the lessee. All other leases are classified as operating leases. The Group as lessor Amounts due from lessees under finance leases are recognised as receivables at the amount of the Group’s net investment in the leases. Finance lease income is allocated to accounting periods to reflect a constant periodic rate of return on the Group’s net investment outstanding in respect of the leases. Rental income from operating leases is recognised on a straight-line basis over the term of the relevant lease. Initial direct costs incurred in negotiating and arranging an operating lease are added to the carrying amount of the leased asset and recognised on a straight-line basis over the lease term. Year ended 30 June 2020 $USD 352,098 (124,457) 227,641 297,490 6,990 (6,244) (70,595) 227,641 Year ended 30 June 2019 $USD 351,352 (53,862) 297,490 502 351,352 (481) (53,883) 297,490 DIGITALX LTD <> 2020 ANNUAL REPORT 60 E2 - NON-CURRENT ASSETS – RIGHT OF USE (A) Change of accounting policy (B) Adjustments recognised on adoption of AASB16 On 1 July 2019, the Group adopted the new leasing standard, AASB16: Leases, which replaced the existing standard, AASB117: Leases. Under the new standard, leases are no longer classified as operating leases or finances leases as they had been previously under AASB 117. In applying AASB16 from 1 July 2019 the Group has adopted the new standard retrospectively but has not restated comparatives for the 2018 or 2019 reporting comparatives, as permitted under the transitional provisions of the new standard. The reclassifications and impact of the new standard are therefore recognised in the opening statement of financial position on 1 July 2019. At the time of the change, the Group only had one lease classified as an operating lease, being the lease for the Blockchain Centre entered in to in July 2018 for a term of 5 years, that was required to be recognised: (C) Lease liability The lease liabilities were recognised at the present value of remaining lease payments, discounted using the Group’s incremental borrowing rate (8.8%) at the time of the adoption. Operating lease commitments disclosed at 30 June 2019 Adjustment for contracts reassessed as service contracts Adjustment for discounting using the Group’s incremental borrowing rate Adjustment for finance liabilities Liability at 1 July 2019 Current Lease Liability Non-Current Lease Liability Liability at 1 July 2019 Interest expense Lease payments Foreign exchange effect Liability at 30 June 2020 Current Lease Liability Non-Current Lease Liability (D) Right of use asset $USD 544,549 (234,663) (166,972) 273,218 416,132 86,576 329,556 416,132 31,278 (108,478) (2,027) 336,905 91,841 245,064 The associated right of use asset for property leases were measured on a retrospective basis as if the new rules had always been applied. There were no onerous lease contracts that would have required adjustment Opening balance at 30 June 2019 Adjustment for right of use asset Right of use asset at 1 July 2019 Depreciation of right of use asset Right of use asset at 30 June 2020 Property Leases $USD - 389,397 389,397 (97,349) 292,048 1 The net impact to retained earnings at 1 July 2019 was $26,696. 2 The Group does not currently recognised deferred tax assets, as a result no deferred tax impact has been recognised as a result of the change in the standard. DIGITALX LTD <> 2020 ANNUAL REPORT 61 (C) Other transition disclosures • The Group has applied several practical expedients under the new standard as permitted. The expedients include: a. Use of single discount rate; b. c. Reliance on previous assessment as to whether lease(s) are onerous; and Exclusion of indirect costs for the measurement of right of use assets and initial application. • Lease payments for property leases includes fixed payments less any incentives, variable payments based on a rate and amounts expected to be payable under residual value guarantees. • Right of use assets for property leases include the initial measurement of the lease liability plus initial direct & restoration costs E3 - NON-CURRENT ASSETS - INTANGIBLE ASSETS Internally generated intangible assets - Research and development expenditure Expenditure on research activities is recognised as an expense in the period in which it is incurred. An internally generated intangible asset arising from development (or from the development phase of an internal project) is recognised if, and only if, all of the following have been demonstrated: • • The technical feasibility of completing the intangible asset so that it will be available for use or sale; The intention to complete the intangible asset and use or sell it; The ability to use or sell the intangible asset; • • How the intangible asset will generate probable • • future economic benefits; The availability of adequate technical, financial and other resources to complete the development and to use or sell the intangible asset; and The ability to measure reliably the expenditure attributable to the its development. intangible asset during The amount initially recognised for internally generated intangible assets is the sum of the expenditure incurred from the date when the intangible asset first meets the recognition criteria listed above. Where no internally generated intangible is asset can be recognised, development expenditure recognised in profit or loss in the period in which it is incurred. initial recognition, Subsequent to internally generated intangible assets are reported at cost less accumulated amortisation and accumulated impairment losses, on the same basis as intangible assets that are acquired separately. Capitalisation of development costs The development activities are part of an internal project, with costs incurred both by an internal software development team and through the outsourcing of development activities to external contractors. The total cost capitalised on the project at 30 June 2020 is $USD2,016,187. An intangible asset arising from the development phase of an internal project shall be recognised if, and only if, an entity can demonstrate all of the following: • The technical feasibility of completing the intangible asset so that it will be available for use or sale; Its intention to complete the intangible asset and use or sell it; Its ability to use or sell the intangible asset; How the intangible asset will generate probable future economic benefits. Among other things, the entity can demonstrate the existence of a market for the output of the intangible asset or the intangible asset itself or, if it is to be used internally, the usefulness of the intangible asset; The availability of adequate technical, financial and other resources to complete the development and to use or sell the intangible asset; and Its ability attributable development. the expenditure its to measure the to intangible asset during reliably • • • • • The Company has evaluated the criteria required to be satisfied for an intangible asset arising from the development phase of an internal project to be recognised and conclude in respect to AirPocket that all conditions required to recognise an intangible asset generated from development of an internal project have been demonstrated. The Company has evaluated the future economic benefit by modelling the expected future cash flows to estimate a value of the asset. The Company has previously raised a $USD2,016,188 impairment provision against the costs capitalised for its AirPocket intangible asset as a result of a lack of historical data with respect to the estimates used in determining the fair value of AirPocket. The provision is to be reassessed at the next reporting date with anticipation that more information will be available to assess the recoverable amount of the asset. DIGITALX LTD <> 2020 ANNUAL REPORT 62 Intellectual property Cost Accumulated amortisation Provision for Impairment2 Net Carrying amount Reconciliation Carrying amount at beginning of period Additions Write down of Intangible Assets Provision of impairment of Intangible Assets Net carrying amount at end of period1 1 Net of accumulated amortisation and provision for impairment. Year ended 30 June 2020 $USD Year ended 30 June 2019 $USD 2,016,188 - 2,016,188 - (2,016,188) (2,016,188) - - - - - - - 49,519 481 (50,000) - - DIGITALX LTD <> 2020 ANNUAL REPORT 63 The section below includes information regarding the Group’s equity structure including movements in contributed equity from share transactions and movements in reserves. The section includes the following disclosures: F1 Contributed Equity (Page 64) F2 Reserves & Non-Controlling Interest (Page 65) DIGITALX LTD <> 2020 ANNUAL REPORT 64 F1 – CONTRIBUTED EQUITY (a) Issued and paid up Capital Fully paid ordinary shares – 605,628,549 (2019: 571,525,427) (b) Movement in Ordinary Share Capital Date Details1 30-Jun-19 Closing Balance Year ended 30 June 2020 $USD Year ended 30 June 2019 $USD 34,759,917 33,662,319 Number of Shares 571,525,427 Issue Price A$ $USD2 33,662,319 Issue of Shares on exercise of options 24,691,358 0.0324 556,934 15-Nov-19 Issue of Shares under agreement with Bullion Asset ManagementA 9,411,764 0.0850 1-Jul-19 2-Jul-19 Share issue costs 18-Nov-19 Share issue costs 30-Jun-20 Closing Balance A Refer to Note D5(b) for details. Date Details1 30-Jun-18 Closing Balance 5-Jul-18 10-Jul-18 7-Aug-18 8-Aug-18 Vesting of Performance Rights Share issue costs Share issue costs 18-Sep-18 Issue of shares on exercise of convertible notes 18-Sep-18 Issue of shares to employees 20-Sep-18 Share issue costs 8-Oct-18 Issue of Shares on exercise of options 10-Oct-18 Share issue costs 13-May-19 Issue of Shares for settlement 14-May-19 Share Issue costs Issue of Shares on exercise of options 3,086,420 0.0324 Issue Price A$ $USD2 605,628,549 Number of Shares 486,865,628 1,000,000 - - - - 16,296,295 3,441,000 - - 0.027 0.12 - 100,000 0.0324 - 1,895,453 - 0.0616 (3,472) 544,690 (3,555) 34,756,916 30,431,588 - (1,426) 73,757 (1,397) 317,108 300,606 (3,571) 2,341 (1,336) 81,301 (1,368) (6,960) 887,500 (270,745) (4,459) 80,714 (1,368) 79,796 (1,372) 15-May-19 Issue of Shares under Share Purchase Plan 36,321,122 0.0677 1,701,610 16-May-19 Share Issue costs 17-May-19 Issue of Shares under top up placement 19,046,519 0.0677 17-May-19 Share Issue costs 21-May-19 Share Issue costs 27-May-19 Issue of Shares for settlement 1,576,568 0.0740 28-May-19 Share Issue costs 18-Jun-19 Issue of Shares for settlement 1,896,422 0.0615 571,525,427 33,662,319 24-Jun-19 Share Issue costs 30-Jun-19 Closing Balance 1 Refer to the corresponding Appendix 3B for full details of each issue. 2 Based on AUD/USD as at the date of transaction. 3 Refer to Note H5 for any issues subsequent to the end of the reporting period. DIGITALX LTD <> 2020 ANNUAL REPORT 65 Rights Attaching to Shares The rights attaching to fully paid ordinary shares arise from a combination of the Company’s constitution, statute and general law. Fully paid ordinary shares carry one vote per share and carry a right to dividend. Dividends There are no dividends paid or declared during the period. F2 – RESERVES Nature of reserves Option premium and share- based payment reserve Reserve is established to record balances pertaining to share options and performance rights granted for services provided to the Company by employees and vendors. Convertible note reserve Foreign Exchange Reserve Reserve is established to record amounts required to be recognised in equity for convertible notes that meet the definition of compound instruments. Exchange differences arising on translation of the foreign controlled entity are recognised in other comprehensive income and accumulated in a separate reserve within equity. The cumulative amount is reclassified to profit or loss when the net investment is disposed of. 30 June 2019 Share based payment expense Conversion of foreign operations 30 June 2020 30 June 2018 Share based payment expense Share options issued Conversion of foreign operations 30 June 2019 e t o N Option premium and share-based payment reserve1 Convertible Note Reserve Foreign Exchange Reserve 1,300,760 148,916 - 1,449,676 62,680 - - 62,680 21,420 - (669) 20,751 e t o N Option premium and share-based payment reserve1 Convertible Note Reserve Foreign Exchange Reserve 62,680 (15,887) 785,240 399,439 116,081 - - - - - - 37,307 21,420 1,300,760 62,680 1 Ordinary share issues treated as share-based payments that have no vesting conditions are recognised directly in equity. Share based payments Employees and consultants of the Group receive remuneration in the form of share-based payments, whereby employees render services as consideration for equity instruments (equity-settled transactions). Equity-settled transactions The cost of equity-settled transactions is determined by the fair value at the date when the grant is made using an appropriate valuation model. That cost is recognised, together with a corresponding increase in other capital reserves in equity, over the period in which the performance and/or service conditions are fulfilled in employee benefits expense. The cumulative expense recognised for equity-settled transactions at each reporting date until the vesting date reflects the extent to which the vesting period has expired and the Group’s best estimate of the number of equity instruments that will ultimately vest. The statement of profit or loss expense or credit for a period represents the movement in cumulative expense recognised as at the beginning and end of that period and is recognised in employee benefits expense. No expense is recognised for awards that do not ultimately vest, except for equity-settled transactions, for which vesting is conditional upon a market or non-vesting condition. These are treated as vesting irrespective of whether or not the market or non-vesting condition is satisfied, provided that all other performance and/or service conditions are satisfied. DIGITALX LTD <> 2020 ANNUAL REPORT 66 Valuation of options and performance rights The fair value of the share options and performance rights at grant date are determined using a binomial option pricing method that takes into account the exercise price, the term of the option, the probability of exercise, the share price at grant date and expected volatility of the underlying share, the expected dividend yield and the risk free interest rate for the term of the option. The following tables list the inputs to the model used for valuation of the options: Options issued to Director (Toby Hicks) Item Volatility (%) Risk-free interest rate (%) – range Expected life of option (years) Exercise price per terms & conditions Underlying security spot price Valuation date Expiry date Valuation per option Number of options issued Valuation of performance rights Tranche 1 119.92% 1.04% 5 $AUD0.10 $AUD0.04 10 July 2019 30 June 2024 $AUD0.046 2,500,000 The fair value of performance rights with market-based conditions at grant date are determined using a Monte-Carlo simulation method that takes into account the market conditions, the term of the vesting period, the share price at grant date and expected volatility of the underlying share across a number of simulations. Item Market based condition – Share price target over 15 days Volatility (%) Expected vesting period (years) Underlying security spot price Valuation date Expiry date Valuation per right Number of rights issued Options and performance rights on issue or owed as at 30 June 2020 Details Share options Share options Performance rights Performance rights Number 11,168,382 2,500,000 9,000,000 19,500,000 Tranche 1 $AUD0.09 121.84% 3 $AUD0.04 10 July 2019 9 July 2022 $AUD0.037 7,500,000 Tranche 2 $AUD0.09 117.18% 3 $AUD0.03 21 Nov 2019 12 Dec 2022 $AUD0.021 9,000,000 Issue Date Nov 18 to May 19 12 Dec 2019 10 Dec 2018 12 Dec 2019 DIGITALX LTD <> 2020 ANNUAL REPORT 67 The section below includes information regarding the Group organisational structure and information related to the parent entity as required by the Corporations Act 2001. G1 - PRINCIPLES OF CONSOLIDATION The consolidated financial report incorporates the assets and liabilities of all subsidiaries of DigitalX Limited (Company or Parent Entity) as at period end and the results of all subsidiaries for the period then ended. DigitalX Limited and its subsidiaries together are referred to as the Group or the Consolidated Entity. The consolidated incorporate the financial statements financial statements of the Company and entities (including structured entities) controlled by the Company and its subsidiaries. Control is achieved when the Company: • Has power over the investee; • Is exposed, or has rights, to variable returns from its involvement with the investee; and • Has the ability to use its power to affect its returns. The Company reassesses whether or not it controls an investee if facts and circumstances indicate that there are changes to one or more of the three elements of control listed above. The Company considers all relevant facts and circumstances in assessing whether or not the Company's voting rights in an investee are sufficient to give it power, including: • • The size of the Company's holding of voting rights relative to the size and dispersion of holdings of the other vote holders; Potential voting rights held by the Company, other vote holders or other parties; • Rights arising from other contractual arrangements; and • Any additional facts and circumstances that indicate that the Company has, or does not have, the current ability to direct the relevant activities at the time that decisions need to be made, including voting patterns at previous shareholders' meetings. Consolidation of a subsidiary begins when the Company obtains control over the subsidiary and ceases when the Company loses control of the subsidiary. Specifically, income and expenses of a subsidiary acquired or disposed of during the year are included in the consolidated statement of profit or loss and other comprehensive income from the date the Company gains control until the date when the Company ceases to control the subsidiary. When necessary, adjustments are made to the financial statements of subsidiaries to bring their accounting policies into line with the Group's accounting policies. All intragroup assets and liabilities, equity, income, expenses and cash flows relating to transactions between members of the Group are eliminated in full on consolidation. G2 - CONTROLLED ENTITIES The consolidated financial statements incorporate the assets, liabilities and results of the following subsidiaries in accordance with the accounting policy described in Note G1. All controlled entities are included in the consolidated annual final report. The parent entity does not guarantee to pay the deficiency of its controlled entities in the event a winding up of any controlled entity. The period end of the controlled entities is the same as that of the parent entity, except for the US companies listed below which use 31 December year end. Name of Controlled Entity Place of Incorporation % of Shares Held 2020 % of Shares Held 2019 Digital CC Management Pty Ltd Digital CC Trading Pty Ltd Digital CC IP Pty Ltd Digital CC Limited Digital CC IP Limited Australia Australia Australia Hong Kong Hong Kong 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% DIGITALX LTD <> 2020 ANNUAL REPORT 68 Name of Controlled Entity Place of Incorporation % of Shares Held 2020 % of Shares Held 2019 Digital CC Holdings USA Inc Digital CC USA LLC Digital CC USA Services LLC Digital CC Ventures Pty Ltd Pass Petroleum Pty Ltd Airpocket International Pty Ltd United States United States United States Australia Australia Australia AirPocket LLC United States DigitalX Funds Management Pty Ltd DigitalX Fund Unit Trust DigitalX Bitcoin Fund Unit Trust DigitalX Asset Management Pty Ltd DigitalX New Tech Fund Inc. Australia Australia Australia Australia Panama DigitalX (BVI) Limited British Virgin Isles Digital Asset Administration Cayman Limited British Virgin Isles Year ended 30 June 2020 100% 100% 100% 100% 100% 100% - 73% 46% 93% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 73% 43% - 100% 100% 100% 100% There were no changes to the controlled entities during the year ended 30 June 2020 except for those noted below: • AirPocket LLC (de-registered through normal course of business); and • DigitalX Bitcoin Fund Unit Trust (refer to Note D5 for additional details). Year ended 30 June 2019 There were no changes to the controlled entities during the year ended 30 June 2019 except for those noted below: • DigitalX Asset Management Pty Ltd; • DigitalX (BVI) Limited; • Digital Asset Administration; and • DigitalX New Tech Fund Inc. All of the entities above were incorporated as part of the ongoing development and execution of the Group’s asset management strategy. The results for the entities above are immaterial for the period. G3 - PARENT ENTITY INFORMATION The accounting policies of the parent entity, which have been applied in determining the financial information shown below, are the same as those applied in the consolidated financial statements. Refer to Summary Note A for a summary of the significant accounting policies relating to the Group. Investments in subsidiaries, associates and joint venture entities Investments in subsidiaries, associates and joint venture entities are accounted for at cost in the financial statements of DigitalX Limited. Parent entity financial information Financial guarantees The financial information for the parent entity, DigitalX Limited, disclosed below has been prepared on the same basis as the consolidated financial statements, except as set out below: Where the parent entity has provided financial guarantees in relation to loans and payables of subsidiaries for no compensation, the fair values of these guarantees are DIGITALX LTD <> 2020 ANNUAL REPORT 69 accounted for as contributions and recognised as part of the cost of the investment. Tax consolidation legislation DigitalX Limited and its wholly-owned Australian controlled entities have implemented the tax consolidation legislation. The head entity, DigitalX Limited, and the controlled entities in the tax consolidated group account for their own current and deferred tax amounts. These tax amounts are measured as if each entity in the tax consolidated group continues to be a stand-alone taxpayer in its own right. In addition to its own current and deferred tax amounts, DigitalX Limited also recognises the current tax liabilities (or assets) and the deferred tax assets arising from unused tax losses and unused tax credits assumed from controlled entities in the tax consolidated group. The entities have also entered into a tax funding agreement under which the wholly-owned entities fully compensate DigitalX Limited for any current tax payable assumed and are (a) Summary of financial information compensated by DigitalX Limited for any current tax receivable and deferred tax assets relating to unused tax losses or unused tax credits that are transferred to DigitalX Limited under the tax consolidation legislation. The funding amounts are determined by reference to the amounts recognised in the wholly-owned entities’ financial statements. The amounts receivable/payable under the tax funding agreement are due upon receipt of the funding advice from the head entity, which is issued as soon as practicable after the end of each financial period. The head entity may also require payment of interim funding amounts to assist with its obligations to pay tax instalments. Assets or liabilities arising under tax funding agreements with the tax consolidated entities are recognised as current amounts receivable from or payable to other entities in the group. Any difference between the amounts assumed and amounts receivable or payable under the tax funding agreement are recognised as a contribution to (or distribution from) wholly-owned tax consolidated entities. Financial position Assets Current assets Non-Current assets Total Assets Liabilities Current liabilities Non-current liabilities Total liabilities Equity Contributed Equity Retained earnings Reserves - - Share based payment Convertible note Total equity 30 June 2020 $USD 30 June 2019 $USD 4,924,257 3,798,586 8,722,843 (650,864) - (650,864) 70,319,074 (53,219,051) 5,415,928 62,680 8,071,979 10,836,041 15,817,255 26,653,296 (606,925) (745,997) (1,352,922) 69,224,477 (49,253,794) 5,267,011 62,680 25,300,374 Financial performance Profit/(loss) for the year and other comprehensive income/(loss) Total comprehensive income/(loss) (18,471,909) (18,471,909) (1,449,920) (1,449,920) (b) Commitments and Contingent Liabilities of the parent The parent entity did not have any contingent liabilities or commitments, as at 30 June 2020 other than those disclosed below in Note H2. (c) Guarantees entered into the parent entity There were no guarantees entered into by the parent entity other than those disclosed in Note H2. DIGITALX LTD <> 2020 ANNUAL REPORT 70 The section below includes information regarding other disclosures relevant to users of the financial statement in understanding other transactions and the impact of future standards or events that may impact the Group. The section includes the following disclosures: H1 Related Party Transactions (Page 71) H2 Commitments and contingents (Page 71) H3 New Accounting Standards and Interpretations (Page 72) H4 Changes from Preliminary Report (Page 75) H5 Post balance date events (Page 76) DIGITALX LTD <> 2020 ANNUAL REPORT 71 H1 - RELATED PARTY TRANSACTIONS (a) Subsidiaries Interests in subsidiaries are set out in Note G2. Balances and transaction between the Company and its subsidiaries, which are related parties of the Company, have been eliminated on consolidation and are not disclosed in this note. (b) Transactions with Key Management Personnel Short term employee benefits Salaries and fees Director fees Other benefits Post-Employment Benefits Superannuation Share-based payments Shares granted Options and performance rights1 Total Remuneration Year ended 30 June 2020 $USD Year ended 30 June 2019 $USD 300,848 49,051 4,705 265,062 101,003 34,520 41,158 17,681 - 248,182 643,444 43,680 350,472 812,419 1 Refer to Note F2 for details of the events relating to performance rights and options effecting key management personnel. (c) Transactions with Director related entities Year ended 30 June 2020 • During the year, the Group paid Steinepreis Paganin, a law firm of which Non-Executive Director Toby Hicks is a partner, $USD41,343 for legal services rendered on various matters. This amount relates to the period of the financial year that Mr Hicks was a Director of the Company. Year ended 30 June 2019 • During the year, the Group paid Steinepreis Paganin, a law firm of which Non-Executive Director Toby Hicks is a partner, $5,533 for legal services rendered on various matters. This amount relates to the period of the financial year that Mr Hicks was a Director of the Company. At 30 June 2019, Steinepreis Paganin is not considered a related party as Mr Hicks was not a Director at 30 June 2019. • During the year, the Group recognised an expense and paid Blockchain Global Ltd, a company of which Messrs Rubinstein and Lee served as Directors of during the year, of $1,211 for reimbursement of costs. The Company notes that both Mr Rubinstein and Mr Lee resigned as Directors of Blockchain Global during the year and the Company no longer considers Blockchain Global to be a related party on that basis. Messrs Rubinstein and Lee were appointed Directors of the Company as nominees of Blockchain Global Ltd. • During the year, Mars Capital Australia Pty Ltd, a company controlled by Non-Executive Director Sam Lee, converted 14 convertible notes, with a face value of $AUD10,000 each, convertible at $AUD0.027 each, to 5,185,185 ordinary shares. As part of the conversion 2,800,000 options exercisable at $AUD0.0324 expiring 18 September 2020 were also issued. During the year, $AUD5,236 of interest was paid, and recognised as an expense, on the convertible notes held. At 30 June 2019, no amounts were owed to Mars Capital. • During the year, Irwin Biotech Nominees Pty Ltd, a company controlled by Non-Executive Chairman Peter Rubinstein, converted 17 convertible notes, with a face value of $AUD10,000 each, convertible at $AUD0.027 each, to 6,796,296 ordinary shares. As part of the conversion 3,400,000 options exercisable at $AUD0.0324 expiring 18 September 2020 were also issued. DIGITALX LTD <> 2020 ANNUAL REPORT 72 During the year, $AUD6,358 of interest was paid, and recognised as an expense on the convertible notes held. At 30 June 2019, no amounts were owed to Irwin Biotech. • During the year, the Group paid Value Admin Pty Ltd, a company controlled by Non-Executive Chairman Peter Rubinstein, $USD50,509 as part of Non–Executive Director fees. H2 – COMMITMENTS AND CONTINGENCIES Commitments of the Group During the 2018 financial year entered into a 5-year lease for premises at 66 Kings Park Road, West Perth, WA (“The Blockchain Centre”). At 30 June the amount due within 12 months was $130,974 and the committed between 12 months and 5 years was $287,514. There were no commitments greater than 5 years. The Group did not have any commitments (other than those set out in note D2 & D5) and above, as at 30 June 2020 (2019: Nil). Guarantees entered into by the Group There were no guarantees entered into by the Group as at 30 June 2020 other than for the lease noted above (2019: Nil). Contingent Liabilities of the Group The Group did not have any contingent liabilities as at 30 June 2020 (2019: Nil). H3 - NEW ACCOUNTING STANDARDS AND INTERPRETATIONS Standards and Interpretations in issue not yet adopted The following table lists Australian Accounting Standards and Interpretations that have been recently issued or amended but are not yet effective and have not been early adopted by the Company for the reporting period ended 30 June 2020. These particular standards are considered relevant to the entity based on the balances and transactions presented within these financial statements. Management are in the process of determining the potential impact of the initial application of the Standards and Interpretations. These Standards and Interpretations will be first applied in the financial report of the Group that relates to the annual reporting period beginning on or after the effective date of each pronouncement. DIGITALX LTD <> 2020 ANNUAL REPORT 73 New / revised pronouncement Superseded pronouncement Nature of the change Effective date Likely impact on initial application None AASB 2014-10 Amendments to Australian Accounting Standards – Sale or Contribution of Assets between an Investor and its Associate or Joint Venture AASB 2018-6 Amendments to Australian Accounting Standards – Definition of a Business None The amendments address a current inconsistency between AASB 10 Consolidated Financial Statements and AASB 128 Investments in Associates and Joint Ventures. 1 January 2022 When these amendments are first adopted for the year ending 30 June 2023, there will be no material impact on the financial statements. The amendments clarify that, on a sale or contribution of assets to a joint venture or associate or on a loss of control when joint control or significant influence is retained in a transaction involving an associate or a joint venture, any gain or loss recognised will depend on whether the assets or subsidiary constitute a business, as defined in AASB 3 Business Combinations. Full gain or loss is recognised when the assets or subsidiary constitute a business, whereas gain or loss attributable to other investors’ interests is recognised when the assets or subsidiary do not constitute a business. This amendment effectively introduces an exception to the general requirement in AASB 10 to recognise full gain or loss on the loss of control over a subsidiary. The exception only applies to the loss of control over a subsidiary that does not contain a business, if the loss of control is the result of a transaction involving an associate or a joint venture that is accounted for using the equity method. Corresponding amendments have also been made to AASB 128. *The mandatory effective date of AASB 2014-10 has been deferred to 1 January 2022 by AASB 2017-5. AASB 2018-6 amends AASB 3 to clarify the definition of a business, assisting entities to determine whether a transaction should be accounted for as a business combination or as an asset acquisition. The amendments: • clarify that to be considered a business, an acquired set of activities and assets must include, at a minimum, an input and a substantive process that together significantly contribute to the ability to create outputs; remove the assessment of whether market participants are capable of replacing any missing inputs or processes and continuing to produce outputs; add guidance and illustrative examples to help entities assess whether a substantive process has been acquired; narrow the definitions of a business and of outputs by focusing on goods and services provided to customers and by removing the reference to an ability to reduce costs; and • • • 1 January 2020 When these amendments are first adopted for the year ending 30 June 2021, there will be no material impact on the financial statements. DIGITALX LTD <> 2020 ANNUAL REPORT 74 AASB 2018-7 Amendments to Australian Accounting Standards – Definition of Material None AASB 2019-1 Amendments to Australian Accounting Standards – References to the Conceptual Framework None add an optional concentration test that permits a simplified assessment of whether an acquired set of activities and assets is not a business. AASB 2018-7 principally amends AASB 101 and AASB 108. The amendments refine the definition of material in AASB 101. The amendments clarify the definition of material and its application by improving the wording and aligning the definition across the Australian Accounting Standards and other publications. The amendment also includes some supporting requirements in AASB 101 in the definition to give it more prominence and clarifies the explanation accompanying the definition of material. AASB 2019-1 amends Australian Accounting Standards, Interpretations and other pronouncements to reflect the issuance of the revised Conceptual Framework for Financial Reporting (Conceptual Framework). The application of Conceptual Framework is limited to • For profit entities that have public accountability Other for-profit entities that voluntarily elect to apply the Conceptual Framework 1 January 2020 When these amendments are first adopted for the year ending 30 June 2021, there will be no material impact on the financial statements. 1 January 2020 When these amendments are first adopted for the year ending 30 June 2021, there will be no material impact on the financial statements. DIGITALX LTD <> 2020 ANNUAL REPORT 75 H4 – CHANGE FROM PRELIMINARY FINAL REPORT In the Group's Preliminary Final Report for the year ended 30 June 2020 released on 28 August 2020, the Group classified its non- controlling interest in the DigitalX Fund and DigitalX BTC Fund as equity on consolidation. Despite being recorded as equity in the financial statements of the trust, in accordance with AASB 132: Financial Instruments, the non-controlling interests in the fund (which held 46% of the units on issue as at reporting date) should have been classified as a liability in the consolidated financial statements of the Group as the unit holders of the trust are only entitled to the net assets of the trust on winding up after all of the other creditors have been paid, they have priority of claim to the net assets of the DigitalX Fund and DigitalX BTC Fund over the shareholders of the Company. Hence, under accounting standards the units of the DigitalX Fund and DigitalX BTC Fund not owned by the Company represent a potential obligation to deliver cash in preference to the shareholders of the Company. The re-classification had no impact on the loss or equity attributable to the shareholders of DigitalX as disclosed in the Preliminary Final Report. The misclassification has been corrected by restating each of the affected financial statement line items for the year ended 30 June 2020: Statement of Profit or Loss (Extract) Reported Year ended 30-Jun-20 $USD Adjustment $USD Final Year ended 30-Jun-20 $USD (Increase)/decrease in net assets attributable to unit holders Profit/(Loss) before tax - (4,893,691) 185,840 185,840 185,840 (4,707,851) Income tax benefit/(expense) - - Profit/(Loss) for the period Profit/(Loss) attributable to: Members of the parent entity Non-controlling interests Statement of Financial Position (Extract) CURRENT LIABILITIES Net assets attributable to unit holders Total Current Liabilities TOTAL LIABILITIES NET ASSETS EQUITY Non-controlling interests TOTAL EQUITY (4,893,691) 185,840 (4,707,851) (4,707,851) (185,840) (4,893,691) - 185,840 (4,707,851) - 185,840 (4,707,851) - 439,659 684,723 461,855 461,855 461,855 901,514 461,855 1,146,578 8,533,834 (461,855) 8,071,979 461,855 (461,855) - 8,533,834 (461,855) 8,071,979 DIGITALX LTD <> 2020 ANNUAL REPORT 76 H5 - EVENTS AFTER THE REPORTING DATE No other matter or circumstance has arisen since 30 June 2020 that has significantly affected the group’s operations, results or state of affairs, or may do so in future years other than those set out below. The impact of the Coronavirus (COVID-19) pandemic is ongoing and while it has not had a material impact on the business up to 30 June 2020, it is not practicable to estimate the potential impact, positive or negative, after the reporting date. The situation is rapidly developing and is dependent on measures imposed by the Australian Government and other countries, such as maintaining social distancing requirements, quarantine, travel restrictions and any economic stimulus that may be provided. Date of event Details of event 1 September 2020 The Company issued 5,251,852 at $0.0324 per share on conversion of options. 1 September 2020 Issue of 1,136,634 shares to a member of KMP on satisfaction of performance milestones, in accordance with the Employment Agreement. 9 September 2020 Issue of 10,000,000 options exercisable at $AUD0.05 subject to performance milestones and expiring 9 September 2023. 10 September 2020 The Company issued 2,561,728 at $0.0324 per share on conversion of options. 21 September 2020 The Company issued 2,600,000 at $0.0324 per share on conversion of options. 27 September 2020 Due to the volatile nature and the materiality of the digital assets held, we disclose the impact of changes in the value of digital assets held by the Group, excluding the DigitalX Fund and DigitalX BTC Fund and unlisted digital assets, as at the close date of the 27 September. Coin Symbol BTC $USD Spot Price at 30 June $9,137 $USD Spot Price at 27 Sept $10,774 $USD Impact $705,547 There were no other reportable subsequent events. DIGITALX LTD <> 2020 ANNUAL REPORT 77 Directors Toby Hicks Non-Executive Chairman Leigh Travers Executive Director Peter Rubinstein Non-Executive Director Company Secretary Shannon Coates ABN 59 009 575 035 Registered Office and Principal Place of Business Suite 1, Level 2, 66 Kings Park Road West Perth WA 6005 Tel: +61 (8) 9322 1587 Auditor BDO Audit (WA) Pty Ltd 38 Station Street SUBIACO WA 6008 Tel: +61 (8) 6382 4600 www.bdo.com.au Stock Exchange Listing DigitalX Limited shares are listed on the Australian Securities Exchange (ASX Code: DCC) Share Registry Computershare Investor Services Pty Limited Level 11, 172 St Georges Terrace Perth WA 6000 GPO Box D182 Perth WA 6840 Telephone: +61 (8) 9323 2000 Facsimile: +61 (8) 9323 2096 Email: perth.services@computershare.com.au Website www.digitalx.com DIGITALX LTD <> 2020 ANNUAL REPORT 78 The following information is current as at 24 September 2020. EXCHANGE LISTING DigitalX Limited shares are listed on the Australian Securities Exchange. The Company’s ASX code is DCC. DISTRIBUTION OF SHAREHOLDERS The number of shareholders, by size of holding, are: Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total Number of Holders 193 2,812 1,348 3,057 694 Number of Shares 44,188 8,234,881 10,921,220 108,053,528 489,924,946 617,178,763 UNMARKETABLE PARCELS Holdings of less than a marketable parcel of ordinary shares: Holders: 4,737 Shares: 13,514 UNQUOTED SECURITIES For each class of unquoted securities, if a person holds 20% or more of the securities in a class, the name of the holder and number of securities held is disclosed. UNLISTED OPTIONS AND CONVERTIBLE NOTES Unlisted Options exercisable at $0.087 each on or before 17 May 2022. Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total Melshare Nominees Pty Ltd holds 2,768,38200,000 comprising 100% of this class. Unlisted Options exercisable at $0.22 each on or before 10 December 2023 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Irwin Biotech Nominees Pty Ltd holds 1,000,000 Options comprising 50% of this class. 2 Blockchain Global Ltd holds 1,000,000 Options comprising 50% of this class. Number of Holders - - - - 1 1 Number of Holders - - - - 21-2 2 Number of Options - - - - 2,768,382 2,768,382 Number of Options - - - - 2,000,000 2,000,000 DIGITALX LTD <> 2020 ANNUAL REPORT 79 Unlisted Options exercisable at $0.25 each on or before 10 December 2023 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Irwin Biotech Nominees Pty Ltd holds 1,500,000 Options comprising 50% of this class. 2 Blockchain Global Ltd holds 1,500,000 Options comprising 50% of this class. Unlisted Options exercisable at $0.30 each on or before 10 December 2023 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Irwin Biotech Nominees Pty Ltd holds 2,000,000 Options comprising 50% of this class. 2 Blockchain Global Ltd holds 2,000,000 Options comprising 50% of this class. Unlisted Options exercisable at $0.10 each on or before 30 June 2024 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Emboodhu Pty Ltd holds 7,500,000 Performance Rights comprising 100% of this class. Unlisted Options exercisable at $0.05 each on or before 9 September 2023 Range Number of Options - - - - 3,000,000 2,000,000 Number of Options - - - - 4,000,000 4,000,000 Number of Options - - - - 2,500,000 2,500,000 Number of Options Number of Holders - - - - 21-2 2 Number of Holders - - - - 21-2 2 Number of Holders - - - - 1 1 Number of Holders - - - - 11 1 - 1–1,000 - 1,001–5,000 - 5,001–10,000 - 10,001–100,000 10,000,000 100,001 and over Total 10,000,000 1 Matthew Robert Harry holds 10,000,000 options comprising 100% of this class. Vesting of this class is subject to the funds management division reaching AU$100m in funds under management. DIGITALX LTD <> 2020 ANNUAL REPORT 80 Performance rights expiring 11 July 2022 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Emboodhu Pty Ltd holds 7,500,000 Performance Rights comprising 100% of this class. Performance rights expiring 10 December 2023 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1Irwin Biotech Nominees Pty Ltd holds 3,000,000 Performance Rights comprising 25% of this class. 2 Mr Leigh Daniel Travers holds 9,000,000 Performance Rights comprising 75% of this class. Performance rights expiring 10 December 2023 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Mr Leigh Daniel Travers holds 9,000,000 Performance Rights comprising 100% of this class. Number of Holders - - - - 1 1 Number of Holders - - - - 1-21 1 Number of Rights - - - - 7,500,000 7,500,000 Number of Rights - - - - 12,000,000 9,000,000 Number of Holders - - - - 1 1 Number of Rights - - - - 9,000,000 9,000,000 DIGITALX LTD <> 2020 ANNUAL REPORT 81 LISTING OF 20 LARGEST SHAREHOLDERS The names of the twenty largest registered holders of quoted ordinary shares are: Name Number of Shares J P MORGAN NOMINEES AUSTRALIA PTY LIMITED CITICORP NOMINEES PTY LIMITED BLOCKCHAIN GLOBAL LIMITED BNP PARIBAS NOMINEES PTY LTD NRB INTERNATIONAL LLC IRWIN BIOTECH NOMINEES PTY LTD ONE CC PTY LTD CS FOURTH NOMINEES PTY LIMITED ACL INVESTMENT AUSTRALIA PTY LTD MR HING WA CHAN VALUEADMIN COM PTY LTD DECENTRALISED CAPITAL PTE LTD MR COREY PINCHAS SILVER HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED IRWIN BIOTECH NOMINEES P/L MR TE-CHIHTERRY CHEN MRS LISA JANINE DE MEIO BELTAPE PTY LTD MR RICHARD JAMES ANSELL YMG INTERNATIONAL GROUP PTY LTD 39,194,635 26,400,179 18,940,030 17,099,966 14,973,785 11,196,296 10,500,000 9,881,589 9,697,221 8,475,075 7,200,000 7,161,764 6,530,653 5,551,554 5,470,000 5,144,022 4,042,000 3,960,000 3,889,710 3,703,704 Percentage of Shares 6.35 4.28 3.07 2.77 2.43 1.81 1.70 1.60 1.57 1.37 1.17 1.16 1.06 0.90 0.89 0.83 0.65 0.64 0.63 0.60 TOTAL 219,012,183 35.49 SUSTANTIAL SHAREHOLDERS (HOLDING NOT LESS THAN 5%) There were no substantial shareholders holding 5% or more of the voting shares in the Company as at 24 September 2020. VOTING RIGHTS All ordinary shares carry one vote per share without restriction. No voting rights are attached to Options. ON MARKET BUY BACK There is no current on-market buy-back. CORPORATE GOVERNANCE STATEMENT The Company’s Corporate Governance Statement for the 2020 financial year can be accessed at: https://digitalx.com/corporate-governance/ DIGITALX LIMITED ABN 59 009 575 035 PERTH | NEW YORK WWW.DIGITALX.COM INFO@DIGITALX.COM

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