Gulf Manganese Corporation Limited
Annual Report 2016

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A N N UA L R E P O R T 2 0 1 6 ANNUAL GENERAL MEETING OF SHAREHOLDERS To be held at 11.00 am (WST) on 21 November 2016 at the offi ce located at Level 3, 88 William Street, Perth WA 6000 All dollar amounts referred to in the report are expressed in Australian dollars unless otherwise noted. GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 Gulf (ASX. GMC) is focused on the near-term development of its low-cost, ferromanganese smelting facility in Kupang, Indonesia. Gulf’s strategy includes the purchasing of high grade Indonesian manganese ores at smelter gate, processing of these ores at the Kupang Smelting Hub and the exporting of a premium (circa 78%) ferromanganese alloy to growing, high-demand global markets. 1 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 O R N U M G I A R C N A M R I A H C E V I T U C E X E - N O N Through the development of the Kupang Smelting Hub Facility, it is Gulf’s vision to provide a sustainable pathway for local Indonesian miners to benefi t from the growing global manganese alloy market, and we are proud to be working closely with the local authorities and decision makers in the region to deliver this outcome. 2 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 3 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 N A N N A H O B H S I M A H R O T C E R I D G N I G A N A M Gulf is committed to working closely alongside the local Kupang community to establish a world-class ferromanganese smelting hub facility, which upon completion will deliver a number of growth opportunities to the region and its people for many years to come. 4 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 5 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 ) 7 1 3 4 5 9 9 5 0 : N C A ( D E T I M I L N O I T A R O P R O C E S E N A G N A M F L U G 6 1 0 2 T R O P E R L A U N N A 6 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 Contents Corporate Directory Review of Operations Directors’ Report Auditor’s Independence Declaration Consolidated Statement of Profi t or Loss and Comprehensive Income Consolidated Statement of Financial Position Consolidated Statement of Changes in Equity Consolidated Statement of Cash Flows Notes to the Consolidated Financial Statements Director’s Declaration Independent Auditor’s Report 1 16 21 31 32 33 34 35 36 59 60 Additional ASX Information 62 7 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 Y R O T C E R I D E T A R O P R O C Board of Directors Craig Munro – Non-Executive Chairman Hamish Bohannan – Managing Director Andrew Wilson – Non Executive Director Leonard Math – CFO & Company Secretary Registered Offi ce T2, 152 Great Eastern Highway, Ascot WA 6104 Telephone: +61 8 9367 9228 Facsimile: +61 8 9367 9229 www.gulfmanganese.com Australian Securities Exchange ASX Code: GMC, GMCO Share Registry Automic Registry Services Auditors Greenwich & Co Lawyers Allion Legal PT Gulf Mangan Grup Board of Directors Hamish Bohannan – President Director John Woodacre – Director Leonard Math – Commissioner Registered Offi ce JL Perintis Kemerdekaan 1, RT 03 / RW 07, Kelurahan Kayo Putih, Kemematan Oebobo, Koto Kupang, NTT www.gulfmanganese.com Lawyers Christian Teo and Partners 8 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 9 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 10 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 11 D N A N A M R I A H C T R O P E R R O T C E R I D G N I G A N A M Section 01 12 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 Dear valued Shareholder, We are pleased to be providing you with the Company’s annual report and fi nancial statement for the fi nancial year 2016, in what has been a transformative year for Gulf at both a corporate and operational level. Over the course of fi nancial year, the Board strengthened its focus on positioning the Company on becoming a leading ferromanganese alloy producer through the development of our Kupang Smelting Hub in West Timor. Accompanying this renewed focus and vision, has been the need to make a number of critical decisions to ensure the foundations for future growth are fi rmly set for our shareholders. Whilst the Company has met a number of challenges during the year, the leadership group’s ability to remain focused and deploy all resources and eff orts towards creating value for our shareholders has meant the Company remains in a robust position as it enters an exciting phase in its evolution. Strengthening of Board and management positions was a key focus during the year, with the appointment of new and experienced board members, including a new Chairman and Managing Director, refl ecting Gulf’s commitment to delivering shareholder growth. 13 D N A N A M R I A H C T R O P E R R O T C E R I D G N I G A N A M GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 KUPANG SMELTING HUB PROJECT, WEST TIMOR, INDONESIA Gulf’s near-term development strategy is to establish a world-class ferromanganese alloy processing facility in Kupang, West Timor. The proposed site for the Kupang Smelting Hub is approximately 12 kilometres South West of Kupang, with access to critical infrastructure including sealed roads, port facilities and power. The planned smelter facility will comprise eight furnaces built in stages over fi ve years, targeting the production of a premium quality 78%+ manganese alloy, largely enabled by the unique qualities of the Indonesian high-grade, low impurity manganese ore. Furthermore, Gulf’s strategy to upgrade locally supplied ore is strongly supported by the Indonesian Government, with regulations restricting the export of Indonesian ore that hasn’t been upgraded. At full production, the Company will aim to purchase and process 320,000 tonnes of manganese ore per annum, producing circa 155,000 tonnes of medium and low carbon premium quality ferromanganese alloy. In respect to project development, a number of signifi cant milestones were achieved during fi nancial year 2016, highlighted by the securing of a potential cornerstone investor to support the development of the Kupang Smelting Hub. The proposed US$10 million investment from Indonesian high net worth Marthen Amtiran, shapes as a transformational catalyst for Gulf in the near-term and will allow an accelerated work program to begin at the Kupang site. Post year end, Gulf was pleased to advise that it had received approval from the Governor of East Nusa Tenggara for the construction of a Manganese Smelting Hub in the Bolok Industrial Estate in Kupang, Indonesia. The securing of a project site is a key development for the Company and will enable the near-term commencement of site works and preparatory activities prior to construction start-up. An integral component Gulf’s future success is the in-country team led by the experienced John Woodacre in the role of Production Director. John has worked tirelessly to cultivate a number of highly valuable relationships within the local Kupang community, and through these relationships Gulf has been able to successfully maintain a constructive dialogue with the local Kupang people and key decision makers in Indonesia. It is Gulf’s vision to build a long-standing and sustainable business in West Timor that not only creates value for our shareholders, but importantly delivers tangible outcomes for the local Kupang community and landowners. We understand that this would not be possible without the backing of the local people and authorities and we are thankful for their unwavering support received to date. KEY APPOINTMENTS – OUR PEOPLE, OUR FUTURE Firstly, the Board and all of Gulf’s employees would like to extend their condolences to the family and friends of our former Chairman Graham Anderson, who passed away on 19 July 2015. Graham’s experience and leadership was a signifi cant asset for the Board and his input will be greatly missed across all levels of the business. 14 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 As the Company enters this exciting As previously reported, Gulf has identifi ed phase in its development, the an Indonesian-based cornerstone strengthening of the Board became a investor to support the development of core focus throughout fi nancial year 2016. the Kupang Smelting Hub facility in West As part of this strategy, Craig Munro was Timor. At the time of writing, the Board appointed as Non-Executive Chairman was confi dent of securing the initial and Hamish Bohannan was appointed US$10 million investment in the very Managing Director, which followed his near-term, which upon completion is appointment as Chief Executive Offi cer expected to be a signifi cant value catalyst in October 2015. Both individuals bring for Gulf. a wealth of mining industry experience to Gulf, having established strong track records building successful resources companies with assets across the globe. Finally, we would like to thank you, our loyal shareholders, for your ongoing support throughout the 2016 fi nancial year as it has been thoroughly Furthermore, the Company also appreciated by the entire Company. The appointed Andrew Wilson to the Board Board looks forward to delivering further as a Non-Executive Director in February positive outcomes for you this year. 2016. Andrew also brings with him a deep understanding of the resources sector and strong Indonesian operating experience, having previously held the position of President Director of BHP Billiton Indonesia. Andrew was also a director of the Indonesian Mining Association and maintains a number of infl uential relationships in the region. FINANCIAL RESULTS Over the course of fi nancial year 2016, the Board implemented a number of key measures to solidify Gulf’s fi nancial position ahead of what shapes to be a highly transformation year for the Company. In addition, the Company was very well supported by both new and existing shareholders during its capital raising eff orts in FY16, and the Board would like to take this opportunity to thank all those involved for their ongoing support. Craig Munro, Chairman Hamish Bohannan, Managing Director 15 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 It also grants an exemption from import duties for machinery, goods and materials used in the business. Due the nature and size of the project, Gulf will be granted, under Tax Holiday Regulations, a 100% tax relief facility for 10 years following which tax reduction of 50% for a further 2 years. The granting of the Principle Licence was a key step towards the development of the Kupang Smelting Hub, and enabled the Company to proactively progress discussions in order to secure the required site approvals prior to the commencement of construction. Post year end, the Company advised that it had received approval from the Governor of East Nusa Tenggara for the construction and development of the proposed Kupang Smelting Hub Facility in the Bolok Industrial Estate in Kupang, Indonesia. The Bolok Industrial Estate is the original site selected by Gulf for the construction of the Kupang Smelting Hub Project, and the approvals will enable the commencement of site works prior to construction. Gulf will now focus on completing the required site surveying, site clearance and civil works. SRK Indonesian Manganese Review During the year, SRK Geological Consulting Group conducted a review of manganese prospects and deposits in Indonesia. The study was a geological assessment of manganese deposits in Indonesia that could supply ore matching the specifi c requirements of the proposed Kupang ferromanganese alloy smelter business. It was undertaken as a desktop review, using publicly available data, SRK’s in-house project database and subscription based mineral industry databases, and covered key criteria KUPANG SMELTING HUB - Project Overview Gulf Manganese Corporation Limited (“Gulf” or “the Company”) is focused on developing a ferromanganese smelting and sales business to produce medium and low carbon ferromanganese alloy in West Timor, Indonesia. The Kupang Smelting Hub facility will contain eight furnaces built in stages over fi ve years, targeting the production of a premium quality 78%+ manganese alloy. At full production, Gulf will aim to purchase and process 320,000 tonnes of manganese ore per annum, producing circa 155,000 tonnes of medium and low carbon premium quality ferromanganese alloy. Manganese Market Overview Manganese is mined as an oxide ore, converted to ferromanganese or silico- manganese in a blast or electric arc furnace, and then predominantly used as an essential ingredient in the production of steel. Manganese is a highly important steel making ingredient that adds a number of properties to steel that cannot be replicated by any other additive, highlighting its importance in the carbon steel industry. The demand for manganese is largely driven by the steel industry which consumes the majority of manganese ore produced. The manganese market is highly concentrated with limited global suppliers providing a natural pricing fl oor for manganese. Approvals During the fi nancial year, the Company received its Principle Licence for Foreign Investment from the Indonesian Investment Coordinating Board (BKPM). This Licence permits the Company’s wholly-owned subsidiary, PT Gulf Mangan Grup, to undertake the following activities: • Carry out the operational business of Industrial Manufacture of Metal Alloys; • Acquire strategic landholdings; and • Deal with all Indonesian Provincial and Regency Governments 16 S N O I T A R E P O F O W E I V E R GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 including geology, deposit style and potential grade and tonnage (although the work is restricted due to the limited public domain data in respect to grade and tonnage information). SRK concluded that there is a potential extractable manganese mineralisation of 29 million tonnes for production IUPs and 114 million tonnes for exploration and production IUPs as shown in the table below. The parameters and assumptions for the estimation referred to in West Timor are set out in the executive summary of the SRK Consulting report, and it is important for the reader to review that summary to understand the limits of the review and the sources relied on. The report also discusses the level of confi dence attributable to the deposits (including the parameters and assumptions for their calculations) and current nature of the tenements and their status. In general terms, some of the information dates back to 2011, and certain of that information and more recent information relates to tenement licences that are no longer valid (although there is a signifi cant number of granted exploration and production concessions current as at 2015). It should also be noted that in respect of the more recent information and location of prospects, a number of those identifi ed included possibly planned smelters, although there is no certainty that any Total Tonnage of prospective (Mn) stratigraphy (covered by IUPs*), West Timor PARAMETER MINE/ PRODUCTION EXPLORATION TOTAL Total Area of IUPs (m2) 374,000,0000 1,140,000,000 1,514,000,000 No. of IUPs Intersecting Formation 47 135 182 Average Area of IUP (m2) 7,960,000 8,440,000 8,320,000 Average Strike length (m) Total Productive Strike Length (m) 2,116 99,437 2,179 2,163 294,226 393,695 Prospectivity in IUPs (m3) 8,929,288 26,480,311 35,432,550 Total Tonnage (million tonnes) 29 85 114 *IUP (izin usaha pertambangan) mining/exploration licence planned smelter will proceed and to date apart from Gulf’s application, there are no other recent or current applications to build a smelter. The full SRK Consulting report – Review of Manganese Prospects and Deposits in Indonesia may be found on the Gulf website www.gulfmanganese.com. Post Year End Key Developments On 5 August 2016, the Company announced that it has entered into a binding term sheet with Marthen Amtiran (“Pak Marthen”) for the investment of US$10 million in Gulf’s Indonesian- based subsidiary PT Gulf Mangan Grup (“PT Gulf”), for a 10% interest in PT Gulf (subject to any regulatory approval). Pak Marthen paid a non-refundable deposit of US$0.2 million after the signing of the Term Sheet. The deposit was received on 12 August 2016. The balance of US$9.8M was to be paid within 5 business days of the Bupati providing a written recommendation of the Kupang Smelter Project to the Governor of the Province of NTT. Following the initial US$10 million investment, Pak Marthen will have a six month option to purchase an additional 5% interest in PT Gulf for US$7 million. Pak Marthen will be entitled to one board representative on the PT Gulf Mangan Grup Board. Following the receipt of approval from the Governor of East Nusa Tenggara for the construction of a Manganese Smelting Hub in the Bolok Industrial Estate in Kupang, the recommendation by the Bupati was no longer requisite. The Company has commenced discussions with Pak Marthen to make a minor amendment to the term sheet refl ecting this change. However the Board remains confi dent of securing this investment in the near-term. 17 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 On 8 August 2016, the Company advised that it has fi nalised an agreement with South African-based Transalloys (Pty) Limited for the acquisition and relocation of two ferromanganese smelting furnaces. Under the terms of the agreement, Gulf will purchase two furnaces (including related equipment), from Transalloys for the total cash consideration of US$1 million. Gulf has also agreed to supply Transalloys with up to 30,000tpa of high grade manganese ore at the prevailing reported Metal Bulletin’s index price for manganese lumpy, for a period of three years (once export licenses have been granted) and to marketing rights for 60% of the production from these smelters for three years under commercial terms. Specialist engineering fi rm, XRAM Technologies (Pty) Limited (“XRAM”), has been engaged to undertake all design and construction requirements associated with the refurbishment and relocation of the furnaces to the Kupang Smelting Hub. XRAM will also act as EPCM Managers for the Indonesian construction program utilising local Indonesian contractors and construction companies. Having now received necessary approvals to start construction in the industrial estate at Bolok in Kupang, the Company is revising its construction program but still expects to be in production in late 2017. Corporate Overview In October 2015, the Company raised $100,000 with the issue of 10 Convertible Notes with a face value of $10,000 each. The Company also issued 5,538,667 fully paid ordinary shares deemed at $0.015 each in settlement of outstanding Directors’ fees. During Q2 FY16, the Company raised $1.125 million from the placement of 75,000,000 shares and 37,500,000 options exercisable at $0.02 expiring on 30 September 2018. The placement was managed by Perth- based Triple C Consulting, and provided the Company with working capital which deployed towards the development of the Kupang Smelting Hub. 18 In January 2016, the Company issued 10,000,000 shares and 5,000,000 options exercisable at $0.02 expiring on 30 September 2018 in settlement of a $150,000 debt. In February 2016, the Company raised a further $413,277 with the issue of 27,551,833 shares at $0.015 with free attaching 13,775,917 options exercisable at $0.02 expiring on 30 September 2018. The Company also issued 10,000,000 Advisor Options in consideration for corporate advisory services provided by Triple C Consulting Pty Ltd. These options are exercisable at $0.02 expiring on 21 February 2018. During Q4, the Company successfully completed a rights issue, raising $1.8 million on the basis of four New Shares for every one Existing Share held at a price of 0.2 cents per share with free attaching New Options on the basis of one free attaching New Option for every two New Shares subscribed for and issued. The Company issued 918,244,552 shares and 459,122,276 options exercisable at 0.5 cents expiring 21 April 2019. Furthermore, 15 convertible notes were redeemed during the year for $150,000 and 8 convertible notes worth $80,000 were converted to fully paid ordinary shares at 0.255 cents – (31,372,549 shares). Board Changes During the fi nancial year, Mr Hamish Bohannan was appointed as CEO of the Company and subsequently appointed to the Board as Managing Director on 1 February 2016. On the same day, Mr Craig Munro was appointed as Non-executive Chairman, replacing Mr Graham Anderson, who sadly passed away on 19 July 2015. The Board was further strengthened with the appointment of Mr Andrew Wilson on 17 February 2016. Dr Peter Williams and Mr Michael Walters resigned as Directors on 17 February and 1 February 2016 respectively. Subsequent to year end, Mr Paul O’Shaughnessy retired as Non-executive Director on 27 July 2016. S N O I T A R E P O F O W E I V E R GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 19 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 From top left: Hamish Bohannan Managing Director & CEO (GMC) and President Director (PT Gulf Mangan Grup) Craig Munro Andrew Wilson Leonard Math John Woodacre Donna Whittaker Nukantini Putri Louisa Taulo Chairman (GMC) Non-executive Director (GMC) Company Secretary & CFO (GMC) and Commissioner (PT Gulf Mangan Grup) Production Director & Director (PT Gulf Mangan Grup) Executive Assistant and Investor Management (GMC) Corporate Aff airs Indonesia (PT Gulf Mangan Grup) Manager: Employment and Community Relations (PT Gulf Mangan Grup) E L P O E P R U O 2020 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 D I R E C TO R S’ R E P O R T Names, qualifi cations, experience and special responsibilities The Directors present the following report on the consolidated entity consisting of Gulf Manganese Corporation Ltd and the entity it controlled at the end of, or during, the fi nancial year ended 30 June 2016. The names of each person who has been a Director during the year and continues in offi ce to the date of this report are: Mr Craig Munro (Non-executive Chairman) appointed 1 February 2016 Mr Hamish Bohannan (Managing Director) appointed 1 February 2016 Mr Andrew Wilson (Non-executive Director) appointed 17 February 2016 Mr Paul O’Shaughnessy (Non-executive Director) retired on 27 July 2016 Mr Graham Anderson ceased as a Director on 20 July 2015. Dr Peter Williams and Mr Michael Walters resigned as Directors of the Company on 17 February and 1 February 2016 respectively. Craig Munro CPA (Non-executive Chairman) Craig is a Certifi ed Practicing Accountant with over 40 years’ experience in the mining industry. He has been both an executive director and non-executive director of a number of listed companies since 1990. Craig brings both strong fi nancial skills to the Board as well as strong corporate governance. Other Current Directorships Former Directorships in the Last Three Years None Bathurst Resources Limited (Resigned 31/03/2014) Hamish Bohannan MBA (Managing Director) Hamish holds an Honours Degree in Mining Engineering from the Royal School of Mines UK and a MBA from Deakin University, Victoria. He has extensive corporate and operational experience in public companies within Australia and overseas in the capacity of Managing Director or CEO with ASX, TSX and AIM listed groups. Other Current Directorships Former Directorships in the Last Three Years None Bathurst Resources Limited (Resigned 24/03/2015) Andrew Wilson, B.Com, FAICD, AusIMM (Non-executive Director) Andrew has a Bachelor of Commerce (Marketing) and a Masters of Law, with 30 years of legal experience and 16 years with BHP in various legal, risk and commercial roles. In addition, Andrew has also been a director of various publicly-listed companies, including: Herald Resources Ltd, Robust Resources Ltd, PT Resource Alam Indonesia TBK, and director or chairman of various not for profi t organisations. From 2000 until 2007, Andrew served as the President Director of BHP Billiton Indonesia, based in Jakarta. Andrew was also a Director of the Indonesian Mining Association and has established strong connections in the region and speaks Bahasa Indonesia fl uently. He is a Fellow of the Australian Institute of Company Directors, a member of the Risk Management Institution of Australasia and AusIMM. Other Listed Company Current Directorships Former Listed Company Directorships in the Last Three Years None Robust Resources Limited Paul O’Shaughnessy, BSc(Eng), C Eng (Non-executive Metallurgical Director) – Retired 27 July 2016 Paul is a metallurgical engineer with some 40 years of industry experience which includes smelting operations producing both bulk and specialty manganese alloys. He is a graduate from the Royal School of Mines, Imperial College, University of London with a Bachelor of Science Metallurgy with Honours. He operates his own consulting business which includes advising on the manufacturing of ferro alloys. Paul did not hold any other directorships in the last three years. Other Current Directorships Former Directorships in the Last Three Years None None 21 T R O P E R ’ S R O T C E R I D GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 Names, qualifi cations, experience and special responsibilities (continued) Graham Anderson, B.Bus, Dip, Fin Plan, CA, AICD (Non-executive Chairman) – Ceased 20 July 2015 Graham had over 29 years commercial and corporate experience having commenced his career in 1983 with Ernst & Young before later moving to national chartered accounting fi rms, Duesburys and Horwath as Partner. Graham’s responsibilities included corporate services divisions of the Perth practice, including preparation and signing of Independent Experts Reports and Independent audit reports. He operated his own specialist accounting and management consultancy practice, providing a range of corporate advisory and audit services to both public and private companies. From 1990 to 1999 he was an audit partner at Horwath Perth. Graham sadly passed away on 19 July 2015. Other Current Directorships Former Directorships in the Last Three Years None Echo Resources Ltd Dynasty Metals (Australia) Ltd Tangiers Petroleum Ltd WAG Ltd Oakajee Corporation Ltd Pegasus Metals Ltd Mako Hydrocarbons Ltd APA Financial Services Ltd Kangaroo Resources Ltd Peter Williams BSc (Hons), PhD, FAICD, FAusIMM (Deputy Chairman & Non-executive Exploration Director) – Resigned 17 February 2016 Peter holds a PhD in Structural Geology and has been in the exploration industry since the early 1970’s and was, before retirement, Managing Director of SRK Australasia, one of the country’s largest specialist geological consulting group. He joined the board in September 2013. Other Current Directorships Former Directorships in the Last Three Years None None Michael Walters, B.Eng (Non-executive Marketing Director) – Resigned 1 February 2016 Michael holds a Bachelor of Engineering and has 30 years resources marketing experience having worked with Billiton, Western Mining and was part of the team that built Consolidated Minerals into the world’s 4th largest high grade manganese supplier. He joined the board in October 2013. Other Current Directorships Former Directorships in the Last Three Years Shaw River Manganese Ltd None Leonard Math, BComm, CA (Chief Financial Offi cer & Company Secretary) Leonard graduated from Edith Cowan University in 2003 with a Bachelor of Business majoring in Accounting and Information Systems. He is a member of the Institute of Chartered Accountants. He previously worked as an auditor at Deloitte and is experienced with public company responsibilities including ASX and ASIC compliance, control and implementation of corporate governance, statutory fi nancial reporting and shareholder relations. He is a Director and Company Secretary of ASX listed companies Elemental Minerals Limited, RMA Energy Limited and Global Gold Holdings Limited. 2222 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 In February 2016, the Company raised a further $413,277 with the issue of 27,551,833 shares at $0.015 with free attaching 13,775,917 options exercisable at $0.02 expiring on 30 September 2018. The Company also issued 10,000,000 Advisor Options in consideration for corporate advisory services provided by Triple C Consulting Pty Ltd. These options are exercisable at $0.02 expiring on 21 February 2018. During the last quarter of 2016, the Company successful completed a rights issue, raising $1.8 million on the basis of four (4) New Shares for every one (1) Existing Share held at a price of 0.2 cents per share with free attaching New Options on the basis of one (1) free attaching New Option for every two (2) New Shares subscribed for and issued. The Company issued 918,244,552 shares and 459,122,276 options exercisable at 0.5 cents expiring 21 April 2019. During the year, 15 convertible notes were redeemed for $150,000 and 8 convertible notes worth $80,000 were converted to fully paid ordinary shares at 0.255 cents – (31,372,549 shares). Director’s interests in shares and options As at the date of this report the relevant interest of each Director in the shares and options of the Company are: Directors Craig Munro Shares Direct Options over ordinary shares Indirect Direct Indirect - - - 10,000,000 Hamish Bohannan 24,000,000 41,000,000 42,000,000 20,500,000 Andrew Wilson - 7,000,000 - 10,000,000 Principal activity The principal activity of the Company is developing an ASEAN focused manganese alloying enterprise based in West Timor. Review of operations and results Details of the operations of the Company are set out in the Review of Operations on page 2. The Company incurred an after tax operating loss of $2,903,474 (2015: $2,594,559). Dividends No dividend has been paid or recommended for the current year. SIGNIFICANT CHANGES IN STATES OF AFFAIRS Board changes During the fi nancial year ended 30 June 2016, Mr Hamish Bohannan was appointed as CEO of the Company and subsequently appointed to the Board as Managing Director on 1 February 2016. On the same day, Mr Craig Munro was appointed as Non-executive Chairman, replacing Mr Graham Anderson, who sadly passed away on 19 July 2015. The Board was further strengthened with the appointment of Mr Andrew Wilson on the 17 February 2016. Dr Peter Williams and Mr Michael Walters resigned as Directors on 17 February and 1 February 2016 respectively. Subsequent to year end, Mr Paul O’Shaughnessy retired as Non-executive Director on 27 July 2016. Corporate In October 2015, the Company raised $100,000 with the issue of 10 Convertible Notes with a face value of $10,000 each. The Company also issued 5,538,667 fully paid ordinary shares deemed at $0.015 each in settlement of outstanding Directors’ fees. During the second quarter of the year 2016, the Company raised $1.125 million from the placement of 75,000,000 shares and 37,500,000 options exercisable at $0.02 expiring on 30 September 2018. The placement was managed by Perth-based Triple C Consulting, and will provide the Company with working capital which will be deployed towards the development of Gulf’s premium manganese alloy facility in Indonesia. In January 2016, the Company issued 10,000,000 shares and 5,000,000 options exercisable at $0.02 expiring on 30 September 2018 in settlement of a $150,000 debt. 23 T R O P E R ’ S R O T C E R I D GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 6) 24,000,000 Unlisted Options exercisable at 2 cents expiring 5 September 2021 were issued to employees and contractors of the Company under the Company’s Employee and Contractor Share Option Plan. • On 8 September 2016, the Company completed $1 million raising to provide additional working capital, as the Company continues to progress towards the development of its Kupang Smelting Hub Project in West Timor, Indonesia. On 15 September 2016, the Company raised a further $100,000 through the issue of 6,666,667 shares at 1.5 cents each. • On 3 October 2016, Gulf received approval from the Governor of East Nusa Tenggara for the construction of a Manganese Smelting Hub in the Bolok Industrial Estate in Kupang, Indonesia. Likely developments and expected results of operations Likely developments in the operations of the Company are set out in the Review of Operations on page 2. MATTERS SUBSEQUENT TO THE END OF THE FINANCIAL YEAR • Subsequent to year end, Mr Paul O’Shaughnessy retired as a director on 27 July 2016. • On 5 August 2016, the Company entered into a binding term sheet with Marthen Amtiran (“Pak Marthen”) for the investment of US$10 million in Gulf’s Indonesian-based subsidiary PT Gulf Mangan Grup (“PT Gulf”), for a 10% interest in PT Gulf (subject to any regulatory approval). • On 8 August 2016, the Company advised that it has fi nalised an agreement with South African-based Transalloys (Pty) Limited for the acquisition and relocation of two ferromanganese smelting furnaces. • On 23 August 2016, 3 convertible notes with a face value of $10,000 each were converted to shares in the Company. A total of 2,941,177 shares were issued at a price of 1.02 cents each. • Following shareholders’ approval at the General Meeting held on 2 September 2016, the following securities were issued: 1) 20,000,000 shares at a price of 0.2 cents per share and 10,000,000 Listed Options exercisable at 0.5 cents each were issued to Triple C Consulting Pty Ltd as a settlement of outstanding fees of $40,000. 2) 10,000,000 shares were issued to Mrs Nukantini Putri Parincha allowing the Company to acquire 100% interest in PT Gulf Mangan Grup. 3) 4,500,000 shares were issued to Mr John Woodacre at a price of 0.4 cents per share in satisfaction of outstanding consulting fees of $18,000. 4) 10,000,000 Unlisted Options exercisable at 2 cents expiring 5 September 2021 were issued each to Mr Craig Munro and Mr Andrew Wilson 5) 30,000,000 Unlisted Options exercisable at 2 cents expiring 5 September 2021 were issued to Mr Hamish Bohannan. 2424 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 Meetings of directors The numbers of meetings of the Company’s Board of Directors held during the year ended 30 June 2016, and the numbers of meetings attended by each director were: NUMBER ELIGIBLE TO ATTEND NUMBER ATTENDED 5 5 4 13 - 8 6 5 5 4 13 - 8 6 Director’s benefi ts Since the date of the last Directors’ Report, no Director of the Company has received, or become entitled to receive, (other than a remuneration benefi t included in Note 17 to the fi nancial statements or remuneration report), a benefi t because of a contract that involved: (a) the Director; or (b) a fi rm of which the Director is a member; or (c) an entity in which the Director has a substantial fi nancial interest (during the year ended 30 June 2016, or at any other time) with the Company; or (d) an entity that the Company controlled, or a body corporate that was related to the Company, when the contract was made or when the Director received, or became entitled to receive, the benefi t (if any). NAME OF DIRECTOR Craig Munro – appointed 1 Feb 2016 Hamish Bohannan – appointed 1 Feb 2016 Andrew Wilson – appointed 17 Feb 2016 Paul O’Shaughnessy – retired 27 July 2016 Graham Anderson – ceased 20 July 2015 Peter Williams – resigned 17 Feb 2016 Michael Walters – resigned 1 Feb 2016 Audit and risk committee The Company has established an Audit and Risk Committee that comprises the whole Board. The Audit and Risk Committee did not meet during the year. Remuneration committee The Company has established a remuneration committee that comprises the whole Board due to the size of the Board. The Remuneration Committee did not meet during the year. Environmental regulations During the year, the Company successfully divested its key non-core assets, the Australian mineral tenements, enabling the company to hone its focus on the Indonesian manganese alloying project. The Company’s current operations in Indonesia have limited exposure to the environmental regulation. No breaches of any environmental restrictions were recorded during the fi nancial year. Remuneration report (audited) The information provided in this remuneration report has been audited as required under Section 308 (3C) of the Corporations Act 2001. During the fi nancial year the key management personnel and Directors (see page 5 for details about each Director and key management personnel) are as follows. Craig Munro Non-executive Chairman (appointed 1 February 2016) Hamish Bohannan Managing Director (appointed 1 February 2016) Andrew Wilson Non-executive Director (appointed 17 February 2016) Graham Anderson Non-executive Chairman (ceased on 20 July 2015) Peter Williams Non-executive Director (resigned 17 February 2016) Michael Walters Non-executive Director (resigned 1 February 2016) Paul O’Shaughnessy Non-executive Director (resigned 27 July 2016) Leonard Math CFO & Company Secretary A) Remuneration policy The objective of the Company’s policy is to provide remuneration that is competitive and appropriate. The Board ensures that executive reward satisfi es the following key criteria for good reward governance practices: (i) (ii) acceptability to shareholders; (iii) transparency; and (iv) capital management. competitiveness and reasonableness; 25 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 A Remuneration policy (continued) Directors’ and executives’ remuneration The policy of the Company is to pay remuneration of Directors in amounts in line with employment market conditions relevant in the mining industry. Fees and payments to non-executive directors refl ect the demands which are made on, and the responsibilities of, the directors. Non-executive Directors’ fees and payments are reviewed annually by the Board. The Chairman’s fees are determined independently to the fees of Non-Executive Directors based on comparative roles in the external market. The Constitution of the Company provides that non-executive Directors may collectively be paid as remuneration for their services a fi xed sum not exceeding the aggregate maximum sum per annum determined by the Company in a general meeting. The current aggregate maximum is $500,000. The table below sets out summary information about the Consolidated Entity’s earnings and movements in net asset for the last 5 years: 30-Jun-16 30-Jun-15 30-Jun-14 30-Jun-13 30-Jun-12 $ - $ 150,043 $ - $ $ 100,023 350,925 (2,903,474) (2,594,559) (5,622,881) (530,212) (1,845,851) 841,174 (836,429) (227,215) 834,103 611,127 Revenue Net Profi t /(Loss) before tax Net Asset/ (Liability) Performance based remuneration There was no performance-based remuneration paid to Directors during the fi nancial year. Voting and comments made at the Company’s 2015 Annual General Meeting In 2015 Annual General Meeting, the Company received 99.99% votes in favour of the adoption of its remuneration report and did not receive any specifi c feedback at the AGM or throughout the year on its remuneration practices. T R O P E R ’ S R O T C E R I D 26 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 B Details of remuneration Amounts of remuneration Details of the remuneration of the Directors, the Key Management Personnel of the Company (as defi ned in AASB 124 Related Party Disclosures) and specifi ed executives of the Company are set out in the following tables: SHORT-TERM BENEFITS POST EMPLOYMENT BENEFITS OTHER SHARE-BASED PAYMENT TOTAL Directors Salary and fees Super- annuation Retirement Benefi ts Fees Shares/ Options Remuneration consisting of Options $ Craig Munro (appointed 1 Feb 2016) 2016 2015 31,659 - 3,008 - - - Hamish Bohannan (appointed CEO 28 Oct 2015 and Managing Director 1 Feb 2016) 2016 2015 175,623 16,684 - Andrew Wilson (appointed 17 Feb 2016) 2016 2015 20,000 - Paul O’Shaughnessy (resigned 27 July 2016) 2016 2015 40,000 31,935 Graham Anderson (ceased 20 July 2015) 2016 2015 Peter Williams (resigned 17 Feb 2016) 2016 2015 Michael Walters (resigned 1 Feb 2016) 2016 2015 Bruce Morrin (retired 2 April 2015) 2016 2015 Total Remuneration Directors 6,200 72,600 44,724 36,000 21,000 36,000 - 55,800 Executives Leonard Math 2016 2015 339,206 232,335 2016 2015 100,895* 79,500* Total Remuneration Executives 2016 2015 100,895 79,500 - - - - - - - - - - - - - 19,692 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 34,667 - 1,128,000 85.43% 1,320,307 - - - - - - - - 38,900 54.92% - 20,000 - 40,000 70,835 - - 6,200 77,800 51.73% 150,400 - - 38,900 51.94% - - 38,900 51.94% 44,724 74,900 21,000 74,900 - - - 77,800 58.23% 133,600 1,128,000 75.86% 1,486,898 272,300 53.96% 504,635 - - - - - - - - 100,895 79,500 100,895 79,500 - - - - - - - - - - - - - - - - - - - - *Fees relates to Chief Financial Offi cer and Company Secretarial services provided through Nexia Perth Pty Ltd (previously GDA Corporate). Mr Leonard Math does not have benefi cial interest in Nexia and is an employee of Nexia. 27 T R O P E R ’ S R O T C E R I D GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 Remuneration report (audited) (continued) C Service agreements The Company has an Executive Service Agreement with Mr Hamish Bohannan for his role as Managing Director and Chief Executive Offi cer. Hamish will be remunerated at an annual salary of $250,000 inclusive of statutory superannuation with a three months’ termination notice period. D Share-based compensation Options granted to Directors’ and Offi cers During the year, Mr Hamish Bohannan was issued 30,000,000 shares and 15,000,000 options exercisable at $0.05 each expiring 30 September 2018. The options vest immediately. Refer to Note 21 for the inputs used for the valuation of these options. Shares issued on exercise of unlisted options There were no unlisted options exercised during the fi nancial year. Fair value of options granted The assessed fair value at grant date of options granted to individuals is allocated equally over the period from grant date to vesting date. Fair values at grant date are independently determined using a Black Scholes option pricing model. E Additional information Options granted to Directors carry no dividend or voting rights. Subsequent to year end, the following options were issued to the Directors: Hamish Bohannan 30,000,000 Unlisted Options exercisable at 2 cents expiring 5 September 2021 Craig Munro Andrew Wilson 10,000,000 Unlisted Options exercisable at 2 cents expiring 5 September 2021 10,000,000 Unlisted Options exercisable at 2 cents expiring 5 September 2021 Non-Executive Directors receive a letter of appointment which contains key terms to their appointment. Such terms include the term in accordance with the Constitution of the Company, time commitment expected, role, standards of conduct and cessation of offi ce. The Non-Executive Directors receive a remuneration package of $5,000 per month with the Chairman receiving $8,333 per month inclusive of statutory superannuation. The Company has a service agreement with Nexia Perth Pty Ltd (previously GDA Corporate) for the provision of services as Accounting & Company Secretary by Mr Leonard Math. Mr Leonard Math is an employee of Nexia Perth. Current details of the services agreement with Nexia are as follows:- Monthly Fees Accounting: $2,500 plus GST Company Secretary: $4,000 plus GST Termination Notice Period – 3 months Term – Continuing until terminated There are no other service agreements other than disclosed above. Termination benefi ts The Company is not liable for any termination benefi ts on termination of the current executive or non-executive directors or key management personnel other than payment of period of notice on termination where applicable. 28 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 Remuneration report (audited) (continued) F Key Management Personnel shareholdings Directors Balance at the beginning of the year Share issue during the year Held at Resignation Balance at End of Year - - - - 1,000,000 1,493,533 3,346,667 - - 65,000,0001 - - - 1,200,000 1,200,000 2,500,0002 - - - - 1,000,000 2,693,533 4,546,667 - - 65,000,000 - - - - - 2,500,000 Craig Munro Hamish Bohannan Andrew Wilson Paul O’Shaughnessy* Graham Anderson** Michael Walters*** Peter Williams**** Leonard Math *Retired on 27 July 2016 **Ceased on 20 July 2015 ***Resigned on 1 February 2016 ****Resigned on 17 February 2016 1 Issued 35,000,000 shares through the participation in the rights issue at a price of 0.2 cents each. 2 Participatied in the rights issue at a price of 0.2 cents each. G Key Management Personnel option holdings Directors Balance at the beginning of the year Options issue during the year Held at Resignation Balance at End of Year Craig Munro Hamish Bohannan Andrew Wilson Paul O’Shaughnessy* Graham Anderson** Michael Walters*** Peter Williams**** Leonard Math *Retired on 27 July 2016 **Ceased on 20 July 2015 ***Resigned on 1 February 2016 ****Resigned on 17 February 2016 - - - 1,000,000 2,000,000 1,000,000 1,000,000 - 32,500,0001 - - - - - - 1,250,0002 - - - 1,000,000 2,000,000 1,000,000 1,000,000 - - 32,500,000 - - - - - 1,250,000 1 Issued 17,500,000 options through the participation in the rights issue at a price of 0.2 cents each. 2 Issued through the participation in the rights issue at a price of 0.2 cents each. There is no other additional information other than the information disclosed above. This is the end of the audited remuneration report. 29 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 Shares under option At the date of this report, unissued ordinary shares of the Company under option are: Expiry date Exercise price Number of options Vested and exercisable 21-Apr-19 30-Sep-18 30-Sep-18 21-Feb-18 31-Jul-17 31-Dec-18 5-Sep-21 5-Sep-21 $0.005 $0.0196 $0.0496 $0.0196 $0.3746 $0.2496 $0.02 $0.02 468,361,419 56,275,917 15,000,000 10,000,000 13,900,000 7,500,000 50,000,000 24,000,000 645,037,336 Yes Yes Yes Yes Yes Yes Yes Yes When exercisable, each option is convertible into one ordinary share. Proceedings on behalf of Company No person has applied for leave of Court under section 237 of the Corporations Act 2001 to bring proceedings on behalf of the Company or intervene in any proceedings to which the Company is a party for the purpose of taking responsibility on behalf of the Company for all or any part of those proceedings. The Company was not a party to any such proceedings during the year. Non-audit services There were no non-audit services provided for the fi nancial year (2015: nil). The Auditor’s remuneration is disclosed in Note 25. Auditor independence declaration A copy of the Auditor’s independence declaration as required under section 307C of the Corporations Act 2001 is set out on page 16. Signed in accordance with a resolution of the Directors and on behalf of the board by: Craig Munro Non-executive Chairman Perth, Western Australia 30 September 2016 Convertible notes At the date of this report, the total number of outstanding convertible notes is 40. Below are the terms and conditions of the convertible notes: 1. Face value - $10,000 per convertible note. 2. Conversion – Each note may be converted into Gulf shares at the rate of 85% of the 30 day VWAP at the Holders option after 12 months from issue Interest – payable quarterly at 10% per annum. 3. 4. Redemption – Each note may be redeemed at the Holders option 12 months from issue or any time thereafter with 3 months notifi cation and all outstanding notes will be redeemed in full 36 months from issue. 5. Term – 3 years from the date of issue. Indemnifi cation There are indemnities and insurances for the Directors in regard to their positions. These insure and indemnify the Directors including former Directors against certain liabilities arising in the course of their duties. The Directors have not disclosed the amount of the premiums paid as such disclosure is prohibited under the terms of the policies. 30 T R O P E R ’ S R O T C E R I D GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) ANNUAL REPORT 2016 (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:36)(cid:88)(cid:71)(cid:76)(cid:87)(cid:82)(cid:85)(cid:10)(cid:86)(cid:3)(cid:44)(cid:81)(cid:71)(cid:72)(cid:83)(cid:72)(cid:81)(cid:71)(cid:72)(cid:81)(cid:70)(cid:72)(cid:3)(cid:39)(cid:72)(cid:70)(cid:79)(cid:68)(cid:85)(cid:68)(cid:87)(cid:76)(cid:82)(cid:81)(cid:3) (cid:3) 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(cid:49)(cid:76)(cid:70)(cid:75)(cid:82)(cid:79)(cid:68)(cid:86)(cid:3)(cid:43)(cid:82)(cid:79)(cid:79)(cid:72)(cid:81)(cid:86)(cid:3) (cid:48)(cid:68)(cid:81)(cid:68)(cid:74)(cid:76)(cid:81)(cid:74)(cid:3)(cid:39)(cid:76)(cid:85)(cid:72)(cid:70)(cid:87)(cid:82)(cid:85)(cid:3) (cid:3) (cid:51)(cid:72)(cid:85)(cid:87)(cid:75)(cid:3) (cid:3) (cid:22)(cid:19)(cid:3)(cid:54)(cid:72)(cid:83)(cid:87)(cid:72)(cid:80)(cid:69)(cid:72)(cid:85)(cid:3)(cid:21)(cid:19)(cid:20)(cid:25)(cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) 31 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) CONSOLIDATED STATEMENT OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME FOR THE YEAR ENDED 30 JUNE 2016 Revenue Revenue from JV agreement Interest income Expenses Directors remuneration Administrative expenses Exploration and evaluation expenses Due diligence expenses Settlement expenses Impairment of exploration and evaluation Legal fees Depreciation Loss on sale of fi xed assets Professional fees Share based payments Impairment of available-for-sale investment Interest on fi nance Loss before income tax Income tax benefi t/(expense) Note 2 8 21 6 2 3 2016 $ - - - 163,583 880,879 2,252 - 283,064 - 106,519 7,460 4,776 183,989 1,128,000 75,000 67,952 2015 $ 150,000 43 150,043 87,215 809,327 14,487 289,464 - 125,000 154,272 10,680 - 286,677 292,480 675,000 - (2,903,474) (2,744,602) (2,903,474) (2,594,559) - - Net loss after tax (2,903,474) (2,594,559) Other comprehensive loss for the year, net of tax - - Total comprehensive loss for the year (2,903,474) (2,594,559) Basic and diluted loss per share 15 (0.94) (4.97) 2016 Cents 2015 Cents The above Consolidated Statement of Profi t or Loss and Other Comprehensive Income should be read in conjunction with the accompanying notes. 32 FINANCIAL STATEMENTS FOR PERIOD ENDED 30 JUNE 2016 CONSOLIDATED STATEMENT OF FINANCIAL POSITION FOR THE YEAR ENDED 30 JUNE 2016 Current assets Cash and cash equivalents Trade and other receivables Total current assets Non-current assets Financial assets Plant and equipment Exploration, evaluation and development Intangible assets Non-current assets Total assets Current liabilities Trade and other payables Borrowings Total current liabilities Non-current liabilities Borrowings Total non-current liabilities Total liabilities Net assets / (liabilities) Equity Contributed equity Options reserve Accumulated losses Total equity Note 4 5 6 7 8 9 10 11 11 12 13 14 2016 $ 621,747 106,756 728,503 - 21,901 - 955,200 977,101 2015 $ 9,638 123,179 132,817 75,000 41,905 - 512,314 629,219 1,705,604 762,036 394,430 470,000 859,660 738,805 864,430 1,598,465 - - - - 864,430 1,598,465 841,174 (836,429) 23,325,358 19,903,222 2,507,213 1,348,272 (24,991,397) (22,087,923) 841,174 (836,429) The above Consolidated Statement of Financial Position should be read in conjunction with the accompanying notes. 33 GULF MANGANESE CORPORATION LIMITED (ACN: 059 954 317) CONSOLIDATED STATEMENT OF CHANGES IN EQUITY FOR THE YEAR ENDED 30 JUNE 2016 Balance at 1 July 2015 Loss for the year Total comprehensive loss for the year Transaction with owners in their capacity as owners Contributions to equity net of transactions costs Contributed Equity $ Options Reserve $ Accumulated Losses $ Notes Total Equity $ 19,903,222 1,348,272 (22,087,923) (836,429) - - - - (2,903,474) (2,903,474) (2,903,474) (2,903,474) 12, 13 3,422,136 1,158,941 - 4,581,077 Balance 30 June 2016 23,325,358 2,507,213 (24,991,397) 841,174 Contributed Equity $ Options Reserve $ Accumulated Losses $ Notes Total Equity $ Balance at 1 July 2014 Loss for the year Total comprehensive loss for the year 18,210,356 1,055,793 (19,493,364) (227,215) - - - - (2,594,559) (2,594,559) (2,594,559) (2,594,559) Transaction with owners in their capacity as owners Contributions to equity net of transactions costs 12, 13 1,692,866 292,479 - 1,985,345 Balance 30 June 2015 19,903,222 1,348,272 (22,087,923) (836,429) The above Consolidated Statement of Changes in Equity should be read in conjunction with the accompanying notes. 34 FINANCIAL STATEMENTS FOR PERIOD ENDED 30 JUNE 2016 CONSOLIDATED STATEMENT OF CHANGES IN EQUITY FOR THE YEAR ENDED 30 JUNE 2016 Cash fl ows from operating activities Other receipts Payments to suppliers and employees Interest received Interest paid Note 2016 $ 2015 $ 139,096 150,000 (2,398,494) (1,427,130) - (67,952) 43 - Net cash fl ows used in operating activities 4 (2,327,350) (1,277,087) Cash fl ows from investing activities Purchase of plant and equipment Proceeds from sale of plant and equipment (5,209) 12,977 (3,720) - Payments for exploration, evaluation and development expenditure - (368,033) Net cash fl ows generated from / (used in) investing activities 7,768 (371,753) Cash fl ows from fi nancing activities Proceeds from issue of securities - net of issue costs Proceeds from borrowings Repayment of borrowings Net cash fl ows from fi nancing activities 3,120,496 1,971,260 - 169,175 (188,805) (485,759) 2,931,691 1,654,676 Net increase in cash and cash equivalents Cash and cash equivalents at beginning of the year 612,109 9,638 Cash and cash equivalents at the end of the year 4 621,747 5,836 3,802 9,638 The above Consolidated Statement of Cash Flows should be read in conjunction with the accompanying notes. 35 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 Corporate Information (c) Statement of compliance The fi nancial report of the Company for the year ended 30 June 2016 was authorised for issue in accordance with a resolution of the Directors on 30 September 2016. Gulf Manganese Corporation Limited (previously known as Gulf Minerals Corporation Limited) is a company limited by shares incorporated in Australia whose shares are publicly traded on the Australian stock exchange. The nature of the operations and principal activities of the Company are described in the review of operations. NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (a) Basis of preparation These fi nancial statements are general- purpose fi nancial statements, which have been prepared in accordance with the requirements of the Corporations Act 2001, and Australian Accounting Standards and Interpretations. These fi nancial statements have been prepared on a historical cost basis. Gulf Manganese Corporation Ltd is a for- profi t entity for the purpose of preparing the fi nancial statements. These consolidated fi nancial statements are presented in Australian dollars and all values are expressed as whole dollars. (b) Going concern The fi nancial report has been prepared on the going concern basis, which contemplates the continuity of normal business activity and the realisation of assets and the settlement of liabilities in the normal course of business. The consolidated entity had net current liabilities of $135,927 at 30 June 2016 (30 June 2015: $1,465,648), incurred a net loss after tax for the fi nancial year ended 30 June 2016 of $2,903,474 (30 June 2015: $2,594,559) and experienced net cash outfl ows from operating activities of $2,327,350 (30 June 2015: $1,277,087). In September 2016, the Company raised $1m via the issue of equity instruments, to provide working capital fi nance for the consolidated entity. Further, as disclosed in Note 24, the Company has secured an agreement with Pak Marthen to invest a further $9.8m in the Company and its projects; however, receipt of these monies is conditional on the local government approvals of the Kupang Smelter Project in Indonesia, which the directors are presently working to fi nalise. The directors have instituted measures to preserve cash and secure additional fi nance and are satisfi ed that the Company can continue as a going concern. These fi nancial statements comply with Australian Accounting Standards and other authoritative pronouncements of the Australian Accounting Standards Board and Australian Accounting Interpretations. Compliance with Australian Accounting Standards ensures that the fi nancial report, comprising the fi nancial statements and notes thereto, complies with the International Financial Reporting Standards (IFRS). (d) Critical accounting estimates Estimates and judgments are continually evaluated and are based on historical experience and other factors, including expectations of future events that may have a fi nancial impact on the entity and that are believed to be reasonable under the circumstances. The Company makes estimates and assumptions concerning the future. The resulting accounting estimates will, by defi nition, seldom equal the related actual results. The estimates and assumptions that have a signifi cant risk of causing a material adjustment to the carrying amounts and liabilities within the next fi nancial year are discussed below. Fair value of share options and assumptions The fair value of services received in return for share options granted to consultants, directors and employees is measured by reference to the fair value of options granted. The estimate of the fair value of the services is measured based on Black-Scholes options valuation methodology. Impairment The carrying amounts of the consolidated entity’s assets are reviewed at each reporting date to determine whether there is any indication of impairment. If any such indication exists, the asset’s recoverable amount is estimated. (i) Impairment of exploration and evaluation assets The future recoverability of capitalised exploration and evaluation expenditure is dependent on a number of factors, including whether the consolidated entity decides to exploit the related lease itself or, if not, whether it successfully recovers the related exploration and evaluation asset through sale. Factors that would impact the future recoverability include the level of reserves and resources, future technological changes, which would impact the cost of mining, future legal changes (including changes to environmental restoration obligations) and changes to commodity prices. To the extent that capitalised exploration and evaluation expenditure is determined not to be recoverable in the future, profi ts and net assets will be reduced in the period in which this determination is made. 36 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 1 Summary of signifi cant accounting policies (continued) In addition, exploration and evaluation expenditure is capitalised if the activities in the area of interest have not yet reached a stage that permits a reasonable assessment of the existence or otherwise of economically recoverable reserves. To the extent that it is determined in the future that this capitalise expenditure should be written off or impaired, profi ts and net assets will be reduced in the period in which this determination is made. (ii) Calculation of recoverable amount The recoverable amount of the consolidate entity’s receivables carried at amortised costs is calculated at the present value of estimated future cash fl ows, discounted at the original eff ective interest rate (i.e. the eff ective interest rate computed at initial recognition of these fi nancial assets). Receivable with a short duration are not discounted. Impairment of receivable is not recognised until objective evidence is available that a loss event has occurred. Signifi cant receivables are individually assessed for impairment. The recoverable amount of other assets is greater of their fair value less costs to sell and value in use. In assessing value in use, the estimated future cash fl ows are discounted to their present value in using a pre-tax discount rate that refl ects current market assessments of the time value of money and risk specifi c to the asset. For an asset that does not generate largely independent cash infl ows, the recoverable amount is determined for the cash-generating unit to which the asset belongs. (iii) Available for sale fi nancial assets AFS assets are subsequently measured at fair value. The value applied for fair value is the value of the most capital raising price conducted by the Company and using any other available data of the market for the asset held. Any impairment loss is then expensed in the period identifi ed. (e) Plant and equipment Plant and equipment is stated at cost less accumulated depreciation and any accumulated impairment losses. Such cost includes the cost of replacing parts that are eligible for capitalisation when the cost of replacing the parts is incurred. Similarly, when each major inspection is performed, its cost is recognised in the carrying amount of the plant and equipment as a replacement only if it is eligible for capitalisation. 37 Depreciation is calculated on the diminishing value basis to write off the net cost of each item of property, plant and equipment over its expected useful life. Depreciation rates for motor vehicles are at 22.5% and for other plant and equipment, the rates range from 15- 40%. (f ) Cash and cash equivalents For purposes of the statement of cash fl ows, cash includes deposits at call which are readily convertible to cash on hand and which are used in the cash management function on a day-to-day basis, net of outstanding bank overdrafts. (g) Goods and services tax Revenues, expenses and assets are recognised net of the amount of goods and services tax (GST), except where the amount of GST incurred is not recoverable from the Australian Tax Offi ce (ATO). In these circumstances the GST is recognised as part of the cost of acquisition of the asset or as part of an item of the expense. Receivables and payables are stated with the amount of GST included. The net amount of GST recoverable from, or payable to, the ATO is included as a current asset or liability in the Statement of Financial Position. Cash fl ows are included in the Statement of Cash Flows on a gross basis. The GST components of cash fl ows arising from investing and fi nancing activities which are recoverable from, or payable to, the ATO are classifi ed as operating cash fl ows. (h) Investments Investments in controlled entities are carried in the Company’s fi nancial statements at the lower of cost and recoverable amount. Available-for-sale investments Available-for-sale investments are non- derivative fi nancial assets that are either not capable of being classifi ed into other categories of fi nancial assets due to their nature or they are designated as such by management. They comprise investments in the equity of other entities where there is neither a fi xed maturity nor fi xed or determinable payments. They are subsequently measured at fair value with any re-measurements other than impairment losses and foreign exchange gains and losses recognised in other comprehensive income. When the fi nancial asset is de-recognised, the cumulative gain or loss pertaining to that asset previously recognised in other comprehensive income is reclassifi ed into profi t or loss. Available-for-sale fi nancial assets are classifi ed as non-current assets when they are expected to be sold after 12 months from the end of the reporting period. All other available-for- sale fi nancial assets are classifi ed as current assets. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 1 Summary of signifi cant accounting policies (continued) (i) Trade and other payables Liabilities are recognised for amounts to be paid in the future for goods or services received, whether or not billed to the Company. Trade accounts payable are normally settled within 30 days. (j) Contributed equity Ordinary shares are classifi ed as equity. Transaction costs arising on the issue of equity instruments are recognised directly in equity as a reduction of the proceeds of the equity instruments to which the costs relate. (k) Earnings per share (i) Basic earnings per share Basic earnings per share is determined by dividing the operating loss after income tax by the weighted average number of ordinary shares outstanding during the fi nancial year. (ii) Diluted earnings per share Diluted earnings per share adjusts the fi gures used in the determination of basic earnings per share by taking into account amounts unpaid on ordinary shares and any reduction in earnings per share that will probably arise from the exercise of partly paid shares or options outstanding during the fi nancial year. (l) Revenue recognition Revenues are recognised at fair value of the consideration received net of the amount of goods and services tax (GST). Exchanges of goods or services of the same nature without any cash consideration are not recognised as revenues. Interest income Interest income is recognised as it accrues, taking into account the eff ective yield on the fi nancial asset. Sale of non-current assets Gains or losses arising on the sale of non- current assets are included in profi t or loss at the date control of the asset passes to the buyer, usually when an unconditional contract of sale is signed. The gain or loss on disposal is calculated as the diff erence between the carrying amount of the asset at the time of disposal and the net proceeds on disposal. (m) Principles of consolidation The consolidated fi nancial statements incorporate the assets and liabilities of all subsidiaries of Gulf Manganese Corporation Limited (“company” or “parent entity”) as at 30 June 2015 and the results of all subsidiaries for the year then ended. Gulf Manganese Corporation Limited and its subsidiary together are referred to in this fi nancial report as the Company or the consolidated entity. Subsidiaries are all those entities (including special purpose entities) over which the Company has the power to govern the fi nancial and operating policies, generally accompanying a shareholding of more than one-half of the voting rights. The existence and eff ect of potential voting rights that are currently exercisable or convertible are considered when assessing whether the Company controls another entity. Subsidiaries are fully consolidated from the date on which control is transferred to the Company. They are de-consolidated from the date that control ceases. The acquisition method of accounting is used to account for the acquisition of subsidiaries by the Company. The Company applies a policy of treating transactions with non-controlling interests as transactions with parties external to the Company. Disposals to non-controlling interests result in gains and losses for the Company that is recorded in the statement of comprehensive income. Purchases from non- controlling interests result in goodwill, being the diff erence between any consideration paid and the relevant share acquired of the carrying value of identifi able net assets of the subsidiary. Intercompany transactions, balances and unrealised gains on transactions between Company companies are eliminated. Unrealised losses are also eliminated unless the transaction provides evidence of the impairment of the asset transferred. Accounting policies of subsidiaries have been changed where necessary to ensure consistency with the policies adopted by the Company. Non-controlling interests in the results and equity of subsidiaries are shown separately in the consolidated statement of comprehensive income and statement of fi nancial position respectively. Investments in subsidiaries are accounted for at cost in the individual fi nancial statements of Gulf Manganese Corporation Limited. 38 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 1 Summary of signifi cant accounting policies (continued) (n) Trade and other receivables Trade accounts receivable, amounts due from related parties and other receivables represent the principal amounts due at reporting date plus accrued interest and less, where applicable, any unearned income and provisions for doubtful accounts. Collectability of trade receivables is reviewed on an ongoing basis. Debts which are known to be uncollectible are written off by reducing the carrying amount directly. An allowance account (provision for impairment of trade receivables) is used when there is objective evidence that the Company will not be able to collect all amounts due according to the original terms of the receivables. Signifi cant fi nancial diffi culties of the debtor, probability that the debtor will enter bankruptcy or fi nancial reorganisation, and default or delinquency in payments (more than 30 days overdue) are considered indicators that the trade receivable is impaired. The amount of the impairment allowance is the diff erence between the asset’s carrying amount and the present value of estimated future cash fl ows, discounted at the original eff ective interest rate. Cash fl ows relating to short-term receivables are not discounted if the eff ect of discounting is immaterial. The amount of the impairment loss is recognised in the statement of comprehensive income within other expenses. When a trade receivable for which an impairment allowance had been recognised becomes uncollectable in a subsequent period, it is written off against the allowance account. Subsequent recoveries of amounts previously written off are credited against other expenses in the statement of comprehensive income. (o) Income tax Deferred income tax is provided on all temporary diff erences at the reporting date between the tax bases of assets and liabilities and their carrying amounts for fi nancial reporting purposes. Deferred income tax liabilities are recognised for all taxable temporary diff erences: • Except where the deferred income tax liability arises from the initial recognition of an asset or liability in a transaction that is not a business combination and, at the time of the transaction, aff ects neither the accounting profi t nor taxable profi t or loss; and • In respect of taxable temporary diff erences associated with investments in subsidiaries, associates and interests in joint ventures, except where the timing of the reversal of the temporary diff erences can be controlled and it is probable that the temporary diff erences will not reverse in the foreseeable future. 39 (o) Income tax (continued) Deferred income tax assets are recognised for all deductible temporary diff erences, carry- forward of unused tax assets and unused tax losses, to the extent that it is probable that taxable profi t will be available against which the deductible temporary diff erences, and the carry-forward of the unused tax assets and unused tax losses can be utilized: Except where the deferred income tax asset relating to the deductible temporary diff erence arises from the initial recognition of an asset or liability in a transaction that is not a business combination and, at the time of the transaction, aff ects neither the accounting profi t nor taxable profi t or loss; and In respect of deductible temporary diff erences associated with investments in subsidiaries, associates and interests in joint ventures, deferred tax assets are only recognised to the extent that it is probable that the temporary diff erences will reverse in the foreseeable future and taxable profi t will be available against which the temporary diff erences can be utilized. The carrying amount of deferred income tax assets is reviewed at each reporting date and reduced to the extent that it is no longer probable that suffi cient taxable profi t will be available to allow all or part of the deferred income tax asset to be utilized. Deferred income tax assets and liabilities are measured at the tax rates that are expected to apply to the year when the asset is realised or the liability is settled, based on tax rates (and tax laws) that have been enacted or substantively enacted at the reporting date. Income taxes relating to items recognised directly in equity are recognised in equity and not in profi t or loss. Tax consolidation legislation Gulf Manganese Corporation Limited and its 100% owned Australian resident subsidiaries have implemented the tax consolidation legislation. Current and deferred tax amounts are accounted for in each individual entity as if each entity continued to act as a taxpayer on its own. Gulf Manganese Corporation Limited recognises its own current and deferred tax amounts and those current tax liabilities, current tax assets and deferred tax assets arising from unused tax credits and unused tax losses which it has assumed from its controlled entities within the tax consolidated Company. Assets or liabilities arising under tax funding agreements with the tax consolidated entities are recognised as amounts payable or receivable from or payable to other entities in the Company. Any diff erence between the amounts receivable or payable under the tax funding agreement are recognised as a contribution to (or distribution from) controlled entities in the tax consolidated Company. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 1 Summary of signifi cant accounting policies (continued) (p) Employee benefi ts Provision is made for the Company’s liability for employee benefi ts arising from services rendered by employees to reporting date. Employee benefi ts that are expected to be settled within one year have been measured at the amounts expected to be paid when the liability is settled, plus related on-costs. Employee benefi ts payable later than one year have been measured at present value of the estimated future cash outfl ows to be made for those benefi ts and included in other payables. (q) Segment reporting Operating segments are now reported in a manner that is consistent with the internal reporting provided to the chief operating decision maker, which has been identifi ed by the Company as the Executive Director and other members of the Board of Directors. An assessment is also made at each reporting date as to whether there is any indication that previously recognised impairment losses may no longer exist or may have decreased. If such an indication exists, the recoverable amount is estimated. A previously recognised impairment loss is reversed only if there has been a change in the estimates used to determine the asset’s recoverable amount since the last impairment loss was recognised. If that is the case, the carrying amount of the asset is increased to its recoverable amount. That increased amount cannot exceed the carrying amount that would have been determined, net of depreciation, had no impairment loss been recognised for the asset in prior years. Such a reversal is recognised in profi t or loss unless the asset is carried at its revalued amount, in which case the reversal is treated as a revaluation increase. After such a reversal the depreciation charge is adjusted in future periods to allocate the asset’s revised carrying amount, less any residual value, on a systematic basis over its remaining useful life. (r) Impairment of assets (s) Fair value estimation The Company assesses at each reporting date whether there is an indication that an asset may be impaired. If any such indication exists, or when annual impairment testing for an asset is required, the Company makes an estimate of the asset’s recoverable amount. An asset’s recoverable amount is the higher of its fair value less costs to sell and its value in use and is determined for an individual asset, unless the asset does not generate cash infl ows that are largely independent of those from other assets or groups of assets and the asset’s value in use cannot be estimated to be close to its fair value. In such cases the asset is tested for impairment as part of the cash-generating unit to which it belongs. When the carrying amount of an asset or cash-generating unit exceeds its recoverable amount, the asset or cash-generating unit is considered impaired and is written down to its recoverable amount. In assessing value in use, the estimated future cash fl ows are discounted to their present value using a pre-tax discount rate that refl ects current market assessments of the time value of money and the risks specifi c to the asset. Impairment losses relating to continuing operations are recognised in those expense categories consistent with the function of the impaired asset unless the asset is carried at revalued amount (in which case the impairment loss is treated as a revaluation decrease). The fair value of fi nancial assets and fi nancial liabilities must be estimated for recognition and measurement or for disclosure purposes. The fair value of fi nancial instruments traded in active markets (such as publicly traded derivatives, and trading and available for sale securities) is based on quoted market prices at the reporting date. The quoted market price used for fi nancial assets held by the Company is the current bid price; the appropriate quoted market price for fi nancial liabilities is the current ask price. The fair value of fi nancial instruments that are not traded in an active market is determined using valuation techniques. The Company uses a variety of methods and makes assumptions that are based on market conditions existing at each reporting date. Quoted market prices or dealer quotes for similar instruments are used for long-term debt instruments held. Other techniques, such as estimated discounted cash fl ows, are used to determine fair value for the remaining fi nancial instruments. The nominal value less estimated credit adjustments of trade receivables and payables are assumed to approximate their fair values. The fair value of fi nancial liabilities for disclosure purposes is estimated by discounting the future contractual cash fl ows at the current market interest rate that is available to the Company for similar fi nancial instruments. 40 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 1 Summary of signifi cant accounting policies (continued) (t) Exploration and evaluation expenditure Exploration and evaluation expenditure incurred is accumulated in respect of each identifi able area of interest in accordance with AASB 6: Exploration and Evaluation Expenditure. These costs are only carried forward where the rights to the area of interest are current and to the extent that they are expected to be recouped through the successful development or sale of the area, or where activities in the area have not yet reached a stage that permits reasonable assessment of the existence or otherwise of economically recoverable reserves. Accumulated costs in relation to an abandoned area are written off in full against profi t in the year in which the decision to abandon the area is made. (u) Financial instruments Initial recognition and measurement Financial assets and fi nancial liabilities are recognised when the entity becomes a party to the contractual provisions to the instrument. For fi nancial assets, this is equivalent to the date that the company commits itself to either the purchase or sale of the asset (ie trade date accounting is adopted). Financial instruments are initially measured at fair value plus transaction costs, except where the instrument is classifi ed “at fair value through profi t or loss”, in which case transaction costs are expensed to profi t or loss immediately. Classifi cation and subsequent measurement Financial instruments are subsequently measured at fair value, amortised cost using the eff ective interest method, or cost. Amortised cost is calculated as the amount at which the fi nancial asset or fi nancial liability is measured at initial recognition less principal repayments and any reduction for impairment, and adjusted for any cumulative amortisation of the diff erence between that initial amount and the maturity amount calculated using the eff ective interest method. The eff ective interest method is used to allocate interest income or interest expense over the relevant period and is equivalent to the rate that discounts estimated future cash payments or receipts (including fees, transaction costs and other premiums or discounts) over the expected life (or when this cannot be reliably predicted, the contractual term) of the fi nancial instrument to the net carrying amount of the fi nancial asset or fi nancial liability. Revisions to expected future net cash fl ows will necessitate an adjustment to the carrying amount with a consequential recognition of an income or expense item in profi t or loss. 41 The Group does not designate any interests in subsidiaries, associates or joint ventures as being subject to the requirements of Accounting Standards specifi cally applicable to fi nancial instruments. (i) Financial assets at fair value through profi t or loss Financial assets are classifi ed at “fair value through profi t or loss” when they are held for trading for the purpose of short-term profi t taking, derivatives not held for hedging purposes, or when they are designated as such to avoid an accounting mismatch or to enable performance evaluation where a group of fi nancial assets is managed by key management personnel on a fair value basis in accordance with a documented risk management or investment strategy. Such assets are subsequently measured at fair value with changes in carrying amount being included in profi t or loss. (ii) Loans and receivables Loans and receivables are non- derivative fi nancial assets with fi xed or determinable payments that are not quoted in an active market and are subsequently measured at amortised cost. Gains or losses are recognised in profi t or loss through the amortisation process and when the fi nancial asset is derecognised. (iii) Available-for-sale investments Available-for-sale investments are non- derivative fi nancial assets that are either not capable of being classifi ed into other categories of fi nancial assets due to their nature or they are designated as such by management. They comprise investments in the equity of other entities where there is neither a fi xed maturity nor fi xed or determinable payments. They are subsequently measured at fair value with any re-measurements other than impairment losses and foreign exchange gains and losses recognised in other comprehensive income. When the fi nancial asset is de-recognised, the cumulative gain or loss pertaining to that asset previously recognised in other comprehensive income is reclassifi ed into profi t or loss. Available-for-sale fi nancial assets are classifi ed as non-current assets when they are expected to be sold after 12 months from the end of the reporting period. All other available-for-sale fi nancial assets are classifi ed as current assets. (iv) Financial liabilities Non-derivative fi nancial liabilities other than fi nancial guarantees are subsequently measured at amortised cost. Gains or losses are recognised in profi t or loss through the amortisation process and when the fi nancial liability is derecognised. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 1 Summary of signifi cant accounting policies (continued) (v) Intangible assets Intangible assets that are acquired or developed by the Group have fi nite useful lives are measured at cost less any accumulated impairment losses. Subsequent expenditure is capitalised only when it increases the future economic benefi ts embodied in the specifi c asset to which it relates. Impairment of the intangible assets are reviewed at each reporting date and adjusted if appropriate. (w) New accounting standards and interpretations Accounting Standards and Interpretations issued by the AASB that are not yet mandatorily applicable to the Group, together with an assessment of the potential impact of such pronouncements on the Group when adopted in future periods, are discussed below: AASB 9: Financial Instruments and associated Amending Standards (applicable to annual reporting periods beginning on or after 1 January 2018). The Standard will be applicable retrospectively (subject to the provisions on hedge accounting outlined below) and includes revised requirements for the classifi cation and measurement of fi nancial instruments, revised recognition and derecognition requirements for fi nancial instruments and simplifi ed requirements for hedge accounting. The key changes that may aff ect the Group on initial application include certain simplifi cations to the classifi cation of fi nancial assets, simplifi cations to the accounting of embedded derivatives, upfront accounting for expected credit loss, and the irrevocable election to recognise gains and losses on investments in equity instruments that are not held for trading in other comprehensive income. AASB 9 also introduces a new model for hedge accounting that will allow greater fl exibility in the ability to hedge risk, particularly with respect to hedges of non-fi nancial items. Should the entity elect to change its hedge policies in line with the new hedge accounting requirements of the Standard, the application of such accounting would be largely prospective. Although the directors anticipate that the adoption of AASB 9 may have an impact on the Group’s fi nancial instruments, including hedging activity, it is impracticable at this stage to provide a reasonable estimate of such impact. AASB 15: Revenue from Contracts with Customers (applicable to annual reporting periods commencing on or after 1 January 2017). When eff ective, this Standard will replace the current accounting requirements applicable to revenue with a single, principles-based model. Except for a limited number of exceptions, including leases, the new revenue model in AASB 15 will apply to all contracts with customers as well as non-monetary exchanges between entities in the same line of business to facilitate sales to customers and potential customers. The core principle of the Standard is that an entity will recognise revenue to depict the transfer of promised goods or services to customers in an amount that refl ects the consideration to which the entity expects to be entitled in exchange for the goods or services. To achieve this objective, AASB 15 provides the following fi ve-step process: • • identify the contract(s) with a customer; identify the performance obligations in the contract(s); • determine the transaction price; • allocate the transaction price to the performance obligations in the contract(s); and • recognise revenue when (or as) the performance obligations are satisfi ed. This Standard will require retrospective restatement, as well as enhanced disclosures regarding revenue. Although the directors anticipate that the adoption of AASB 15 may have an impact on the Group’s fi nancial statements, it is impracticable at this stage to provide a reasonable estimate of such impact. 42 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 2 REVENUE AND EXPENSES (a) Revenue Sale of asset* Bank interest received Total revenue 2016 $ - - - 2015 $ 150,000 43 150,043 * During the previous year, Gulf has entered into a Sale Agreement to divest its remaining 51% of the Northern Territory exploration tenement EL 10335 to 49% joint venture partner Redbank Copper Limited (ASX:RCP). The sale of Gulf’s 51% together with all Mining information was agreed at $125,000 cash with a deposit payment of $50,000 with the balance due incrementally over a 9 month period and settlement following Ministerial consent for the transfer. At 30 June 2015, $100,000 was received from Redbank Copper. Gulf has also entered a Sale Agreement to divest its 100% of the Northern Territory exploration tenement EL 29898 to joint venture partner Laramide Resources Limited (ASX:LAM). The sale of Gulf’s 100% interest together with all mining information was agreed at a $125,000 cash with a deposit payment of $25,000, a further $25,000 subject to certain conditions and the balance of $75,000 following ministerial consent for the transfer. At 30 June 2015, $50,000 was received from Laramide. (b) Expenses include: Accounting/secretarial fees Advertising and promotion Depreciation expense Share registry fees Operating lease rental expense NOTE 3 INCOME TAX Loss for the period Prima facie tax benefi t at Australian tax rate of 30% Tax eff ect of non-deductible items: Impairment of available for sale assets Impairment of receivable Impairment of exploration expenditure Settlement of expenses - capital Section 40-880 Non-deductible expenses Share based payments Temporary diff erences not recognised Income tax expense 2016 $ 72,831 38,228 7,460 29,421 161,833 309,773 2016 $ (2,903,474) (871,490) 21,375 - - 80,673 (88,328) 21 321,480 462,269 - 2015 $ 72,721 139,326 10,680 28,376 75,229 326,332 2015 $ (2,594,559) (778,368) 202,500 - 37,500 - (24,399) 523 87,744 474,500 - No income tax expense has been provided in the accounts because the company has an operating loss for the year. No future tax benefi t attributable to tax losses has been brought to account as recovery is not probable. The total of tax losses held within the company is $20,747,996 (2015: $18,410,183). The benefi t will only be obtained if the company derives future assessable income of a nature and of an amount suffi cient to enable the benefi t to be realised, continues to comply with the conditions for deductibility imposed by taxation legislation and there are no changes in tax legislation adversely aff ecting the company in realising the benefi t. 43 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 4 CASH AND CASH EQUIVALENTS Cash at bank and on hand Total cash and cash equivalents 2016 $ 621,747 621,747 Information about the Company’s exposure to interest rate risk is disclosed in Note 19. 2016 $ 2015 $ 9,638 9,638 2015 $ (a) Reconciliation of loss for the year to net cash fl ows used in operating activities Loss for the year (2,903,474) (2,594,599) Cash fl ows excluded from loss attributable to operating activities: • Exploration costs Adjustments for non-cash items: • Depreciation • Loss on sale of fi xed assets • Share based payment expense • Impairment of available-for-sale investment • Impairment of deferred exploration and evaluation • Non cash payments – settlement in equity Net changes in working capital: • Change in trade and other receivables • Change in trade and other payables Net changes in non-current assets classifi ed as operating cash fl ows: - 14,487 7,460 4,776 1,128,000 75,000 - 252,581 16,423 (465,230) 10,680 - 292,480 675,000 125,000 201,606 31,039 (32,780) • Change in intangible assets (442,886) - Net cash fl ows used in operating activities (2,327,350) (1,277,087) Non-cash fi nancing and investing activities During the fi nancial year, 18,307,867 shares in the Company were issued to settle creditors, to the value of $274,618. NOTE 5 TRADE AND OTHER RECEIVABLES Trade receivables Other receivables Total trade and other receivables 2016 $ - 106,756 106,756 2015 $ - 123,179 123,179 As of 30 June 2016, trade receivables that were past due or impaired was nil (2015: nil). Information about the Company’s exposure to credit risk is provided in Note 19. 44 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 6 NON CURRENT FINANCIAL ASSETS Available for sale unlisted investments, at fair value Shares in Asia Mineral Corporation Limited Total non-current fi nancial assets 2016 $ - - 2015 $ 75,000 75,000 The Company is a registered holder of 15,000,000 shares in Asia Mineral Corporation Limited (AMC) having acquired and initially recognised the investment at 22 cents per share. During the year, AMC entered into administrative receivership. As such, the Board decided to impair the value of the Company’s investment in AMC to nil. Reconciliation of the fair values at the beginning and end of the current and previous fi nancial year are set out below: 2016 $ 75,000 (75,000) - 2015 $ 750,000 (675,000) 75,000 Motor Vehicles $ - - - 20,024 - (2,271) (17,753) - Offi ce Furniture & Equipment $ 33,981 (12,080) 21,901 21,881 5,209 (5,189) - 21,901 Motor Vehicles Offi ce Furniture & Equipment $ $ 29,082 (9,058) 20,024 25,837 - (5,813) 20,024 28,772 (6,891) 21,881 23,029 3,720 (4,868) 21,881 Total $ 33,981 (12,080) 21,901 41,905 5,209 (7,460) (17,753) 21,901 Total $ 57,854 (15,949) 41,905 48,866 3,720 (10,681) 41,905 Opening fair value Impairment Closing value NOTE 7 PLANT AND EQUIPMENT Balance at 30 June 2016 At cost Accumulated depreciation Total written down amount Reconciliation Opening written down value Additions Depreciation charge for the year Disposals Closing written down value at 30 June 2016 Balance at 30 June 2015 At cost Accumulated depreciation Total written down amount Reconciliation Opening written down value Additions Depreciation charge for the year Closing written down value at 30 June 2015 45 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 8 EXPLORATION AND EVALUATION EXPENDITURE Expenditure brought forward Expenditure incurred Expenditure impaired Expenditure carried forward 2016 $ - - - - 2015 $ 125,000 - (125,000) - The recoupment of capitalised exploration expenditure carried forward is dependent upon the successful development and commercialisation or sale of the areas of interest being explored and evaluated. NOTE 9 INTANGIBLE ASSETS Smelter development costs Expenditure brought forward Expenditure incurred Expenditure impaired Expenditure carried forward 2016 $ 512,314 442,886 - 955,200 2015 $ - 512,314 - 512,314 Smelter development costs relate to expenditures incurred to development the smelter study. The Timor Smelter Study examines the development of a ferromanganese (FeMn) smelting and alloy sales business to produce high carbon ferromanganese alloys based in Gulf’s manganese project in Kupang, Timor, Indonesia. The Timor Smelter Study has been completed and development of the project will be subject to funding availability. NOTE 10 TRADE AND OTHER PAYABLES Trade payables Accruals Other payables Provision for annual leave Total trade and other payables NOTE 11 BORROWINGS Current Other fi nancial liabilities Convertible notes1, 2 Total borrowings 2016 $ 143,493 49,110 201,827 - 394,430 2016 $ - 470,000 470,000 1 The following table shows the movement of convertible notes during the period: 2015 $ 685,968 152,000 19,086 606 859,660 2015 $ 138,805 600,000 738,805 2015 $ 15,000 600,000 (15,000) - - 2016 $ 600,000 - - (130,000) - 470,000 600,000 46 Opening balance Additions Disposals Redeemed Finance costs Closing balance NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 11 BORROWINGS (Continued) 2 Terms and conditions of the convertible notes: Coupon: 10% Term: 3 years from issue Interest payments: Quarterly in arrears Denominations: 47 notes in denominations of AUD$10,000 per note Ranking of Notes: Will rank senior in obligation of payment to any future indebtedness including dividends Guarantees: Conversion: Redemption: The issuer’s obligations under the Notes will be guaranteed by Gulf Manganese Corporation Limited and International Manganese Limited and subject to all regulatory approvals Each note may be converted into Gulf shares at the rate of 85% of the 30 day VWAP at the Holders option after 12 months from issue Each note may be redeemed at the Holders option 12 months from issue or any time thereafter with 3 months notifi cation and all outstanding notes will be redeemed in full 36 months from issue. NOTE 12 CONTRIBUTED EQUITY 2016 No 2016 $ 2015 No 2015 $ Shares on issue Listed fully paid ordinary shares on issue 1,179,178,307 23,325,358 81,470,638 19,903,222 Total contributed equity 1,179,178,307 23,325,358 81,470,638 19,903,222 Movement in share capital Balance at 1 July 2015 14 Oct 2015 Issue of 5,538,667 ordinary shares at 1.5 cents each 2 Dec 2015 Issue of 75,000,000 ordinary shares at 1.5 cents each 10 Dec 2015 Issue of 30,000,000 ordinary shares 18 Jan 2016 Issue of 10,000,000 ordinary shares at 1.5 cents each 22 Feb 2016 Issue of 27,551,833 ordinary shares at 1.5 cents each 20 Apr 2016 Issue of 448,575,120 ordinary shares at 0.2 cents each 16 May 2016 Issue of 449,669,500 ordinary shares at 0.2 cents each 16 May 2016 Conversion of convertible notes at 0.255 cents each 20 May 2016 Issue of 20,000,000 ordinary shares at 0.2 cents each Less: Capital raising costs1 Balance at 30 June 2016 2016 No 2016 $ 81,470,638 19,903,222 5,538,667 75,000,000 30,000,000 10,000,000 27,551,833 448,575,120 449,669,500 31,372,549 20,000,000 83,080 1,125,000 900,000 150,000 413,277 897,150 899,339 80,000 40,000 - (1,165,710) 1,179,178,307 23,325,358 1 Capital raising costs includes $911,440 of the valuation of the free attaching options issued in the placement and rights issue and the options issued to the broker in relation to the raising. Refer to Note 13 for the inputs used for the valuation of these options. 47 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) 2015 $ 18,210,356 - 589,392 50,000 167,083 34,246 40,800 11,385 498,102 151,606 6,000 225,000 (80,748) NOTE 12 CONTRIBUTED EQUITY (continued) Balance at 1 July 2014 Share consolidation (50 to 1) 2015 No 1,117,503,856 (1,095,153,710) 3 Dec 2014 Issue of 19,646,430 ordinary shares at 0.3 cents each 19,646,430 23 Dec 2014 Issue of 1,666,667 ordinary shares at 0.3 cents each 31 Dec 2014 Issue of 5,569,433 ordinary shares at 0.3 cents each 30 Jan 2015 Issue of 1,141,531 ordinary shares at 0.3 cents each 16 Feb 2015 Issue of 1,360,000 ordinary shares at 0.3 cents each 20 Feb 2015 Issue of 379,500 ordinary shares at 0.3 cents each 1,666,667 5,569,433 1,141,531 1,360,000 379,500 26 Feb 2015 Issue of 16,603,398 ordinary shares at 0.3 cents each 16,603,398 27 Feb 2015 Issue of 5,053,533 ordinary shares at 0.3 cents each 22 May 2015 Issue of 200,000 ordinary shares at 0.3 cents each 29 May 2015 Issue of 7,500,000 ordinary shares at 0.3 cents each Less: Capital raising costs Balance at 30 June 2015 5,053,533 200,000 7,500,000 - 81,470,638 19,903,222 Ordinary shares entitle the holder to participate in dividends and the proceeds on winding up of the Company in proportion to the number of and amounts paid on the shares held. Ordinary shareholders rank behind creditors in the distribution of proceeds from the winding-up of the Company. On a show of hands every holder of ordinary shares present at a meeting in person or by proxy, is entitled to one vote, and upon a poll each share is entitled to one vote. Transaction costs arising on the issue of equity instruments are recognised directly in equity as a reduction of the proceeds of the equity instruments to which the costs relate. Capital risk management The Company’s objectives when managing capital are to safeguard their ability to continue as a going concern and to maintain an optimal capital structure so as to maximise shareholder value. In order to maintain or adjust the capital structure, the Company may issue new shares or reduce its capital, subject to the provisions of the Constitution and any relevant regulatory requirements. NOTE 13 OPTIONS RESERVE Balance at the beginning of the year Option issued during the year Balance at the end of the year Nature and purpose of reserves Options reserve The options reserve is used to recognize the fair value of options issued. 2016 $ 1,348,272 1,158,941 2,507,213 2015 $ 1,055,793 292,479 1,348,272 2016 No 2016 $ 2015 No Share options on issue Listed share options on issue 459,122,309 459,122 - 2015 $ - Unlisted share options on issue 103,954,917 2,048,091 22,679,000 1,348,272 Total share options on issue 563,077,226 2,507,213 22,679,000 1,348,272 48 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 13 OPTIONS RESERVE (continued) 2016 No 2016 $ 2015 No Listed share options on issue Listed options exercisable at 0.5 cents each expiring on or before 21 April 2019 459,122,309 459,122 Total listed share options on issue 459,122,309 459,122 2015 $ - - 2016 $ - - - 2016 No - Movements in listed share options Balance at 1 July 2015 (A) Issue of listed options exercisable at 0.5 cents each expiring on or before 21 April 2019 Balance at 30 June 2016 Unlisted share options on issue Unlisted options exercisable at $0.375 each expiring on or before 30 June 2016 Unlisted options exercisable at $0.375 each expiring on or before 31 July 2017 Unlisted options exercisable at $0.25 each expiring on or before 31 December 2018 Unlisted options exercisable at $0.02 each expiring on or before 30 September 2018 Unlisted options exercisable at $0.05 each expiring on or before 30 September 2018 Unlisted options exercisable at $0.02 each expiring on or before 21 February 2018 459,122,309 459,122 459,122,309 459,122 2016 No 2016 $ 2015 No 2015 $ 1,279,000 76,428 1,279,000 76,428 13,900,000 980,094 13,900,000 980,094 7,500,000 291,750 7,500,000 291,750 56,275,917 452,818 15,000,000 228,001 10,000,000 19,000 - - - - - - Total unlisted share options on issue 103,954,917 2,048,091 22,679,000 1,348,272 Movements in unlisted share options Balance at 1 July 2015 2016 No 2016 $ 22,679,000 1,348,272 (A) Issue of unlisted options exercisable at $0.02 each expiring on or 37,500,000 397,500 before 30 September 2018 – Issued 2 Dec 2015 (B) Issue of unlisted options exercisable at $0.02 each expiring on or 5,000,000 19,500 before 30 September 2018 – Issued 18 Jan 2016 (C) Issue of unlisted options exercisable at $0.02 each expiring on or 13,775,917 35,818 before 30 September 2018 – Issued 22 Feb 2016 (D) Issue of unlisted options exercisable at $0.05 each expiring on or 15,000,000 228,001 before 30 September 2018 – Issued 10 Dec 2015 (E) Issue of unlisted options exercisable at $0.02 each expiring on or 10,000,000 19,000 before 21 February 2018 – Issued 17 Mar 2016 Balance at 30 June 2016 103,954,917 2,048,091 49 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 13 OPTIONS RESERVE (continued) Fair value of options granted The fair value of options granted during the fi nancial year was calculated at the date of grant using the Black- Scholes option-pricing model. The following table gives the assumption made in determining the fair value of options on grant date: Fair value per option Number of options Expiry date A B C D E $0.0106 $0.0039 $0.0026 $0.0152 $0.0019 37,500,000 5,000,000 13,775,917 15,000,000 10,000,000 30 Sep 2018 30 Sep 2018 30 Sep 2018 30 Sep 2018 Exercise price $0.02 $0.02 $0.02 Price of shares on grant date $0.018 $0.009 $0.007 Estimated volatility Risk-free interest rate Dividend yield Discount on price calculated 100% 100% 100% 2% 0% 0% 2% 0% 0% 2% 0% 0% $0.05 $0.03 100% 2% 0% 0% Movements in unlisted share options Balance at 1 July 2014 (A) Consolidation of unlisted options expiring on or before 31 July 2017 2015 No 897,300,002 (681,200,000) (B) Consolidation of unlisted options expiring on or before (62,671,000) 30 June 2016 (C) Consolidation of unlisted options expiring on or before (125,211,331) 31 Oct 2014 (D) Consolidation of unlisted options expiring on or before (10,371,663) 30 April 2015 21 Feb 2018 $0.02 $0.007 100% 2% 0% 0% 2015 $ 1,055,793 - - - - (E) Issue of unlisted options exercisable at $0.25 each 7,500,000 291,750 expiring on or before 31 December 2018 (F) Issue of unlisted options exercisable at $0.375 each 100,000 expiring on or before 31 July 2017 Lapsing of unlisted options exercisable at $0.75 each expiring on or before 31 October 2014 Lapsing of unlisted options exercisable at $0.75 each expiring on or before 30 April 2015 (2,555,337) (211,671) 2,680 (1,951) - Balance at 30 June 2015 22,679,000 1,348,272 NOTE 14 ACCUMULATED LOSSES Accumulated losses at beginning of the year Net loss for the year Accumulated losses at end of the year 2016 $ (22,087,923) (2,903,474) (24,991,397) 2015 $ (19,493,364) (2,594,559) (22,087,923) 50 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 15 EARNINGS PER SHARE Basic and diluted loss per share 2016 Cents (0.94) 2016 No 2015 Cents (4.97) 2015 No Weighted average number of ordinary shares outstanding during the year used in the calculation of basic loss per share 307,877,648 52,252,274 Diluted loss per share has not been calculated as the Company made a loss for the year and the impact would be to reduce the loss per share. NOTE 16 COMMITMENTS FOR EXPENDITURE Operating lease commitments Offi ce operating lease rentals are payable as follows: Not later than one year Later than one year but no later than two years Later than two years Total operating lease commitments 2016 $ 2015 $ 44,865 - - 161,648 90,040 - 44,865 251,688 The Company leases one offi ce under a non-cancellable operating lease expiring on 1 February 2017. On renewal, the terms of the lease are renegotiated. NOTE 17 KEY MANAGEMENT PERSONNEL DISCLOSURES (a) Summarised compensation of Key Management Personnel Summary of Directors and Key Management Personnel compensation in the following categories are as follows: Short-term employee benefi ts (directors) Short-term employee benefi ts (MD/CEO) Short-term employee benefi ts (executives) Post-employment benefi ts Share based payments Total Directors and Key Management Personnel compensation (b) Loans to Key Management Personnel There are no loans to Key Management Personnel as at 30 June 2016 (2015: Nil). 2016 $ 163,583 175,623 100,895 19,692 1,128,000 1,587,793 2015 $ 176,535 55,800 79,500 - 272,300 584,135 51 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 18 RELATED PARTY TRANSACTIONS Transactions between related parties are on normal commercial terms and conditions no more favorable than those available to other parties unless otherwise stated. Transactions with related parties: (i) Leprechaun Holdings Pty Ltd and Bluewater Services Pty Ltd Leprechaun Holdings Pty Ltd (a substantial shareholder of the Company), paid on behalf of the Company for operating expenses excluding GST of $19,500 (2015: $28,804). Bluewater Business Services Pty Ltd a related party of Leprechaun Holdings Pty Ltd and a substantial shareholder of the Company provided consultancy services to the value of $75,000 (excluding GST) to the Company (2015: $150,000). On 18 January 2016, the Company issued 10,000,000 shares and 5,000,000 options to Bluewater Business Services Pty Ltd in settlement of outstanding invoices totalling $150,000. The options are exercisable at $0.02 each with an expiry date of 30 September 2018. During the year, the Company entered into a Deed of Settlement and Release with Bluewater Business Services Pty Ltd, Leprechaun Holdings Pty Ltd and Mr Michael Kiernan to terminate the consultancy agreement with Bluewater and in fi nal satisfaction of all and any monies owing by Gulf to Bluewater, Leprechaun and Mr Kiernan. The settlement includes the issue of 17,500,000 Fully Paid Ordinary Shares and 8,750,000 options exercisable at $0.02 each expiring 30 September 2018 at a deemed price of $0.015 each as well as a total cash payment of $31,575. During the year, Bluewater and Leprechaun ceased as related parties following ceasing as substantial shareholders (ii) Dr Peter Williams, a director of Gulf, loaned $100,000 to Gulf during the year, to assist with working capital needs. The loan was subsequently converted into 10 Convertible Notes at a face value of $10,000 per convertible note. Dr Peter Williams ceased as a related party following his resignation on the 17 February 2016. (iii) GDA Corporate Pty Ltd provided Directorship, Chief Financial Offi cer services, Company Secretary and accounting services to the Gulf at normal commercial terms, to the value of $31,700 (excluding GST; 2015: $79,500). Graham Anderson was a Director of GDA Corporate and Mr Leonard Math is an employee of GDA Corporate. Graham Anderson ceased as a Director on 20 July 2015 and GDA Corporate ceased as a related party on that date. Amounts owing to related parties Leprechaun Holdings Pty Ltd(a) Bluewater Business Services Pty Ltd(a) Dr Peter Williams(b) GDA Corporate(c) Graham Anderson(c) Michael Walters(d) Paul O’Shaughnessy Total amounts owing to related parties 2016 $ - - - - - 21,000 10,000 31,000 2015 $ 28,804 82,500 118,000 61,584 20,460 18,000 31,935 361,283 (a) Leprechaun Holdings Pty Ltd (the substantial shareholder of the Company) provided an unsecure loan to the Company. (b) Resigned as a director on 17 February 2016 (c) Mr Graham Anderson ceased as a director on 20 July 2015 and GDA Corporate ceased as a related party on the same date. (d) Resigned as a director on 1 February 2016 For details of remuneration disclosures relating to Key Management Personnel, refer to Note 17: Key Management Personnel disclosures and the remuneration report in the Directors’ Report. 52 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 19 FINANCIAL RISK MANAGEMENT The Company’s fi nancial instruments consist of deposits with banks, accounts receivable and payable, and convertible notes. Overall risk management The Company’s activities expose it to a variety of fi nancial risks; market risk (including fair value interest rate risk), credit risk, liquidity risk and cash fl ow interest rate risk. The Company’s overall risk management program focuses on the unpredictability of fi nancial markets and seeks to minimise potential adverse eff ects on the fi nancial performance of the Company. Risk management is carried out by the Board of directors under policies approved by the Board. Credit risk Credit risk arises from the fi nancial assets of the Company, which comprise cash and cash equivalents and trade and other receivables. The Company’s exposure to credit risk arises from potential default of the counter party, with a maximum exposure equal to the carrying amount of these instruments. The Company does not have any signifi cant credit risk exposure to any single counterparty. The credit risk on liquid funds is limited because the counter party is a bank with a high credit rating. The carrying amount of the Company’s fi nancial assets represents the maximum credit exposure. The Company’s maximum exposure to credit risk at the reporting date was: Cash and cash equivalents Trade and other receivables Other assets Maximum exposure to credit risk 2016 $ 621,747 106,756 - 2015 $ 9,638 123,179 - 728,503 132,817 The credit quality of fi nancial assets that are neither past due nor impaired can be assessed by reference to external credit ratings (if available) or to historical information about counterparty default rates. Liquidity risk Liquidity risk management implies maintaining suffi cient cash to meet commitments as and when they fall due. The Company’s fi nancial liabilities include trade payables which are non-interest. Expenses are managed on an ongoing basis and the Company expects to be able to raise additional funds as and when necessary to meet these commitments. Additionally, a major shareholder has signed a letter of comfort to provide fi nancial support to the Company for the next 12 months. Market risk Market risk is the risk that changes in market prices, such as foreign exchange rates, interest rates and equity prices will aff ect the Company’s income or the value of its holdings of fi nancial instruments. The objective of market risk management is to manage and control market risk exposures within acceptable parameters, while optimising the return. Foreign exchange The Group undertakes certain transactions denominated in foreign currency and are exposed to foreign currency risk through foreign exchange rate fl uctuations. Foreign exchange risk arises from future commercial transactions and recognised fi nancial assets and fi nancial liabilities denominated in a currency that is not the entity’s functional currency. The risk is measured using sensitivity analysis and cashfl ow forecasting. As a result of the operating activities in Indonesia and the ongoing funding of overseas operations from Australia, the Group’s Statement of Financial Position can be aff ected by movements in Indonesian Rupiah dollar (IDR) / Australian Dollar (AUD) and US Dollar (USD) / Australian Dollar (AUD) exchange rates. The Group seeks to mitigate the eff ect of its foreign currency exposure by timing its purchase and payment to coincide with highs in the IDR/AUD and USD/AUD exchange rate cycle. 95% of the Group’s transactions are denominated in AUD, thus eliminating the need for measures to mitigate currency exposure. Interest rate risk Interest rate risk is the risk that the fair value or future cash fl ows of fi nancial instruments will fl uctuate because of changes in market interest rates. The Company’s exposure to interest rate risk is not signifi cant and is limited to cash and cash equivalents. The company does not rely on the generation of interest to provide working capital. 53 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 19 FINANCIAL RISK MANAGEMENT (continued) Profi le At the reporting date the interest rate profi le of the company’s interest-bearing fi nancial instruments was: Fixed interest $ Floating interest $ Non-interest bearing $ - 621,747 470,000 - - - Total $ 621,747 470,000 Financial assets Cash and cash equivalents Financial liabilities Convertible notes Sensitivity analysis If the interest rates had weakened/strengthen by 1% at 30 June 2016, there would be no material impact on the statement of comprehensive income. There would be no eff ect on the equity reserves other than those directly related to statement of comprehensive income movements. NOTE 20 FAIR VALUE MEASUREMENT OF FINANCIAL ASSETS Financial assets and fi nancial liabilities measured at fair value in the statement of fi nancial position are grouped into three Levels of a fair value hierarchy. The three Levels are defi ned based on the observability of signifi cant inputs to the measurement, as follows: • Level 1: quoted prices (unadjusted) in active markets for identical assets or liabilities • Level 2: inputs other than quoted prices included within Level 1 that are observable for the asset or liability, either directly or indirectly • Level 3: unobservable inputs for the asset or liability The following tables provide the fair values of the fi nancial assets measured and recognised on a recurring basis after initial recognition and their categorisation within the fair value hierarchy: Level 1 Level 2 Level 3 Total 30 June 2016 Financial assets Available-for-sale fi nancial assets Net fair value 30 June 2015 Financial assets Available-for-sale fi nancial assets Net fair value Note 6 6 $ - - 75,000 75,000 $ - - - - $ - - 75,000 75,000 $ - - - - 54 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 21 SHARE BASED PAYMENTS The share based payments of $1,128,000 incurred during the year period relates to the 30,000,000 shares and 15,000,000 options issued to Mr Hamish Bohannan under his employment agreement. The shares were valued based on the share price at the date of grant ($0.03 per share). The fair value of options granted during the half year was calculated at the date of grant using the Black- Scholes option-pricing model. The following table gives the assumption made in determining the fair value of options on grant date: Option Series Fair value per option Grant date Number of options Expiry date Exercise price Price of shares on grant date Estimated volatility Risk-free interest rate Dividend yield MD Options $0.0152 27 November 2015 15,000,000 30 September 2018 $0.05 $0.03 100% 2.00% 0% NOTE 22 SEGMENT INFORMATION For management purposes, the Group is organised into one main operating segment, which involves the exploration for minerals and evaluation of mineral investment opportunities for its investors, presently solely in Australia. All of the Group’s activities are interrelated, and discrete fi nancial information is reported to the Board (chief operating decision maker) as a single segment. Accordingly, all signifi cant operating decisions are based upon analysis of the Group as one segment. The fi nancial results from this segment are equivalent to the fi nancial statements of the Group as a whole. The accounting policies applied for internal reporting purposes are consistent with those applied in the preparation of these fi nancial statements. NOTE 23 CONTINGENT ASSETS AND LIABILITIES Subsequent to the year end, the Company received a claim relating to a purported historical transaction between the Company and Mighty River International Limited. At present, this matter is under review by the directors and the Company’s legal counsel, to ascertain whether the claim has any legal substance. Given the lack of substantiation for this claim, it is not practicable – or reasonable – to estimate any potential liability in relation to it. Other than as above disclosed, there were no contingent liabilities at the end of the reporting period. NOTE 24 EVENTS OCCURRING AFTER REPORTING PERIOD Subsequent to year end, Mr Paul O’Shaughnessy retired as a director on 27 July 2016. On 5 August 2016, the Company announced that it has entered into a binding term sheet with Marthen Amtiran (“Pak Marthen”) for the investment of US$10 million in Gulf’s Indonesian-based subsidiary PT Gulf Mangan Grup (“PT Gulf”), for a 10% interest in PT Gulf (subject to any regulatory approval). Pak Marthen paid a non-refundable deposit of US$0.2 million deposit after of the signing of this Term Sheet. The deposit was received on 12 August 2016. The balance of US$9.8M was to be paid within 5 business days of the Bupati providing a written recommendation of the Kupang Smelter Project to the Governor of the Province of NTT. Following the initial US$10 million investment, Pak Marthen will have a six month option to purchase an additional 5% interest in PT Gulf for US$7 million. Pak Marthen will be entitled to one board representative on the PT Gulf Mangan Grup Board. 55 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 24 EVENTS OCCURRING AFTER REPORTING PERIOD (continued) Following the receipt of approval from the Governor of East Nusa Tenggara for the construction of a Manganese Smelting Hub in the Bolok Industrial Estate in Kupang, the recommendation by the Bupati was no longer requisite. The Company has commenced discussions with Pak Marthen to make a minor amendment to the term sheet refl ecting this change. However the Board remains confi dent of securing this investment in the near-term. On 8 August 2016, the Company advised that it has fi nalised an agreement with South African-based Transalloys (Pty) Limited for the acquisition and relocation of two ferromanganese smelting furnaces. Under the terms of the agreement, Gulf will purchase two furnaces (including related equipment), from Transalloys for the total cash consideration of US$1 million. Gulf has also agreed to supply Transalloys with up to 30,000tpa of high grade manganese ore at the prevailing reported Metal Bulletin’s index price for manganese lumpy, for a period of three years (once export licenses have been granted) and to marketing rights for 60% of the production from these smelters for three years under commercial terms. Specialist engineering fi rm, XRAM Technologies (Pty) Limited (“XRAM”), has been engaged to undertake all design and construction requirements associated with the refurbishment and relocation of the furnaces to the Kupang Smelting Hub. XRAM will also act as EPCM Managers for the Indonesian construction program utilising local Indonesian contractors and construction companies. Having now received necessary approvals to start construction in the industrial estate at Bolok in Kupang, the Company is revising its construction program but still expects to be in production in late 2017. On 23 August 2016, 3 convertible notes with a face value of $10,000 each were converted to shares in the Company. A total of 2,941,177 shares were issued at a price of 1.02 cents each. Following shareholders’ approval at the General Meeting held on 2 September 2016, the following securities were issued: 1) 20,000,000 shares at a price of 0.2 cents per share and 10,000,000 Listed Options exercisable at 0.5 cents each were issued to Triple C Consulting Pty Ltd as a settlement of outstanding fees of $40,000. 2) 10,000,000 shares were issued to Mrs Nukantini Putri Parincha to acquire 100% interest in PT Gulf Mangan Grup. 3) 4,500,000 shares were issued to Mr John Woodacre at a price of 0.4 cents per share in satisfaction of outstanding consulting fees of $18,000. 4) 10,000,000 Unlisted Options exercisable at 2 cents expiring 5 September 2021 were issued each to Mr Craig Munro and Mr Andrew Wilson 5) 30,000,000 Unlisted Options exercisable at 2 cents expiring 5 September 2021 were issued to Mr Hamish Bohannan. 6) 24,000,000 Unlisted Options exercisable at 2 cents expiring 5 September 2021 were issued to employees and contractors of the Company under the Company’s Employee and Contractor Share Option Plan. On 8 September 2016, the Company completed $1 million raising to provide additional working capital, as the Company continues to progress towards the development of its Kupang Smelting Hub Project in West Timor, Indonesia. Gulf raised circa $1 million via the placement of 70 million shares at 1.5c per share, with an attaching 1 for 2 listed option (GMCO). The issue of the attaching listed options will be subject to shareholders approval. A further 4 convertible notes with a face value of $10,000 each were converted to shares in the Company. A total of 2,941,176 shares were issued at a price of 1.36 cents each. On 15 September 2016, the Company raised a further $100,000 through the issue of 6,666,667 shares at 1.5 cents each. A total of 760,890 shares were issued on 20 September 2016 due to the conversion of listed options (GMCO) raising $3,804. Other than being disclosed, there are no other events occurred after the reporting period. 56 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) NOTE 25 AUDITOR’S REMUNERATION Audit and review of fi nancial statements Total auditor’s remuneration NOTE 26 DIVIDENDS 2016 $ 21,000 21,000 2015 $ 21,200 21,200 There were no dividends recommended or paid during the fi nancial years ended 30 June 2016 and 30 June 2015. NOTE 27 INVESTMENT IN CONTROLLED ENTITIES Details of investment in the ordinary share capital of controlled entities are as follows: Name of entity Parent entity Place of incorporation Equity holding 2016 % 2015 % Gulf Manganese Corporation Limited Australia Controlled entities Gulf Copper Pty Ltd1 Gulf Manganese Pty Ltd1 Gulf Coal Pty Ltd1,3 Gulf Project Services Pty Ltd1,3 International Manganese Group Limited Ebagoola Gold Mines Pty Ltd2 PT Gulf Mangan Grup4 Australia Australia Australia Australia Australia Australia Indonesia 100 100 100 - - 100 - 98 100 100 100 100 100 100 100 98 1 These companies were inactive during the years ended 30 June 2016 and 30 June 2015. 2 Ebagoola was liquidated during the year ended 30 June 2015 and was deregistered on 8 September 2015. 3 Gulf Coal Pty Ltd and Gulf Project Services Pty Ltd were deregistered on 22 June 2016. 4 100% of PT Gulf Mangan Grup was obtained post year end. 57 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2016 (continued) GULF MANGANESE CORPORATION LIMITED PARENT COMPANY INFORMATION Assets Current assets Non-current assets Total assets Liabilities Current liabilities Non-current liabilities Total liabilities Net assets/(liabilities) Equity Contributed equity Options reserve Accumulated losses Total equity Financial performance Loss for the year Other comprehensive income Total comprehensive loss Parent 2016 $ 700,418 1,035,303 1,735,721 864,430 - 864,430 871,291 Parent 2015 $ 85,541 667,267 752,808 1,598,464 - 1,598,464 (845,656) 23,325,345 2,507,213 19,903,209 1,348,273 (24,961,267) (22,097,138) 871,291 (845,656) (2,864,128) (6,777,276) - - (2,864,128) (6,777,276) 58 DIRECTORS’ DECLARATION The Directors of the Company declare that: 1. The fi nancial statements and note set out on pages 32 to 58, are in accordance with the Corporations Act 2001 and: (a) comply with Accounting Standards, the Corporations Regulations 2001 and other mandatory professional reporting requirements and (b) give a true and fair view of the consolidated entity’s fi nancial position as at 30 June 2016 and of its performance for the year ended on that date. In the Director’s opinion, there are reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable. 2. The remuneration disclosures included in the Directors’ report (as part of audited Remuneration Report) for the year ended 30 June 2016, comply with section 300A of the Corporations Act 2001. 3. The Directors have been given the declarations by the chief executive offi cer and chief fi nancial offi cer required by section 295A. 4. The Company has included in the notes to the fi nancial statements an explicit and unreserved statement of compliance with International Financial Reporting Standards. 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(cid:48)(cid:68)(cid:81)(cid:68)(cid:74)(cid:76)(cid:81)(cid:74)(cid:3)(cid:39)(cid:76)(cid:85)(cid:72)(cid:70)(cid:87)(cid:82)(cid:85)(cid:3) (cid:3) (cid:22)(cid:19)(cid:3)(cid:54)(cid:72)(cid:83)(cid:87)(cid:72)(cid:80)(cid:69)(cid:72)(cid:85)(cid:3)(cid:21)(cid:19)(cid:20)(cid:25)(cid:3) (cid:3) (cid:51)(cid:72)(cid:85)(cid:87)(cid:75)(cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) (cid:3) 61 (cid:3) ASX ADDITIONAL INFORMATION Additional information as required by the Australian Securities Exchange Limited and not disclosed elsewhere in this report is set out below. The information is current as at 18 October 2016. 1.1 Ordinary Shares on Issue There are 1,301,105,864 ordinary shares on issue (GMC). 1.2 Listed Options on issue There are 505,361,419 Listed Options (GMCO) exercisable at $0.005 expiring 21 April 2019. 1.3 Unlisted Options on issue Terms Exercisable at $0.0196 options expiring 30 Sep 2018 Exercisable at $0.0196 options expiring 21 Feb 2018 Exercisable at $0.0496 options expiring 30 Sep 2018 Exercisable at $0.3746 options expiring 31 July 2017 Exercisable at $0.2496 options expiring 31 Dec 2018 Exercisable at $0.02 options expiring 5 Sep 2021 Exercisable at $0.02 options expiring 5 Sep 2021 (ECSOP) 1.4 Distribution of shareholders and listed option holders Analysis of numbers of equity security holders by size of holding: Holding Ranges Holders Total Units 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 > 100,001 Totals 353 154 67 388 676 1,638 134,171 389,331 528,678 20,516,510 1,279,537,174 1,301,105,864 Quantity 56,275,917 10,000,000 15,000,000 13,900,000 7,500,000 50,000,000 24,000,000 % Issued Share Capital 0.01% 0.03% 0.04% 1.58% 98.34% 100.00% Based on the price per security at $0.025, number of holders with an unmarketable holding: 620, with total 1,665,662, amounting to 0.13% of Issued Capital Analysis of numbers of listed option holders by size of holding: Holding Ranges Holders Total Units 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 > 100,001 Totals 6 12 5 39 277 339 3,134 39,322 31,380 2,117,104 503,170,479 505,361,419 % Issued Share Capital 0.00% 0.01% 0.01% 0.42% 99.57% 100.00% 1.5 Voting Rights Subject to any rights or restrictions for the time being attached to any class or classes, all fully paid ordinary shares carry one vote per share. 62 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 ASX ADDITIONAL INFORMATION 1.6 Twenty largest shareholders Position Holder Name Mr Eduardo Siao & Mrs Evelyn Siao Passio Pty Ltd Trinity Management Pty Ltd Mr Gavin Vucic Abn Amro Clearing Sydney Nominees Pty Ltd Holding % 38,200,000 2.94% 33,600,000 30,000,000 28,967,800 27,511,182 2.58% 2.31% 2.23% 2.11% Mr Peter David Sheppeard & Mrs Sharon Fay Sheppeard 25,700,000 1.98% Mr Jeremy Nicholas Tolcon & Mrs Nadine Ruth Tolcon 25,040,000 1.92% Hamish Bohannan Mrs Perla Bailey Mr Shane Timothy Ball Mrs Helen Jelena Latkovic International Business Network (Services) Pty Ltd Cappig Finance Pty Ltd 44 Capital Pty Ltd Mrs Nadine Ruth Tolcon Pigequity Pty Ltd Mr Samuel John Mcphee Paradise Bay International Pty Ltd Mr Joel Chan Mr Brett David Sellars & Mrs Janelle Marie Sellars 24,000,000 21,233,333 19,200,000 17,624,510 15,000,000 14,700,000 13,500,000 13,450,000 13,000,000 12,347,144 11,500,000 11,470,588 11,383,329 1.84% 1.63% 1.48% 1.35% 1.15% 1.13% 1.04% 1.03% 1.00% 0.95% 0.88% 0.88% 0.87% Total Total issued capital 407,427,886 31.31% 1,301,105,864 100.00% 63 ASX ADDITIONAL INFORMATION 1.7 Twenty largest listed option holders (GMCO) Position Holder Name 1 2 3 4 5 5 6 7 8 9 10 11 12 13 14 15 16 17 18 18 19 19 19 19 19 19 20 Carmilou Pty Ltd Paradise Bay International Pty Ltd Passio Pty Ltd Abn Amro Clearing Sydney Nominees Pty Ltd Mr Mitchell James Burgon Hamish Bohannan Mr Shane Timothy Ball Mr Eduardo Siao & Mrs Evelyn Siao Mr Mitchell James Burgon Mr Peter David Sheppeard & Mrs Sharon Fay Sheppeard Mrs Leanne Barnes Mrs Perla Bailey Mr Gavin Vucic 44 Capital Pty Ltd Mr Brett David Sellars & Mrs Janelle Marie Sellars Mr Frank Weng Thong Chew Palais Park Pty Ltd Pigequity Pty Ltd Hamish Bohannan & Julie Bohannan Ubs Nominees Pty Ltd International Business Network (Services) Pty Ltd Delta Grove Pty Ltd St Barnabas Investments Pty Ltd Holding 17,200,000 15,000,000 12,500,000 12,231,902 12,000,000 12,000,000 11,750,000 11,100,000 10,500,000 10,350,000 9,700,000 8,850,000 8,445,000 8,000,000 7,552,601 7,330,000 6,222,500 6,000,000 5,500,000 5,500,000 5,000,000 5,000,000 5,000,000 % 3.40% 2.97% 2.47% 2.42% 2.37% 2.37% 2.33% 2.20% 2.08% 2.05% 1.92% 1.75% 1.67% 1.58% 1.49% 1.45% 1.23% 1.19% 1.09% 1.09% 0.99% 0.99% 0.99% Mr Jeremy Nicholas Tolcon & Mrs Nadine Ruth Tolcon 5,000,000 0.99% The Stephens Group Pty Ltd Mr Samuel John Mcphee Mrs Jodie Helene Carabott Total Total issued - listed options (GMCO) 5,000,000 5,000,000 4,573,233 0.99% 0.99% 0.90% 232,305,236 45.97% 505,361,419 100.00% 64 Gulf Manganese Corporation Limited T2, 152 Great Eastern Highway Ascot 6104 Western Australia +61 8 9367 9228 www.gulfmanganese.com

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