DCC
Annual Report 2022

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2022 Annual Report The builders of global digital finance www.digitalx.com ASX:DCC CONTENTS LETTER FROM THE CHAIR DIRECTORS’ REPORT OPERATING & FINANCIAL REVIEW REMUNERATION REPORT DIRECTORS’ DECLARATION AUDITOR’S INDEPENDENCE DECLARATION AUDITOR’S REPORT CONSOLIDATED STATEMENT OF PROFIT OR LOSS & OTHER COMPREHENSIVE INCOME CONSOLIDATED STATEMENT OF FINANCIAL POSITION CONSOLIDATED STATEMENT OF CASHFLOWS CONSOLIDATED STATEMENT OF CHANGES IN EQUITY NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS BASIS FOR PREPARATION KEY OPERATING & FINANCIAL RESULTS CAPITAL & RISK MANAGEMENT FINANCIAL POSITION EQUITY GROUP STRUCTURE OTHER DISCLOSURES CORPORATE DIRECTORY ASX INFORMATION 2 3 5 15 29 30 31 34 35 37 39 41 42 44 55 65 71 76 79 82 83 DIGITALX LTD | 2022 ANNUAL REPORT | 2 LETTER FROM THE CHAIR Dear Shareholders, Thank you for your continued engagement as shareholders of DigitalX Limited. Whilst the ecosystem in which the Company operates remains in its very early stages, few companies, if any, have achieved the longevity that the Company has achieved operating and evolving within an ever-changing framework as traditional markets try to understand the opportunities presented by the evolution of digital finance. It is for this reason that the Board, despite a disappointing financial result for the last financial year, remain optimistic about the possibilities heading into the next 12 months. The appointment of Lisa Wade as the Company’s new CEO in late 2021 is the highlight of the last financial year, with her extensive experience in both traditional finance and digital asset markets, enabling her to stand out from a pool of exceptional candidates for the role of CEO of DigitalX. Our partnership with the Digital Finance CRC announced in November 2021 shows our commitment to participating in Australia’s efforts to lead the world in these new financial frontiers. As shareholders in DigitalX you have front row seats to the future of finance and the integration of digital assets and new technologies into traditional finance and business systems, which some call ‘Web3.0’. In a difficult investment market, our funds management team has also continued to find ways to grow our investment offering, with the DigitalX Bitcoin Fund becoming the first research-rated digital asset fund in Australia. Finally, the acquisition of Sell My Shares has been a successful addition for the Company, not only in the performance of the business since the acquisition, but in the opportunity it has presented us to integrate the Sell My Shares platform with our inhouse built Drawbridge product to expand the product suite. ‘Now, next and beyond’ The Company continues to focus its efforts using a ‘now, next and beyond’ mantra; focusing on what we are doing ‘now’ to continue to grow our immediate revenues from products like Sell My Shares, Drawbridge and from our funds management division. Building what is ‘next’ in terms of growing each of those business units to be more than what they each appear as traditional businesses or products; and finally looking at the ‘beyond’, where these products are market leaders in businesses and structures that may not yet be obvious to current users. We have a collection of talented and visionary staff who are working as a collective to see DigitalX achieve the potential that the Board believes it is capable of. It is why we look forward with optimism to this new financial year and being able to show the outcomes of the work that the team has put in over the last few years to position DigitalX as a true leader in the future of digital finance. Yours sincerely, Toby Hicks Non-Executive Chair DIGITALX LTD | 2022 ANNUAL REPORT | 3 DIRECTORS’ REPORT Your Directors present their report together with the financial report on the consolidated entity (referred to hereafter as the Group or Consolidated entity) consisting of DigitalX Limited (DigitalX or the Company) and the entities it controlled at the end of, or during, the year ended 30 June 2022. Information contained within this report and the financial report is presented in Australian Dollars ($AUD). Directors The following persons were Directors of DigitalX during the financial year and up to the date of this report, unless stated otherwise: Mr Toby Hicks Non-Executive Chairman Term of Appointment Appointed 10 July 2019 Experience Mr Hicks is a Partner of Steinepreis Paganin Lawyers & Consultants with over 20 years' experience advising companies, both public and private, on matters relating to corporate governance, capital raisings, and mergers and acquisitions, as well as general commercial and strategic legal advice. He acts for a number of ASX listed companies. Status Independent Non-Executive Mr Hicks holds a Bachelor of Business (Management) and a Bachelor of Laws as well as a Graduate Diploma in Company Secretarial Practice from the Governance Institute and is a Chartered Secretary. Current Directorships None Previous Directorships of Listed Entities within past 3 years None Mr Peter Rubinstein Non-Executive Director Term of Appointment Appointed 15 September 2017 Status Independent Non-Executive Current Directorships Genetic Technologies Limited Since 31 January 2018 Previous Directorships of Listed Entities within past 3 years None Mr Hicks spent 16 years as a Governor at the University of Notre Dame Australia and served for 14 years on the University’s Finance, Audit and Risk Committee and 4 years on the Law School Advisory Board (Fremantle). Interests in securities held as at the date of the report 8,350,792 fully paid ordinary shares; and 2,500,000 unlisted options exercisable at $0.10 each expiring on 30 June 2024. Experience Mr Peter Rubinstein has over 20 years’ experience in early stage technology commercialisation through to public listings on the ASX. He is a lawyer by training, having worked at one of the large national firms prior to moving in house at Montech, the commercial arm of Monash University. Mr Rubinstein has had significant exposure to the creation, launch and management of a diverse range of technology companies including in biotech, digital payments and renewable energy. Mr Rubinstein is also Chairman of EasyPark ANZ an early adopter in the “Smart City” opportunities for digital parking. Interests in securities held as at the date of the report 36,334,372 fully paid ordinary shares; 1,000,000 unlisted options exercisable at $0.22 each expiring on 10 December 2023; 1,500,000 unlisted options exercisable at $0.25 each expiring on 10 December 2023; and 2,000,000 unlisted options exercisable at $0.30 each expiring on 10 December 2023. DIGITALX LTD | 2022 ANNUAL REPORT | 4 Experience Mr Dooley is an experienced corporate executive and was formerly the Managing Director of leading international share registry company, Computershare Investor Services Pty Limited for 13 years before retiring in July 2020. During his time at Computershare Mr Dooley also served as Managing Director of the Computershare Fund Services division, which offered registry services for unlisted funds. Mr Dooley holds a Bachelor of Economics from Macquarie University, a Diploma of Applied Finance and Investment and has completed the Australia Institute of Company Directors’ Company Directors course. Interests in securities held as at the date of the report 171,428 fully paid ordinary shares; and 2,500,000 unlisted options exercisable at $0.10 each expiring on 30 June 2024. Experience Mr Leigh Travers has enjoyed a decade of building relationships in financial and technology markets through his experience with fintech and investment advisory companies. He is a current Director of Blockchain Australia, the industry body for blockchain businesses in Australia. Mr Travers previously worked for seven years at Australian wealth management firm Euroz Securities as an Investment Advisor. His clients included high net worth, institutions and listed companies as he provided trading advice and assisted with company buybacks and sell downs and capital raising services. Mr Travers holds a Bachelor of Commerce and Communications from the University of Western Australia and has completed a Fintech Certification from the Massachusetts Institute of Technology and Certificate in Blockchain Strategy from RMIT. Mr Greg Dooley Non-Executive Director Term of Appointment Appointed 3 August 2021 Status Independent Non-Executive Current Directorships None Previous Directorships of Listed Entities within past 3 years None Mr Leigh Travers Executive Director Term of Appointment Appointed 24 July 2016 Resigned 6 August 2021 Status Non-independent Executive Current Directorships None Previous Directorships of Listed Entities within past 3 years None Company Secretary Mr Joel Ives is an experienced Chartered Accountant (CAANZ) that provides CFO, Accounting, and Company Secretarial services for ASX listed and private companies across various industries. Mr Ives currently acts as Company Secretary to Harvest Technology Ltd (ASX:HTG), Kuniko Limited (ASX:KNI), Green Technology Metals Limited, and Joint Company Secretary of OliveX Holdings Limited (NSX:OLX). Mr Ives was appointed on 6 August 2021. Ms Shannon Coates has over 20 years’ experience in corporate law and compliance. She is currently named company secretary to a number of public unlisted and listed companies; having provided company secretarial and corporate advisory services to boards across a variety of industries, including financial services, manufacturing and technology both in Australia and internationally. Ms Coates is a qualified lawyer, Chartered Secretary and graduate of the AICD’s Company Directors course. Ms Shannon Coates was appointed Company Secretary of DigitalX on 8 December 2016 and resigned on 6 August 2021. DIGITALX LTD | 2022 ANNUAL REPORT | 5 OPERATING & FINANCIAL REVIEW DigitalX continued to progress on its business strategy of growing its funds management division as well as developing applications utilising Distributed Ledger Technology (DLT), giving it a presence in both the financial and technology aspects of the Bitcoin and Blockchain industries. The Company has a unique skill set and experience within the industry and seeks to provide investors with exposure to both high-growth markets. The highlights for the year-ended 30 June 2022 included: Highlights Presentation to the Board of the updated long-term strategy for maximising revenue growth and shareholder value by accelerating Sell My Shares new product development, data validation and staking returns on digital asset treasury, new fund products with tokenised real word asset focus, and venture investments and incubation underpinned by a cost conscious and ESG focus. Implementation has commenced. Appointment of Lisa Wade, former Head of Digital Innovation and Sustainability at National Australia Bank, as the Company’s new Chief Executive Officer. Successful acquisition and integration of leading online share execution business, Sell My Shares, to accelerate Drawbridge commercialisation and enable compliant employee share trading. Appointment of Greg Dooley, former Managing Director of Computershare Issue Services, as a Non-Executive Director. DigitalX Bitcoin Fund secured an Australian first with investment grade research rating. Execution of Partner Agreement with Digital Finance Cooperative Research Centre (DFCRC). Upgraded the Company’s US listing on OTC Markets to the OTCQB. Adoption of World Economic Forum’s ESG Framework. DigitalX recognised as a dual finalist in Fintech Australia Awards for regtech and wealth management. Reduction of carbon environmental impact by offsetting 60t of CO2 through innovative non fungible token (NFT) partnership with Metacarbon Inc. Principal activities During the financial year, the principal activities of the Group consisted of: • Blockchain product development; and • Funds under management. Operating results For the year ended 30 June 2022, the consolidated loss attributable to members of the Group after providing for income tax amounted to AUD$2,839,468 (2021: Profit of AUD$6,756,954). The prior period included a one-off revenue recognition item of $8,335,434 for Human Protocol advisory and is the primary reason for the change in results year on year. Total comprehensive loss of AUD$15,734,861 (2021: Comprehensive Income of AUD$21,645,351), primarily attributable to a decrease in the value of the Group’s digital asset holdings from 30 June 2021 (Refer to Note D4 for further details) as digital asset prices fell as a result of heightened global uncertainty due to rising interest rates, record high inflation and uncertainty around global conflict, as seen across other global financial markets. Specifically, with in the digital asset markets we have also seen events like Terra Luna, Three Arrows Capital and Celsius all negatively impacting the market. DIGITALX LTD | 2022 ANNUAL REPORT | 6 The Group is pleased to note an increase in its core revenue streams (excluding a one-off amount recognised in the prior year of $8,335,434 for Human Protocol advisory) on the previous corresponding period (PCP) primarily through product revenue and the acquisition of Sell My Shares. Excluding the one-off amount for Human Protocol in the prior year revenue core revenue grew by 130% year on year primarily driven by the Group’s product revenue (Drawbridge and Sell My Shares). This is in line with the Group’s strategy to diversify revenue streams from its different business lines. The Group also had net assets of AUD$27,083,463 (30 June 2021: net assets of AUD$42,532,693). The decrease for the period is primarily attributable to a decrease in the value of the Group’s digital asset holdings from 30 June 2021 with the bitcoin price decreasing from A$46,738 to A$28,684. There was also an offsetting increase in intangible assets (goodwill) of $1.88m from the acquisition of Sell My Shares. Despite volatility in the digital asset markets the balance sheet remains strong heading into the new financial year. PRODUCT DEVELOPMENT  Cash $6,278,410  Digital Assets $23,568,863   Intangibles $2,278,051 Investments $2,290,994  Other $536,391  DigitalX is growing a portfolio of digital finance products and services to transform the way investors and listed company customers originate, invest, and transact with their assets. The Company’s two core products - Drawbridge and Sell My Shares - are well positioned for growth opportunities arising from the adoption of distributed ledger technologies within major financial securities markets such as the ASX. Additionally, the Company is actively investigating the development of new applications at the frontier of blockchain technology development through its partnership with the Digital Finance CRC. Early-stage concepts include the tokenisation of real-world assets, and the development of web3 infrastructure to support emerging internet economies such as distributed autonomous organisations (DAOs). Drawbridge Drawbridge experienced continued growth during the year in new listed company clients adopting the application to digitise compliance with their internal share trading policies. During the period the strategic focus for Drawbridge was on the release of new features designed to service larger listed companies with greater employee numbers, as well as the execution of marketing strategies to acquire and build product awareness among target customers in the corporate governance profession. Ongoing marketing strategies to acquire additional clients were successfully implemented over the period, with Drawbridge producing and participating in selected industry events, panel webinars, thought leadership content, digital advertising campaigns, and lead generation through free services designed for its target customer base of governance executives. Furthermore, Drawbridge continued to gain industry recognition during the year, receiving a feature in ASX Ltd’s 2021 Annual Report as a highlighted DLT app. DIGITALX LTD | 2022 ANNUAL REPORT | 7 The Drawbridge mobile app now provides directors and employees with a share trading feature, so that they can easily buy and sell shares subject to their internal trading policy. The feature was released after development work to integrate the app with Sell My Shares, the Company’s recently acquired online trade execution business. As a result, Drawbridge users can now execute trades in-market upon receiving compliance approval. Importantly, this feature milestone was the first step in executing the product’s monetisation strategy which is centred on driving transactional brokerage revenues beyond software as a service subscription fees. Development work also progressed through design and planning discussions with ASX for becoming one of the first applications to integrate with Synifini - the ASX’s distributed ledger technology platform. This will see the Drawbridge application utilise Synfini to host its cloud based DAML ledger, and enable future integration with other DAML based financial markets applications also within the Synfini ecosystem. Sell My Shares Sell My Shares is Australia’s leading provider of online share sales for customers seeking to complete a one-off share sale without the hassle of opening an ongoing brokerage account. Common customer use cases include finding and selling shares that are lost, acquired via IPO or demutualisation, or needing to be sold by executors of a deceased estate. The Company acquired the business in September 2021, for $1.64m plus $0.25m deferred consideration, because of its ability to be integrated with Drawbridge, as well as its strategic potential to benefit from the expected upside of increased digitisation within Australia’s financial securities market via the CHESS replacement system. The priority for the year was the successful completion of transitioning Sell My Shares’ staff, systems, and office location to DigitalX. The move resulted in no negative impacts on customers and saw significant improvements in revenues. On 20 April 2022 the Company announced that the escrow period for the Sell My Shares acquisition had completed, and actual revenue was 17.9% higher compared to the acquisition’s milestones based on seasonally adjusted forecasts. Total share sales for the period was $84.8m. Following Sell My Shares’ migration to DigitalX, the Company planned a development roadmap to grow the business through technology improvements and new service offerings to customers. Development prioritised focus on items with the highest near- term impact on revenue first, such as user experience improvements designed to increase customer conversion rates of existing visitors to the site. Improvements have been rolled out over the year including integration with Drawbridge, infrastructure upgrades and a new back-end system to allow the business to scale quicker. Product development continues with the Company expecting to launch to new Sell My Shares products in Q1 and Q2 FY2023 focussed on share sale settlement enhancements and a platform for B2B sales. The financial report for the period ended 30 June 2022 for Sell My Shares only includes results from 30 September 2021 onwards. ASIC Regtech Grant As part of expanding its Drawbridge application, the Company completed its regtech feasibility study in collaboration with ASIC following successful selection for Federal Government funding as previously announced. The study resulted in the discovery and development of a promising approach to efficiently identifying regulatory issues within large volumes of ASX company announcement text using machine learning techniques. Completion of the feasibility study means that DigitalX is one of five grant recipients now eligible for an additional two lots of funding for up to $1m per recipient. If successful, the use of this grant funding will focus on the further development and commercialisation of the solution to potential customers and regulators such as ASIC. Successful grant recipients are expected to be announced by the Department of Industry within the third quarter of 2022. DIGITALX LTD | 2022 ANNUAL REPORT | 8 Blockchain node development to drive validation revenue The June 2022 quarter also saw the development team begin testing the deployment and operation of nodes for two blockchain networks. An Ethereum node to generate interest-like returns on the Company’s Ethereum (ETH) holdings is the first objective. Returns are generated through the process of staking, where nodes are rewarded for providing computational power to the blockchain validation process while being required to lock or stake a given amount of ETH. The first node was live by the end of July 2022. The ongoing development of blockchain-based nodes is being used to underpin the Company’s ability to be a provider and validator of data about real-world assets on-chain, which is foundational to the digitisation and unlocking of new real-world assets through tokenisation. Digital Finance Cooperative Research Centre (CRC) Following the successful establishment of the Digital Finance CRC (DFCRC) in late 2021 with over $60M of grant funding received by the DFCRC, the Company has begun its early-stage scoping activities in defining its project involvement and areas of research focus expected to commence early in 2022. The DFCRC held its inaugural AGM on 20 Dec 2021. The DFCRC brings together leading university researchers in partnership with industry to solve real world problems using leading technologies. DigitalX has begun the recruitment process for hiring several PhD candidates to undertake research on industry initiatives in partnership with DigitalX, focused on digital governance and asset tokenisation as part of its role in the DFCRC. Current areas of focus for DigitalX include risk and investment management strategies for realising a return from digital assets on corporate balance sheets, and how emerging digital organisational models such as decentralised autonomous organisations (DAOs) can be used for coordination of real-world investment decisions. Future proposals are expected to be developed later in the year for consideration in allocating funding to specific projects between industry partners such as DigitalX. Additionally, the Company has welcomed its first PhD research student through the DFCRC, who commenced working full-time within the DigitalX team to research and develop initiatives in key focus areas such as asset tokenisation strategies and emerging crypto-native governance models such as Decentralised Autonomous Organisations (DAOs). DIGITAL ASSET FUNDS MANAGEMENT DigitalX is the investment manager of digital asset investment products for qualified investors to invest in digital assets through a familiar, secure and regulated structure. The Company operates two professionally managed wholesale funds, the DigitalX Bitcoin Fund and the DigitalX Digital Asset Fund, a diversified basket of leading digital assets. The DigitalX Funds solve the technical and risk management challenges of investing in this emerging asset class for high-net-worth and institutional investors. The DigitalX Funds provide exposure to a growing, yet volatile asset class and are presented to investors from the perspective of a long term investment horizon. The funds under management of the division grew to a peak of $40.4m over the period with $4.4m of new capital inflows with the business posting funds under management of $13.4m at year end. The pullback in funds under management is attributable to the fall in digital asset prices as a result of heightened global uncertainty due to rising interest rates, record high inflation and uncertainty around global conflict, as seen across other global financial markets. During the period the Company’s Bitcoin Fund (ISIN: AU60BQC79571) received an investment grade research rating from well- known and respected investment research house, SQM Research. The investment grade rating on the Company’s Bitcoin Fund represents a significant milestone in that it was one of the first research-rated digital asset fund in Australia. As part of the research rating process, the Fund was reviewed on a number of key areas including strategy, team, performance, governance and compliance, fees and expenses, liquidity, and risks. Following this external assessment of the Fund’s credentials, the investment grade rating now provides institutional investors with increased confidence for investing in the Company’s Bitcoin Fund. During the year, the Company joined the Alternative Investment Management Association (AIMA) and presented at the AIMA Australia Annual Forum. In addition to this, the Company also joined the Financial Planners Association (FPA). These memberships provide further opportunities for the Company to promote and present the Company’s fund products to its target market. DIGITALX LTD | 2022 ANNUAL REPORT | 9 The Company’s Bitcoin Fund and DigitalX Digital Asset Fund were also listed on the Mason Stevens distribution platform during the year further enhancing the distribution channels for the fund. Over the period, the depth and experience of the funds management team was bolstered by the addition of new hires covering funds management, funds operation and digital asset research. The additional experience and expertise have enabled the strategy to evolve to a more active investment strategy which aligns with the increase in the maturity of the marketplace. The strategy enables the funds management team to deliver greater risk adjusted performance for investors and provide a further key differentiator to future competitors seeking to introduce passive digital asset investment products. The team was further bolstered by the appointment of Jeremy Balding as Head of Funds Management / Portfolio Manager subsequent to the end of the year. Jeremy joins the Company from Morgan Stanley where he spent over 18 years across various roles including most recently as Head of Electronic Trading. CORPORATE Strategy As foreshadowed in the March 2022 Quarterly Report the Company worked on a strategy refresh following the appointment of new CEO, Lisa Wade, and using her extensive experience to build on the foundation of the existing business and strategy. During the June quarter, the Board approved the strategy refresh incorporating the short-term strategic focus on maximising revenue growth and setting a long-term strategic vision for the business laying the foundation for growth in the next 5 years while generating shareholder value. The short-term strategic focus on maximising revenue centres around: • Accelerating Sell My Shares new product development and revenue streams; • Data validation and staking returns on digital asset treasury; • Leveraging Drawbridge as the Web3 gateway for corporates; • New fund products with a focus on tokenised real word assets; • Venture investments and incubation; and • Underpinning this strategy remains a core focus on ESG and cost consciousness. Appointment of Chief Executive Officer After an extensive executive search process, the Company appointed highly experienced finance industry executive Lisa Wade as the Company’s new Chief Executive Officer. Ms Wade has nearly 30 years of finance and financial markets experience working in organisations such as Citigroup, Bendigo Bank and most recently as Head of Digital Innovation and Sustainability at National Australia Bank (NAB). She has a strong background in blockchain project development, having recently led the Project Atom Central Bank Digital Currency project (CBDC), a collaborative research project between the Reserve Bank of Australia, CBA and Perpetual, and Project Carbon, a global strategic alliance tokenising voluntary carbon credits with ITAU, CIBC, Natwest and NAB. Ms Wade also has a strong background in funds management. Prior to her current role, she gained extensive experience managing investment portfolios with a Clean Energy Fund and the ESCOR Group. She has also been a Director at Citigroup where she specialised in arbitrage and derivatives. Ms Wade commenced in February 2022. Appointment of Non-Executive Director During the year the Company appointed Mr Greg Dooley as a Non-Executive Director. Mr Dooley is an experienced corporate executive and was formerly the Managing Director of leading international share registry company, Computershare Investor Services Pty Limited for 13 years before retiring in July 2020. During his time at Computershare Mr Dooley also served as Managing Director of the Computershare Fund Services division, which offered registry services for unlisted funds. Mr Dooley holds a Bachelor of Economics from Macquarie University, a Diploma of Applied Finance and Investment and has completed the Australia Institute of Company Directors’ Company Directors course. DIGITALX LTD | 2022 ANNUAL REPORT | 10 Conversion of treasury to XAUD During the period the Company adopted leading stablecoin1, XAUD2, as part of its ongoing treasury & digital asset management solutions. The Company has converted an initial $500,000 into XAUD. As the blockchain economy evolves, XAUD provides native integration and settlement in the Web3 ecosystem and the Company is excited to be a part of this evolution. Existing stablecoin products have focused mostly on US dollars with recent reports suggesting total supply of US dollar stable coins exceeding $180bn. The development of an Australian dollar stablecoin product provides the same level of functionality but without the foreign exchange risk of holding US dollars. The XAUD token is issued, managed, and secured using blockchain technology, specifically the Ethereum blockchain. The tokens are built to the Ethereum ERC-20 standard for ease of integration with existing industry platforms and applications, whilst harnessing the advantages of Blockchain such as speed, accessibility, security of ownership and transparency. The XAUD reserves are held cash, cash equivalents, Australian bank deposits, Treasury notes, APRA regulated Authorised Deposit-Taking Institution issued hybrids and corporate bonds issued in Australian Dollars with a minimum S&P credit rating of A-. Environment, Social, and Governance (ESG) Framework DigitalX is charting a course to build resilience and enhance our social licence through a greater commitment to long-term, sustainable value creation that embraces the wider demands of people, planet and shared prosperity. With this in mind, the Company has adopted the World Economic Forum (WEF) ESG framework and Management has set up an impact measurement plan for each sustainability area which includes, but is not limited to, governance, anti-corruption practices, ethical behaviour, human rights, carbon emissions, land use, ecological sensitivity, water consumption, diversity and inclusion, pay equality and tax payments. To ensure that DigitalX can measure, monitor, and report on its ESG disclosure progress, the Company engaged impact monitoring technology platform Social Suite to streamline the disclosure and ongoing ESG reporting process. The Company’s goal is to demonstrate commitment and progress on making ESG disclosures, but more broadly, aims to progress a range of ESG benchmarks as set out by the WEF’s ESG White Paper. Additional information as well as the most up to date report are available on the Company’s website https://www.digitalx.com/esg. • • • • The Company followed through on its work around beginning to offset its environmental impact of its corporate activities and bitcoin holding. During the year, the Company offset 60t of carbon dioxide through a unique partnership3 with Metacarbon Inc. whereby the carbon offsets are represented through a non-fungible token (NFT). In line with the strategy work and the purpose pillar of the WEF framework, the Company completed an exercise to review and re-define its core purpose. The results of this activity will be communicated in conjunction with the strategy refresh presentation noted above. The Company completed its annual board skills matrix update and review in line with the ASX Corporate Governance Principles and the board skills component of the WEF framework. As part of this work ESG factors have been incorporated into the matrix. The Company completed the implementation work for its new human resources (HR) system to allow the Company to accurately track, measure and report on the people components of its ESG strategy including better reporting around diversity and training. 1 A stablecoin is a digital currency that is pegged to a “stable” reserve asset like the U.S. dollar, Australian dollar, or gold. Stablecoins are designed to reduce volatility relative to unpegged cryptocurrencies like Bitcoin. 2 www.xaudtoken.io 3 https://app.carbon-creatures.com/transparency/digitalx-koala DIGITALX LTD | 2022 ANNUAL REPORT | 11 • • • • • The Company completed its annual risk review in line with ASX Corporate Governance Principles and the risk component of the WEF framework. As part of this work ESG factors have been incorporated into the risk register and further uplift in the Company’s risk management process have been approved including the appointment of a highly experienced and dedicated risk resource. The Company has begun to develop a methodology for quantifying the environmental impact of its bitcoin holding with the view to offsetting the carbon exposure with voluntary carbon offsets; Following recent key hires, the Company’s gender diversity ratio has improved to 39%; Commenced purchasing voluntary offsets for any domestic and international air travel; and The Company has also undertaken significant work on its internal systems to track information required under ESG disclosures. OTCQB Listing During the year the Company upgraded its US listing with OTC Markets to the OTCQB. Upgrading to the OTCQB offers the Company the opportunity to further build visibility, expand liquidity and further diversify its shareholder base in the US which has shown a deep understanding of blockchain and blockchain related companies with companies like Coinbase (NASDAQ: COIN), Marathon Digital (NASDAQ:MARA), Riot Blockchain (NASDAQ:RIOT) and Microstrategy (NASDAQ: MSTR) all completing significant raisings, like DigitalX, during the last twelve months to further advance their blockchain related business or to acquire digital assets on balance sheet. BAM and xbullion Bullion Asset Management Pte Ltd (BAM), a Singapore based bullion technology business utilising blockchain technology and is a key investment for the Company as part of its blockchain venture strategy. DigitalX currently holds 16.9% of BAM. Xbullion allows investors to acquire digitally transferable ownership of physical gold and silver bullion that is vaulted, audited and insured for a fraction of the cost of traditional measures. DigitalX was responsible for building the core technical infrastructure of xbullion which enabled the product to go live to the market. During the year, BAM listed the gold (xbullion) and silver (SILV) token on additional tier one digital asset exchanges (including Bittrex) and raised additional capital from digital asset firm Cadenza Capital Management. In addition to this, BAM entered into a joint venture with Leonie Hill Ai Pte Ltd for the development of an Australian dollar backed stablecoin (XAUD). DigitalX Treasury Holdings & Investments The DigitalX corporate treasury provides shareholder’s exposure to a variety of digital asset and digital finance projects, which the Company has used its market expertise and skills in identifying, securing and managing on an ongoing basis in order to generate value. As at 30 June 2022, the company held the following major treasury assets: • Directly holding in Bitcoin and other digital assets (See Note D4) • • • Investment in Bullion Asset Management (See Note D5) Investment in DigitalX BTC Fund and DigitalX Fund (See Note D5) Investment in Human Protocol (See Note D4) Recovery actions The Company notes that it had previously commenced proceedings in the District Court of Massachusetts to secure the rights to Bitcoin that has been recovered by liquidators of historical crypto exchange, Mt Gox. In February 2014, prior to the Company acquiring its Bitcoin mining business and re-complying with Chapters 1 and 2 of the ASX Listing Rules, the Mt Gox Bitcoin Exchange DIGITALX LTD | 2022 ANNUAL REPORT | 12 was shut down after it was hacked. As set out in the Company’s Prospectus dated 12 May 2014 (2014 Prospectus), one of the subsidiaries acquired by the Company lost access to 351 Bitcoin as part of that hack. The Company became aware that Mr Alex Karis, a former Director of the Company, had lodged a claim with the bankruptcy trustee of Mt Gox for the 351 Bitcoin in his own name, despite Mr Karis having entered into a deed (Deed) declaring that he holds the bitcoin on trust for the subsidiary of the Company (as referred to in Section 11.17 of the Company’s 2014 Prospectus). This matter remains ongoing in the District Court of Massachusetts and the Company will update the market at the appropriate time. The Company notes that Mr Karis had filed proceedings in the Federal Court of Australia seeking to have the Deed declared void, other related relief, and alleged debts he claims are owing to him by the Company. Follow the initial engagement with legal counsel, the Company still asserts that the Deed is binding on Mr Karis and that it does not owe the claimed debts. The Company intends to defend these proceeds to the fullest extent. By the end of the June quarter the matter was still awaiting direction from the Court on the case management process. The Company will provide updates to the market in relation to these matters as appropriate. Environmental regulation The Group is not subject to significant environmental regulation in respect of its operations. Significant changes in the state of affairs In addition to the matters noted above in the operating and financial review, the Group also announced the following significant changes and updates to the market during the financial year which contributed to the overall performance and position of the Group at the end of the financial year: Date Announcement Impact1 Link2 Dec 2021 Lisa Wade appointed as Chief Executive Officer Aug 2021 Greg Dooley appointed as Non-Executive Director Sept 2021 DigitalX acquires Sell My Shares Nov 2021 DigitalX entry into Digital Finance CRC 1 Refer to the relevant section of the Report for the impact of the change. 2Refer to ASX announcement for full details. OFR OFR Revenue Goodwill OFR Link Link Link Link Dividends No dividends have been paid or declared up to the date of this report. The Directors have not recommended the payment of a dividend in the current financial year. Any future determination as to the payment of dividends by the Company (and the potential creation of a dividend policy for that purpose) will be at the discretion of the Directors and will depend on the availability of distributable earnings and operating results and financial condition of the Company, future capital requirements and general business as well as other factors considered relevant by the Directors. No assurance in relation to the payment of dividends or franking credits attaching to dividends can be given by the Company. Risks As a business operating in the digital asset ecosystem, the Company considers the risks and uncertainties associated with the digital assets and distributed ledger platforms largely related to technology, safekeeping of digital assets, fluctuation of asset prices, regulatory and compliance, and the continually evolving nature of the digital asset markets. DIGITALX LTD | 2022 ANNUAL REPORT | 13 Key Risks Price Risk of Digital Assets Impact The Group holds digital assets as a balance sheet asset and manages digital assets on funds behalf of clients management business. Price volatility of digital assets may cause impact to the Group’s performance. through the Safeguarding of Digital Assets Due to the emerging nature of digital assets, is a heightened risk around the there security and management of access to digital assets. Blockchain technology Blockchain technology is a new and nascent technology that continues to evolve from a technological perspective. The Company’s funds and product development business both utilise blockchain technology. Mitigation Price volatility is inherent to the digital asset markets. The Company’s position has been as a long-term holder of bitcoin but as the market has begun to mature the Company has started to diversify into other digital asset holdings such as Ethereum. The Company will, during periods of heightened volatility, review its core positions from a acquisition or divestment perspective. The funds business will review the holdings monthly as part of the investment committee process and limits exposure to anyone asset to 40% inline with the investment memorandum. The Company and the Funds both utilise best in class custodians to manage the security and management of digital assets with the objective to maximise the amount held in cold storage. The Custodian also maintains its own insurance policy over digital asset balances which proportionally covers digital assets held in cold storage. The Company mitigates this risk through a number of different mechanisms such as, hiring staff experienced in digital assets and blockchain technology and supporting ongoing training and development, rigorous deployment processes for products and due diligence and testing on new blockchain technology service providers such as custodians, wallets, exchanges and smart contracting languages. Regulatory regime around Digital Assets Impact of climate Digital assets are an evolving asset class and the regulation regime around digital assets continues to change. Where applicable, the Company maintains an Australian Financial Services Licence authorisations for dealing in digital assets and has done so since 2018. The Company continues to monitor ongoing changes in legislation for impacts on the business. Most recently, the Company responded to the Treasury Consultation paper on Crypto Asset Secondary Service Providers. During the year, as part of the ongoing evolution and uplift in risk practices, the Company also implemented a fortnightly financial service compliance meeting, in addition to it’s quarterly review, and appointed a Chief Risk Officer. During the period the Company migrated its core technology infrastructure to a Tier 1 service provider with carbon neutral emissions from it’s data centres. The Group has also begun commencing offset the carbon emissions from its Bitcoin holding as disclosed in its ESG Baseline Report. Furthermore, the Company has also begun to diversify it’s digital asset portfolio to assets that utilise lower energy consensus mechanisms such as Ethereum’s proof of stake. and travel The Company’s current environmental impact is primarily through its physical office locations, technology infrastructure and has limited exposure to physical assets such as plant, machinery and equipment. However, the environmental impact of digital assets continues to be a complex and evolving matter. Business continuity and cyber As a technology business focussed on digital assets business continuity with respect to cyber and IT are an increasing risk in the current environment with the ongoing adoption of remote working and adoption of software as a service for key business applications. To mitigate risks the Company has a cloud first approach to managing it’s technology infrastructure and applications reducing the reliance on physical office locations supported by the use of best practices suitable to the size and nature of the organisation (such as white labelled IP, multifactor authentication etc.). Further to this, each year staff undertake a cyber security refresher led by the Company’s Chief Technology officer. DIGITALX LTD | 2022 ANNUAL REPORT | 14 Events occurring after the reporting period No other matter or circumstance has arisen since 30 June 2022 that has significantly affected the Group’s operations, results or state of affairs, or may do so in future years other than those set out below. Date of event Details of event 29 August 2022 29 September 2022 On 29 August 2022 the Company issued 3,075,000 ordinary shares, 10,000,000 options exercisable at $0.05 and 15,640,000 exercisable at $0.11. Due to the volatile nature and the materiality of the digital assets held, we disclose the value of material digital assets held by the Group, excluding the DigitalX Fund and DigitalX BTC Fund and unlisted digital assets, as at the close date of the 29 September. Coin Symbol Coin Amount $AUD Price at 30 June $AUD Spot Price at 29 Sept BTC HMT Total 212.86 12,500,000 - $28,684 $0.665 - $30,074 $0.0978 - $AUD Balance $6,401,551 $1,221,875 $7,623,426 DIGITALX LTD | 2022 ANNUAL REPORT | 15 REMUNERATION REPORT (AUDITED) Message from the Board of Directors The Directors present this Remuneration Report, which forms part of the Directors’ Report for the financial year ended 30 June 2022. The Directors note that Director and Executive remuneration continues to be an area that receives stakeholder focus and scrutiny, as such the Remuneration Report has been structured in an attempt to provide transparency and clarity to readers around the framework, policies and remuneration of DigitalX Limited’s Directors and its Executives. The Remuneration Report has been set out under the following main headings: A. Key Management Personnel B. Remuneration policy, including the relationship between remuneration policy and Company performance C. Key terms of employment contracts D. Remuneration of Directors and Executives E. Share options and performance rights granted to Directors F. Shareholdings of Directors G. Related party transactions H. I. Future remuneration developments Definitions The information provided in this Remuneration Report has been audited as required by Section 308(3C) of the Corporations Act 2001. A. KEY MANAGEMENT PERSONNEL The Key Management Personnel (KMP) of the Group consist of the Board and Executives. This is the case due to the size and scale of the Group’s current operations. All the named persons held their current position for the whole or part of the financial year and since the end of the financial year unless otherwise stated. KMP Toby Hicks Position Status Term as KMP Chairman and Non-Executive Director Non-Executive KMP Full Year Peter Rubenstein Non-Executive Director Non-Executive KMP Full Year Gregory Dooley Non-Executive Director Non-Executive KMP From 3 August 2021 Leigh Travers Executive Director Executive KMP Ceased 6 September 2021 Lisa Wade Chief Executive Officer Executive KMP From 24 February 2022 Jonathon Carley Chief Financial Officer David Beros Chief Product Officer Executive KMP Executive KMP Full Year Full Year B. REMUNERATION POLICY For the year ended 30 June 2022 the Board as a whole determined and reviewed compensation arrangements for the Executive Director and where applicable the Executive Team. The Board assessed the appropriateness of the nature and amount of emoluments of such officers on a periodic basis by reference to relevant employment market conditions with the overall objective of ensuring maximum shareholder benefit from the retention of a high-quality team. The objective of the Company’s remuneration framework was to ensure reward for performance was competitive and appropriate to the results delivered. The Board aims to ensure that executive rewards satisfied the following key criteria for good reward governance practices:  Competitiveness and reasonableness;  Acceptability to shareholders;  Performance linked;  Transparency; and  Capital management. DIGITALX LTD | 2022 ANNUAL REPORT | 16 ELEMENTS OF REMUNERATION Base pay Directors and Executives are offered a competitive base salary. Base pay for executives is reviewed annually by the Board to ensure that individual executive’s pay is competitive with the market and is also reviewed upon promotion or additional responsibilities. There is no guarantee of base pay increases fixed in any executive or Director contracts. Commission There is no entitlement to commissions-based remuneration. Short term incentives (STI) Chief Executive Officer To align the remuneration of the CEO and the performance of the Company, the CEO was issued STI in the form of options under her Executive Services agreement. Further details are noted below and in Note F2. Staff For the purpose of incentivising and tying the rewarding of the Company’s staff to the performance of the Company, the Board has determined that it may, at its discretion, issue shares or other similar instruments from time to time as a reward. There were no instruments issued during the financial year. Long term incentives (LTI) There were no LTI issued for the year ended 30 June 2022 other than those issued to the Chief Executive Officer as part of joining the Company. Performance Metrics At 30 June 2022 there were no STI or LTI in place with performance metrics other than the service based conditions noted above. DIGITALX LTD | 2022 ANNUAL REPORT | 17 RELATIONSHIP BETWEEN THE REMUNERATION POLICY AND COMPANY PERFORMANCE As noted in Sections A & B, the Board seeks to align the interests of the Executive Team with those of the shareholders when setting future short and long-term benefits. For the year ended 30 June 2022 the total remuneration is reflective of the remuneration strategy with adjustments made to reflect the current state of the Group and the change in performance from the previous year, this is evident from the relationship between: • • Total KMP reported remuneration decreased 43% from $1,334,879 to $856,560 primarily reflective of a decrease in vested performance-based remuneration. Total base remuneration (including other benefits) was up 1.8% from $774,008 to $787,965. At-risk remuneration was down 87.8% from $560,871 to $68,594 in line with the financial performance of the Company; The overall remuneration trend is also consistent with the share price performance and earnings per share (EPS) performance as evident in the graphs to the right; 2,500,000 2,000,000 1,500,000 1,000,000 500,000 0 2,500,000 2,000,000 • Decrease in vested at risk remuneration to $190,000 (62%) in line with the initial grant 1,500,000 of options to new director, Greg Dooley. The Company is not yet at stage of its development where it considers benchmark returns against an ASX peer group (blockchain focussed) relevant based on limited inclusions and comparable data. 600,000 500,000 400,000 300,000 200,000 100,000 0 560,871 At Risk Remuneration 2021 2022 68,594 1,000,000 500,000 0 10,000,000 5,000,000 0 (5,000,000) (10,000,000) 2018 2019 2020 2021 2022 2018 2019 2020 2021 2022 Share price & total KMP remuneration trend At risk Base Share price at the EOY Basic EPS & total KMP remuneration trend At risk Base Basic earnings per share 0.080 0.070 0.060 0.050 0.040 0.030 0.020 0.010 0.000 0.015 0.010 0.005 0.000 (0.005) (0.010) (0.015) Net profit & KMP remuneration Net profit/(loss) before tax Total reported remuneration 2018 2019 2020 2021 2022 DIGITALX LTD | 2022 ANNUAL REPORT | 18 RELATIONSHIP BETWEEN THE REMUNERATION POLICY AND COMPANY PERFORMANCE – FIVE YEAR DATA TABLE The table below includes the remuneration and performance data from the preceding five (5) financial years used to analyse the linkage between remuneration and performance in the section above. 30 June 2018 $AUD 30 June 2019 $AUD 30 June 2020 $AUD 30 June 2021 $AUD 30 June 2022 $AUD Revenue & other income from all operations 14,389,647 3,711,552 554,210 9,985,893 2,536,586 ↓ Net profit/(loss) before tax 3,770,812 (3,666,683) (7,108,771) 6,756,954 (2,839,468) ↓ Total reported in remuneration report 2,088,661 1,180,152 934,692 1,334,879 856,560 ↓ Remuneration - Base Remuneration - At risk Basic earnings/(loss) per share Diluted earnings/(loss) per share Share Price at the start of year Share price at the end of year Final dividend 697,064 1,391,597 0.009 0.007 0.036 0.075 - 607,590 572,562 (0.007) (0.007) 0.075 0.055 - 574,173 360,519 (0.011) (0.011) 0.055 0.017 - 774,008 560,871 0.010 0.009 0.017 0.051 - 787,965 ↑ 68,594 ↓ (0.004) ↓ (0.004) ↓ 0.051 - 0.026 ↓ - - DIGITALX LTD | 2022 ANNUAL REPORT | 19 C. KEY TERMS OF EMPLOYMENT CONTRACTS Executives Ms Lisa Wade Chief Executive Officer Under an Executive Services entered into between Ms Wade and DigitalX, Ms Wade is appointed as Chief Executive Officer, in effect from 24 February 2022. The employment will be ongoing until it is terminated in accordance with Ms Wade’s Executive Services Agreement. The employment may be terminated by either party giving 6 months’ written notice (although less than 6 months’ notice is required by DigitalX in certain circumstances such as Ms Wade’ illness, absence, material breaches or misconduct in which case Ms Wade will not be entitled to receive any payment in lieu or compensation as set out below). On termination of her employment and where DigitalX elects to make payment in lieu of notice, the Company must pay Ms Wade a payment equal to her salary for the remainder of the notice period. Ms Wade will be under restraint and non-solicitation clauses for up to 24 months after the termination of her employment. Ms Wade’s current salary is $AUD300,000 per annum (exclusive of superannuation) subject to annual salary reviews and her reasonable expenses will also be paid by the Company. Mr Jonathon Carley Chief Operating & Chief Financial Officer Under an amended Employment Agreement entered into between Mr Carley and DigitalX, Mr Carley was appointed as Chief Financial Officer, in effect from 1 July 2019. The employment will be ongoing until it is terminated in accordance with Mr Carley’s Employment Agreement. The employment may be terminated by either party giving 1 months’ written notice (although less than 1 months’ notice is required by DigitalX in certain circumstances such as Mr Carley’s illness, absence, material breaches or misconduct in which case Mr Carley will not be entitled to receive any payment in lieu or compensation as set out below). On termination of his employment and where DigitalX elects to make payment in lieu of notice, the Company must pay Mr Carley a payment equal to his salary for the remainder of the notice period. Mr Carley will be under restraint and non-solicitation clauses for up to 12 months after the termination of his employment. Mr Carley‘s current salary is $AUD220,000 per annum (exclusive of superannuation). Mr Carley is subject to annual salary reviews and his reasonable expenses will also be paid by the Company. Mr David Beros Chief Product Officer Under an Employment Agreement entered into between Mr Beros and DigitalX, Mr Beros was appointed as Chief Product Officer, in effect from 1 July 2019. The employment will be ongoing until it is terminated in accordance with Mr Beros’s Employment Agreement. The employment may be terminated by either party giving 1 months’ written notice (although less than 1 months’ notice is required by DigitalX in certain circumstances such as Mr Beros’s illness, absence, material breaches or misconduct in which case Mr Beros will not be entitled to receive any payment in lieu or compensation as set out below). On termination of his employment and where DigitalX elects to make payment in lieu of notice, the Company must pay Mr Beros a payment equal to his salary for the remainder of the notice period. Mr Beros will be under restraint and non-solicitation clauses for up to 12 months after the termination of his employment. Mr Beros’ current salary is $AUD220,000 per annum (exclusive of superannuation). Under all of the Employment Agreements above, DigitalX, in its absolute discretion acting reasonably, can assign and transfer the employment to any of DigitalX’s Related Bodies Corporate. DIGITALX LTD | 2022 ANNUAL REPORT | 20 Non-Executive Directors Non-Executive Directors remuneration arrangements include compensation in the form of annual Directors’ fees in accordance with their relevant service agreement. The Non-Executive Directors from time to time may receive incentive compensation in the form of share-based payments (as approved by Shareholders). For the year ended 30 June 2022, all Non-Executive Directors received a base fee of $AUD50,000 exclusive of entitlements, the Chairman is entitled to an addition $AUD25,000 for fulfilling the duties of the Chair. Amounts payable to Director controlled entities for services provided by Directors for the year ending 30 June 2022 is detailed in the following table of this report. The Group may carry out consulting activities with the Directors on an arm’s length basis in the normal course of business. DIGITALX LTD | 2022 ANNUAL REPORT | 21 D. REMUNERATION OF DIRECTORS AND EXECUTIVES The compensation for each Director and executive for the period is contained in the following table: Year ended 30 June 2022 Name Short-term employee benefits Post-employment benefits Share-based payment Total At Risk % Salary & Fees $AUD Director Fees $AUD Other Benefits $AUD Superannuation $AUD Shares $AUD Options and performance rights1 $AUD Non-Executive Directors Toby Hicks Peter Rubinstein Greg Dooley Executive Directors Leigh Travers3 Other KMP Lisa Wade6 Jonathon Carley David Beros Total - - - 76,937 101,538 204,692 189,385 68,750 50,000 41,665 - - - - - - - 6,875 5,000 4,604 (43,961)4 5,465 8,018 12,356 10,031 7,201 20,469 18,938 68,553 572,552 160,415 (13,555) $AUD 75,625 55,000 - - - - 190,0002 236,269 80.4% (148,029)5 (109,587) - 26,6237 143,381 18.6% - - 237,517 218,355 - - 68,594 856,560 8.0% - - - - - - - - 1 Refer to Sections E & F of the Remuneration Report for additional details. 2 100% of the total relates to share-based payment expense for options granted on Mr Dooley’s appointment as a Non-Executive Director of the Company. The options are fully vested. 3 Mr Travers ceased to be an employee of the Company on 6 September 2021. 4 Balance relates to reversal of accrued annual and long service leave on ceasing employment with the Company. The total amount paid is reflected in salary and fees. 5 100% of the total relates to share-based payment expense reversed on ceasing employment. 6 Ms Wade commenced as Chief Executive Officer on 24 February 2022. 7 The total relates to the share-based payment expense for options issued but not yet vested. Details on the option is disclosed in Note F2. DIGITALX LTD | 2022 ANNUAL REPORT | 22 Year ended 30 June 2021 Name Short-term employee benefits Post-employment benefits Share-based payment Total At Risk % Salary & Fees $AUD Director Fees $AUD Other Benefits $AUD Superannuation $AUD Shares $AUD Options and performance rights1 $AUD $AUD Non-Executive Directors Toby Hicks Peter Rubinstein Executive Directors Leigh Travers Other KMP Jonathon Carley David Beros Total - - 50,0002 50,0004 - - 4,750 4,750 14,435 19,167 - - - 186,2523 45,9465 241,002 77.3% 100,696 45.6% 198,1907 442,209 44.8% 210,4166 193,788 175,385 579,589 - - - 100,000 11,119 5,125 30,680 18,410 16,662 63,739 41,9838,9 88,5009 130,483 - - 265,301 15.8% 285,671 31.0% 430,388 1,334,879 42.0% 1 Refer to Sections E & F of the Remuneration Report for additional details. 2 Included in this total is an amount of $37,500 which related to Director’s fees to be paid in shares in lieu of cash under a deed entered into by the Company and Mr Hicks on 23 April 2020. The fair value of the 850,792 shares received at the time of issuance was $78,669. 3 100% of the total relates to share-based payment expense for performance rights issued and vested. 4 Included in this total is an amount of $37,500 which related to Director’s fees to be paid in shares in lieu of cash under a deed entered into by the Company and Mr Rubinstein on 23 April 2020. The fair value of the 850,792 shares received at the time of issuance was $78,669. 5 100% of the total relates to share-based payment expense for performance rights issued and vested. 6 Included in this total is an amount of $37,500 which related to salary to be paid in shares in lieu of cash under a deed entered into by the Company and Mr Travers on 23 April 2020. The fair value of the 832,146 shares received at the time of issuance was $75,379. 7 Included in the total is $149,347 relating to the share-based payment expense for performance rights issued and vested. The remaining amount $48,843 relates to performance rights issued but not vested. 8 Included in the total is a reversal of prior period accrued of $67,029 relating to a performance hurdle satisfied in a prior period for which shares were not issued until the current period. 9 100% of the total relates to share-based payment expense for shares issued and vested. DIGITALX LTD | 2022 ANNUAL REPORT | 23 E. SHARE OPTIONS AND PERFORMANCE RIGHTS GRANTED TO KEY MANAGEMENT PERSONNEL Name 2022 Toby Hicks Peter Rubinstein Greg Dooley Lisa Wade Total Opening balance 2,500,000 4,500,000 - - 7,000,000 Options Granted as compensation Exercised during the period Closing balance1 - - 22,500,000 36,046,729 8,546,729 - - - - - 2,500,000 4,500,000 2,500,000 6,046,729 15,546,729 1 9,500,000 options are fully vested but remain unexercised at 30 June 2022. 2 Mr Dooley was issued with 2,500,000 options on the terms and conditions set out in the 2021 notice of annual general meeting and approved at the Company’s AGM on 25 November 2021. There were no performance hurdles attached to the issue and 100% of the options vested on the date of issue. Further details on the valuation are disclosed in Note F2. 3 Ms Wade was issued with 6,046,729 options on 11 April 2022 in accordance with the terms and conditions of her Executive Services Agreement. The options vest based on satisfaction of service conditions as set out in Note F2 along with further details on the valuation. At 30 June 2022 none of the options had vested. Name 2022 Leigh Travers Total Opening balance 9,000,000 9,000,000 Performance Rights Granted as compensation - - Net other changes 1(9,000,000) (9,000,000) Closing balance - - 1 Net change is final balance at time of ceasing to be a KMP on 6 September 2021. F. SHAREHOLDINGS OF KEY MANAGEMENT PERSONNEL Directors Toby Hicks Peter Rubinstein Greg Dooley Leigh Travers KMP Lisa Wade David Beros Jonathon Carley Total Opening Balance 1 July 2021 Granted as compensation Conversions & vesting Net Other changes1 Closing balance 30 June 2022A 8,350,792 36,334,372 - 15,191,120 - 1,623,550 1,836,634 63,336,468 - - - - - - - - - - - - - - - - 8,350,792 36,334,372 171,428 171,428 2(15,191,120) - - - - 1,623,550 (186,634) 1,650,000 (15,206,326) 48,130,142 1 Net changes include initial holdings, final holdings and on-market sales as reported to the market per the respective Appendix 3X, 3Y, and 3Z. 2 Net change is final balance at time of ceasing to be a KMP on 6 September 2021. DIGITALX LTD | 2022 ANNUAL REPORT | 24 G. RELATED PARTY TRANSACTIONS Year ended 30 June 2022 • During the year, the Group paid Steinepreis Paganin, a law firm of which Non-Executive Chairman Toby Hicks is a partner, $AUD47,337 for legal services rendered on various matters. This amount relates to the period of the financial year that Mr Hicks was a Director of the Company. • During the year, the Group paid GAD Consulting Pty Ltd AUD$500, a company of which Greg Dooley is a director for consulting services rendered on various matters. This amount relates to the period of the financial year that Mr Dooley was a Director of the Company. Year ended 30 June 2021 • During the year, the Group paid Steinepreis Paganin, a law firm of which Non-Executive Chairman Toby Hicks is a partner, $AUD39,613 for legal services rendered on various matters. This amount relates to the period of the financial year that Mr Hicks was a Director of the Company. H. FUTURE REMUNERATION DEVELOPMENTS The Directors note at last year’s Annual General Meeting the Remuneration Report passed unanimously on a poll and there were no comments on the Remuneration Report. There are no future developments planned. DIGITALX LTD | 2022 ANNUAL REPORT | 25 I. DEFINITIONS Key management personnel Those persons having authority and responsibility for planning, directing and controlling the activities of the entity, directly or indirectly, including any director (whether executive or otherwise) of that entity. Remuneration of an officer or employee of a corporation A benefit given to an officer or employee of a corporation is remuneration if and only if the benefit, were it received by a director of the corporation, would be remuneration of the director for the purposes of an accounting standard that deals with disclosure in companies' financial reports of information about directors' remuneration. Remuneration committee A committee of the board of directors of the company; and has functions relating to the remuneration of key management personnel for the company. Remuneration consultant A person: a) Who makes a remuneration recommendation under a contract for services with the company to whose key management personnel the recommendation relates; and b) Who is not an officer or employee of the company. A remuneration recommendation (a) A recommendation about either or both of the following: a) For one or more members of the key management personnel for a company; how much the remuneration should be; i. ii. what elements the remuneration should have; or b) A recommendation or advice about a matter or of a kind prescribed by the regulations. ASIC may by writing declare that s.9B(1) of the Corporations Act 2001 above does not apply to a specified recommendation or specified advice but may do so only if ASIC is satisfied that it would be unreasonable in the circumstances for the advice or recommendation to be a remuneration recommendation. The declaration has effect accordingly. The declaration is not a legislative instrument. What is not a remuneration recommendation? None of the following is a remuneration recommendation (even if it would otherwise be covered by subsection (1)): a) Advice about the operation of the law (including tax law); b) Advice about the operation of accounting principles (for example, about how options should be valued); c) Advice about the operation of actuarial principles and practice; d) The provision of facts; e) The provision of information of a general nature relevant to all employees of the company; f) A recommendation, or advice or information, of a kind prescribed by the regulations. AGM Means an annual general meeting of a company that section 250N requires to be held. END OF AUDITED REMUNERATION REPORT DIGITALX LTD | 2022 ANNUAL REPORT | 26 Directors’ meetings Given the size and scale of operations of the Company, the full Board undertook the responsibilities of the Audit and Risk Committee, Remuneration Committee and Nomination Committee. The Directors attendances at Board meetings held during the financial year were: Director Toby Hicks Peter Rubinstein Greg Dooley Leigh Travers Shares under option and warrant Board Meetings Number eligible to attend Number attended 13 13 12 1 13 13 12 1 As at the date of this report, there are 45,686,729 options and 55,839,003 warrants to subscribe for unissued ordinary shares in the Company, comprising: Date options granted Options Vesting Date Option class Exercise price of options Expiry date of options Number of shares under option 10 December 2018 10 December 2018 Unlisted $0.22 10 December 2023 2,000,000 10 December 2018 10 December 2018 Unlisted $0.25 10 December 2023 3,000,000 10 December 2018 10 December 2018 Unlisted $0.30 10 December 2023 4,000,000 11 July 2019 11 July 2019 Unlisted 6 December 2021 6 December 2021 Unlisted $0.10 $0.10 $0.091 $0.118 $0.153 $0.199 30 June 2024 2,500,000 30 June 2024 2,500,000 11 April 2027 1,415,094 11 April 2027 1,470,588 11 April 2027 1,530,612 11 April 2027 1,630,435 Unlisted Unlisted Unlisted Unlisted Unlisted $0.11 29 August 2025 15,640,000 Unlisted $0.05 9 September 2023 10,000,000 11 April 2022 11 April 2022 11 April 2022 11 April 2022 29 August 2022 29 August 2022 Warrants - - - - - - 9 March 2021 9 March 2021 Unlisted $0.10 9 March 2024 48,981,582 9 March 2021 9 March 2021 Unlisted $0.1125 9 March 2024 6,857,421 The holders of these options do not have the right, by virtue of the option, to participate in any share issue or interest issue of the Company or any other body corporate or registered scheme. DIGITALX LTD | 2022 ANNUAL REPORT | 27 Shares issued on exercise of options During the financial year, and to the date of this report, the Company issued 2,768,382 Ordinary Shares, on exercise of options. Date 10 November 2021 Details Unlisted Issue Price A$ Number of Shares 0.0847 2,768,382 Shares under convertible notes As at the date of this report, there are no convertible notes issued that are convertible to ordinary shares in the Company. Shares issued on conversion of convertible notes During the financial year there were no shares issued on conversion of Convertible notes. Indemnification of officers and auditors During the financial period, the Company paid a premium in respect of a contract ensuring the Directors, secretary and officers of the Company and of any related body corporate against a liability incurred as such a Director, Secretary or Officer to the extent permitted by the Corporations Act 2001. The contract of insurance prohibits disclosure of the nature of the liability and the amount of the premium. The liabilities insured are legal costs that may be incurred in defending civil or criminal proceedings that may be brought against the officers in their capacity as officers of entities in the Group, and any other payments arising from liabilities incurred by the officers in connection with such proceedings. This does not include such liabilities that arise from conduct involving a wilful breach of duty by the officers or the improper use of their position or of information to gain advantage for themselves or someone else or to cause detriment to the Company. It is not possible to apportion the premium between amounts relating to the insurance against legal costs and those relating to other liabilities. The Company has executed a Deed of Protection for each of the Directors. The Company has not otherwise, during or since the financial period, indemnified or agreed to indemnify an officer or auditor of the Company or of any related body corporate against a liability incurred as such an officer or auditor. Proceedings on behalf of the Company No person has applied to the Court under section 237 of the Corporations Act 2001 for leave to bring proceedings on behalf of the company, or to intervene in any proceedings to which the company is a party, for the purpose of taking responsibility on behalf of the company for all or part of those proceedings. No proceedings have been brought or intervened in on behalf of the company with leave of the Court under section 237 of the Corporations Act 2001. Non-audit services Amounts of $AUD10,480 were paid to the auditor for non-audit, tax compliance services provided during the period. No amounts are payable as at the date of this report. Full details of amounts paid to the auditor, BDO Audit (WA) Pty Ltd, are set out in Note C3. The Board of Directors has considered the position and are satisfied that the provision of the non-audit services is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. The Directors are satisfied that the provision of non-audit services by the auditor, as noted above, did not compromise the auditor independence requirements of the Corporations Act 2001 none of the services undermine the general principles relating to auditor independence as set out in APES 110 Code of Ethics for Professional Accountants. Auditor’s independence declaration A copy of the auditor’s independence declaration as required under section 307C of the Corporations Act 2001 is set out on page 30. Auditor BDO Audit (WA) Pty Ltd continues in office in accordance with section 327 of the Corporations Act 2001. DIGITALX LTD | 2022 ANNUAL REPORT | 28 The Directors’ Report is signed in accordance with a resolution of the Directors made pursuant to Section 298(2) of the Corporations Act 2001. On behalf of the Board of Directors. Toby Hicks Chair Perth, 30 September 2022 DIGITALX LTD | 2022 ANNUAL REPORT | 29 DIRECTORS’ DECLARATION In the opinion of the Directors of DigitalX Limited (the ‘Company’): (a) The financial statements, notes and the additional disclosures of the consolidated entity set out on pages 34 to 81 are in accordance with the Corporations Act 2001 including: (i) Giving a true and fair view of the consolidated entity’s financial position as at 30 June 2022 and of its performance for the period then ended; and (ii) Complying with Australian Accounting Standards (including the Australian Accounting Interpretations), the Corporations Regulations 2001. (b) There are reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable. (c) The financial statements and notes thereto are in accordance with International Financial Reporting Standards, as stated in Note B1 to the financial statements. This declaration has been made after receiving the declarations required to be made to the Directors in accordance with Section 295A of the Corporations Act 2001 for the financial period ended 30 June 2022. Signed in accordance with a resolution of the Directors made pursuant to Section 295(5) of the Corporations Act 2001. On behalf of the Directors. N: Toby Hicks Chair Perth, 30 September 2022 DIGITALX LTD | 2022 ANNUAL REPORT | 30 AUDITOR’S INDEPENDENCE DECLARATION DIGITALX LTD | 2022 ANNUAL REPORT | 31 AUDITOR’S REPORT DIGITALX LTD | 2022 ANNUAL REPORT | 32 AUDITOR’S REPORT DIGITALX LTD | 2022 ANNUAL REPORT | 33 AUDITOR’S REPORT DIGITALX LTD | 2022 ANNUAL REPORT | 34 CONSOLIDATED STATEMENT OF PROFIT OR LOSS & OTHER COMPREHENSIVE INCOME Revenue from operations Other Income Professional and consultancy fees Corporate expenses Advertising, media and investor relations Employee benefit expenses Share based payments – employee benefits Depreciation Realised and unrealised foreign exchange losses Fair value movement of financial assets Finance costs Other expenses (Increase)/decrease in net assets attributable to unit holders Profit/(Loss) before tax Income tax benefit/(expense) Profit/(Loss) for the period e t o N C2 C2 C3 C3 D6 Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD 2,318,132 218,454 (1,107,740) (218,323) (647,939) (2,262,112) (56,547) (322,976) (4,472) 56,424 (169,723) (984,143) 341,497 9,709,745 276,148 (687,522) (75,771) (271,419) (1,414,723) (662,936) (337,477) 129,159 433,670 (100,270) (716,430) 474,780 (2,839,468) 6,756,954 - - (2,839,468) 6,756,954 The above statement should be read in conjunction with the accompanying notes. DIGITALX LTD | 2022 ANNUAL REPORT | 35 CONSOLIDATED STATEMENT OF PROFIT OR LOSS & OTHER COMPREHENSIVE INCOME (CONTINUED) e t o N Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD Profit/(Loss) for the period (2,839,468) 6,756,954 Other comprehensive income for the period Items that may be reclassified to profit or loss Fair value increase/(decrease) in digital asset holdings Exchange differences on translation of operations (12,895,148) (245) 14,930,755 (42,359) Other comprehensive income/(loss) for the period, net of tax (12,895,393) 14,888,397 Total comprehensive income/(loss) for the period (15,734,861) 21,645,351 Total comprehensive income/(loss) attributable to: Members of the parent entity Profit/(Loss) per share attributable to the ordinary equity holders of the parent: Basic earnings/(loss) per share Earnings per share from continuing operations Total Diluted earnings/(loss) per share (cents) Earnings per share from continuing operations Total C5 C5 (15,734,861) (15,734,861) 21,645,351 21,645,351 (0.004) (0.004) (0.004) (0.004) 0.01 0.01 0.009 0.009 The above statement should be read in conjunction with the accompanying notes. DIGITALX LTD | 2022 ANNUAL REPORT | 36 CONSOLIDATED STATEMENT OF FINANCIAL POSITION CURRENT ASSETS Cash and cash equivalents Trade and other receivables Digital assets Contract assets Other current assets Total Current Assets NON-CURRENT ASSETS Investments Property, plant and equipment Right to use asset Intangible assets Total Non-Current Assets TOTAL ASSETS CURRENT LIABILITIES Trade and other payables Lease liabilities Distributions payable to unit holders Net assets attributable to unit holders Total Current Liabilities NON-CURRENT LIABILITIES Lease liabilities Deferred tax liabilities Total Current Liabilities TOTAL LIABILITIES NET ASSETS EQUITY Contributed equity Reserves Retained losses TOTAL EQUITY e t o N D3 C2 D4 D5 E1 E2 E3 C3 E2 D6 D6 E2 F1 F2 30 June 2022 $AUD 30 June 2021 $AUD 6,278,410 293,412 23,568,863 - 201,884 30,342,569 2,290,994 41,095 119,642 2,278,051 4,729,782 10,369,645 158,825 32,479,969 8,335,434 104,021 51,447,894 2,471,036 148,339 239,283 268,772 3,127,430 35,072,351 54,575,324 1,556,555 176,421 43,522 6,211,747 7,988,245 - 643 643 742,515 126,168 2,740,471 8,257,054 11,866,208 176,421 - 176,421 7,988,888 12,042,629 27,083,463 42,532,693 59,028,586 5,128,053 (37,073,176) 27,083,463 58,796,111 17,970,289 (34,233,707) 42,532,693 The above statement should be read in conjunction with the accompanying notes. DIGITALX LTD | 2022 ANNUAL REPORT | 37 CONSOLIDATED STATEMENT OF CASH FLOWS Cash flows from operating activities Receipts from customers Payments to suppliers and employees Other income Other expenses e t o N Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD 2,230,619 (4,992,185) 38,079 (68,039) 1,260,078 (3,289,965) 212,963 - Net cash used in operating activities (2,791,526) (1,816,924) Cash flows from investing activities Payment for intellectual property Acquisition of property, plant and equipment Acquisition of business Payment for investments Repayment of Convertible Note Net payment for digital assets in funds Net cash used in investing activities Cash flows from financing activities Proceeds from issue of equity securities Proceeds from conversion of options Net proceeds from issue of units in fund Distributions payable from the fund Payments for share issue costs Principal elements of lease payments Net cash (used in)/provided by financing activities (159,342) (27,269) (1,890,000) (283,522) (18,374) - - (1,071,863) 250,000 (2,285,617) (4,112,228) - (5,050,519) (6,424,278) - 9,154,085 234,842 4,355,524 (1,613,588) - (146,712) 2,830,066 - 6,349,173 - (842,963) (164,933) 14,495,361 Net increase/(decrease) in cash and cash equivalents (4,073,688) 6,254,159 Cash and cash equivalents at beginning of period Foreign exchange movement in cash Cash and cash equivalents at end of period D3 10,369,645 (17,547) 6,278,410 3,975,690 139,796 10,369,645 The above statement should be read in conjunction with the accompanying notes. DIGITALX LTD | 2022 ANNUAL REPORT | 38 CONSOLIDATED STATEMENT OF CASH FLOWS (CONTINUED) Reconciliation of operating cash flows to net profit Profit/(loss) after income tax Non-cash flows in profit/(loss) Shares received in lieu of cash Non-cash interest received (staking) Depreciation Employee share issue Fair value adjustment of investments Finance costs Amortisation of right of use asset under AASB16 Increase in net assets attributable to unit holders Other non-cash (income)/expenses including foreign exchange Change in assets and liabilities, net the effects of purchase of subsidiaries Decrease/(increase) in trade and other receivables Decrease/(increase) in contract asset Decrease/(increase) in contract asset (Decrease)/increase in trade payables and accruals (Decrease)/increase in contract liabilities (Decrease)/increase in tax payable e t o N - E1 F1 & F2 E2 D6 C2 C2 C3 C3 C4 Year ended 30 June 2022 $AUD (2,839,468) Year ended 30 June 2021 $AUD 6,756,954 - (75,625) 203,335 56,547 (56,424) 26,819 119,641 (341,497) (340,305) (3,246,976) (134,587) - (97,865) 687,902 - - (214,866) - 199,636 662,936 (433,670) 47,259 185,821 (474,780) (393,969) 6,335,321 (38,636) (8,335,434) - 237,261 (15,437) - Net cash provided by/(used in) operating activities (2,791,526) (1,816,924) Non-cash investing and financing activities In addition to the above, the Group also had the following non-cash investing and financing activities that impacted on the Statement of Profit and Loss and Other Comprehensive Income and the Statement of Financial Position. Current year • Shares issued on conversion of options – Note F1. • Movement in prices of digital assets – Note D4. Prior Year • Shares issued in lieu of cash for services performed for Bullion Asset Management. • Shares issued on conversion of options – Note F1. • Movement in prices of digital assets – Note D4. • Shares issued to advisor for capital raising – Note F2. DIGITALX LTD | 2020 ANNUAL REPORT | 39 CONSOLIDATED STATEMENT OF CHANGES IN EQUITY Consolidated Group Balance at 30 June 2021 Profit/(Loss) for the year Other comprehensive income Total comprehensive income/(loss) for the period Shares issued during the period2 Share issue costs Share based payment expense Balance at 30 June 2022 1 Refer to Note F2 for reconciliation of reserve balances. 2 Refer to Note F1 for details of shares issued during the year. Contributed Equity $AUD 58,796,112 Reserves1 $AUD 17,970,289 Retained Earnings/(Losses) $AUD Total $AUD (34,233,707) 42,532,694 - - - 234,482 (2,007) - - (2,839,468) (2,839,468) (12,895,393) - (12,895,393) (12,895,393) (2,839,468) (15,734,861) - - 53,157 - - - 234,482 (2,007) 53,157 59,028,586 5,128,053 (37,073,175) 27,083,463 The above statement should be read in conjunction with the accompanying notes. DIGITALX LTD | 2020 ANNUAL REPORT | 40 CONSOLIDATED STATEMENT OF CHANGES IN EQUITY (CONTINUED) Consolidated Group Balance at 30 June 2020 Profit/(Loss) for the year Other comprehensive income Total comprehensive income for the period Shares issued during the period2 Share issue costs Share based payment expense Balance at 30 June 2021 1 Refer to Note F2 for reconciliation of reserve balances. 2 Refer to Note F1 for details of shares issued during the financial year. Contributed Equity $AUD 50,489,288 Reserves1 $AUD 2,227,053 Retained Earnings/(Losses) $AUD Total $AUD (40,990,661) 11,725,680 - - - 9,473,216 (1,166,392) - 6,756,954 6,756,954 14,888,397 - 14,888,397 14,888,397 6,756,954 21,645,351 - - - 854,839 - - - 9,473,216 (1,166,392) 854,839 58,796,112 17,970,289 (34,233,707) 42,532,694 The above statement should be read in conjunction with the accompanying notes. DIGITALX LTD | 2022 ANNUAL REPORT | 41 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR END 30 JUNE 2022 The notes to the financial statements have been set out under the following main headings: A. Legend B. Basis for preparation (B1) C. Key operating & financial results (C1 to C5) D. Capital & risk management (D1 to D6) E. Financial position (E1 to E3) F. Equity (F1 to F2) G. Group structure (G1 to G3) H. Other disclosures (H1 to H4) [A – LEGEND] CRITICAL ACCOUNTING JUDGEMENTS, ESTIMATES AND ASSUMPTIONS The estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognised in the period in which the estimate is revised if the revision affects only that period, or in the period of the revision and future periods if the revision affects both current and future periods. Critical judgements in developing and applying accounting policies The following are the critical judgements, apart from those involving estimations (see Notes below), that the Directors have made in the process of applying the Group’s accounting policies and that have the most significant effect on the amounts recognised in the consolidated financial statements. • Note C2 – Revenue recognition • Note D4 – Digital assets • Note D4 – Fair value of digital assets • Note G1 – Consolidation of DigitalX Funds • Note E3 – Business combination and goodwill Key sources of estimation uncertainty The following are the key assumptions concerning the future, and other key sources of estimation uncertainty at the end of the reporting period, that have a significant risk of causing a material adjustment to the carrying amounts of assets and liabilities within the next financial year. • Note F2 – Valuation of share-based payments • Note D4 – Valuation of unlisted and low volume trading digital assets KEY AUDIT MATTER Item is a key audit matter referenced in the Auditor’s Report on Page 31. ADDITIONAL COMMENTARY Additional management commentary on the item has been provided above what is required under legislation or accounting standards for stakeholders to understand the financial report. DIGITALX LTD | 2022 ANNUAL REPORT | 42 [B - BASIS FOR PREPARATION] CORPORATE INFORMATION Comparative information its controlled entities The consolidated historical financial statements of DigitalX Limited and the Consolidated Entity or Group) for the year ended 30 June 2022 were authorised for issue in accordance with a resolution of the Directors on 30 September 2022. (collectively, DigitalX Limited (the Company or the Parent) is a company limited by shares incorporated in Australia whose shares are publicly traded on the Australian Securities Exchange. The Company is a for-profit entity. The nature of the operations and principal activities of the Group are described in the Directors’ Report. Information on the Group’s structure is provided in Note G1. Information on other related party relationships is provided in Note H1. The Company’s Corporate Governance Statement for the 2022 financial year can be accessed at: https://DigitalX.com/corporate-governance/. B1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The significant accounting policies adopted in the preparation of the financial report are set out below. These policies have been applied consistently to all periods presented in the financial report excepted as described in the notes or in the Group’s interim financial report. These accounting policies are consistent with Australian Accounting Standards and with International Financial Reporting Standards. Basis of preparation The financial report is a general-purpose financial report which has been prepared in accordance with Australian Accounting Standards (AASBs) and interpretations issued by the Australian Accounting Standards Board (AASB) and the Corporations Act 2001. All amounts are presented in Australia Dollars, unless otherwise noted. Compliance with IFRS The consolidated financial report of the Group also complies with International Financial Reporting Standards (IFRS) as issued by the International Accounting Standards Board (IASB). Historical cost convention The consolidated financial report has been prepared under the historical cost convention, except for digital assets that are measured at fair value at the end of each reporting period, as explained in the accounting policies below. Cost is based on the fair value of the consideration given in exchange for assets. Comparative balances for the year ending 30 June 2022 have been presented consistently. Going concern At the date of this report the Consolidated Entity’s has a strong working capital position and its cash flow forecast indicates that it expects to be able to meet its minimum commitments and working capital requirements for the twelve-month period from the date of signing the financial report. The Group also notes subsequent to the end of the financial year that its working capital has increased materially due to the increase in the price of its digital assets. Presentation and functional currency The consolidated financial report is presented in Australian Dollars. Functional currency The individual financial statements of each Group entity are presented in the currency of the primary economic environment in which the entity operates (its functional currency). For the purpose of the consolidated financial statements, the results and financial position of each group entity are expressed in Australian dollars (‘$AUD’), which is the functional currency of the Company and the presentation currency for the consolidated financial statements. Due to the nature of these activities for all entities in the Group the functional currency has been determined to be $AUD. In preparing the financial statements of each individual group entity, transactions in currencies other than the entity’s functional currency (foreign currencies) are recognised at the rates of exchange prevailing at the dates of the transactions. At the end of each reporting period, monetary items denominated in foreign currencies are retranslated at the rates prevailing at that date. items carried at Non-monetary that are denominated in foreign currencies are retranslated at the rates prevailing at the date when the fair value was determined. Non-monetary items that are measured in terms of historical cost in a foreign currency are not retranslated. fair value Current and non-current classification The Group presents assets and liabilities in the statement of financial position based on current/non-current classification. DIGITALX LTD | 2022 ANNUAL REPORT | 43 An asset is current when it is: • expected to be realised or intended to be sold or consumed A liability is current when it is: • expected to be settled in normal operating cycle; in normal operating cycle; • held primarily for the purpose of trading; • expected to be realised within twelve months after the reporting period; or • cash or cash equivalent unless restricted from being exchanged or used to settle a liability for at least twelve months after the reporting period. • The Group classifies all other assets as non-current. • • • • held primarily for the purpose of trading; due to be settled within twelve months after the reporting period; or there is no unconditional right to defer the settlement of the liability for at least twelve months after the reporting period. The Group classifies all other liabilities as non-current. DIGITALX LTD | 2022 ANNUAL REPORT | 44 [C - KEY OPERATING & FINANCIAL RESULTS] The section below includes information regarding how the Group performed during the financial year including segment analysis and detailed breakdowns of items in the Statement of Profit or Loss and Other Comprehensive Income. This section includes the following disclosures: C1 Segment Information (Page 45) C2 Revenue & Receivables (Page 48) C3 Expenses, Payables & Other Payables (Page 50) C4 Income Tax (Page 51) C5 Earnings Per Share (Page 54) DIGITALX LTD | 2022 ANNUAL REPORT | 45 C1 SEGMENT INFORMATION Segment reporting AASB 8 requires operating segments to be identified based on internal reports about components of the Group that are regularly reviewed by the Chief Operating Decision Maker in order to allocate resources to the segment and to assess its performance. Based on the information used for internal reporting purposes by the Chief Operating Decision Maker (CODM), being the Board, which makes strategic decisions, at 30 June 2022 the Group operated three segments, Blockchain consulting and development, Asset Management and Other. In the previous corresponding period (period ended 30 June 2021) the Group operated three segments, Blockchain consulting and development, Asset Management and Other. Segment description PRODUCT DEVELOPMENT (PD) The Group develops its own blockchain, RegTech (Drawbridge), and FinTech (Sell My Shares) products as well as providing consulting, technical due diligence, solution design and development to businesses by utilising distributed ledger solutions and best of breed blockchain technologies. ASSET MANAGEMENT (AM) The asset management division was setup in 2018 to give high net worth and institutional investors access to a portfolio of digital assets. DigitalX operates two funds focussed on digital assets, the DigitalX Fund (www.digitalx.fund) and the DigitalX BTC Fund. OTHER Amounts disclosed in the segment primarily relates to Group-level functions including governance, finance, legal, risk management, company secretarial and management of the corporate entity. DIGITALX LTD | 2022 ANNUAL REPORT | 46 SEGMENT PERFORMANCE Segment reporting ($AUD) PRODUCT DEVELOPMENT ASSET MANAGEMENT2 OTHER TOTAL 30 June 2022 30 June 2021 30 June 2022 30 June 2021 30 June 2022 30 June 2021 30 June 2022 30 June 2021 Results Segment revenue Intersegment revenue 1,373,620 8,655,500 717,227 862,969 227,285 191,276 2,318,132 9,709,745 - - - - - - - - Revenue from external customers 1,373,620 8,655,500 717,227 862,969 227,285 191,276 2,318,132 9,709,745 Revenue recognition timing – point in time 1,373,620 - - - - - 1,373,620 - Revenue recognition timing – over time - 8,655,500 717,227 862,969 227,285 191,276 944,512 9,709,745 Segment result Income tax expense/(benefit) Segment result after tax (649,794) 8,137,513 (484,083) 204,417 (1,554,388) (1,622,010) (2,688,265) 6,719,920 - - - - - - - - (649,794) 8,137,513 (484,083) 204,417 (1,554,388) (1,622,010) (2,688,265) 6,719,920 Reconciliation to profit/loss after tax Interest Depreciation Amortisation & impairment Taxation Decrease in net assets attributable to unit holders Profit/(loss) after income tax (2,688,265) 6,719,920 (169,723) (322,976) (100,270) (337,477) - - - - 341,497 474,780 (2,839,468) 6,756,954 1Revenue earned from external customers by geography and major customer information is not able to be disclosed as the information is not available to the Group. 2 For the purpose of segment reporting the Asset Management segment does not include the operating results, segment assets or segment liabilities of the DigitalX Fund as CODM reviews the fund on a fair value basis of the Group’s interest in the fund. DIGITALX LTD | 2022 ANNUAL REPORT | 47 SEGMENT POSITION Segment reporting ($AUD) Assets Segment assets Total assets Liabilities Segment liabilities Total liabilities PRODUCT DEVELOPMENT ASSET MANAGEMENT 30 June 2022 30 June 2021 30 June 2022 30 June 2021 OTHER 30 June 2022 30 June 2021 TOTAL 30 June 2022 30 June 2021 3,385,151 8,706,490 1,513,769 955,867 30,173,431 44,912,966 35,072,351 54,575,322 3,385,151 8,706,490 1,513,769 955,867 30,173,431 44,912,966 35,072,351 54,575,322 (75,186) (75,186) (22,935) (22,935) (69,650) (69,650) (74,735) (7,844,052) (11,944,959) (7,988,888) (12,042,629) (74,735) (7,844,052) (11,944,959) (7,988,888) (12,042,629) DIGITALX LTD | 2022 ANNUAL REPORT | 48 C2 - REVENUE & RECEIVABLES Policy - Revenue recognition Revenue is recognised when the benefit from the service provided is received by the Customer and to the extent that it is probable that the economic benefits will flow to the Group and the revenue can be reliably measured, regardless of when the payment is being made. Revenue is measured at the fair value of the consideration received or receivable; taking into account contractually defined terms of payment, if any, and excluding taxes or duty. Revenue is recognised when the specific recognition criteria described below have been met. A. Advisory Revenue from advisory services is recognised as a point in time obligation when its services have been fully rendered under contract and the Group no longer has any continuing involvement in the sale of digital assets by its customers and the consideration becomes payables. If the Group is entitled to consideration on a pro rata basis or for works complete, then the Group shall recognise revenue over time by reference to the work completed. Transaction Price – Digital Assets Where the contract provides for payment in the customers digital assets, the digital asset’s fair value is determined: • • by referencing publicly available pricing data from digital asset exchanges; or for those digital assets not yet listed on exchanges, by referencing the results of the sale (i.e. the unit price of a digital asset can be measured by dividing the dollar amounts raised in the sale by the number of units issued in the sale). The Group measures advisory revenue including the receipt of digital assets at the fair value of consideration received. B. Consulting Revenue from consulting services for a fixed fee or time and material is recognised when or as the Group transfers control of the assets to the customer. Revenue is recognised over time as the work is performed as costs are generally incurred uniformly as the work progresses and are considered to be proportionate to the entity’s performance. C. Funds Management Revenue from contracts with clients is recognised when there is a right to invoice the client at an amount that reflects the consideration to which the Group expects to be entitled in exchange for those services. This method corresponds directly with the delivery of performance obligations by the Group to its clients. Management fees are based on a percentage of the portfolio value of the fund and calculated in accordance with the Investment Management Agreement or Constitution. rise fee arrangements give Performance to variable consideration. An estimate of the variable consideration is recorded when it is highly probable that a significant revenue reversal in the amount of cumulative revenue recognised will not occur when the associated uncertainty with the variable consideration resolved. The Group’s entitlement to a performance fee for any given performance period is dependent on outperforming certain hurdles. subsequently is D. Licensing Revenue from licensing is recognised over time as the services provided under licensing contract are provided over time and the customer simultaneously receives and consumes the benefit of the service. E. Brokerage Revenue from brokerage is recognised at point time once the sale has been completed. F. Contract Asset When a performance obligation is satisfied by transferring a promised good or service to the customer before the customer pays consideration or before payment is due, the Group presents the contract as a contract asset, unless the Group’s rights to the amount of consideration are unconditional, in which case the Group recognises a receivable. G. Contract Liability When a customer pays consideration before performance obligation is satisfied, the Group presents the contract as a contract liability. H. Trade and other receivables The Group makes use of a simplified approach in accounting for trade and other receivables as well as contract assets and records the loss allowance at the amount equal to the expected In using this practical losses. expedient, the Group uses its historical experience, external indicators and forward-looking information to calculate the expected credit losses using a provision matrix. lifetime credit The Group assess impairment of trade receivables on a collective basis as they possess credit risk characteristics based on the days past due. The Group allows 1% for amounts that are 30 to 60 days past due, 1.5% for amounts that are between 60 and 90 days past due and impair any amounts that are more than 90 days past due. I. Interest revenue Interest income is recognised on a time proportion basis that takes into account the effective yield on the financial asset. DIGITALX LTD | 2022 ANNUAL REPORT | 49 Revenue Advisory Consulting Asset Management Fees Licensing Product revenue Brokerage Total revenue Contract Asset Contact Asset1 Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD - 8,384,002 16,420 717,631 216,587 2,950 1,364,545 2,318,132 269,498 862,969 191,276 2,000 - 9,709,745 Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD - 8,335,434 1 Contract asset relates to Human Protocol agreement as announced to the market on 29 June 2021. During the period this amount was reclassified from a contract asset to a digital asset once the entitlement to the tokens occurred. Refer to Note D2 for balance. Trade and other receivables Trade receivables (gross)1 Loss allowance Trade receivables – Net 1 27,561 is past due but not impaired. Other receivables Deposits Other Total trade and other receivables Other Income Interest received Other income Total other income Year ended 30 June 2022 $AUD 191,660 - 191,660 Year ended 30 June 2021 $AUD 82,073 - 82,073 101,752 - 293,412 76,751 - 158,825 Year ended 30 June 2022 $AUD 113,704 104,750 218,454 Year ended 30 June 2021 $AUD 90,242 185,906 276,148 DIGITALX LTD | 2022 ANNUAL REPORT | 50 C3 - EXPENSES, PAYABLES & OTHER PAYABLES Policy - Trade and other payables These amounts represent liabilities for goods and services provided to the Group prior to the end of the financial year which are unpaid. The amounts are unsecured and are usually paid within 30 days of recognition. Trade and other payables are presented as current liabilities unless payment is not due within 12 months from the reporting date. They are recognised initially at their fair value and subsequently measured at amortised cost using the effective interest method. Policy - Provisions Provisions are recognised when the Group has a present obligation (legal or constructive) as a result of a past event, it is probable that the Group will be required to settle the obligation, and a reliable estimate can be made of the amount of the obligation. The amount recognised as a provision is the best estimate of the consideration required to settle the present obligation at reporting date, taking into account the risks and uncertainties surrounding the obligation. Policy - Employee benefits Short-term and long-term employee benefits A liability is recognised for benefits accruing to employees in respect of wages and salaries, annual leave, long service leave, (A) Professional and Consultancy fees Legal fees Consulting and funds management expenses Tax consulting fees Audit fees Total professional and consultancy fees (B) Other expenses Regulatory, licensing and compliance Occupancy Other expenses Total other expenses and sick leave when it is probable that settlement will be required and they are capable of being measured reliably. Liabilities recognised in respect of short-term employee benefits, are measured at their nominal values using the remuneration rate expected to apply at the time of settlement. Liabilities recognised long-term employee in respect of benefits are measured as the present value of the estimated future cash outflows to be made by the Group in respect of services provided by employees up to reporting date. Policy - Goods and services, Value Added Tax, or Sales Tax Amounts are recognised net of the amount of associated GST or VAT, except: • where the GST or VAT incurred on a purchase of goods and services is not recoverable from the taxation authority, in which case the GST or VAT is recognised as part of the cost of acquisition of the asset or part of the expense item as applicable; and receivables and payables are stated with the amount of GST or VAT. • The net amount of GST or VAT recoverable from, or payable to, the taxation authority is included as part of receivables or payables in the balance sheet. Cash flows are presented on a gross basis. The GST or VAT component of cash flows arising from investing or financing activities which are recoverable from, or payable to, the taxation authority, are presented as operating cash flows. Year ended 30 June 2022 $AUD 269,359 713,459 40,519 84,403 1,107,740 Year ended 30 June 2022 $AUD 678,619 169,028 136,496 984,143 Year ended 30 June 2021 $AUD 49,510 525,768 31,873 80,371 687,522 Year ended 30 June 2021 $AUD 440,849 167,933 107,649 716,431 DIGITALX LTD | 2022 ANNUAL REPORT | 51 (C) Current liabilities – trade & other payables Trade payables Accrued expenses Employee entitlements Statutory payables Fund applications Total trade & other payables (D) Remuneration of Auditors Remuneration of the auditors of the Company for: BDO Audit (WA) Pty Ltd Audit and review of financial reports Non-audit services – tax compliance C4 - INCOME TAX Policy - Income tax The income tax expense or revenue for the period is the tax payable on the current period’s taxable income or tax loss based on the applicable income tax rate for each jurisdiction. Current tax The tax currently payable is based on taxable profit for the period. Taxable profit differs from profit before tax as reported in the consolidated statement of profit or loss and other comprehensive income because of items of income or expense that are taxable or deductible in other periods and items that are never taxable or deductible. The Group’s current tax is calculated using tax rates that have been enacted or substantively enacted by the end of the reporting period. Deferred tax Deferred tax is recognised on temporary differences between the carrying amounts of assets and in the consolidated financial statements and the corresponding tax bases used in the computation of taxable profit. Deferred tax liabilities are generally recognised for all taxable temporary differences. liabilities Deferred tax assets are generally recognised for all deductible temporary differences to the extent that it is probable that taxable profits will be available against which those deductible temporary differences can be utilised. Such deferred tax assets and liabilities are not recognised if the temporary difference arises from the initial recognition (other than in a business Year ended 30 June 2022 $AUD 495,486 360,862 373,403 126,774 Year ended 30 June 2021 $AUD 467,049 242,800 - 32,666 200,000 - 1,556,555 742,515 Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD 84,403 10,480 94,883 80,371 14,743 95,114 combination) of assets and liabilities in a transaction that affects neither the taxable profit nor the accounting profit. In addition, deferred tax liabilities are not recognised if the temporary difference arises from the initial recognition of goodwill. Deferred tax liabilities are recognised for taxable temporary differences associated with investments in subsidiaries and associates, and interests in joint ventures, except where the Group is able to control the reversal of the temporary difference and it is probable that the temporary difference will not reverse in the foreseeable future. Deferred tax assets arising from deductible temporary differences associated with such investments and interests are only recognised to the extent that it is probable that there will be sufficient taxable profits against which to utilise the benefits of the temporary differences and they are expected to reverse in the foreseeable future. The carrying amount of deferred tax assets is reviewed at the end of each reporting period and reduced to the extent that it is no longer probable that sufficient taxable profits will be available to allow all or part of the asset to be recovered. Deferred tax assets and liabilities are measured at the tax rates that are expected to apply in the period in which the liability is settled or the asset realised, based on tax rates (and tax laws) that have been enacted or substantively enacted by the end of the reporting period. The measurement of deferred tax liabilities and assets reflects the tax consequences that would DIGITALX LTD | 2022 ANNUAL REPORT | 52 follow from the manner in which the Group expects, at the end of the reporting period, to recover or settle the carrying amount of its assets and liabilities. Deferred tax liabilities and assets are offset when there is a legally enforceable right to set off current tax assets against current tax liabilities and when they relate to income taxes levied by the same taxation authority and the Group intends to settle its current tax assets and liabilities on a net basis. Current and deferred tax for the period Current and deferred tax are recognised in profit or loss, except when they relate to items that are recognised in other comprehensive income or directly in equity, in which case the current and deferred tax are also recognised in other comprehensive income or directly in equity, respectively. Where current tax or deferred tax arises from the initial accounting for a business combination, the tax effect is included in the accounting for the business combination. Tax consolidation The Company and its wholly-owned Australian tax resident entities are part of a tax-consolidated group under Australian taxation law. The head entity within the tax-consolidated group is DigitalX Limited. Digital CC Holdings joined the DigitalX Limited tax consolidation group on 26 May 2014. Tax expense/income, deferred tax liabilities and deferred tax assets arising from temporary differences of the members of the tax-consolidated group are recognised in the separate financial reports of the members of the tax-consolidated group using the 'separate taxpayer within group's approach, by reference to the carrying amounts in the separate financial reports of each entity and the tax values applying under tax consolidation. Any current tax liabilities (or assets) and deferred tax assets arising from unused tax losses of the wholly-owned entities are assumed by the head entity in the tax-consolidated group and are recognised as amounts payable (or receivable) to (or from) other entities in conjunction with any tax funding arrangement amounts. The head entity recognises deferred tax assets arising from unused tax losses of the tax-consolidated group to the extent that it is in the tax-consolidated group A. Income tax expense probable that future taxable profits of the tax-consolidated group will be available against which the assets can be utilised. Estimates & Judgement – Taxation Income taxes The Group operates in a newly emerging industry and the application of taxation laws in Australia, the United States, Hong Kong and previously Iceland (the principal countries in which the Group currently operates) in relation to the Group’s activities may change from time to time. Changes in the taxation laws or in assessments or interpretation or decisions in respect of, but not limited to the following, may have a significant impact on the Group’s results: • • Jurisdiction in which and rates at which income is taxed; Jurisdiction in which and rates at which expenses are deductible; • The nature of income taxes levied, for example whether taxes are assessed on the revenue account or on the capital account; • Requirements to file tax returns; and • The availability of credit for taxes paid in other jurisdictions, for example through the operation of double taxation treaties. In recognition of the limited trading and tax history of the Group, management do not consider there is sufficient evidence of probability of the ability to utilise temporary differences and tax losses and hence no deferred tax asset has been recognised as at 30 June 2022 in relation to these assets. The Group will continue to assess the performance and may in the future recognise some or all of these assets. The Group has taken the approach to calculate income tax expense on the basis that all revenue and expenses attributable to its operations are taxable in Australia and all revenue and expenses attributable to its trading operations are taxable in the United States in addition to certain employee costs in the United States plus an appropriate mark-up. incurred Current tax expense / (benefit) Deferred tax expense / (benefit) Total income tax (benefit) in profit or loss B. Numerical reconciliation of tax expense to prima facie tax payable Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD - - - - - - Year ended Year ended DIGITALX LTD | 2022 ANNUAL REPORT | 53 Profit/(Loss) before tax from continuing operations Profit/(Loss) before tax from discontinued operations Profit/(Loss) before tax 30 June 2022 $AUD (2,839,468) - 30 June 2021 $AUD 6,756,954 - (2,839,468) 6,756,954 Tax at the Group’s statutory income tax rate of Australia: 27.5% (2021: 27.5%) (780,854) 1,858,162 Tax effect of amounts which are not deductible or assessable (taxable) in calculating taxable income: Non-deductible share-based payment Fair value adjustment of investments Other Effect of different tax rates of subsidiaries operating in other jurisdictions Unrealised gain on foreign exchange Effect of timing expenses that are not deductible Deferred tax assets not recognised1 Distribution to trust beneficiaries Previously unrecognised tax losses now recouped to reduce tax expense Income tax expense/(benefit) Income tax expense/(benefit) is attributable to: Profit/(Loss) from continuing operations Profit/(Loss) from discontinued operations 15,550 (14,998) (14,192) 3,697 - (62,412) 853,208 - - - - - - 1 Amount relates to tax losses incurred in US operations that cannot be applied to profits generated in Australia or entities outside the tax consolidated group. C. Current tax assets and liabilities Current tax liability Income tax payable Total current tax liability D. Deferred tax assets and liabilities - - - As at 30 June 2022 the Group has tax losses available to be applied in the future periods in the United States and Australia estimated to be $AUD7.9 million and $USD4.8 million respectively. The losses in respect of the Group’s operations in Hong Kong are immaterial. In addition, the Group has gross capital losses in Australia estimated at $AUD1.54 million at 30 June 2022. There is an unrecongised deferred tax liability on the fair value adjustments for digital assets which is offset by an unrecognised deferred tax asset for carry forward losses. The Group reviews the recoverability of tax losses each reporting period by reviewing the continuity of ownership test (COT) or Same Business Test (SBT) and no adjustments have been made for the year ended 30 June 2022. Other than those noted above and tax losses there are no other material temporary differences. 171,995 (119,259) (16,346) 26,576 - (34,313) 85,861 - (1,972,675) - - - - - - - DIGITALX LTD | 2022 ANNUAL REPORT | 54 E. Other tax information The tax rate used for the reconciliation above is the corporate tax rate of 27.5% payable by Australian corporate entities on taxable profits under Australian tax law for entities with gross consolidated turnover of less than $AUD25,000,000. Franking Account Amounts recognised directly in equity Future Developments No material future developments. C5 - EARNINGS PER SHARE (EPS) Earnings per share - - - - Basic earnings per share Basic earnings per share is calculated by dividing the profit/(loss) after tax attributable to equity holders of the Company by the weighted average number of ordinary shares outstanding during the period, adjusted for bonus elements in ordinary shares issued or cancelled during the period. Diluted earnings per share Diluted earnings per share adjusts the figures used in determination of basic earnings per share to take into account the after income tax effect of interest and other financing costs associated with dilutive potential ordinary shares and the weighted average number of additional ordinary shares that would have been outstanding assuming the conversion of all dilutive potential ordinary shares. Basic earnings/(loss) per share From continuing operations Total Diluted earnings/(loss) per share From continuing operations Total The earnings/(loss) used in the calculation of basic and diluted loss per share are as follows: From continued operations From discontinued operations Weighted average number of ordinary shares on issue during the period used in the calculation of basic EPS Adjustments for calculation of diluted EPS Options Performance rights Convertible notes Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD (0.004) (0.004) (0.004) (0.004) 0.01 0.01 0.01 0.01 (2,839,468) - 6,756,954 - 741,435,286 652,503,531 31,046,729 - 55,839,003 25,268,382 9,000,000 55,839,003 Weighted average number of ordinary shares on issue during the period used in the calculation of diluted EPS 828,321,018 742,610,916 1 Potential ordinary shares in the form of share options and rights are not considered to be dilutive. As the Group made a loss for the prior period, diluted earnings per share is the same as basic earnings per share for that period. DIGITALX LTD | 2022 ANNUAL REPORT | 55 [D - CAPITAL & RISK MANAGEMENT] The section below includes information regarding how the Group manages it capital assets including the positions at year end as well as outlining the risks arising from market, price, liquidity and credit exposures. Finally, the section covers how the Group manages its equity position and movements during the year. The section includes the following disclosures: D1 Capital management (Page 56) D2 Financial risk management (Page 56) D3 Cash and cash equivalents (Page 60) D4 Digital assets (Page 61) D5 Investments (Page 63) D6 Net assets attributable to unit holders (Page 64) DIGITALX LTD | 2022 ANNUAL REPORT | 56 D1 - CAPITAL MANAGEMENT The Group’s objectives when managing capital are to: • Safeguard their ability to continue as a going concern, so that they can continue to provide returns for shareholders and benefits for other stakeholders; and • Maintain an optimal capital structure to reduce the cost of capital. In order to maintain or adjust the capital structure, the Group may adjust the amount of dividends paid to shareholders, return capital to shareholders, issue new shares or sell assets to reduce debt. D2 – FINANCIAL INSTRUMENTS AND RISK MANAGEMENT Policy - Financial Instruments Recognition and derecognition Financial assets and financial liabilities are recognised when the Group becomes a party to the contractual provisions of the financial instrument and are measured initially at fair value adjusted by transactions costs, except for those carried at fair value through profit or loss, which are measured initially at fair value. Subsequent measurement of financial assets and financial liabilities are described below. Financial assets are derecognised when the contractual rights to the cash flows from the financial asset expire, or when the financial asset and substantially all the risks and rewards are transferred. A financial liability is derecognised when it is extinguished, discharged, cancelled or expires. Classification and initial measurement of financial assets Except for those trade receivables that do not contain a significant financing component and are measured at the transaction price in accordance with AASB 15, all financial assets are initially measured at fair value adjusted for transaction costs (where applicable). finance income or other financial items, except for the allowance for expected credit loss which is presented within other expenses. a) Financial assets at amortised cost Financial assets are measured at amortised cost if the assets meet the following conditions (and are not designated as FVPL): • • they are held within a business model whose objective is to hold the financial assets and collect its contractual cash flows; the contractual terms of the financial assets give rise to cash flows that are solely payments of principal and interest on the principal amount outstanding. After initial recognition, these are measured at amortised cost using the effective interest method. Discounting is omitted where the effect of discounting is immaterial. The Group’s cash and cash equivalents, trade and most other receivables fall into this category of financial instruments as well as government bonds that were previously classified as held-to- maturity under AASB 139. Subsequent measurement of financial assets b) Financial assets at fair value through profit or loss (FVTPL) For the purpose of subsequent measurement, financial assets, other than those designated and effective as hedging instruments, are classified into the following categories upon initial recognition: a) b) c) d) financial assets at amortised cost; financial assets at fair value through profit or loss (FVTPL); fair value debt comprehensive income (FVOCI); and equity instruments at comprehensive income (FVOCI). instruments at through other through other fair value Classifications are determined by both: • • The entity’s business model for managing the financial asset; and The contractual cash flow characteristics of the financial assets. All income and expenses relating to financial assets that are recognised in profit or loss are presented within finance costs, Financial assets that are held within a business model other than “hold to collect” or “hold to collect and sell” are categorised at fair value through profit and loss. Further, irrespective of business model, financial assets whose contractual cash flows are not solely payments of principal and interest are accounted for at FVPL. All derivative financial instruments fall into this category, except for those designated and effective as hedging instruments, for which the hedge accounting requirements apply. This includes digital assets classified as financial assets in accordance with Note D4. c) Debt instruments at fair value through other comprehensive income (Debt FVOCI) Financial assets with contractual cash flows representing solely payments of principal and interest and held within a business model of collecting the contractual cash flows and selling the assets are accounted for at FVOCI. Any gains or losses recognised in OCI will be recycled upon derecognition of the asset. DIGITALX LTD | 2022 ANNUAL REPORT | 57 d) Equity instruments at fair value comprehensive income (Equity FVOCI) through other Financial assets at fair value through other comprehensive income Investments in equity instruments that are not held for trading are eligible for an irrevocable election at inception to be measured at FVOCI. Under this category, subsequent movements in other comprehensive income and are never reclassified to profit or loss. Dividend income is taken to profit or loss unless the dividend clearly represents return of capital. fair value are recognised in Impairment of financial assets AASB 9’s impairment model use more forward looking information to recognize expected credit losses - the ‘expected credit losses (ECL) model’. The application of the new impairment model depends on whether there has been a significant increase in credit risk. The Group considers a broader range of information when assessing credit risk and measuring expected credit losses, including past events, current conditions, reasonable and supportable forecasts that affect the expected collectability of the future cash flows of the instrument. In applying this forward-looking approach, a distinction is made between: • • instruments financial that have not deteriorated significantly in credit quality since initial recognition or that have low credit risk (‘Stage 1’); and financial instruments that have deteriorated significantly in credit quality since initial recognition and whose credit risk is not low (‘Stage 2’). ‘Stage 3’ would cover financial assets that have objective evidence of impairment at the reporting date. ‘12-month expected credit losses’ are recognised for the first category while ‘lifetime expected credit losses’ are recognised for the second category. Measurement of the expected credit losses is determined by a probability-weighted estimate of credit losses over the expected life of the financial instrument. Trade and other receivables and contract assets The Group makes use of a simplified approach in accounting for trade and other receivables as well as contract assets and records the loss allowance at the amount equal to the expected lifetime credit losses. In using this practical expedient, the Group uses its historical forward-looking indicators experience, information to calculate the expected credit losses using a provision matrix. external and The Group assess impairment of trade receivables on a collective basis as they possess credit risk characteristics based on the days past due. The Group allows 1% for amounts that are 30 to 60 days past due, 1.5% for amounts that are between 60 and 90 days past due and impair any amounts that are more than 90 days past due. The Group recognises 12 months expected credit losses for financial assets at FVOCI. As most of these instruments have a high credit rating, the likelihood of default is deemed small. However, at each reporting date the Group assesses whether there has been a significant increase in the credit risk of the instrument. In assessing these risks, the Group relies on readily available information such as the credit ratings issued by the major credit rating agencies for the respective asset. The Group only holds simple financial instruments for which specific credit ratings are usually available. In the unlikely event that there is no or only little information on factors influencing the ratings of the asset available, the Group would aggregate similar instruments into a portfolio to assess on this basis whether there has been a significant increase in credit risk. In addition, the Group considers other indicators such as adverse changes in business, economic or financial conditions that could affect the borrower’s ability to meet its debt obligation or unexpected changes in the borrowers operating results. Should any of these indicators imply a significant increase in the instrument’s credit risk, the Group recognises for this instrument or class of instruments the lifetime expected credit losses. Classification and measurement of financial liabilities The Group’s financial liabilities include borrowings, trade and other payables and derivative financial instruments. Financial liabilities are initially measured at fair value, and, where applicable, adjusted for transaction costs unless the Group designated a financial liability at fair value through profit or loss. Subsequently, financial liabilities are measured at amortised cost using the effective interest method except for derivatives and financial liabilities designated at FVPL, which are carried subsequently at fair value with gains or losses recognised in profit or loss (other than derivative financial instruments that are designated and effective as hedging instruments). All interest-related charges and, if applicable, changes in an instrument’s fair value that are reported in profit or loss are included within finance costs or finance income. Risk Management The Group’s activities expose it to a variety of financial risks including but not limited to: • • • • • Foreign exchange risk; Liquidity risk; Interest rate risk; Credit risk; and Digital asset price risk. DIGITALX LTD | 2022 ANNUAL REPORT | 58 The Group’s and the Company’s overall risk management program focuses on the unpredictability of financial markets and seeks to minimize potential adverse effects on the financial performance of the Group. The Group uses different methods to measure different types of risks to which it is exposed. The method used is sensitivity analysis for each of foreign exchange risk, liquidity risk and interest rate risk. The capital structure of the Group consists of equity attributable to equity holders of the Company, comprising issued capital, reserves and retained earnings. The Group holds the following financial assets and financial liabilities: Financial Assets Cash and cash equivalentsAC InvestmentsFV Trade receivablesAC Financial liabilities Trade and other payablesAC Finance LiabilitiesAC Net assets attributable to unit holders AC AC – Amortised Cost FV – Fair value through profit or loss Foreign exchange risk Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD 6,278,410 2,290,994 191,660 8,761,064 495,486 176,421 6,211,747 6,883,654 10,369,645 2,471,036 158,825 12,999,506 742,515 302,589 8,257,054 9,302,158 The Group and the parent entity operate internationally, and during the period were exposed to foreign exchange risk arising from currency exposures, primarily with respect to the USD/AUD dollar rates. Foreign exchange risks arise from future commercial transactions and recognised assets and liabilities that are denominated in a currency that is not the entity’s functional currency. The risk is measured using sensitivity analysis and cash flow forecasting. Management regularly monitors exposure to foreign exchange risk, but do not have a current hedging policy in place. It is intended that this policy will be continuously assessed in line with funding requirements for each of the investment opportunities. As of 30 June 2022, the Group had exposure to foreign currency risk within its recognised assets and liabilities. The cash and cash equivalents held $USD19,390 (2021: $USD5,986) in bank accounts. The Group has no derivative liabilities in $USD (2021: $nil) and nil $USD in finance liabilities (2021: $USD nil). Group sensitivity – Foreign exchange risk Based upon the financial instruments held as at 30 June 2022, had the Australian dollar weakened/strengthened 10% against the US dollar with all other variables held constant, the following impact on profit and or loss in noted: Impact on profit of loss – 2022 Impact on profit or loss – 2021 Interest rate risk management Fluctuation +10% $AUD (303) (340) -10% $AUD 303 340 The Group is exposed to interest rate risk as entities in the Group deposit funds at both short-term fixed and floating rates of interest. The Group’s exposure to interest rates on financial assets and liabilities is detailed in the liquidity risk management section of this note. Interest rate sensitivity DIGITALX LTD | 2022 ANNUAL REPORT | 59 A change in interest rates would not have a material impact on the profit and equity for the current and previous periods of the Group or the Parent entity. Liquidity risk management Ultimate responsibility for liquidity risk management rests with the Board of Directors, who oversee a liquidity risk management framework for the management of the Group’s funding and liquidity management requirements. The Group manages liquidity risk by continuously monitoring forecast and actual cash flows and ensuring there are appropriate plans in place to finance these future cash flows. Weighted average effective interest rate % Less than 1 month Interest bearing - variable $AUD 1 to 3 months Interest bearing - variable $AUS More than 3 months Interest bearing Less than 1 month Non-interest bearing 1 to 3 months Non-interest bearing More than 3 months Non-interest bearing $AUD $AUD $AUD $AUD - - - 8.8 - 10 - - 8.8 - - - - - - - - - - - - - - 249,600 - 6,278,410 101,751 - 176,421 191,660 495,486 - - - 10,369,645 - - - - 76,751 82,073 - (742,515) (252,337) - - - - - - - - - - - - - - - - - - - 2022 Cash and cash equivalents Other receivables Other payables Finance liability 2021 Cash and cash equivalents Convertible note Other receivables Other payables Finance liability The liquidity and interest rate risk table above has been drawn up based on the undiscounted cash flow (including both interest and principal cash flows expected) using contractual maturities of financial assets and the earliest date on which the Group can be required to pay financial liabilities. Amounts for financial assets include interest earned on those assets except where it is anticipated cash will occur in a different period. The table excludes the value for the unit holder liability on the basis there is no maturity date. Credit Risk Credit risk arises from cash and cash equivalents, deposits with banks and financial institutions, as well as credit exposures to customers, including outstanding receivables. Credit risk is managed on a group basis. For banks and financial institutions, the Group aims to hold deposit with independently rated parties with a rating of ‘A2’ or above based on Moody’s ratings. From time to time the Group may hold deposits with unrated institutions (i.e. exchanges) after trading in digital assets. The Group’s credit risk exposure is set out below. Due to the nature of the customers the Group engages with ratings are not commonplace. Credit risk is therefore factored into the transaction price for services often in the form of bonus tokens or a discount to public token sale rate. At 30 June 2022 no customers had a published credit rating. Credit risk by rating Rating A1 A2 Unrated (with no prior defaults) A1 A2 Unrated Total $AUD 5,610 265,486 6,007,314 6,278,410 DIGITALX LTD | 2022 ANNUAL REPORT | 60 Fair value measurement The Group measures financial instruments and non-financial assets at fair value at each balance sheet date. Also, fair values of financial instruments measured at amortised cost are disclosed. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. The fair value measurement is based on the presumption that the transaction to sell the asset or transfer the liability takes place either: • • In the principal market for the asset or liability, or In the absence of a principal market, in the most advantageous market for the asset or liability. The principal or the most advantageous market must be accessible to the Group. The fair value of an asset or a liability is measured using the assumptions that market participants would use when pricing the asset or liability, assuming that market participants act in their economic best interest. A fair value measurement of a non-financial asset takes into account a market participant's ability to generate economic benefits by using the asset in its highest and best use or by selling it to another market participant that would use the asset in its highest and best use. The Group uses valuation techniques that are appropriate in the circumstances and for which sufficient data are available to measure fair value, maximising the use of relevant observable inputs and minimising the use of unobservable inputs. All assets and liabilities for which fair value is measured or disclosed in the financial statements are categorised within the fair value hierarchy, described as follows, based on the D3 CASH AND CASH EQUIVALENTS Cash and cash equivalents level input that lowest measurement as a whole: is significant to the fair value • • • Level 1 — Quoted (unadjusted) market prices in active markets for identical assets or liabilities Level 2 — Valuation techniques for which the lowest level input that is significant to the fair value measurement is directly or indirectly observable Level 3 — Valuation techniques for which the lowest level input that is significant to the fair value measurement is unobservable For assets and liabilities that are recognised in the financial statements on a recurring basis, the Group determines whether transfers have occurred between Levels in the hierarchy by re-assessing categorisation (based on the lowest level input that is significant to the fair value measurement as a whole) at the end of each reporting period. For the purpose of fair value disclosures, the Group has determined classes of assets and liabilities on the basis of the nature, characteristics and risks of the asset or liability and the level of the fair value hierarchy as explained above. At 30 June 2022 all assets carried at fair value are deemed to be level 1 based on observable prices in an active market with the exception of: • • Investment in Bullion Asset Management – Note D5 Unlisted Digital Assets – Note D4 Fair value estimation The Directors consider that the carrying amount of financial assets and financial liabilities, as recorded in the financial statements, represent or approximate their respective fair values. For the purpose of presentation in the statement of cash flows, cash and cash equivalents includes cash on hand, deposits held at call with financial institutions, cash held with bitcoin exchanges, other short-term, highly liquid investments that are readily convertible to known amounts of cash and which are subject to an insignificant risk of changes in value, and bank overdrafts. Cash and cash equivalents do not include the Group’s holdings of digital assets which are classified as inventory (refer to D4). Cash at bank Cash deposits at call1 Total cash and cash equivalents Year ended 30 June 2022 $AUD 5,778,410 500,000 6,278,410 Year ended 30 June 2021 $AUD 10,369,645 - 10,369,645 1Cash deposits at call include cash balances on exchanges. The balance also includes $500,000 of XAUD tokens which is an AUD stablecoin backed by cash reserves. The Company considers this to be a cash equivalent on the basis that it is highly liquid and readily convertible to cash inline with the terms of sale and also by virtue of the XAUD token being able to be used for settlement of goods and services. DIGITALX LTD | 2022 ANNUAL REPORT | 61 D4 - DIGITAL ASSETS Digital Assets Digital assets are assets such as Bitcoin and Ethereum, which use an open-source software-based online system where transactions are recorded in a public ledger (blockchain) using its own unit of account. Digital Assets are an emerging technology and asset class, and as such there are no specific accounting standards that cover the treatment, rather digital assets are assessed by applying existing accounting standards in conjunction with guidance released by the accounting standard setting bodies such as the IASB. Management consider it appropriate to group digital assets into a single balance in the Consolidated Financial Statements and providing users with a reconciliation by category in the notes to the Financial Statements. For the purpose of fair value disclosures, the Group has determined classes of assets and liabilities on the basis of the nature, characteristics and risks of the asset or liability and the level of the fair value hierarchy as explained below. Digital Assets – Accounted for using inventory methodology For digital assets that meet the criteria of AASB102: Inventory, the Group measures digital assets at its fair value less costs to sell, with any change in fair value less costs to sell being recognised in profit or loss in the period of the change. Amounts are derecognised when the Group has transferred substantially all the risks and rewards of ownership. As a result of the various blockchain protocols, costs to sell are immaterial in the current period and no allowance is made for such costs. Digital assets are derecognised when the Group disposes of the inventory through its trading activities or when the Group otherwise loses control and, therefore, access to the economic benefits associated with ownership of the digital asset. Digital Assets – Accounted for using methodology intangible asset The Group consider that any digital asset that does not fall under the inventory or financial asset methodology and meet the recognition criteria (identifiable, controllable and capable of generation future economic benefits) are considered to intangible assets. For digital assets that meet the criteria of AASB138: Intangible Assets, the Group measures digital assets at its fair value less costs to sell in accordance with the revaluation model (provided there is an active market), with increase in fair value being recognised in OCI and credited to a revaluation reserve, unless it reverses a revaluation deficit of the same asset previously recognised in profit or loss. A revaluation deficit is recognised in profit or loss, except to the extent that it offsets an existing surplus on the same asset recognised in the revaluation reserve. Digital assets classified as intangible assets are considered to be indefinite life intangible assets given their nature. Digital assets are derecognised when the Group disposes of the asset or when the Group otherwise loses control and, therefore, access to the economic benefits associated with ownership of the digital asset. Digital Assets – Accounted for using financial asset methodology Refer to Note D2 for financial asset accounting policy and treatment. Estimates & Judgements (a) Digital assets Management note that the topic of digital assets and the accounting for digital assets continues to be considered by the International Accounting Standards Board (IASB) and continues to monitors new comments and interpretations released by the Board and other standard setters from around the world. In line with this, the Group has considered its position for the year ending 30 June 2022 and has determined that the Group’s digital assets fall into 3 categories: • • • Inventory method (historical method used by the Group) Intangible asset method (the method noted by the IASB in its most recent deliberations) Financial asset method (used where the digital asset meets the criteria of a financial asset – See Note D2) Management notes that under the 3 methods noted above, the treatment continues to be to measure digital assets at fair value (unless otherwise disclosed and provided certain conditions are met) under the respective accounting standards. (b) Fair value of Digital Assets Digital assets (including bitcoin inventory) is measured at fair value using the quoted price in United States dollars on from a number of different sources with the primary being Coin Market Cap (www.coinmarketcap.com) at closing Coordinated Universal Time. Management considers this fair value to be a Level 1 input under the AASB 13 Fair Value Measurement fair value hierarchy as the price on the quoted price (unadjusted) in an active market for identical assets. Management uses a number of exchanges including Binance, Bitgo, Independent Reserve and others in order to provide the Group with appropriate size and liquidity to provide reliable evidence of fair value for the size and volume of transactions that are reasonably contemplated by the Group. Unlisted digital assets are fair valued using a combination of Level 2 and Level 3 techniques. Refer to the table below for the break-down of fair value levels. DIGITALX LTD | 2022 ANNUAL REPORT | 62 (A) Reconciliation of Digital Assets Bitcoin1,2 Other listed digital assets1,3 Non-listed digital assets4 Total Digital Assets (B) Reconciliation by Class Intangible asset method Financial asset method Total Digital Assets Year ended 30 June 2022 $AUD 17,506,895 5,642,503 419,465 23,568,863 Year ended 30 June 2022 $AUD 23,568,863 - 23,568,863 Year ended 30 June 2021 $AUD 28,297,002 3,590,681 592,286 32,479,969 Year ended 30 June 2021 $AUD 32,478,065 1,904 32,479,969 1 Digital assets were measured at fair value using at 30 June 2022. Refer to Note H1 for prices at the date of this report. 2 The amount includes $AUD11,318,349 held by the DigitalX BTC Fund and DigitalX Fund. 3 Includes all tokens that are not bitcoin that are listed on an exchange. The amount includes $AUD2,099,236 held by the DigitalX Fund. 4 Includes all tokens not listed on an exchange. (C) Movements by Class Opening Balance 1 July 2021 Net trading activity1 Reclassification2 Revaluation Impairment Closing Balance Intangible Asset Financial Asset Total 32,478,065 2,285,617 8,335,434 1,904 32,479,969 - 2,285,617 8,335,434 (19,530,253) (1,904) (19,532,157) - 23,568,863 - - - 23,568,863 1 Net trading activity is the net purchase and sale of digital assets and includes monthly rebalance for the DigitalX Fund and DigitalX BTC Fund. 2 Amount relates to Human Protocol which was previously classified as a contract asset at 30 June 2021. (C) Digital Assets by Fair Value Hierarchy Level Level 1 Level 2 Level 3 Description Level 1 fair value digital assets are those assets that are actively traded on a digital asset exchange or decentralised exchange for which there is an active market with sufficient volume. Level 2 fair value digital assets are those assets measured at fair value but the market prices are not actively quoted and determined using a market matrix approach (AASB13.B7). This is most common for digital assets where an active trading pair does not existing with a FIAT currency but may exist for a trading pair such as Ethereum or Bitcoin which can then be measured using the level 1 input. Level 3 fair value digital assets are those assets carried at fair value where fair value has been determined by reference to the entity’s own data and financial data provided by the project such as comparable projects, financial forecasts and equity transactions. $AUD $23,149,398 $419,465 - DIGITALX LTD | 2022 ANNUAL REPORT | 63 D5 – INVESTMENTS Investments in joint ventures A joint venture is a joint arrangement whereby the parties that have joint control of the arrangement have rights to the net assets of the joint arrangement. is the contractually agreed sharing of control of an arrangement, which exists only when decisions about the relevant activities require unanimous consent of the parties sharing control. Joint control The results and assets and liabilities of joint ventures are incorporated in these consolidated financial statements using the equity method of accounting. is initially recognised Under the equity method, an investment in an associate or a joint venture in the consolidated statement of financial position at cost and adjusted thereafter to recognise the Group's share of the profit or loss and other comprehensive income of the associate or joint venture. When the Group's share of losses of an associate or a joint venture exceeds the Group's interest in that associate or joint venture (which includes any long-term interests that, in substance, form part of the Group's net investment in the associate or joint venture), the Group discontinues recognising its share of further losses. Additional losses are recognised only to the extent that the Group has incurred legal or constructive obligations or made payments on behalf of the associate or joint venture. Investment in Bullion Asset Management Pte Ltd (BAM)A Convertible note receivable Investment in DigitalX FundsB A. Investment in BAM Opening balance Additional investment Additional shares received in lieu of services Fair value movement through profit or loss B. Investment in DigitalX Funds An investment in an associate or a joint venture is accounted for using the equity method from the date on which the investee becomes an associate or a joint venture. On acquisition of the investment in an associate or a joint venture, any excess of the cost of the investment over the Group's share of the net fair value of the identifiable assets and liabilities of the investee is recognised as goodwill, which is included within the carrying amount of the investment. Any excess of the Group's share of the net fair value of the liabilities over the cost of the identifiable assets and investment, after reassessment, is recognised immediately in profit or loss in the period in which the investment is acquired. The requirements of AASB 9 are applied to determine whether it is necessary to recognise any impairment loss with respect to the Group’s investment in an associate or a joint venture. When necessary, the entire carrying amount of the investment (including goodwill) is tested for impairment in accordance with AASB 136 ‘Impairment of Assets’ as a single asset by comparing its recoverable amount (higher of value in use and fair value less costs of disposal) with its carrying amount. Any impairment loss recognised forms part of the carrying amount of the investment. Any reversal of that impairment loss is recognised in accordance with AASB 136 to the extent that the recoverable amount of the investment subsequently increases. Year ended 30 June 2022 $AUD 2,290,994 - - 2,290,994 Year ended 30 June 2022 $AUD 2,221,436 - - 69,558 2,290,994 Year ended 30 June 2021 $AUD 2,221,436 249,600 - 2,471,036 Year ended 30 June 2021 $AUD 1,251,036 321,863 214,867 433,670 2,221,436 The Group has provided seed capital to the DigitalX Fund (a unit trust) and DigitalX BTC Fund (a unit trust) for the purpose of investing in and generating returns digital assets. DIGITALX LTD | 2022 ANNUAL REPORT | 64 However, as DigitalX also provides fund management services for the fund it is deemed that the Group meets the definition of control under AASB10: Consolidated Financial Statements and as a result, the fund has been included in the Group’s consolidated financial statements. The Group will continue to assess its position with respect to control of the fund at each reporting period and there has been no changes to the Group’s assessment for the year ended 30 June 2022. The net asset value (NAV) of the Group’s units in the funds at 30 June 2022 were $AUD0.6483 (2021: $1.37) and $AUD2.6539 respectively. At 30 June 2022, DigitalX’s holding in the DigitalX BTC fund and DigitalX Fund was 60.31% and 34.73% respectively. D6 - NET ASSETS ATTRIBUTABLE TO UNIT HOLDERS In accordance with AASB: 132 Financial Instruments, certain instruments are classified as equity in the separate financial statements of a subsidiary or other entity controlled by the Group which represent non-controlling interests in the consolidated financial statements are classified as liabilities in the consolidated financial statements of the Group to the extent which the non-controlling interest has a preferential claim to the net assets of the subsidiary over shareholders of the parent. Changes in the net assets are recognised in the profit or loss except for distributions to unit holders and subscription of units. Opening Balance Profit/(Loss) for the period attributable to non-controlling interests Other comprehensive income attributable to non-controlling interests Distributions payableA Gain/(loss) on change in ownership Net change in units on issue Closing Balance 30 June 2022 $AUD 8,257,054 (341,497) (5,975,227) (43,523) 154,154 4,160,786 6,211,747 30 June 2021 $AUD 670,910 (447,884) 4,244,533 (1,767,898) (454,055) 6,011,451 8,257,054 A In accordance with the trust deed for the DigitalX BTC Fund and DigitalX Fund if there is taxable income at 30 June 2022 it must be distributed to the unit holders. At 30 June 2022, the balances below were payable. Distribution payable to unit holders Distribution payable to DigitalX Total Total ($AUD) 28,406 15,117 43,522 DIGITALX LTD | 2022 ANNUAL REPORT | 65 [E - FINANCIAL POSITION] The section below includes information regarding the financial position of the Group (excluding non-operating assets & liabilities covered under Section C and Working Capital covered under Section D). The section includes the following disclosures: E1 Property, plant and equipment (Page 66) E2 Non-current assets – Right of use asset (Page 67) E3 Non-current assets - Intangible assets (Page 68) DIGITALX LTD | 2022 ANNUAL REPORT | 66 E1 - PROPERTY, PLANT AND EQUIPMENT Policy is stated at historical cost Plant and equipment less includes accumulated expenditure that is directly attributable to the acquisition of the items. depreciation. Historical cost Subsequent costs are included in the asset’s carrying amount or recognised as a separate asset, as appropriate, only when it is probable that the future economic benefits associated with the item will flow to the Group and the cost of the item can be measured reliably. All other repairs and maintenance are charged to the income statement during the financial period in which they are incurred. Plant and equipment are depreciated or amortised on a reducing balance or straight-line basis at rates based upon their expected useful lives as follows: • • Computer equipment – 3 years Leasehold improvements – 5 years Depreciation is recognised to write off the cost or valuation of assets (other than freehold land) less their residual values over their useful lives. The estimated residual value of plant and equipment has been assessed to be zero. The estimated useful lives, residual values and depreciation method are reviewed at the end of each reporting period, with the effect of any change in estimate accounted for on a prospective basis. Property Plant & Equipment Cost Accumulated depreciation Net Carrying amount Reconciliation Carrying amount at beginning of period Additions Disposals Depreciation charge for the period Net carrying amount at end of period An asset’s carrying amount is written down immediately to its recoverable amount if the asset’s carrying amount is greater than its estimated recoverable amount. An impairment loss is recognised for the amount by which the assets carrying amount exceeds its recoverable amount. The recoverable amount is the higher of an assets fair value less costs to sell and value in use. Gains and losses on disposals are determined by comparing proceeds with their carrying amount. Leases Leases are classified as finance leases whenever the terms of the lease transfer substantially all the risks and rewards of ownership to the lessee. All other leases are classified as operating leases. The Group as lessor Amounts due from lessees under finance leases are recognised as receivables at the amount of the Group’s net investment in the leases. Finance lease income is allocated to accounting periods to reflect a constant periodic rate of return on the Group’s net investment outstanding in respect of the leases. Rental income from operating leases is recognised on a straight-line basis over the term of the relevant lease. Initial direct costs incurred in negotiating and arranging an operating lease are added to the carrying amount of the leased asset and recognised on a straight-line basis over the lease term. Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD 566,166 (525,071) 41,095 148,339 37,400 - (144,644) 41,095 528,766 (380,427) 148,339 330,681 17,294 - (199,636) 148,339 DIGITALX LTD | 2022 ANNUAL REPORT | 67 E2 - NON-CURRENT ASSETS – RIGHT OF USE (A) Change of accounting policy (B) Adjustments recognised on adoption of AASB16 On 1 July 2019, the Group adopted the new leasing standard, AASB16: Leases, which replaced the existing standard, AASB117: Leases. Under the new standard, leases are no longer classified as operating leases or finances leases as they had been previously under AASB 117. In applying AASB16 from 1 July 2019 the Group has adopted the new standard retrospectively but has not restated comparatives for the 2018 or 2019 reporting comparatives, as permitted under the transitional provisions of the new standard. The reclassifications and impact of the new standard are therefore recognised in the opening statement of financial position on 1 July 2019. At the time of the change, the Group only had one lease classified as an operating lease, being the lease for the Blockchain Centre entered in to in July 2018 for a term of 5 years, that was required to be recognised: (C) Lease liability The lease liabilities were recognised at the present value of remaining lease payments, discounted using the Group’s incremental borrowing rate (8.8%) at the time of the adoption. Right of use asset Accumulated amortisation Net Carrying amount Reconciliation Carrying amount at beginning of period Partial de-recognition of lease – net Depreciation charge for the period Net carrying amount at end of period Carrying amount at beginning of period Interest expense Lease payments Partial de-recognition of lease – net Net carrying amount at end of period Current Non-Current 30 June 2022 $AUD 598,208 30 June 2021 $AUD 598,208 (478,566) (358,924) (119,642) 239,283 239,283 - (119,641) 119,642 424,241 863 (185,821) 239,283 30 June 2022 $AUD 30 June 2021 $AUD 302,589 20,544 (146,712) - 176,421 176,421 - - 489,402 32,870 (164,138) (55,545) 302,589 126,169 176,421 302,589 DIGITALX LTD | 2022 ANNUAL REPORT | 68 E3 - NON-CURRENT ASSETS - INTANGIBLE ASSETS Internally generated intangible assets - Research and development expenditure Expenditure on research activities is recognised as an expense in the period in which it is incurred. An internally generated intangible asset arising from development (or from the development phase of an internal project) is recognised if, and only if, all of the following have been demonstrated: • • The technical feasibility of completing the intangible asset so that it will be available for use or sale; The intention to complete the intangible asset and use or sell it; The ability to use or sell the intangible asset; • • How the intangible asset will generate probable • • future economic benefits; The availability of adequate technical, financial and other resources to complete the development and to use or sell the intangible asset; and The ability to measure reliably the expenditure attributable to the its development. intangible asset during The amount initially recognised for internally generated intangible assets is the sum of the expenditure incurred from the date when the intangible asset first meets the recognition criteria listed above. Where no internally generated intangible asset can be recognised, development expenditure is recognised in profit or loss in the period in which it is incurred. initial recognition, Subsequent to internally generated intangible assets are reported at cost less accumulated amortisation and accumulated impairment losses, on the same basis as intangible assets that are acquired separately. Goodwill Goodwill arises on the acquisition of a business. Goodwill is not amortised. Instead, goodwill is tested annually for impairment, or more frequently if events or changes in circumstances indicate that it might be impaired, and is carried at cost less accumulated impairment losses. Impairment losses on goodwill are taken to profit or loss and are not subsequently reversed. Cost Accumulated Amortisation Provision for impairment Net Carrying amount Capitalisation of development costs The development activities are part of an internal project, with costs incurred both by an internal software development team and through the outsourcing of development activities to external contractors. The total cost capitalised on the project at 30 June 2022 is $AUD3,369,369. An intangible asset arising from the development phase of an internal project shall be recognised if, and only if, an entity can demonstrate all of the following: • • • • • • The technical feasibility of completing the intangible asset so that it will be available for use or sale; Its intention to complete the intangible asset and use or sell it; Its ability to use or sell the intangible asset; How the intangible asset will generate probable future economic benefits. Among other things, the entity can demonstrate the existence of a market for the output of the intangible asset or the intangible asset itself or, if it is to be used internally, the usefulness of the intangible asset; The availability of adequate technical, financial and other resources to complete the development and to use or sell the intangible asset; and Its ability attributable development. the expenditure its to measure the to intangible asset during reliably The Company has evaluated the criteria required to be satisfied for an intangible asset arising from the development phase of an internal project to be recognised and concluded that all conditions required to recognise an intangible asset generated from development of an internal project have been demonstrated. The Company has evaluated the future economic benefit by modelling the expected future cash flows to estimate a value of the asset. 30 June 2022 $AUD 5,257,673 (58,691) (2,920,930) 2,278,051 30 June 2021 $AUD 3,197,565 - (2,928,793) 268,772 Additions for the year primarily relate costs capitalised for the development of the Drawbridge regtech product and the goodwill recognised on the acquisition of Sell My Shares. DIGITALX LTD | 2022 ANNUAL REPORT | 69 Cost Impairment Accumulated amortisation Opening Balance Additions Amortisation Closing Balance Development at Cost $AUD 3,369,369 (2,920,930) (58,691) 389,747 239,283 171,804 (58,691) 352,396 Goodwill $AUD 1,888,304 - - 1,888,304 - 1,888,304 - 1,888,304 Total $AUD 5,257,673 (2,920,930) (58,691) 2,278,051 239,283 2,060,108 (58,691) 2,240,700 Goodwill The total balance of goodwill relates to the acquisition of Sell My Shares, as set out below, during the 2022 financial year. Despite being acquired during the 2022 financial year the goodwill has been tested at reporting date based on a value in use calculation. The calculations use cash flow projections based a five-year period using management estimates. For the value in use calculation the key assumption used by management include a 20% revenue growth (consistent with actual outperformance of targets during the deferred consideration period and management’s expectation for future growth based on integration with Drawbridge and product expansion underway at 30 June 2022), 20% net profit (consistent with actual performance for the financial year ending 30 June 2022 and management’s assumption profitability will be maintained) and a pre-tax discount rate of 11.3% (based on comparable ASX listed financial service companies). Acquisition of Sell My Shares On 30 September 2021, the Company acquired 100% of the business assets of Sell My Shares for consideration of AUD$1,640,000 upfront plus $250,000 in deferred consideration subject to revenue and expenditures-based milestones. The strategic acquisition was completed to accelerate Drawbridge commercialisation and enable compliant employee share trading. The acquisition has been earning accretive. Business combinations The acquisition method of accounting is used to account for business combinations regardless of whether equity instruments or other assets are acquired. The consideration transferred is the sum of the acquisition-date fair values of the assets transferred, equity instruments issued or liabilities incurred by the acquirer to former owners of the acquiree and the amount of any non-controlling interest in the acquiree. For each business combination, the non-controlling interest in the acquiree is measured at either fair value or at the proportionate share of the acquiree's identifiable net assets. All acquisition costs are expensed as incurred to profit or loss. On the acquisition of a business, the consolidated entity assesses the financial assets acquired and liabilities assumed for appropriate classification and designation in accordance with the contractual terms, economic conditions, the consolidated entity's operating or accounting policies and other pertinent conditions in existence at the acquisition-date. Where the business combination is achieved in stages, the consolidated entity remeasures its previously held equity interest in the acquiree at the acquisition-date fair value and the difference between the fair value and the previous carrying amount is recognised in profit or loss. Contingent consideration to be transferred by the acquirer is recognised at the acquisition-date fair value. Subsequent changes in the fair value of the contingent consideration classified as an asset or liability is recognised in profit or loss. Contingent consideration classified as equity is not remeasured and its subsequent settlement is accounted for within equity. DIGITALX LTD | 2022 ANNUAL REPORT | 70 The difference between the acquisition-date fair value of assets acquired, liabilities assumed and any non-controlling interest in the acquiree and the fair value of the consideration transferred and the fair value of any pre-existing investment in the acquiree is recognised as goodwill. If the consideration transferred and the pre-existing fair value is less than the fair value of the identifiable net assets acquired, being a bargain purchase to the acquirer, the difference is recognised as a gain directly in profit or loss by the acquirer on the acquisition-date, but only after a reassessment of the identification and measurement of the net assets acquired, the non- controlling interest in the acquiree, if any, the consideration transferred and the acquirer's previously held equity interest in the acquirer. Business combinations are initially accounted for on a provisional basis. The acquirer retrospectively adjusts the provisional amounts recognised and also recognises additional assets or liabilities during the measurement period, based on new information obtained about the facts and circumstances that existed at the acquisition-date. The measurement period ends on either the earlier of (i) 12 months from the date of the acquisition or (ii) when the acquirer receives all the information possible to determine fair value. Details of the purchase consideration and net assets acquired are set out below: Purchase Consideration Cash consideration Contingent consideration Total purchase consideration Property, Plant and Equipment Other current assets Intangible assets (website and domains) Employee entitlements Net deferred tax Net identifiable assets acquired Goodwill Total (i) Goodwill $AUD 1,640,000 250,000 1,890,000 Fair Value ($AUD) 10,000 4,538 29,960 (42,158) (643) 1,697 1,888,304 1,890,000 Goodwill is attributable to the strong and sustained profitability of the Sell My Shares business in the one-off share sale market over a sustained period of time. There are also synergies with the Company’s existing Drawbridge product to facilitate compliant employee share trading. (ii) Contingent Consideration A cash payment up to A$250,000 is to be paid 6 months following settlement for the satisfaction of monthly revenue targets and satisfaction of expense ratio (total revenue divided by advertising spend). For any particular month the performance targets are not satisfied the Deferred Consideration will be decreased on a pro-rata basis for the percentage of underperformance. Fair value of the consideration at 30 June 2022 was nil as the milestone was met during the period and paid. (iii) Revenue and Profit Contribution The acquired business contributed revenue to the Group of $1,364,545 and profit of $271,109 for the period 30 September to 30 June 2022. (iv) Acquisition Related Costs There were immaterial acquisition related costs (legal fees) for the transaction. These are included in the profit or loss. DIGITALX LTD | 2022 ANNUAL REPORT | 71 [F – EQUITY] The section below includes information regarding the Group’s equity structure including movements in contributed equity from share transactions and movements in reserves. The section includes the following disclosures: F1 Contributed Equity (Page 72) F2 Reserves (Page 73) DIGITALX LTD | 2022 ANNUAL REPORT | 72 F1 – CONTRIBUTED EQUITY (a) Issued and paid up Capital Fully paid ordinary shares – 742,444,039 (2021: 739,675,657) (b) Movement in Ordinary Share Capital Date Details1 30-Jun-21 Closing Balance Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD 59,028,586 58,796,111 Number of Shares 739,675,657 Issue Price A$ $AUD 58,796,111 10-Nov-21 Issued of shares on conversion of options 2,768,382 0.0847 234,482 11-Nov-21 Share issues costs 30-Jun-22 Closing Balance - - (2,008) 742,444,039 59,028,586 Issue Price A$ $AUD Date Details 30-Jun-20 Closing Balance 1-Sep-20 1-Sep-20 3-Sep-20 Issue of Shares on exercise of options Issue of shares to employees Share issue costs Number of Shares 605,628,549 5,251,852 1,136,634 0.0324 0.0440 10-Sep-20 Issue of Shares on exercise of options 2,561,728 0.0324 11-Sep-20 Share issue costs 21-Sep-20 Issue of Shares on exercise of options 2,600,000 0.0324 22-Sep-20 Share Issue costs 4-Dec-20 7-Dec-20 Issue of shares to directors in lieu of fees 2,029,914 0.0480 Share Issue costs 50,489,288 170,160 50,012 (2,582) 83,000 (1,922) 84,240 (1,922) 97,436 (2,465) 9-Mar-21 Issue of shares from capital raising 97,963,164 0.0900 8,816,685 9-Mar-21 Share issue costs 9-Mar-21 Share issue costs - Warrants to issued to Corporate Advisor 10-Mar-21 Share issue costs (791,232) (336,014) (20,832) 22-Mar-21 Issue of shares on conversion of performance rights 19,500,000 0.0900 - 23-Mar-21 Share issue costs 21-May-21 Issue of shares to directors in lieu of fees 21-May-21 Issue of shares to employees 24-May-21 Share issue costs 30-Jun-21 Closing Balance 1 Refer to the corresponding Appendix 3B for full details of each issue. 2 Refer to Note H1 for any issues subsequent to the end of the reporting period 503,816 2,500,000 0.0480 0.0590 (7,094) 24,183 147,500 (2,329) 739,675,657 58,796,110 DIGITALX LTD | 2022 ANNUAL REPORT | 73 Rights Attaching to Shares The rights attaching to fully paid ordinary shares arise from a combination of the Company’s constitution, statute and general law. Fully paid ordinary shares carry one vote per share and carry a right to dividend. Dividends There are no dividends paid or declared during the period. F2 – RESERVES Nature of reserves Option premium and share- based payment reserve Reserve is established to record balances pertaining to share options and performance rights granted for services provided to the Company by employees and vendors. Convertible note reserve Foreign Exchange Reserve Asset Revaluation Reserve Reserve is established to record amounts required to be recognised in equity for convertible notes that meet the definition of compound instruments. Exchange differences arising on translation of the foreign controlled entity are recognised in other comprehensive income and accumulated in a separate reserve within equity. The cumulative amount is reclassified to profit or loss when the net investment is disposed of. Reserve is established to record the fair value movement in digital assets. e t o N Option premium and share-based payment reserve1 Convertible Note Reserve Asset Revaluation Reserve Foreign Exchange Reserve 30 June 2021 Share based payment expense Conversion of foreign operations Revaluation of digital assets 2,957,307 53,157 - - 91,051 14,930,755 (12,215) - - - - - (12,895,148) - 245 - 30 June 2022 3,013,854 91,051 2,035,607 (12,460) e t o N Option premium and share-based payment reserve1 Convertible Note Reserve Asset Revaluation Reserve Foreign Exchange Reserve 30 June 2020 Share based payment expense Conversion of foreign operations Revaluation of digital assets 2,105,857 1854,839 - - 91,051 - - - - - - 14,930,756 30,144 - (42,359) - 30 June 2021 2,960,697 91,051 14,930,756 (12,215) 1 Ordinary share issues treated as share-based payments that have no vesting conditions are recognised directly in equity. Share based payments Employees and consultants of the Group receive remuneration in the form of share-based payments, whereby employees render services as consideration for equity instruments (equity-settled transactions). Equity-settled transactions The cost of equity-settled transactions is determined by the fair value at the date when the grant is made using an appropriate valuation model. That cost is recognised, together with a corresponding increase in other capital reserves in equity, over the period in which the performance and/or service conditions are fulfilled in employee benefits expense. DIGITALX LTD | 2022 ANNUAL REPORT | 74 The cumulative expense recognised for equity-settled transactions at each reporting date until the vesting date reflects the extent to which the vesting period has expired and the Group’s best estimate of the number of equity instruments that will ultimately vest. The statement of profit or loss expense or credit for a period represents the movement in cumulative expense recognised as at the beginning and end of that period and is recognised in employee benefits expense. No expense is recognised for awards that do not ultimately vest, except for equity-settled transactions, for which vesting is conditional upon a market or non-vesting condition. These are treated as vesting irrespective of whether or not the market or non-vesting condition is satisfied, provided that all other performance and/or service conditions are satisfied. Valuation of options The fair value of the share options and performance rights at grant date are determined using a binomial option pricing method that takes into account the exercise price, the term of the option, the probability of exercise, the share price at grant date and expected volatility of the underlying share, the expected dividend yield and the risk-free interest rate for the term of the option. The following tables list the inputs to the model used for valuation of the options: Options issued to Non-Executive Director Item Volatility (%) Risk-free interest rate (%) – range Expected life of option (years) Exercise price per terms & conditions Underlying security spot price Valuation date Expiry date Valuation per option Number of options issued Vesting condition Valuation methodology Options issued to Chief Executive Officer Item Volatility (%) Risk-free interest rate (%) – range Expected life of option (years) Exercise price per terms & conditions Underlying security spot price Valuation date Expiry date Valuation per option Number of options issued Vesting condition Valuation Methodology Valuation of performance rights Tranche 1 103.14% 1.03% 3 $AUD0.10 $AUD0.084 6/12/2021 30 June 2024 $AUD0.076 2,500,000 Immediate Black-Scholes Tranche 4 112.60% 2.63% 5 $0.199 $0.075 4 April 2022 11 April 2027 $0.052 1,630,435 Service based Black-Scholes Tranche 1 112.60% 2.63% 5 $0.091 $0.075 4 April 2022 11 April 2027 $0.059 1,415,094 Service based Black-Scholes Tranche 2 112.60% 2.63% 5 $0.118 $0.075 4 April 2022 11 April 2027 $0.057 1,470,588 Service based Black-Scholes Tranche 3 112.60% 2.63% 5 $0.153 $0.075 4 April 2022 11 April 2027 $0.054 1,530,612 Service based Black-Scholes The fair value of performance rights with market-based conditions at grant date are determined using a Monte-Carlo simulation method that takes into account the market conditions, the term of the vesting period, the share price at grant date and expected volatility of the underlying share across a number of simulations. There were no performance rights issued during the period, DIGITALX LTD | 2022 ANNUAL REPORT | 75 Options and performance rights on issue or owed as at 30 June 2022 Date options granted Options Vesting Date Option class Exercise price of options Expiry date of options Number of shares under option 10 December 2018 10 December 2018 Unlisted $0.22 10 December 2023 2,000,000 10 December 2018 10 December 2018 Unlisted $0.25 10 December 2023 3,000,000 10 December 2018 10 December 2018 Unlisted $0.30 10 December 2023 4,000,000 11 July 2019 11 July 2019 Unlisted 6 December 2021 6 December 2021 Unlisted 11 April 2022 11 April 2022 11 April 2022 11 April 2022 Warrants - - - - Unlisted Unlisted Unlisted Unlisted $0.10 $0.10 $0.091 $0.118 $0.153 $0.199 30 June 2024 2,500,000 30 June 2024 2,500,000 11 April 2027 1,415,094 11 April 2027 1,470,588 11 April 2027 1,530,612 11 April 2027 1,630,435 9 March 2021 9 March 2021 Unlisted $0.10 9 March 2024 48,981,582 9 March 2021 9 March 2021 Unlisted $0.1125 9 March 2024 6,857,421 DIGITALX LTD | 2022 ANNUAL REPORT | 76 [G - GROUP STRUCTURE] The section below includes information regarding the Group organisational structure and information related to the parent entity as required by the Corporations Act 2001. G1 - PRINCIPLES OF CONSOLIDATION The consolidated financial report incorporates the assets and liabilities of all subsidiaries of DigitalX Limited (Company or Parent Entity) as at period end and the results of all subsidiaries for the period then ended. DigitalX Limited and its subsidiaries together are referred to as the Group or the Consolidated Entity. The consolidated incorporate the financial statements financial statements of the Company and entities (including structured entities) controlled by the Company and its subsidiaries. Control is achieved when the Company: • Has power over the investee; • Is exposed, or has rights, to variable returns from its involvement with the investee; and • Has the ability to use its power to affect its returns. The Company reassesses whether or not it controls an investee if facts and circumstances indicate that there are changes to one or more of the three elements of control listed above. The Company considers all relevant facts and circumstances in assessing whether or not the Company's voting rights in an investee are sufficient to give it power, including: • • The size of the Company's holding of voting rights relative to the size and dispersion of holdings of the other vote holders; Potential voting rights held by the Company, other vote holders or other parties; • Rights arising from other contractual arrangements; and • Any additional facts and circumstances that indicate that the Company has, or does not have, the current ability to direct the relevant activities at the time that decisions need to be made, including voting patterns at previous shareholders' meetings. Consolidation of a subsidiary begins when the Company obtains control over the subsidiary and ceases when the Company loses control of the subsidiary. Specifically, income and expenses of a subsidiary acquired or disposed of during the year are included in the consolidated statement of profit or loss and other comprehensive income from the date the Company gains control until the date when the Company ceases to control the subsidiary. When necessary, adjustments are made to the financial statements of subsidiaries to bring their accounting policies into line with the Group's accounting policies. All intragroup assets and liabilities, equity, income, expenses and cash flows relating to transactions between members of the Group are eliminated in full on consolidation. G2 - CONTROLLED ENTITIES The consolidated financial statements incorporate the assets, liabilities and results of the following subsidiaries in accordance with the accounting policy described in Note G1. All controlled entities are included in the consolidated annual final report. The parent entity does not guarantee to pay the deficiency of its controlled entities in the event a winding up of any controlled entity. The period end of the controlled entities is the same as that of the parent entity, except for the US companies listed below which use 31 December year end. Name of Controlled Entity Place of Incorporation % of Shares Held 2022 % of Shares Held 2021 Digital CC Management Pty Ltd Digital CC Trading Pty Ltd Digital CC IP Pty Ltd Digital CC Limited Digital CC IP Limited Australia Australia Australia Hong Kong Hong Kong 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% DIGITALX LTD | 2022 ANNUAL REPORT | 77 Name of Controlled Entity Place of Incorporation % of Shares Held 2022 % of Shares Held 2021 Digital CC Holdings USA Inc Digital CC USA LLC Digital CC USA Services LLC Digital CC Ventures Pty Ltd Pass Petroleum Pty Ltd Airpocket International Pty Ltd United States United States United States Australia Australia Australia AirPocket LLC United States DigitalX Funds Management Pty Ltd DigitalX Fund Unit Trust DigitalX Bitcoin Fund Unit Trust DigitalX Asset Management Pty Ltd Sell My Shares Pty Ltd Year ended 30 June 2022 Australia Australia Australia Australia Australia 100% 100% 100% 100% 100% 100% 100% 73% 34.73% 60.31% 100% 100% 100% 100% 100% 100% 100% 100% 100% 73% 41% 60% 100% - There were no changes to the controlled entities during the year ended 30 June 2022 except for those noted below: Sell My Shares Pty Ltd was incorporated to acquire the business assets of Sell My Shares as set out in Note E3. Year ended 30 June 2021 There were no changes to the controlled entities during the year ended 30 June 2021 except for those noted below: • DigitalX New Tech Fund Inc. (de-registered through normal course of business); • DigitalX (BVI) Limited (de-registered through normal course of business); and • Digital Asset Administration Cayman Limited (de-registered through normal course of business). G3 - PARENT ENTITY INFORMATION The accounting policies of the parent entity, which have been applied in determining the financial information shown below, are the same as those applied in the consolidated financial statements. Refer to Summary Note B1 for a summary of the significant accounting policies relating to the Group. Parent entity financial information The financial information for the parent entity, DigitalX Limited, disclosed below has been prepared on the same basis as the consolidated financial statements, except as set out below: Investments in subsidiaries, associates and joint venture entities Investments in subsidiaries, associates and joint venture entities are accounted for at cost in the financial statements of DigitalX Limited. Financial guarantees Where the parent entity has provided financial guarantees in loans and payables of subsidiaries for no relation to compensation, the fair values of these guarantees are accounted for as contributions and recognised as part of the cost of the investment. Tax consolidation legislation DigitalX Limited and its wholly-owned Australian controlled entities have implemented the tax consolidation legislation. The head entity, DigitalX Limited, and the controlled entities in the tax consolidated group account for their own current and deferred tax amounts. These tax amounts are measured as if each entity in the tax consolidated group continues to be a stand-alone taxpayer in its own right. In addition to its own current and deferred tax amounts, DigitalX Limited also recognises the current tax liabilities (or assets) and the deferred tax assets arising from unused tax losses and unused tax credits assumed from controlled entities in the tax consolidated group. DIGITALX LTD | 2022 ANNUAL REPORT | 78 The entities have also entered into a tax funding agreement under which the wholly-owned entities fully compensate DigitalX Limited for any current tax payable assumed and are compensated by DigitalX Limited for any current tax receivable and deferred tax assets relating to unused tax losses or unused tax credits that are transferred to DigitalX Limited under the tax consolidation legislation. The funding amounts are determined by reference to the amounts recognised in the wholly-owned entities’ financial statements. The amounts receivable/payable under the tax funding agreement are due upon receipt of the funding advice from the head entity, which is issued as soon as practicable after the end of each financial period. The head entity may also require payment of interim funding amounts to assist with its obligations to pay tax instalments. Assets or liabilities arising under tax funding agreements with the tax consolidated entities are recognised as current amounts receivable from or payable to other entities in the group. Any difference between the amounts assumed and amounts receivable or payable under the tax funding agreement are recognised as a contribution to (or distribution from) wholly-owned tax consolidated entities. (a) Summary of financial information Financial position Assets Current assets Non-Current assets Total Assets Liabilities Current liabilities Non-current liabilities Total liabilities Equity Contributed Equity Retained earnings/(losses) Reserves - - - Share based payment Intangible asset reserve Convertible note Total equity Financial performance Profit/(loss) for the year and other comprehensive income/(loss) Total comprehensive income/(loss) (b) Commitments and Contingent Liabilities of the parent 30 June 2022 $AUD 30 June 2021 $AUD 13,979,814 14,256,058 28,235,872 (1,262,397) - (1,262,397) 110,687,599 (95,022,815) 8,775,389 2,442,250 91,052 26,973,475 28,307,422 14,256,058 42,563,480 (868,740) - (868,740) 110,455,124 (92,501,033) 8,718,842 14,930,755 91,051 41,694,740 (2,521,782) (14,953,740) 21,801,836 21,801,836 The parent entity did not have any contingent liabilities or commitments, as at 30 June 2022 other than those disclosed below in Note H2. (c) Guarantees entered into the parent entity There were no guarantees entered into by the parent entity other than those disclosed in Note H2. DIGITALX LTD | 2022 ANNUAL REPORT | 79 [H - OTHER DISCLOSURES] The section below includes information regarding other disclosures relevant to users of the financial statement in understanding other transactions and the impact of future standards or events that may impact the Group. The section includes the following disclosures: H1 Related Party Transactions (Page 80) H2 Commitments and contingents (Page 80) H3 New Accounting Standards and Interpretations (Page 81) H4 Post balance date events (Page 81) DIGITALX LTD | 2022 ANNUAL REPORT | 80 H1 - RELATED PARTY TRANSACTIONS (a) Subsidiaries Interests in subsidiaries are set out in Note G2. Balances and transaction between the Company and its subsidiaries, which are related parties of the Company, have been eliminated on consolidation and are not disclosed in this note. (b) Transactions with Key Management Personnel Short term employee benefits Salaries and fees Director fees Other benefits Post-Employment Benefits Superannuation Share-based payments Shares granted Options and performance rights1 Total Remuneration Year ended 30 June 2022 $AUD Year ended 30 June 2021 $AUD 572,552 160,415 (13,555) 579,590 100,000 30,680 68,553 63,739 - 68,594 130,483 430,388 856,560 1,334,879 1 Refer to Note F2 for details of the events relating to performance rights and options effecting key management personnel. (c) Transactions with Director related entities Year ended 30 June 2022 • During the year, the Group paid Steinepreis Paganin, a law firm of which Non-Executive Chairman Toby Hicks is a partner, $AUD47,337 for legal services rendered on various matters. This amount relates to the period of the financial year that Mr Hicks was a Director of the Company. • During the year, the Group paid GAD Consulting Pty Ltd AUD$500, a company of which Greg Dooley is a director for consulting services rendered on various matters. This amount relates to the period of the financial year that Mr Dooley was a Director of the Company. Year ended 30 June 2021 • During the year, the Group paid Steinepreis Paganin, a law firm of which Non-Executive Chairman Toby Hicks is a partner, $AUD39,613 for legal services rendered on various matters. This amount relates to the period of the financial year that Mr Hicks was a Director of the Company. H2 – COMMITMENTS AND CONTINGENCIES Commitments of the Group During the 2018 financial year entered into a 5-year lease for premises at 66 Kings Park Road, West Perth, WA (“The Blockchain Centre”). At 30 June the amount due within 12 months was $176,421 and the committed between 12 months and 5 years was nil. There were no commitments greater than 5 years. The Group did not have any commitments (other than those set out in note D2 & D5) and above, as at 30 June 2022 (2021: Nil). Guarantees entered into by the Group There were no guarantees entered into by the Group as at 30 June 2022 other than for the lease noted above (2021: Nil). DIGITALX LTD | 2022 ANNUAL REPORT | 81 Contingent Liabilities of the Group The Group did not have any contingent liabilities as at 30 June 2022 (2021: Nil). H3 - NEW ACCOUNTING STANDARDS AND INTERPRETATIONS Standards and Interpretations in issue not yet adopted The Company has reviewed the standards that have been issued but not yet effective and have determined there will be no material impact on adoption of the standards. H4 - EVENTS AFTER THE REPORTING DATE No other matter or circumstance has arisen since 30 June 2022 that has significantly affected the group’s operations, results or state of affairs, or may do so in future years other than those set out below. Date of event 29 August 2022 29 September 2022 Details of event On 29 August 2022 the Company issued 3,075,000 ordinary shares, 10,000,000 options exercisable at $0.05 and 15,640,000 exercisable at $0.11. Due to the volatile nature and the materiality of the digital assets held, we disclose the value of material digital assets held by the Group, excluding the DigitalX Fund and DigitalX BTC Fund and unlisted digital assets, as at the close date of the 29 September. Coin Symbol Coin Amount BTC HMT Total 212.86 12,500,000 - $AUD Price at 30 June $28,684 $0.665 - $AUD Spot Price at 29 Sept $30,074 $0.0978 - $AUD Balance $6,401,551 $1,221,875 $7,623,426 There were no other reportable subsequent events. DIGITALX LTD | 2022 ANNUAL REPORT | 82 CORPORATE DIRECTORY Directors Toby Hicks Non-Executive Chairman Greg Dooley Non-Executive Director Peter Rubinstein Non-Executive Director Company Secretary Joel Ives ABN 59 009 575 035 Registered Office and Principal Place of Business Suite 1, Level 2, 66 Kings Park Road West Perth WA 6005 Tel: +61 (8) 9322 1587 Auditor BDO Audit (WA) Pty Ltd Level 9, Mia Yellagonga Tower 2 5 Spring Street Perth WA 6005 Tel: +61 (8) 6382 4600 Fax: +61 (8) 6382 4601 Stock Exchange Listing DigitalX Limited shares are listed on the Australian Securities Exchange (ASX Code: DCC) Share Registry Computershare Investor Services Pty Limited Level 11, 172 St Georges Terrace Perth WA 6000 GPO Box D182 Perth WA 6840 Telephone: +61 (8) 9323 2000 Facsimile: +61 (8) 9323 2096 Email: perth.services@computershare.com.au Website www.digitalx.com DIGITALX LTD | 2022 ANNUAL REPORT | 83 AUSTRALIAN SECURITIES EXCHANGE INFORMATION The following information is current as at 27 September 2022. EXCHANGE LISTING DigitalX Limited shares are listed on the Australian Securities Exchange. The Company’s ASX code is DCC. DISTRIBUTION OF SHAREHOLDERS The number of shareholders, by size of holding, are: Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total Number of Holders 231 2,274 1,657 3,511 879 Number of Shares 46,319 6,755,364 13,210,783 125,446,060 600,060,513 745,519,039 UNMARKETABLE PARCELS Holdings of less than a marketable parcel of ordinary shares: Holders: 4,944 Shares: 15,152 UNQUOTED SECURITIES For each class of unquoted securities, if a person holds 20% or more of the securities in a class, the name of the holder and number of securities held is disclosed. UNLISTED OPTIONS Unlisted Options exercisable at $0.22 each on or before 10 December 2023 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Irwin Biotech Nominees Pty Ltd holds 1,000,000 Options comprising 50% of this class. 2 Blockchain Global Ltd holds 1,000,000 Options comprising 50% of this class. Unlisted Options exercisable at $0.25 each on or before 10 December 2023 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Irwin Biotech Nominees Pty Ltd holds 1,500,000 Options comprising 50% of this class. 2 Blockchain Global Ltd holds 1,500,000 Options comprising 50% of this class. Number of Holders - - - - 21-2 2 Number of Holders - - - - 21-2 2 Number of Options - - - - 2,000,000 2,000,000 Number of Options - - - - 3,000,000 3,000,000 DIGITALX LTD | 2022 ANNUAL REPORT | 84 Unlisted Options exercisable at $0.30 each on or before 10 December 2023 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Irwin Biotech Nominees Pty Ltd holds 2,000,000 Options comprising 50% of this class. 2 Blockchain Global Ltd holds 2,000,000 Options comprising 50% of this class. Unlisted Options exercisable at $0.05 each on or before 9 September 2023 Range Number of Holders - - - - 21-2 2 Number of Options - - - - 4,000,000 4,000,000 - 1–1,000 - 1,001–5,000 - 5,001–10,000 - 10,001–100,000 10,000,000 100,001 and over Total 10,000,000 1 Matthew Robert Harry holds 10,000,000 options comprising 100% of this class. Vesting of this class is subject to the funds management division reaching AU$100m in funds under management. Number of Holders - - - - 11 1 Number of Options Unlisted Options exercisable at $0.10 each on or before 30 June 2024 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Emboodhu Pty Ltd holds 2,500,000 options comprising 100% of this class. Unlisted Options exercisable at $0.10 each on or before 30 June 2024 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 2 Greg Dooley holds 2,500,000 options comprising 100% of this class. Number of Holders - - - - 1 1 Number of Holders - - - - 1 1 Number of Options - - - - 2,500,000 2,500,000 Number of Options - - - - 2,500,000 2,500,000 DIGITALX LTD | 2022 ANNUAL REPORT | 85 Unlisted Options exercisable at $0.10 each on or before 18 December 2024 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Shaw and Partners Limited holds 500,000 options comprising 50% of this class. 2 Pareto Nominees Pty Ltd holds 500,000 options comprising 50% of this class. WARRANTS Unlisted warrants exercisable at $0.10 each on or before 8 March 2024 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Armistice Capital Master Fund Ltd holds 33,725,006 warrants comprising 68.9% of this class. 2 Lind Global Macro Fund LP holds 9,423,243 warrants comprising 19.2 of this class. 3 Iroquois Master Fund Ltd holds 5,833,333 warrants comprising 11.9% of this class. Unlisted Options exercisable at $0.1125 each on or before 30 June 2024 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 H.C. Wainwright & Co (or its staff and nominees) hold 6,857,421 comprising 100% of this class. Unlisted Options exercisable at $0.091 each on or before 11 April 2027 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Lisa Wade holds 1,415,094 options comprising 100% of this class. Number of Holders - - - - 2 2 Number of Options - - - - 1,000,000 1,000,000 Number of Holders - - - - 3 3 Number of Holders - - - 1 3 4 Number of Holders - - - - 1 1 Number of Options - - - - 48,981,582 46,981,582 Number of Options - - - 68,574 6,788,847 6,857,421 Number of Options - - - - 1,415,094 1,415,094 DIGITALX LTD | 2022 ANNUAL REPORT | 86 Unlisted Options exercisable at $0.118 each on or before 11 April 2027 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Lisa Wade holds 1,470,588 options comprising 100% of this class. Unlisted Options exercisable at $0.153 each on or before 11 April 2027 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Lisa Wade holds 1,530,612 options comprising 100% of this class. Unlisted Options exercisable at $0.199 each on or before 11 April 2027 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 Lisa Wade holds 1,630,435 options comprising 100% of this class. Unlisted Options exercisable at $0.11 each on before 29 August 2025 Range 1–1,000 1,001–5,000 5,001–10,000 10,001–100,000 100,001 and over Total 1 100% of this class are held by staff. Number of Holders - - - - 1 1 Number of Holders - - - - 1 1 Number of Holders - - - - 1 1 Number of Holders - - - - 14 14 Number of Options - - - - 1,470,588 1,470,588 Number of Options - - - - 1,530,612 1,530,612 Number of Options - - - - 1,630,435 1,630,435 Number of Options - - - - 15,640,000 15,640,000 DIGITALX LTD | 2022 ANNUAL REPORT | 87 LISTING OF 20 LARGEST SHAREHOLDERS The names of the twenty largest registered holders of quoted ordinary shares are: Name Number of Shares BNP PARIBAS NOMINEES PTY LTD ACF CLEARSTREAM BNP PARIBAS NOMINEES PTY LTD NRB INTERNATIONAL LLC CITICORP NOMINEES PTY LIMITED ATCHO SUPER PTY LTD IRWIN BIOTECH NOMINEES PTY LTD IRWIN BIOTECH NOMINEES P/L ACL INVESTMENT AUSTRALIA PTY LTD EMBOODHU PTY LTD VALUEADMIN COM PTY LTD HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED BNP PARIBAS NOMS PTY LTD MR HING WA CHAN MR RICHARD JAMES ANSELL BRIXTON CAPITAL PTY LTD MJ & A LIND PTY LTD OZSTUDY GROUP PTY LTD SHELLEY PROPERTIES PTY LIMITED MR BASIL MICOS MR DUNCAN JOHN HEAZLEWOOD + MRS JANE LOUISE HEAZLEWOOD 65,906,165 21,478,799 21,223,785 17,063,012 12,000,000 11,196,296 8,626,348 8,397,221 8,194,444 7,200,000 6,975,336 6,894,460 6,555,817 5,919,905 5,127,618 5,057,586 5,030,766 4,913,207 4,161,964 4,070,000 Percentage of Shares 8.84 2.88 2.85 2.29 1.61 1.50 1.16 1.13 1.10 0.97 0.94 0.92 0.88 0.79 0.69 0.68 0.67 0.66 0.56 0.55 TOTAL 235,992,729 31.65 SUSTANTIAL SHAREHOLDERS (HOLDING NOT LESS THAN 5%) There were no substantial shareholders holding 5% or more of the voting shares in the Company as at 27 September 2022. VOTING RIGHTS All ordinary shares carry one vote per share without restriction. No voting rights are attached to Options. ON MARKET BUY BACK There is no current on-market buy-back. CORPORATE GOVERNANCE STATEMENT The Company’s Corporate Governance Statement for the 2022 financial year can be accessed at: https://digitalx.com/investor-centre www.digitalx.com ASX:DCC

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