Woori Financial Group Inc.
Annual Report 2015

Plain-text annual report

w o o r i b a n k an n u a l r e p o r t 2 0 1 5 Woori Bank WIll BEE your lifetime partner! t a b l e o f c o n t e n t s Woori Internet BEE Bank A mobile world of our dreams! Woori Bank marks the start of a new era of financial services with the Blue Bee, WiBee, providing more convenient and diverse banking services as sweet as honey anytime, anywhere via smartphones. 03 Woori Story Message from the Ceo ___ 020 Company Structure ___ 024 Financial Highlights ___ 025 board of Directors & Management ___ 026 Corporate Governance ___ 028 news Highlights ___ 030 woori bank awards 2015 ___ 032 34 Reliable Partner Smart banking ___ 036 risk Management ___ 038 employee Satisfaction ___ 041 Consumer protection ___ 044 46 Leading Partner Global business ___ 048 investment banking ___ 051 Financial Market business ___ 053 international trade business ___ 056 Strong Partner Consumer banking ___ 060 wealth Management ___ 063 pension & trust business ___ 065 Corporate banking ___ 067 SMe banking ___ 069 institutional banking ___ 072 real estate Finance ___ 074 Sincere Partner Social Contribution activities ___ 078 woori Smile Microcredit ___ 080 ethical Management ___ 082 58 76 84 Financial Review Management’s Discussion and analysis ___ 085 independent auditor report ___ 096 Financial Statements ___ 98 organizational Chart ___ 192 Global network ___ 194 w o o r i s t o r y Woori Bank WIll BEE your lifetime partner! Over the past 117 years, Woori Bank has always been there for our custom- ers at important moments in history. Being the oldest Korean bank, Woori Bank went through numerous difficulties and challenges at home and abroad in order to emerge from the past, stand strong in the present and look towards the brighter future, thereby always be- ing there for our customers as a lifetime partner to help them at all times. Woori Bank has been a step ahead of our competitors as a leader of the fi- nancial market in 2015. We opened new possibilities by successfully launch- ing the 1st mobile bank ‘WiBee Bank’ to open a new mid-level interest rate loan market, as well as leading the effort to cultivate innovative markets for FinTech as an internet bank. In order to provide the most convenient and safest financial services for our customers, we will strive to bring innovations in the FinTech sector and achieve further growth to ensure that happiness and satisfaction of our cus- tomers and shareholders comes 1st out of all priorities. In order to respond to the changes in the financial environment, Woori Bank will stand firm as a strong bank that brings changes and innovations to the financial markets, while always being there for our customers and contribut- ing to achieving further growth for our domestic and global customers. W o o r i S t o r y r e L i a B i e P a r t n e r L e a d i n g P a r t n e r S t r o n g P a r t n e r S i n c e r e P a r t n e r F i n a n c i a L r e v i e W Woori Bank has always been there for our customers as a reliable partner protecting and supporting them in good times and bad. reliable Partner ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W c u s t o m e r s t o r i e s Hatvit Women's Hospital Hyeongshin Han, Doctor ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W Like Hatvit Women's Hospital’s goal of touching people’s hearts and to be there for our children in the future, Woori Bank is a reliable partner for a brighter future. Woori Bank annual report 2015 6 c u s t o m e r s t o r i e s Woori Bank has been our partner in helping us to take care of people and female patients as well as leading responsible lives as female physicians. Hatvit Women’s Hospital aims to become a hospital that takes care of patients professionally, while also satisfying customer needs for medical care. The hospital needed to move to another location for its patients and Woori Bank helped by providing funds. 1 4 6 2 3 • ‘Hatvit’ symbolizes ‘women and babies’, ‘birth’, ‘beginnings’ and ‘warmth’. In this way, the hospital is filled with warm sunshine and natural LED lights are installed throughout the hospital for new babies. • Hatvit Women’s Hospital aims to heal by becoming a leading hospital with reputable physicians who take good care of female patients. 5 7 8 9 Woori Bank annual report 2015 7 Woori Bank dreams of leading our customers to a better quality in life, and thereby, serves as a partner that enhances their financial, physical and spiritual well-being. Leading Partner ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W c u s t o m e r s t o r i e s Hyehwadong Catholic Church Fr. Alfredo Africa, MSP ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W Woori Bank provides the best financial services that match the life patterns of foreign workers, and we strive to lead in offering more convenient financial services for our customers anytime, anywhere. Woori Bank annual report 2015 10 c u s t o m e r s t o r i e s Woori Bank makes customers feel at home by always greeting them with a friendly vibe and being there for customers anytime, anywhere. Woori Bank’s Hyehwadong Branch became more active after the Philippine Catholic Priest Fredo from the Hyehwadong Catholic Church gave a mass in Tagalog. In order to help customers from the Philippines who cannot come to the bank during weekdays because of their busy schedules, we offer convenient remittance services for living expenses to families in the Philippines on Sundays. 1 4 6 2 3 • Every Sunday, there are lots of customers at the branch with about one thousand people gathering at the market near the Hyehwadong area. Woori Bank pays attention to ensuring customer convenience by posting the exchange rates so that they are visible from a distance. • Woori Bank is Korea’s only bank to establish a close relationship with Metrobank in the Philippines and operate as a competitor and a client company. 5 7 8 Woori Bank annual report 2015 11 ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W Woori Bank acts as a strong partner in supporting Korean companies to achieve intense development domestically and abroad and thereby contributes to the continuous development of the Korean economy as a whole. Strong Partner c u s t o m e r s t o r i e s BMT inc. Jongchan Yoon, CEO ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W Woori Bank has developed together with the nation and our customers, and we will always be there for our customers in the future to provide help when needed. Woori Bank annual report 2015 14 c u s t o m e r s t o r i e s Woori Bank has continuously stood by korean companies to help them during difficult times. Bank transactions are the same as transaction between people. Woori Bank greets customers warmly with the mindset of helping them as much as possible. Woori Bank has helped Korean companies to take a leap forward as they enter into new markets. Therefore, the relationship between the bank and our clients has been satisfactory and results in win-win cooperation. Korean companies will continue to take a leap forward in the future with the help of Woori Bank. 1 4 6 2 3 • Manufacturing companies make valves, industrial fittings and valves that are used as the connecting link in many components in the fields of Korea’s leading advanced industries today, including automobiles, aerospace and semiconductors. • Superlok i-fittings used as semiconductor fittings are high-precision products that received recognition by introducing innovative technology. The technology enhances competitiveness allowing companies to grow and evolve. 5 7 8 9 Woori Bank annual report 2015 15 ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W Woori Bank aims to become a sincere partner by fulfilling our social responsibilities warm heartedly so that we can become one in heart to dream for a better future. Sincere Partner c u s t o m e r s t o r i e s Good neighbors Ilha Yi, President ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W In order to ensure a better tomorrow, Woori Bank has been a partner in conducting meaningful projects. Woori Bank fulfills its social responsibilities with the world-famous NGO Good Neighbors to help develop the future together. Woori Bank annual report 2015 18 c u s t o m e r s t o r i e s Woori Bank has been a sincere partner for Good neighbors. Good Neighbors was established in 1991 and it has built a trusting relationship with Woori Bank. Woori Bank jointly implemented a campaign for supporting those children who were raised in crisis family to ensure children are well taken care of, while also making efforts in promoting a culture of donation amongst customers. Moreover, Woori Bank has become a sincere partner for Good Neighbors by supporting remittances for international development cooperation projects taking place overseas in 37 countries. Good Neighbors hopes to maintain a good relationship with Woori Bank in the future. 1 4 6 2 3 • Good Neighbors was founded in Korea and has implemented social welfare projects and international development cooperation projects to create a better world and promote healthy changes for our children, families and local communities domestically and internationally. • Good Neighbors not only helps and respects people by allowing them to make a better living, but also strives to create a world where people carry out their role of helping others and sharing a better future with good neighbors around the world. 5 7 8 Support Good Neighbors by calling 1544-7944 / www.goodneighbors.kr Woori Bank annual report 2015 19 me s s a g e f r o m t h e c e o ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W Message from the CEo Woori Bank has led change and innovation in the korean financial market by leading ‘half a step’ ahead of the competition in 2015. / Lee, Kwang goo president and ceo of woori bank Woori Bank annual report 2015 20 Strength in our Values / I would like to express my sincere appreciation to all of our shareholders and custom- ers for their continued support and commitment to Woori Bank. In 2015, due to global market volatility and risks including the economic recession in China and emerging market countries, ultra-low oil prices and the US interest rate hike, as well as the prolonged period of low interest rates and low growth, Korea ex- perienced an economic slump that made the market environment for all industries very difficult. Despite such circumstances, Woori Bank recorded notable achieve- ments compared with previous years, by having all employees striving to achieve the goal of ‘enhancing Woori Bank’s corporate value’. We vastly improved the financial performance index for growth, profitability and fi- nancial soundness. In 2015, Woori Bank’s total assets continued to exhibit a high level of growth com- pared with other banks, totaling KRW 318 trillion with an increase of about KRW 26 trillion. Moreover, soundness indicators, such as NPL ratio, debt expense and coverage ratio improved significantly. As a result, we were able to achieve an asset soundness level similar to our competitors, which had been a sticking point in enhancing Woori Bank’s corporate value for several years. In terms of profitability, even though there was a major downside in the interest mar- gins due to the benchmark interest rate being cut four times over a two-year period, we achieved better results than estimates for net interest income and non-interest income, by overcoming such obstacles with strong sales capacity in the field. As the FinTech (finance technology) sector is growing rapidly and a paradigm shift in the financial world takes place through ICT convergence, Woori Bank has led change and innovation in the Korean financial market by leading ‘half a step’ ahead of the competition in 2015. Maintained long-term major creditor bank relationships with Korea’s leading large corporates and supported them in their trajectories toward global prominence. In May 2015, Woori Bank successfully launched Korea’s first mobile bank ‘WiBee Bank’ to promote the mid-level interest rate loan market. In November 2015, we took the lead in innovating the FinTech market, including actively participating, establishing and receiving preliminary approval for a consortium to launch an internet bank. As for global competitiveness, Woori Bank expanded the number of its overseas networks to 205 and became Korea’s no. 1 bank as of the end of 2015, mainly due to successfully launching Woori Saudara Bank in Indonesia. Moreover we established micro finance institutions in Cambodia and Myanmar, thereby fostering future growth engines to join the ranks of ‘Asia’s Top 10, Global Top 50’ banks. The year 2015 was a significant year for Woori Bank because we gained a competitive edge in all areas despite fierce inter-bank competition, and established the founda- tion for continuous future growth by taking the lead in FinTech and global markets. ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W Based on outstanding performance in 2015, Woori Bank will strive to make 2016 the first year of successful privatization. Woori Bank has decided on ‘Becoming a Strong Bank’ as our management goal, and hopes to achieve profitable growth through five management strategies. First, in order to maintain market dominance in all areas, we ranked No.1 in increasing performance in all categories. In particular, we will further enhance our non-interest income by focusing on the asset management and retirement markets, with Individu- al Savings Accounts (ISA) introduced for the first time this year. Second, we will become a Clean Bank that achieves high-quality asset growth and minimize the occurrence of NPLs by thoroughly implementing the process of ‘Locking the Back Door’ in 2016. In order to raise capital adequacy ratio (including Common Equity Tier 1 ratio) which exhibits a wider gap with other banks due to excessive bad debt expenses from the past, we will implement a mid-to-long-term improvement strategy by minimizing the growth of Risk Weighted Assets, Credit Costs and SG&A Expenses while maximizing revenue and maintaining an adequate dividend rate to sufficiently improve and minimize the gap with our competitors. My life, with Woori Bank Third, we added an online marketplace and community function to WiBee Bank and WiBee Talk platforms so that they can be expanded into a lifestyle products amongst banks, for customers and companies, thereby actively utilizing the new platform for marketing activities. In 2016, Woori Bank will take the lead in the innovative FinTech market and seek new business opportunities linked with the banking sector. Fourth, in order to overcome limitations in the saturated domestic market, we will focus on the Southeast Asian market to grow our presence to 300 global networks and launch both WiBee Bank and a card business with the know-how accumulated from experience in the domestic market, thereby diversifying the sources of income through retail sales in overseas markets. Fifth, in order to enhance organizational productivity, we will optimize branches and improve the operational efficiency of our workforce, ensuring that all employees can work to the utmost of their capabilities. By implementing these five management strategies, Woori Bank will strive to achieve further growth and become a bank that places customer and shareholder happiness and satisfaction as our top priority. Over the past 117 years of Woori Bank’s history, 2016 is, in particular, the year of ut- most importance, as it will be the year of successful privatization of Woori Bank. Based on this, the year 2016 will be a historic year for taking another leap forward as a group providing comprehensive financial services. In 2016, Woori Bank’s employees will work toward becoming a strong bank with the mindset of a second startup. We ask for continued support and commitment from our customers and shareholders. I sincerely wish you and your family good health and happiness. Thank you. As for global competitiveness, Woori Bank increased the number of its overseas networks to 205 and became the no. 1 Korean bank as of the end of 2015, cultivating future growth engines to become one of 'Asia's Top 10, Global Top 50 Bank' by 2020. Woori Bank annual report 2015 23 c o m p a n y s t r u c t u r e Company Structure ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W Privatization oF Woori BanK in ProgreSS On July 21, 2015, in order to maximize the recovery of public funds, achieve timely privatization and contribute to the development of the Korean financial industry, the Public Fund Oversight Committee passed the agenda on the implementation in setting the direction for the privatization of Woori Bank, including matters on the disposal of controlling interests and the disposal of shares owned by majority shareholders. The government plans to conduct the disposal as soon as possible. The specific disposal method and schedule will be discussed later on at a Public Fund Oversight Committee. Also, on October 2, 2015, the Financial Services Commission announced plans for taking steps to enhance the MOU on the normalization of bank management, aiming to improve corporate value through the expansion of Woori Bank’s managerial autonomy. The Financial Services Commission and the Korea Deposit Insurance Corporation will do their best to successfully complete the privatization of Woori Bank by promptly following up on enhancing the MOU by revising the En- forcement Decree of the Special Act on the Management of Public Funds for the future. PreSent StatuS oF Woori BanK’S SuBSidiarieS DomEstIC WOORI CARD 100% WOORI INvESTMENT BANK (MERCHANT BANK) 58.15% IntErnatIonal WOORI FIS WOORI FINANCE RESEARCH INSTITUTE WOORI CREDIT INFORMATION WOORI FUND SERvICE WOORI PE 100% 100% 100% 100% 100% WOORI AMERICA BANK WOORI BANK (CHINA) LTD PT BANK WOORI SAUDARA INDONESIA 1906 TBK WOORI GLOBAL MARKET ASIA LIMITED (HONG KONG) ZAO WOORI BANK WOORI BANK BRASIL WOORI FINANCE CAMBODIA PLC WOORI FINANCE MyANMAR PLC (RUSSIA) (BRAZIL) 100% 100% 74.0% 100% 100% 100% 100% 100% Woori Bank annual report 2015 24 f i n a n c i a l h i g h l i g h t s Financial Highlights LoanS in Won (unit: krw trillion) woori bank consolidated basis (k-ifrs) note 1) total assets include trust account loanS in won total aSSetS1) net income (unit: krw billion) woori bank consolidated basis (k-ifrs) net income(continuing operations) attributable to controlling interests note 1) profit / loss related to spun-off or sold subsidiaries +10.7% 2015 2014 185.2 317.9 167.3 291.9 +143.4% 2015 2014 435 1,059 7791) dePoSitS (unit: krw trillion) DepoSitS total liabilitieS +10.9% 2015 2014 209.1 272.5 188.5 252.1 roa / roe (unit: %) note 1) eXcluding one-off factors related to the sale and the spin off of subsidiaries (including one off factors, roa 0.41, roe 7.06) roa roe 0.37 2015 0.211) 2014 5.69 3.551) aSSet QuaLity (unit: %) npl ratio npl CoveraGe ratio1) note 1) (loan loss reserve + allowance for accrued revenue + regulatory reserve for credit loss) / substandard and below loans *4 shipbuilders: sungdong shipbuilding & marine engineering, spp shipbuilding, daesun shipbuilding & engineering, stX offshore & shipbuilding BiS ratio (unit: %) biS ratio tier 1 ratio CoMMon equity ratio baSel iii baSiS note 1) eXcluding the impact on rwa from the new inclusion of 5 subsidiaries((woori card, woori investment bank, woori fis, woori finance research institute, woori pe) caused by the merger with woori financial holdings 1.47 (exCluDinG 4 SHipbuilDerS* 1.24) 122.3 8.5(9.41)) 10.4(11.61)) 13.7(15.21)) 2015 2014 2.10 (exCluDinG 4 SHipbuilDerS* 1.62) 97.2 2015 2014 9.0(9.91)) 10.7(11.81)) 14.3(15.71)) Woori Bank annual report 2015 25 bo a r d o f di r e c t o r s Board of Directors & Management ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W g n u y M i , k m a n & n u G g n o D , e e L & g n u y k o o S , g n u h C & o o G g n a w k , e e L : s r o t c e r i D g n i d n a t S Woori Bank annual report 2015 26 bo a r d o f di r e c t o r s Standing directorS lee, Kwang Goo 49th President & Chief Executive Officer • Executive Vice President, Consumer Banking Business Unit, Woori Bank • Executive Vice President, Finance & Management Planning Unit, Woori Bank • Head, Gwangjin-Seongdong Sales Center, Woori Bank • General Manager, Consumer Banking Strategy Dept., Woori Bank • Chief Executive, Woori Global Markets Asia Ltd.(Hong Kong) • General Manager, Card Strategy Dept., Woori Bank • General Manager, Consumer Banking Marketing Dept., Woori Bank • B.A. in Business Administration, Sogang University Chung, soo Kyung Standing Audit Committee Member / Director • Local Government Dispute Mediation Committee Member, Ministry of the Interior • Financial Disputes Settlement Committee Member, Financial Supervisory Service • Financial Consumer Panel Committee Member, Financial Supervisory Service • Deputy Executive Director, Korean Bar Association • Registered Lawyer / Attorney • Registered Certified Public Tax Accountant and Patent Attorney • B.A. in English Language and Literature, Sungkyunkwan University lee, Dong Gun Head of Group, Executive vice President / Director • (Current) Head, Business Support Group & Executive Vice President, Woori Bank • Deputy President / Director, Woori Bank • Executive Vice President, Credit Support Unit, Woori Bank • Executive Vice President, Operation & Support Unit, Woori Bank • Managing Director (CIO), Channel Support Division, Woori Bank • Head, Gangnamjungang Corporate Banking Center, Woori Bank • General Manager, International Trade Business Division, Woori Bank • M.A. in Financial Economics, Graduate School of Economics, Yonsei University • B.A. in Business Administration, Yeungnam University nam, Ki myung Head of Group, Executive vice President / Director • (Current) Head, Domestic Business Group & Executive Vice President, Consumer Banking Business Unit, Woori Bank • Executive Vice President, Consumer Banking Business Unit, Woori Bank • Executive Vice President, Finance & Management Planning Unit, Woori Bank • Managing Director, International Trade Business Division, Woori Bank • Head, Gangdong Seongnam Sales Center, Woori Bank • General Manager, Sales Support Dept., Woori Bank • Univ. of Michigan, Ann Arbor MBA • B.A. in Business Administration, Seoul National University outSide directorS Hong, Il Hwa • (Current) Standing Advisor, Women’s Newspaper Women & People • Outside Director, Korea Development Bank(KDB) • President, Korea-Romania Friendship Society • M.A. in Public Policy, Kookmin University Graduate School of Public Administration • B.A. in Economics, Kookmin University Chun, He suk • (Current) Professor of Economics, Cheongju University • Vice President, Merrill Lynch, New York, Investment Advisory Company • Acting General Manager, New York Branch, Kookmin Bank • M.A. in Business Administration / Ph.D. in Economics, George Washington Univ. • B.A. in Biology, Yonsei University Jung, Han Gi • Visiting Professor of Liberal Arts, Hoseo University • Visiting Professor of Business Administration, Sogang University • CEO/President, Eugene Asset Management • Corporate Business Head (Managing Director), NH Investment & Securities • M.A. in Business Administration, Graduate School of Business, Sogang University • B.A. in Political Science, Sogang University lee, Ho Geun • (Current) Professor of Business Administration, Yonsei University • Assistant Professor of Management Information Systems, School of Business Administration, Hong Kong University of Science and Technology • Visiting Professor of Business Administration, Erasmus University Rotterdam • Ph.D. in Business Administration, University of Texas at Austin • M.A. in Management Science, Korea Advanced Institute of Science and Technology • B.A. in Industrial Engineering, Seoul National University Koh, sung soo • (Current) President and Professor of Konkuk University Graduate School of Real Estate • Research Fellow, Korea Institute of Finance • M.A./Ph.D. in Economics, Cornell Graduate School • M.A. in Business Administration, Columbia University • B.A. in Business Administration, Yonsei University Kim, sung Yong • (Current) Professor at Sungkyunkwan University Law School • Representative Attorney at Law Firm Woo Hyun • Attorney at Law Firm Lee & Ko • Passed the 29th Korean Bar Exam • M.A. in Law, University of Pennsylvania Law School • B.A. in Law, Seoul National University non-Standing director Choi, Kwang Woo • (Current) Head, Office of Public Relations, Korea Deposit Insurance Corporation • Head, Office of Fund Operation and Investment, Korea Deposit Insurance Corporation • Head, Office of Customer Value Management Support, Korea Deposit Insurance Corporation • M.A. in Business Administration, Korea University • B.A. in Business Administration, Korea University executive vice PreSident sohn, tae seung Head, Global Business Group & Executive Vice President, Global Business Unit Jeong, Won Jai Corporate Banking Business Unit Chae, Woo seok Small & Medium Corporate Banking Business Unit lee, Dong Bin Credit Support Unit Kim, Hong Hee Real Estate Finance Business Unit Choi, Jung Hoon Risk Management Unit Cho, Jae Hyun Smart Banking Unit Kim, Hong Koo Investment Banking Business Unit Kim, Jai Won Institutional Banking Business Unit Woori Bank annual report 2015 27 c o r p o r a t e go v e r n a n c e Corporate Governance ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W at the end of March 2016, woori bank’s board of Directors consisted of 11 executive directors: four standing directors, one non-standing director and six outside directors, who were appointed to increase the relevant expertise and independence of the board. the six outside directors and one non-standing director were selected based on their experience in the fields of finance, management, law, accounting and public relations; many are also well-known public figures. they support, as well as monitor, woori bank’s strategic decision-making and overall business affairs on a regular basis. Review of 2015 The Board held 18 meetings in 2015 to discuss a total of 41 pending issues and conduct 35 briefings for the ment records and they conducted regular inspections of the group’s management. The major agenda of the discussions included: reports on the submission of plans for the implementation of the Memorandum of Under- purposes of decision-making and deliberation, and standing (MOU) signed with the Financial Supervisory the overall attendance rate of outside directors was Service (FSS); the results and details of the MOU imple- 97%. Directors from various fields collected informa- mentation with the Korea Deposit Insurance Corporation tion through internal and external activities, and then (KDIC); plans to issue foreign currency-denominated offered real-world advice by utilizing their expertise to bonds; comprehensive briefings regarding major loans; contribute significantly to improving management. This briefings on NPLs; reviews of the orders implemented by photo shows that they promoted effective bank man- the Board of Directors, as well as discussions concerning agement and maximized shareholder value, by con- the outcome of reviews and a rundown of the activities ducting Board meetings founded on discussions with of various committees under the Board of Directors. At experts in various fields, including economics and law. the December meeting, the Board also held in-depth At the quarterly meeting in 2015, there was consensus continuing market changes, such as the confirmation of among the board in regards to the quarterly manage- the Bank’s 2016 draft management plan. discussions about major issues facing Woori Bank, amid Woori Bank annual report 2015 28 c o r p o r a t e go v e r n a n c e Committees under the board of directors In order to ensure the efficient operation of the Board of Directors, Woori Bank has established the Board of Governance Committee, the Board Audit Committee, the Board Risk Management Committee, the Board Compensation Committee, the Officer Candidate Rec- ommendation Committee, the Outside Director Candi- date Recommendation Committee and the Audit Com- mittee Member Recommendation Committee. Board of Governance Committee The Board of Governance Committee actively supports the activities of the Board of Directors by studying and review- ing the overall function and operation of the Board, as well as establishing and reviewing the succession and training Board Compensation Committee The Board Compensation Committee monitors the de- sign and operation of the Bank’s performance-based compensation systems and is in charge of independent- ly establishing compensation policies. officer Candidate recommendation Committee The Officer Candidate Recommendation Committee recommends candidates for the position of CEO. outside Director Candidate recommendation Committee The Outside Director Candidate Recommendation Com- mittee recommends candidates for outside directors. audit Committee member recommendation Committee The Audit Committee Member Recommendation Com- plans of the management team including directors. mittee recommends candidates for the Audit Commit- tee. Board audit Committee The Board Audit Committee establishes and executes internal audit plans, makes outcome evaluations, imple- ments follow-up measures and provides improvement plans to evaluate and enhance the appropriateness of the internal control system and management perfor- mance measures. Board risk management Committee The Board Risk Management Committee makes de- Plans for 2016 In 2016, Woori Bank will make significant improvements to its management by discussing major agenda items at the Board meetings. At the end of March 2016, the Board of Directors had already met four times. After March, the quarterly Board meetings will continue to cisions about risk-related policies and strategies in focus on agenda items such as the analysis of manage- response to changes in the financial environment. The ment performances and the 2017 draft management Committee meets at least once every quarter, or on an plan, with ad hoc meetings also being held whenever ad hoc basis to deliberate on risk management strat- needed to deal with agenda items related to various egies and policies, risk tolerance levels and exposures, matters, such as management goals, organization and thereby discerning, measuring and monitoring overall financing. In 2016, Woori Bank will act as a reliable part- risks arising from the Bank’s management and a variety ner bank that excels and grows through transparent of transactions in a timely manner. and efficient management innovation. type of meeting no. of agenda Issues no. of Briefings major Issues Shareholders’ Meeting, BOD and Corporate Governance, etc Accounting / Financial Management Portfolio & Risk Management / Investment / Audit & Inspection / Gov. Regulation HR / Organizational Management Others Total 14 5 2 5 15 41 6 6 13 2 8 35 Holding regular shareholder meetings, functioning of the Board of Directors/ Board of Directors’ Management Committee, discussing corporate governance issues, establishing and implementing management plans and strategies (launching and realigning divisions) Approving and modifying the settlement of financial statements, reporting and planning financial records, briefing on results and actions for reviewing the MOU, planning for bonds issues (including foreign currency bonds) and managing credit limits Comprehensive briefing on major loans, investments in private equity funds, selling off NPLs, briefing on the status of NPLs, appraising the commitments of investment com- panies to invest, handle audit and internal control issues as well as manage and support special contributions of guarantee institutions for SMEs Carrying out performance evaluations/compensation, appointing and dismissing employ- ees excluding the BOD and addressing issues related to labor-management relations Woori Bank annual report 2015 29 n e w s h i g h l i g h t s Launch of the Korea’s 1st Mobile Bank ‘WiBee Bank’ Hansae Basketball Team Wins the Championship Three Consecutive Years in the Women’s Korean Basketball League ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W After Woori Bank’s President and CEO Lee Kwang Goo an- nounced 2015 as the first year of the ‘Smart Digital Bank’ at his inauguration ceremony, Woori Bank launched the Ko- rean financial Korea’s 1st mobile bank ‘WiBee Bank’ in May. ‘WiBee Bank’ is creating a new paradigm for the Korean financial industry—in addition to being the banking sector’s 1st mobile small loan finance product charging a mid-level interest rate for its ‘WiBee’ Mobile Loan’, it includes the launch of financial services such as convenient remittance, travel insurance, and foreign currency exchange, a financial industry first. The ‘WiBee Mobile Loan’ system allows cus- tomers who used high-interest rate loans through private lenders or nonmonetary institutions in the past to take out bank loans easily and at low cost without visiting a branch or filling out documents. It is highly praised for establish- ing the foundation for the ‘internet bank’ business model. Based on these experiences, Woori Bank and KT become key players in the establishment of the K-Bank Consortium. On November 27, we obtained preliminary approval for Korea’s 1st internet bank to take a powerful step towards becoming Korea’s No. 1 internet bank. In addition, WiBee Bank’s cute mascot ‘WiBee’ has become the face of Woori Bank in the form of emoticons and dolls.’ The bank will also take the lead in social contribution activities, such as donating profits raised from selling ‘WiBee’ emoticons to the Youth Hope Fund. Furthermore, WiBee Bank provides other services like mobile games and free music, and has plans to enter into overseas markets, starting with the launch of‘WiBee Bank Cambodia’ this year and other Asian markets including Vietnam and China next year. As WiBee gains popularity, we look forward to a bright future for Woori Bank and WiBee Bank as they spread throughout the world. On March 27, Woori Bank’s Hansae Basket- ball Team accomplished the great achieve- ment of winning three consecutive regular season and championship titles by defeating KB Stars in the 4th game of the 2014-15 Season WKBL Championship Final held at Cheongju Gymnasium. Before the start of the season, Hansae Basketball Team’s key players, head coach Wi Sung Woo, and sen- ior coach Jeon Ju Won had to participate in the Asian Games and the FIBA World Cham- pionship for Women; this left them with little time for practice. However, the players overcame this handicap with a strong will and unity to win sixteen consecutive games, the longest winning streak in WKBL history. Of course, it was not all smooth sailing: key guard Lee Seung A suffered an ankle injury two times in December and February. Also, Lee Eun Hye (a solid fill-in for Lee Seung A during her injury) hurt her waist. As a result, the physical burden increased for other key players including Im Young Hee and Park Hye Jin. However, the players’ fighting spirit prevailed and the Hansae Basketball Team won three consecutive regular and cham- pionship titles with a record of 3 wins and 1 loss when Lee Seung A joined the team starting from the second game of the final championship. Due to its three consecutive wins that started in the 2012-13 Season and its 7th championship title, the Hansae Basketball Team recorded the most wins in the history of the championship. Meanwhile, the Hansae Basketball Team is currently diligently maintaining 1st place in the 2015-16 Season, which began not long ago. We look forward to Hansae Basketball Team breaking records with a monumental achievement of four consecutive wins and an 8th title, with the tremendous support of the bank’s em- ployees backing them. Woori Bank annual report 2015 30 Launch of the ‘Woori Samsung Pay’ Service On August 20, Woori Bank launched the ‘Woori Samsung Pay’ service in conjunction with Samsung Elec- tronics. With it, customers can make payments at affiliated stores or withdraw money from ATMs just by using their bank accounts; there is no need for a separate credit or debit card. This strengthened our position as the leader in the Fin- Tech (finance technology) sector. Any person with a Samsung Pay compatible phone and an Woori Bank account can use this service by registering up to 10 accounts through the Samsung Pay applica- tion, Woori Bank Internet Banking, Smart Banking, or by visiting a bank branch. In particular, we reduced customer security concerns by ap- plying the world’s 1st MST (Magnetic Secure Transmission) method and using fingerprint authentication and tokenization (a one-time payment method for transactions). Among convenient payment services, ‘Woori Samsung Pay’ has received praise as a great wallet alternative that allows cash withdrawals, the first of its kind in Korea. Woori Bank will continue to develop innovative financial transaction technology as well as offer additional services such as remittances and online payments. Meanwhile, Woori Bank, which has actively introduced financial services that integrate ICT by being the 1st in the banking sector to establish a FinTech Business Dept., successfully established ‘Woori Samsung Pay’ service, following the success of Ko- rea’s 1st mobile bank ‘WiBee Bank’ to take a leading position in the Fin- Tech sector. n e w s h i g h l i g h t s The 100th Anniversary of Serving as the Treasury Bank for the Seoul Metropolitan Government Awarded the Grand Prize in the 2015 Customer Satisfaction Management Awards for Eight Consecutive Years in the Financial Sector This year marks the 100th anniversary of Woori Bank acting as the treasury bank for Seoul Metro- politan City. Since 1915, we have been designated as the treasury bank for Seoul Metropolitan City to support the safe and efficient management of Seoul Metropolitan City’s finances. The reason behind why we were chosen as the treasury bank for Seoul Metropolitan City over the past century is because of our advanced IT infrastructure and expertise in treasury bank matters. On March 31, in order to celebrate a century of serving the Seoul Metropolitan City, Woori Bank was the 1st private company to hold a celebration event at the Seoul Metropolitan City Hall under the slogan‘116 Years with Customers, 100 Years with the Seoul Metropolitan City’. Various events were held for the Seoul Metropolitan Government and Seoul citizens, including an event marking 100th Anniversary of serving as the treasury bank for Seoul Metropolitan City, an exhibition of historical records for the past one hundred years, a 100th anniversary signboard unveiling ceremony for Seoul Metropolitan Financial Center, and a 100th anniversary special sale event for installment savings accounts. The Mayor of Seoul, Park Won Soon, who attended the events requested that “Woori Bank continue to stand by Seoul Metro- politan City and the Seoul citizens so that we can continue to depend on the bank in the future.” Woori Bank’s President and CEO, Lee Kwang Goo responded, “Based on the collaboration dur- ing the past one hundred years, we will faithfully fulfill our role as Seoul Metropolitan City’s policy partner for the next 100 year by making further efforts to improve the Seoul Metropolitan City’s tax administration, support small-loan finance, vitalize traditional markets and support job crea- tion programs.” The event was a meaningful op- portunity to further strengthen the 100 year old partnership between Seoul Metropolitan City and Woori Bank. Meanwhile, Woori Bank is currently designated as the treasury bank for Seoul Metro- politan City, an account worth KRW 27.5 trillion, including the Seoul Metropolitan City’s budget of KRW 25.5 trillion and a contribution fund of KRW 2 trillion. Woori Bank annual report 2015 31 Woori Bank received the Grand Prize in the 2015 Customer Satisfaction Management Awards for eight consecutive years in the financial sector. The Customer Satisfaction Management Awards, hosted by the Korea Economic Daily and organized by the Korea Sustainability Management Evaluation Associ- ation, are given to companies in various sectors that take the lead in advancing the economy by successfully implementing and enhancing customer satisfaction management. Last year, Woori Bank was the financial industry’s 1st to join the Hall of Fame by winning the Grand Prize in the financial sector for seven years in a row. As a result of winning the award again this year, Woori Bank will be the 1st firm in the financial sector to win the award consecutively eight times in order to join the Hall of Fame. This year’s award a result of all employees striv- ing to implement customer satisfaction man- agement continuously under the management policy set forth by Woori Bank’s President and CEO of ‘field-centered management to put customers first’. Last year, in order to reinforce the ability of the customer service organization and improve customer service, Woori Bank im- plemented the ‘Customer Service Leader Start- Up’ program, an in-house training program for branch customer service leaders, improving the customer service mindsets of employees by establishing a customer service training roadm- ap, and regularly holding training programs for strengthening marketing capabilities. Also, we are boosting employee morale through various programs including: the ‘Cheer Up! Project’ that sends supplies to help with activities for im- proving customer service at branches ranked lowest in customer satisfaction evaluations; and the ‘Gonggam Dosirak’ event where bank man- agement makes a surprise visit to a branch. In particular, ‘Gonggam Dosirak’, which promotes communication and enhances understanding between management and branches, has cur- rently changed its name to ‘Customer Service Morak Morak’ and is helping branch employees to provide better customer service. Global Network Opening of the 200th Branch In November 1968, Woori Bank took the 1st step towards becoming a leading global bank by opening a branch in Tokyo, being the 1st Korean commercial bank to set up a branch overseas. Following the merger with Bank Saudara in Indonesia at the end of last year, we established ‘Woori Finance Myanmar’ in Yangon, Myanmar on Novem- ber 26th of this year, 48 years since entering overseas markets. This event also marked the 1st time a Korean bank has opened a 200th global network. Compared to the remarkable achievements of the Korean manufacturing sector over the past half century, the overseas expansion of finan- cial companies has proved disappointing. However, Woori Bank’s 200th overseas branch opening was highly praised be- cause it marked a new milestone for promoting the globalization of the Korean financial industry. Following the opening of Woori Finance Myanmar, we are taking a leading role in expanding into to overseas markets and making plans to merge with a local savings bank in the Philippines and set up a local subsidiary in Vietnam at the beginning of next year. Based on these aggressive strategies for overseas markets, Woori Bank currently has the largest num- ber of overseas networks among Korean commercial banks with over 205 overseas networks in 23 countries as end of 2015. We will increase this number to more than 300 overseas networks by 2016 and to 500 overseas networks over the mid-to long-term future, thereby linking the ‘Asia Belt’ that passes from China and Southeast Asia to the Middle East as well as achieving the mid- and long-term goal of becoming one of Asia’s Top 10, and a Global Top 50 bank’. a w a r d s Woori Bank awards 2015 The Korea Economic Daily Grand Prize in the Financial Sector of the 2015 Customer Satisfaction Management Awards (Eighth Consecutive year) The Korea Economic Daily The 2015 Korea Fund Awards (Best Seller Prize) The Korea Economic Daily Grand Prize in the PB Service Sector of the 2015 Korea Luxury Brand Award (Six Consecutive year) The Asian Banker Korea’s Best Cash Management Bank in 2015 The Asian Banker Korea’s Best Custodian Bank in 2015 The Asian Banker The Asian Banker Award "Best Mortgage Product" ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W League of American Communications Professionals Platinum Prize in the LACP Annual Report Competition The Korea Economic Daily Special Prize in Carbon Management (New Participation Category) The Korea Economic Daily Minister of Public Administration and Security Award 14th Korea Safety Award The Bank of Korea Citation as Best Institution - Won-yuan Market Maker Category Newspim The 3rd Newspim Capital Market Awards (The Best CIB Prize) Mail Business Newspaper The 14th Korea Fund Awards (Best Seller Prize) Woori Bank annual report 2015 32 a w a r d s 大同躍進 Dae-dong-yak-jin refers to always taking a step ahead of others if you want to succeed. Our efforts to become more innovative, change in advance, and be ready for competition a step ahead of others will act as a huge competitiveness in better serving our customers for another 100 years. w o o r i s t o r y r e l i a b i e p a r t n e r l e a d i n g p a r t n e r s t r o n g p a r t n e r s i n c e r e p a r t n e r f i n a n c i a l r e v i e w Great Woori ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W 1 reliable Partner Safeguarding a Sound Future for Customers Smart Banking ___ 036 risk management ___ 038 employee Satisfaction ___ 041 consumer Protection ___ 044 Woori Bank annual report 2015 34 r e L i a B i e P a r t n e r L e a d i n g P a r t n e r S t r o n g P a r t n e r S i n c e r e P a r t n e r F i n a n c i a L r e v i e W Woori Bank annual report 2015 35 re l i a b l e p a r t n e r Smart Banking the Smart banking business Division is in charge of establishing woori bank’s strategy for smart banking, as well as the exploration of new markets. in order to deliver a timely product in a smart banking market that demonstrates exponential growth, while also achieving market dominance in the electronic payment/remittance market in alliance with iCt companies, the Smart banking business Department and the Fintech business Department were formed within the division. as of the end of 2015, 14.78 million customers have subscribed to internet banking and Smart banking services. along with about 6,890 atMs and through the utilization of state-of-the-art technologies through smart phones and the internet, we strive to become a bank that is always close to customers. No.1 M/S in smart banking subscription rate and utilization rate among bank-wide customers as of the end of 2015 48% utilization rate 30% Subscription rate SALES for NoN-fACE-To- fACE ProDuCTS No.1 M/S 14.8 as of the end of December 2015 (unit: krw trillion) launched the Financial sector’s 1st mobile Bank ‘WiBee Bank’ In today’s rapidly changing market conditions, Woori Bank was the 1st in the financial sector to launch an internet-only bank called ‘WiBee Bank’, providing branchless services. The WiBee Mobile Pay service was launched to allow wire transfers using SNS without hav- ing to know the bank account number of the beneficiary, as well as the launch of the bank- ing sector’s 1st mid-level interest rate loan - WiBee Mobile Loan to support small-loan financing. The bank has also released vari- Review of 2015 In 2015, the Smart Banking Unit launched the financial industry’s 1st mobile bank ‘WiBee Bank’ to lead the smart banking market. It also released the Woori Samsung Pay ser- vice, which is currently available only through Woori Bank in conjunction with Samsung Electronics to provide advanced services in the FinTech market, one step ahead of the competition. Also, we will improve customer convenience by launching various market leading products such as the banking sec- tor’s 1st mid-level interest rate loan product - WiBee Mobile Loan; the financial industry’s 1st mobile loan targeting entrepreneurs - WiBee SOHO Mobile Loan; and the financial sector’s only loan available 24 hours a day, 365 days per year without visiting a branch and with- out documentation - WiBee Civil Servant & Office Worker Credit Loan. Woori Bank annual report 2015 36 Woori Bank, WIll BEE your lifetime partner! re l i a b l e p a r t n e r ous financial market leading products such as: WiBee SOHO Mobile Loan that expanded the scope of mobile loan products previously limited to consumer banking to include entrepreneurs by utilizing screen-scrap- ing technology; and the WiBee Civil Servant & Office Worker Credit Loan available 24 hours a day, 365 days a year. Besides financial products, we also provided a variety of integrated platform services, such as games and music and launched WiBee Talk, the financial in- dustry’s 1st mobile messenger service. taking the lead in the Fintech market with the launch of Woori samsung Pay (1st in the financial sector) Woori Bank is responding to rapidly changing market conditions such as the entry of FinTech companies into the financial market, by establishing alliances across boundaries with ICT companies to take the lead in the FinTech market. We offered various financial services to our customers that included releasing Woori Sam- sung Pay for the 1st time in the financial industry in conjunction with Samsung Electronics, and launching Woori WeChat Pay, a simple payment service for Chi- na’s Tencent platform. Also, we provided a variety of new financial services to our customers through part- nerships and cooperation with FinTech companies, as well as improving customer convenience by releasing loan products using scraping technology. Providing on-demand service In order to meet the diverse needs of customers, Woori Bank provided on-demand services that integrate new technologies. We enhanced the use of non-face-to-face channels by continuously launching various customer convenience services that included the Woori Partner- ship Plaza that provides PR support for small business owners (February), one-stop termination and renewal on the maturity date that allows both transactions at the same time (May), one-touch remote control service that allows controlling electronic financial transactions for the 1st time in the financial industry (April), the Woori Beacon Service that provides marketing infor- mation by utilizing beacons (May), the Woori Prepaid Charging Service that charges transportation cards us- ing smart banking services (August), and the financial industry’s 1st Woori Watch Banking Service based on the Tizen OS. In doing so, we achieved better results than the compe- tition in selling non-face-to-face products and a net in- crease in the number of customers using smart banking. We released the Woori Samsung Pay service, which is currently available only through Woori Bank in conjunction with Samsung Electronics to provide advanced services in the FinTech market when compared with other banks. Plans for 2016 In 2016, the Smart Banking Unit plans to take the lead in the FinTech market by strengthening the competi- tiveness of market leading services that were launched in 2015 and providing financial services that reflect new trends. We will support the use of non-face-to- face channels that are convenient for customers that include: diversifying authentication methods by using data sources including biometric data; introducing a new loan counseling process that uses new technology with no need for documentation and without having to visit a branch; expanding O2O service; and providing on-demand financial services such as targeted corpo- rate electronic financial services. Also, we will provide services not only for Koreans, but also for Chinese tour- ists to promote the use of domestic financial services by Chinese customers. We will also increase inroads into overseas market including the Southeast Asian region with the WiBee model. In 2016, Woori Bank will strive to become a strong and smart digital bank by providing better smart financial services in the future. Woori Bank annual report 2015 37 re l i a b l e p a r t n e r risk Management risk management has become essential to strengthen the competitiveness of financial institutions. based on the knowhow accumulated through past crises, woori bank adopted the risk adjusted performance Measurement (rapM) for the first time in the korean banking sector in 2002, to establish advanced risk management systems by successfully introducing the basel ii and iii protocols. believing that profit sources are a result of effective risk management, woori bank will solidify its presence as a leading bank by implementing top-tier risk management. Review of 2015 By taking into consideration the uncertain economic situation at home and abroad, including the tapering of quantitative easing (QE) in the U.S. and the increase in household debt and SME credit risk, Woori Bank’s Risk Management Unit set the goal of ‘Good to Best! Moving Beyond Doing Our Best to Become the Best’. As a re- sult, we acquired the highest level of risk management capability through appropriate coordination between sales and risks, enabling us to implement risk manage- ment policies that aim to achieve stable and sustainable development. First, the differentiation of credit status by borrower has been enhanced due to the improvement of credit evaluation models. As a result, it is possible to meas- ure the credit status of borrowers in more detail, which has the effect of reducing low-yield assets and increas- ing high-yield assets. As the CEO’s weighted value were strengthened when measuring the SME or small business model, business opportunities targeting highly-rated en- trepreneurs exhibited a corresponding increase. In addi- tion, we made efforts to prevent increased insolvency by screening potentially insolvent assets through a proactive theme review, while also setting up an anticipatory process for preventing the insolvency of large loans by establishing a timely management system for probable insolvencies. If large exposures of possibly insolvent companies are discovered, the Credit Analysis & Approval Dept. is imme- diately notified and tasked with their management. Also, we established a loan audit review history information database to stimulate interest from the Credit Analysis & Approval Dept., the Sales Dept. and enhance the efficien- cy of follow-up management. Meanwhile, we reflected the opinions collected from branches to rationalize regulations Woori Bank annual report 2015 38 Woori Bank, WIll BEE your lifetime partner! re l i a b l e p a r t n e r High-net-worth-assets of BBB0* and above *Standard targets for calculation of brr (unit: krw trillion) 57.3 64.4 2014 2015 HIgH-NET- WorTH-ASSETS of BBB0* AND ABovE 69.9% *Standard targets for calculation of brr +5.6%p and improve systems. Through these efforts, we promoted the sophistication of the risk man- agement system and increased its efficiency. By providing estimated credit scores for about 14,000 external financial audited corporations that are customers of other banks, we provided business opportunities to proactive outstanding borrowers. Lastly, we will strive to communicate with branches through diverse channels, such as providing training, making on-site visits, publish- ing a non-performing loan casebook and period- ic newsletters. Improvement of Credit Evaluation model Giving an accurate credit rating is very im- portant when handling credit. The credit rat- ing decided is utilized in determining credit handling, calculating interest rates and es- tablishing limits on loan approval authority, as well as playing a key role in identifying the soundness of assets. In order to give credit ratings appropriately, there needs to be a detailed credit evaluation model. To achieve this, Woori Bank has continuously improved its credit evaluation model since 2014, and we improved the credit evaluation models for SME/small companies and non-general companies in 2015. Due to the improvement of credit evaluation models, it was possible to identify the credit level of borrowers in more detail than before, resulting in an increase of high-yield assets and the decrease of low-profit generating assets to have the effect of improving Woori Bank’s overall financial soundness. In the case of entrepreneurs who fit within the SME/small company model, this resulted in a greatly increased contribution to the increase of high-yield assets by boosting business opportunities for outstanding entre- preneurs in accordance with the expansion of the weighted value of a CEO. Concentrated monitoring of loans with Po- tential risks After the global financial crisis and the advent of a new normal era, low growth became per- manent and the uncertainties of the Chinese and emerging nation economies expanded. This resulted in worsening company profita- bility and a continuous increase in the num- ber of zombie companies. In response, Woori Bank conducted concentrated monitoring of loans with potential risks through proactive risk management. First, we selected loans with potential risks through a special review of extended or recontracted loans made by branches and a special review of branches with an excessive number of BB ratings. As part of efforts to provide an anticipatory pro- cess for preventing the insolvency of large loans, we established a timely management system for possibly insolvent companies. We also established a loan review history infor- mation database to enhance the efficiency of follow-up management and attract the atten- tion of loan officers and branches. Woori Bank annual report 2015 39 re l i a b l e p a r t n e r Plans for 2016 In 2016, in order to take a leap forward in providing comprehensive financial services by being ahead in risk management, we took into consideration chang- es in the financial environment such as the upcoming privatization of Woori Bank, thereby establishing the foundation to become a strong bank through improved financial soundness. First, we will improve asset quality by strengthening the approval standard for high-risk borrowers of household debts, enhancing the inspec- tion system for the analysis of corporate financial ac- counting and improving the limit management system by industry. We will reestablish an operational risk management system and respond to regulations on risk management by improving stress testing, as well as setting up an advanced risk management system by taking into consideration its utilization in management practices. Also, in order to establish the foundation for next-generation growth, we will strive to prevent the spread of bankruptcy by establishing an information system for partner companies/customers utilizing big data and providing signals based on the early signs of bankruptcy, while also actively assist in enhancing the risk management ability of local corporations so that the overseas sales network that is being expanded for a diversified income streams can be stabilized. Further- more, we will establish a strong corporate culture by operating a consultative group for risk-related issues to share information on the current status of risks be- tween units and departments and reinforce communi- cation with branches by making continuous site visits and expanding risk training programs with practical business case studies. supporting Branches through Improvements in the risk management system Through regulation rationalization and system im- provement, we promoted the sophistication of the risk management system and increased efficiency. Firstly, the implementation of Basel III has made it possible to establish liquidity management strategies that take into consideration the response to regulations and profit- ability by setting up a system for calculating Basel III liquidity coverage ratios. This system was recognized once again for its excellence through a patent appli- cation as a business model. Also, a more detailed risk management model for derivatives became possible by improving the system for measuring market risk. As it has become possible to differentiate amongst prospec- tive borrowers who have applied for individual credit rehabilitation by introducing a process for predicting individual credit rehabilitation, it is expected that annual losses of KRW 17.6 billion can be prevented. Also, the in- dustry management system in operation was improved and its efficiency enhanced. We reduced the excessive number of industries that were subject to management (427 industries 257 industries) and adopted the strategic borrower system for industry management to push out borrowers with potential risks, as well as pro- vided marketing information including the estimated scoring and the factors that restrict ratings for about 14,000 external financial audited corporations to enable proactive sales on high-yield borrowers. Promoting the risk management Culture In order to become a strong bank, the most important thing is for all employees to take an interest in risk man- agement and achieve a balance between sales and risk management. We can say that a bank is only strong when such interests are established as part of the bank’s culture. Therefore, the Risk Management Dept. made various efforts to promote risk management culture through communication with branches includ- ing: regularly sending bulletins that covered major risk management issues closely linked to branches such as corporate credit evaluations and RAPM (Risk Adjusted Performance Measurements); holding training mainly on practical business cases through diverse channels such as video lectures and group training sessions; pub- lishing a non-performing loan casebook; and listening to difficulties by visiting branches and providing advice. Woori Bank annual report 2015 40 Woori Bank, WIll BEE your lifetime partner! re l i a b l e p a r t n e r Employee Satisfaction woori bank believes that a work life where employees are happy and satisfied is the foundation for providing the best services to customers. as such, we launched the employee Satisfaction Center in 2007 to develop and operate various programs to enhance employee satisfaction levels. as a result, we have continuously improved employee satisfaction levels at work, and have become a vibrant and happy bank with the mindset that we can make our customers happy based on owner awareness. Facilitating Programs for Enhancing Employee satis- faction levels We operate dynamic and attention-grabbing programs to improve employee satisfaction. By supporting not only a concert performance program for the Regional Banking Headquarters with participation from employ- ees, but also various pastime activities, we catered to the cultural needs of our employees and endeavored to assist them in the formation of networks. The ‘Oh! Hap- py Woori’ travel program was established to boost the happiness of individuals and has been acclaimed by employees, while helping to improve family relations. The program was created to help improve commu- nication and increase excitement among employees. Efforts are being made to put into practice the Woori Bank belief that happiness within families drives bank competitiveness. oh! Happy Woori Since July 2011, the ‘Oh! Happy Woori’ travel program, the bank’s representative family care program, has been implemented under the concept of ‘employee satisfac- tion comes from being part of a harmonious family’. On the fourth Saturday of every month, seasonal na- ture-experience programs are held for employees and their children, aiming to promote familial harmony while recharging the body and soul. The programs started off with ice fishing and strawberry picking programs in January 2015, followed by a job experience program in December 2015. In the second half of the year especially, we tried to promote employee satisfaction at all levels by offering the ‘Namdo Autumn Travel’ program and the ‘Donghae Winter Travel’ program for employees and their spouses. These programs, which boast of a high level of participation from employees every month, be- Woori Bank annual report 2015 41 re l i a b l e p a r t n e r wedding costs for staff, but also enhances their pride in the Bank. Present status of support in 2015 In order to increase concentration at work and facilitate a healthy corporate culture by resolving various issues involving our employees and their families and children, we help to make reservations and pay for expenses re- lated to psychological and legal issues. Besides external consultation services, we also have a psychologist on staff at the Bank who carries out psy- chological tests, gives psychological consultations and holds small-scale lectures at branches. Also, we seek ways to lower our employee stress levels by providing daily meditation, temple stay and herbal healing experi- ences. regional Banking Headquarter Concerts at Branches Until 2014, we refrained from workshops that included mountain climbing and dining together and concen- trated on team spirit boosting programs held outdoors, which included zip lining, glamping, yacht experiences, ATV experiences and survival games. These programs have been running for three years since 2012, and a total of about 9,000 participants have joined in the iconic and enjoyable programs that have transformed the cor- porate culture in workshops at Woori Bank, thereby cre- ating synergy through cooperation between employees and enhanced work efficiency. In 2015, in order to strengthen communication between branch employees and Regional Banking Headquarters, we held concerts at branches to provide a means of communication between employees. The Woori Bank Employee Satisfaction Center provides various pro- grams to boost employee satisfaction and reinforces sales capacity through communication. ‘art is tasteful, Pleasing the Five senses’ This cultural program enables employees and their fam- ilies to enjoy a richer, more leisurely life by giving them a cultural appreciation of art, musicals and classical music and by satisfying their craving for a more cultured life. Between 2012 and 2014, we received a positive response from our employees with collective viewing of the opera Little Prince and the musical Wicked. In 2015, we pro- vided full support so that employees can enjoy a more came highly popular with employees, enabling them to focus on the importance of spending time with family, a need that is often neglected due to an disproportionate focus on work. Free rental of the Wedding Hall at the Head office auditorium Woori Bank provides free rental of the wedding hall at the head office auditorium to our employees. We also provide a high-spec waiting room for the bride and a renovated pyebaek (a traditional ceremony to pay respect to the newly-wedded couple’s respective fam- ilies) room, and also allow the CEO’s official company car to be used as the wedding car. In 2015, we strived to provide a more luxurious wedding venue through the renovation of the auditorium. Based on this sup- port, a total of 179 couples got married at the head office wedding hall between 2012 and 2013, while the venue’s popularity grew with 165 couples and 189 cou- ples getting married in 2014 and 2015, respectively. In 2016, we have already received reservations for over 100 weddings, showing the popularity of the venue among our employees. The free rental of the wedding hall at the head office auditorium not only reduces Woori Bank annual report 2015 42 Woori Bank, WIll BEE your lifetime partner! re l i a b l e p a r t n e r vibrant and exciting work life balance, thanks to various cultural programs that provide a convenient and satis- fying cultured life, such as group viewing of the musical ‘Dreamgirls’ PC-shutdown for Work Hour normalization In order to improve working conditions that include extensive evening overtime hours at the Bank, we intro- duced the Working Hour Normalization System in 2013, and strove to implement the system in 2014. By setting the time for computers to turn off to 7 p.m., employees are able to have fun after work and spend more time at home. There has been an improvement in work efficiency and higher concentration at the work- place due to a lack of unnecessary evening overtime. According to the 2015 review conducted two years after the system was introduced, we received a positive eval- uation indicating that the Working Hour Normalization System has been well received by bank employees. a Healthy and Vibrant Corporate Culture Woori Bank promoted systematic and regular health checks for our employees by conducting comprehen- sive health check-ups and blood checks once a year. We also support the use of hotel facilities across the nation, so that employees can enjoy their time off together with their families. Woori Daycare Center Woori Bank complies with the government’s policies for increasing birth rates, by actively supporting our em- ployees who are working moms by operating two day- care centers, Woori Daycare Center’s Happiness Branch (located in Mapo-gu, Seoul) and Sarang Branch (located in Seongdong-gu, Seoul). In the future, we will not only create a corporate culture that actively promotes childbirth by establishing addi- tional daycare centers, but will also work towards reduc- ing the burden of raising children for working moms. Woori Bank annual report 2015 43 re l i a b l e p a r t n e r Consumer Protection woori bank has announced a “branch-centered management policy to put customers first”, and established customer happiness, pioneering for the future, honesty and trust as well as putting human resources first as core values. among these, the most important value is “customer happiness”. based on this management philosophy, we were the 1st korean bank to newly establish a Consumer protection Division, which is an organization formed and operated to focus solely on consumer protection. by carrying out consumer protection activities that meet customer needs, we strengthened our position as a leading bank in the field of consumer protection. Review of 2015 The Financial Consumer Protection Center establishes a complaint prevention and implementation plan by re- flecting customer opinions and the trend of consumer protection policies, while also promoting and advanc- ing consumer rights and interests through continuous improvement of systems and discovery of unreasona- ble practices. Also, we receive customer complaints and deal with issues promptly and efficiently, as well as conducting separate research on complaint handling and engaging in a reflection process. In addition, we promote various consumer protection activities such as providing one- stop support after consultations with relevant depart- ments in relation to branch requests and complaints received. significant Decrease in Customer Complaints Com- pared to the Previous Year In February 2015, Woori Bank President and CEO and all bank employees stated their commitment to reducing complaints by holding a resolution ceremony marking ‘the campaign to create a complaint-free bank’. We will take the lead in substantially reducing customer complaints compared to the previous year by mainly focusing on supporting business organization activities through various complaint prevention programs, such as certification systems for outstanding Regional Banking Headquarters, Complaint-Free Branches and the Clean- Up 10 Program, as well as operating an early warning system for complaints. Implementing Consumer Protection Programs that meet Customer needs When developing a new product or a new system, Woori Bank annual report 2015 44 Woori Bank, WIll BEE your lifetime partner! re l i a b l e p a r t n e r these procedures with training programs held for branch employees. As a result, the number of new fake bank accounts compared to the beginning of the year decreased significantly and branches are actively preventing criminals from withdrawing large amounts of cash. Plans for 2016 先見知明 In 2015, the Financial Consumer Protection Center decided upon ‘ foresight’ as the core value of consumer protection. First, ‘ ’ is the attitude of preventing complaints 先 by reflecting customer opinions first. Second, ’ is the attitude of putting ourselves in the ‘ 見 customer’s shoes by reflecting the manage- ment policy to put customers first. Third, ‘ ’ is training provided utilizing various channels ’ symbol- for consumer protection. Fourth, ‘ izes the efforts made to brighten up financial blind spots. 明 知 Starting from this year, the Financial Super- visory Service plans to conduct a consumer protection evaluation that determines the overall consumer protection index of financial institutions, improving the evaluation sys- tem from the previous complaint evaluation system that simply evaluated complaints. As a result, Woori Bank will take on the role of being a leading bank in the field of consumer financial protection by achieving high ratings in all categories. we reflect customer opinions beforehand by conducting prior research and consultations. This also includes a pre-inspection for factors infringing on consumer rights and interests from the customer eye-level before releasing the products. In order to reflect a variety of opinions from customers, we continuously gather opinions from branches by holding a contest every quarter to receive branch employee ideas on ways to improve systems related to consumer protection, as well as ex- ceeding the annual target of 116 tasks (a sym- bolic number marking the number of years since Woori Bank’s founding) as a result of reflecting customer opinions on improvement through various complaint channels. Further- more, we operate a compensation system for customer losses, enabling complaints to be resolved promptly and for appropriate com- pensations to be given. We actively operated the ‘Cham Forum’, which is a voluntary meet- ing of customer happiness managers who act as the advance guard of consumer protection at branches, so that consumer protection activities can be implemented actively and voluntarily. This year, complaint prevention training programs were held at 258 branches. Preventing Financial Fraud by Becoming a Bank with Zero Fake Bank accounts In order to prevent fake bank accounts that have become a hotbed of financial fraud and incidents such as voice phishing, pharming and mortgage fraud targeting the middle class, we reinforced procedures for opening bank accounts, and continuously promoted WoorI BANK’S CuSToMEr INforMATIoN ProTECTIoN For the purpose of strengthening customer information protection in 2015, woori bank upgraded the Customer information Security Division, to strengthen the security of management and technologies for consumer information pro- tection and to make the utmost effort to prevent the leakage of customer information. • Acquisition of the ISMS (information Security Management System) certifi- cate for the korea internet Security agency’s informa- tion protection management system under the Ministry of Science, iCt and Future planning • Establishment of customer information leakage prevention system • Prevention of the use of general portable storage devices by introducing the security uSb device system and establishment of an approval system for documents exported from the internal network • Implementation of the real-name system with masking(*) so that personal (customer) information cannot be identified when printed out from the personal computer • Establishment of a system that prevents fraudulent transfers through internet banking services • Provision of information security training programs twice a year for all employees Woori Bank annual report 2015 45 k n a b i r o o w h t i w , e f i l y m ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W 2 Leading Partner offering fast and convenient Financial Services around the Globe global Business ___ 048 investment Banking ___ 051 Financial market Business ___ 053 international trade Business ___ 056 Woori Bank annual report 2015 46 L e a d i n g P a r t n e r S t r o n g P a r t n e r S i n c e r e P a r t n e r F i n a n c i a L r e v i e W Woori Bank annual report 2015 47 le a d i n g p a r t n e r Global Business after establishing woori Finance in Myanmar at the end of 2015, woori bank had entered 23 countries with 205 overseas networks, including 19 branches (5 sub branches affiliated with larger branches), 8 subsidiaries (184 branches of subsidiaries) and 2 representative offices, and has sustained growth momentum for overseas expansion by establishing the largest global network of all korean banks, by operating korean desks (in South africa, turkey, etc.) and dispatching GrMs (to Mexico, etc.). we also continued to implement differentiated business strategies and localization for each overseas network. Worldwide Branch Network 205 Networks in 23 Countries Overseas Branch (14) & Sub-Branch (5) Overseas Representative Office (2) Overseas Subsidiary (8) Subsidiary Branch/office/ Korean Desk/GRM Countries 23 205 overseas networks * GRM: Global Relationship Manager ** As of December 31, 2015 Woori Bank annual report 2015 48 Woori Bank, WIll BEE your lifetime partner! le a d i n g p a r t n e r Review of 2015 After establishing Woori Finance in Myanmar at the end of 2015, Woori Bank had entered 23 countries with 205 overseas networks, including 19 branches (5 sub branches affiliat- ed with larger branches), 8 subsidiaries (184 branches of subsidiaries) and 2 representative offices, and has sustained growth momentum for overseas expansion by establishing the largest global network of all Korean banks, by operating Korean desks (in South Africa, Tur- key, etc.) and dispatching GRMs (to Mexico, etc.). We also continued to implement differ- entiated business strategies and localization for each overseas network. Expansion of overseas networks (Channels) In November 1968, Woori Bank was Korea’s 1st commercial bank to establish an overseas branch in Tokyo, the first step towards be- coming a leading global bank. In December 2014, we merged with Saudara Bank in In- donesia, and after only 48 years of overseas MAjor HIgHLIgHTS of gLoBAL BuSINESS 106.6 net income (unit: uSD million) 0.71 npl ratio (unit: %) 0.73 Delinquency Ratio (unit: %) 115.92 Liquidity Ratio (unit: %) expansion, we were the 1st Korean bank to open a 200th global network by establishing Woori Finance Myanmar in Yangon, Myanmar on November 26, 2015. Woori Bank was the 1st to achieve the opening of 205 overseas branches, which set a new milestone in pro- moting the globalization of the Korean finan- cial industry. Following the establishment of Woori Finance Myanmar, Woori Bank played a leading role in helping the Korean financial in- dustry enter overseas markets and spread the Korean financial wave across the world, such as by planning mergers with a local savings bank in the Philippines and the establishment of a local subsidiary in Vietnam in 2016. Based on such aggressive strategies to penetrate overseas markets, we aim to become one of ‘Asia’s Top 10, Global Top 50 Banks’ by open- ing 300 overseas branches by 2016 and more than 500 in the mid- to long-term future, thereby completing the Asia Belt that passes from China through Southeast Asia to the Middle East. Development of Competitive Products and services (Business) Woori Bank has developed competitive retail products and services that are customized to local circumstances by benchmarking Korean domestic products. We will utilize the bank’s overseas operations and search for new profit sources by increasing non-face-to-face chan- nels, including mortgage loans for retail cus- tomers, trade finance, credit loans for high- yield customers, debit cards, and credit cards, while overcoming limits on the number of networks we can establish. We also provide one-stop financial services that enhance consultation channels between marketing and related divisions in order to fa- cilitate overseas business. Enhanced management of overseas Finan- cial Institutions (FI) The Global Business Unit signed business alliances with local financial institutions to Woori Bank annual report 2015 49 le a d i n g p a r t n e r profit by diversifying profits from overseas markets. Also, in order to manage the risks of an in- creasing number of overseas networks, we have strengthened monitoring of overseas branches by newly establishing the Global Internal Control Team under the Global Busi- ness Unit. With customer-oriented products and servic- es, we will strive to achieve 1st place in market share position among Korean banks stationed locally in the short run and become Asia’s leading bank in the long run, thereby becom- ing a leading bank that competes directly with the world’s prominent banks. NEW MArKETS for WoorI BANK’S gLoBAL BuSINESS • establishment of woori Finance Myanmar to become the 1st korean bank to open a 200th global network (november 2015) • Signing of an acquisition contract with a savings bank in the philippines (December 2015) • Acquisition of a C/L (Confirmation letter) for the conversion of a branch into a local subsidiary in vietnam (January 2016) provide diverse financial services for Korean companies stationed in regions where we have not yet established networks. As a re- sult, we took the lead in providing financial support to Korean companies by cooperating with overseas financial institutions, such as operating Korean desks in Turkey, Qatar and South Africa to offer loans for Korean compa- nies stationed locally or in neighboring coun- tries. Also, we are striving to secure a new line of credit, provide financing support through overseas branches and create new business opportunities by establishing relationships with world-famous financial institutions. Plans for 2016 The Global Business Unit’s plan for 2016 aims to continuously expand networks especially in high-profit regions, reinforcing growth along with internal stability and a focus on risk man- agement. I n a d d i t i o n to i n c re a s i n g n e t wo r k s i n high-profit regions (Southeast Asia), we will strengthen the profitability of overseas business by enhancing our competitiveness through alliances with different types of businesses, as well as develop customized retail products and enhance package sales to strengthen growth alongside internal stability. We also plan to maximize synergy by rein- forcing business links between domestic and overseas branches. In order to position ourselves to become a leading bank in the FinTech sector by 2016, we will increase overseas non-face-to-face channels through mobile banking by con- tinuously expanding the successful business model of WiBee Bank in our overseas branch- es, while also establishing the basis for global growth by developing a card business in Southeast Asia and creating a new source of Woori Bank annual report 2015 50 Woori Bank, WIll BEE your lifetime partner! le a d i n g p a r t n e r investment Banking Woori Bank’s IB Headquarters is in charge of diverse investment finance affairs, including syndicated loans (M&A, corporate finance, etc.), project financing (infrastructure projects, power generation energy projects, etc.), securities investment (securities, mezzanine securities, investment funds, foreign currency bonds, etc.) and the granting of credit. With the Investment Banking Dept. and the Project Finance Dept. divided up under IB Headquarters, we actively implement business plans and solutions for ib. in particular, we provide a customized financial structure that can meet a project’s capital needs with support from companies through a strong network and through partnerships with our major corporate clients. we are also actively exploring not only the domestic market but also the overseas ib market, through the establishment and operation of woori Global Market asia ltd. since october 2006, korea’s 1st financial institution to specialize in overseas ib investment in Hong kong. Total Assets of Investment Banking (unit: krw trillion) 11.1 11.1 as of the end of 2014 as of the end of 2015 ed: a fund exclusively for acquisition finance of about KRW 640 billion in the field of M&A; a new technology investment fund of about KRW 130 billion in the field of PI; and a power generation fund of about KRW 115 bil- lion in the field of power generation energy. Review of 2015 The year 2015 was a year where we made efforts to selectively implement business strategies by taking into consideration stability and profitability, while also providing the foundation for acquiring new engines of future growth. First, we achieved outstanding performance in the fields of M&A acquisition finance and PI (Principal In- vestment), which we used to concentrate our business on key IB areas. We ranked 1st in the M&A syndication market. In particular, we jointly arranged the ‘Home Plus acquisition finance’ (a total of KRW 4.3 trillion), which was the largest M&A project in Korean history. We also achieved outstanding performance in the field of PI, such as generating huge dividends and sale profits from investment assets that had been invested before. Also, we established funds for a new future growth engine in the fields of M&A, PI and power generation that includ- Woori Bank annual report 2015 51 le a d i n g p a r t n e r Plans for 2016 In 2016, in order to strengthen the competitiveness of an increasingly competitive IB market, Woori Bank’s IB Headquarters will focus its capacity on key areas like M&A, PI and infrastructure financing. Also, we plan to carry out a variety of new businesses that have not been explored before and actively participate in overseas business in order to overcome the limits of the existing domestic market and establish a founda- tion of profits in the future. Above all, we will focus on strengthening financial soundness to reduce non-per- forming loans, while also doing our best to prevent the occurrence of new non-performing loans. Total Assets of Investment Banking-end 2015 off-balance sheet assets 39% loan contracts 39% etc. 1% Securities 21% Investment Banking Business unit Investment Banking Organization Investment Banking Dept. Project Finance Dept. IB Business Team M&A & Foreign Investment Team Principle Investment Team Corporate & Shipping Finance Team Structured Finance Team Infrastructure Finance Team Power & Energy Team Woori Global markets asia ltd. (Hong Kong) Overseas Sales Team Sales Team Woori Bank annual report 2015 52 Woori Bank, WIll BEE your lifetime partner! le a d i n g p a r t n e r Financial Market Business the Financial Market business Division consists of the treasury Department that manages bank-wide liquidity, the Trading Department that handles F/X Dealing, marketable securities and financial derivatives and the Settlement Support Department that performs back office duties. in particular, we are the solid market leader among korean banks in terms of trading derivative products, such as forwards, swaps and options based on a wide range of underlying assets, including interest rates, foreign currencies, equities and commodities. Review of 2015 The Financial Market Business Division is the main body that oversees funding and financial market activities such as FX, securities, commodities, and derivatives trades. The division efficiently balances assets and lia- bilities through these activities to continually improve profitability while maintaining sound liquidity. In 2015, the division focused on improving NIM by maintaining an optimal loan-deposit ratio, liquidity position and low- cost funding. Bracing for the possible decrease of the BIS ratio due to Woori Financial Group’s privatization, we enhanced the capital ratio by issuing contingent capital securities in both domestic and foreign curren- cies. The foreign currency contingent capital issue in the first half of the year was the first of its kind for Korean banks and paved the way for others to follow. Through these measures, the Bank’s liquidity coverage ratio (above 80%), liquidity ratio for foreign currency (above 85%) and the medium and long-term foreign currency funding ratio (above 100%) are well above reg- ulatory guidelines, contributing to a 0.6 percent increase in BIS ratio. We also strengthened our competitiveness in FX and derivatives trading through expanding curren- cy trading and provided various hedging services avail- able 24 hours a day to assist our customers with risk management. optimized liquidity management • Issuance of senior bonds and contingent capital securities in domestic and foreign currencies In 2015, the Financial Market Business Division estab- lished proactive financing plans to issue KRW 2.1 trillion in senior bonds, KRW 0.24 trillion in domestic currency contingent capital securities and USD 500 million in Woori Bank annual report 2015 53 le a d i n g p a r t n e r as the Mexican Peso, South African Rand, Polish Zloty and Russian Ruble, diversifying its portfolio of trading currencies. Also, we were selected as the market mak- er for the won-yuan direct trading market (opened in December 2014) two years in a row for 2015 and 2016. We are playing a leading role in the development of the won-yuan trading market and received a commendation from the Bank of Korea in 2015. • Derivatives In derivative markets, we strengthened the stability of derivative trading by increasing arbitrage transactions and taking positions through forecasting market vari- ables, such as domestic and international policies and fluctuations in supply and demand. We also provided one-on-one customized solutions and risk management consulting services for FX and derivative trading by having derivative specialists make on-site visits, so that SMEs can receive support in areas in which they lack risk management experience and know-how. • Securities In the securities market, we increased interest profits and non-interest profits by efficiently operating bonds and bond-type beneficiary certificates through analyz- ing monetary policies and bond markets domestically and internationally, as well as diversifying the source of non-interest profits through a variety of ways such as increased volumes of bond lending transactions traded as risk-free transactions receiving commission. We also gained access to the CIBM (China Interbank Bond Mar- ket) and acquired an investment limit of 2 billion yuan, allowing us to invest in the Chinese bond market. foreign currency contingent capital securities at lower interest rates compared to other banks. These domestic and foreign currency contingent capital securities con- tributed to Woori Bank’s stable BIS ratio. The foreign currency contingent capital securities enhanced Woori Bank’s position in the international financial market sig- nificantly by making it the first ever Korean bank to suc- cessfully issue them under the new Basel III standards (Tier 1) at low global interest rates. As a result of the issuance, we had the honor of being chosen as the best Korean bank for capital securities in 2015 at the Triple A Country Awards hosted by Asia’s prestigious financial magazine, The Asset. • Improving the stability of financing by exploring a new market for raising foreign currencies and diversi- fying funding currencies In the first half of 2015, we successfully issued a total of 700 million yuan in bonds for Taiwanese and Hong Kong markets, and in the second half of 2015, we is- sued 33 million in Euro bonds. According to market conditions, we diversified foreign currencies to reduce financing interest and improve the financing stability. Also, despite the US interest rate rise and uncertainties in emerging nation financial markets, we achieved stable management of foreign currency reserves by managing liquidity buffers above the regulatory guidelines set by the Financial Supervisory Service. • Compliance with regulatory guidelines As of the end of 2015, Woori Bank was well above the regulatory ratio set by domestic financial supervisory agencies by proactively managing surplus liquidity to achieve a 95.09% liquidity coverage ratio, a 117.25% foreign currency liquidity ratio and a 248.55% medium and long-term foreign currency funding ratio strengthened Competitiveness in FX and Derivative trading In 2015, the Financial Market Business Division focused on strengthening our competitiveness in increasingly volatile financial markets, as well as entering into new markets. • F/X Trading In foreign currency trades, Woori Bank has strength- ened trading activities in a variety of currencies such Woori Bank annual report 2015 54 Woori Bank, WIll BEE your lifetime partner! le a d i n g p a r t n e r Plans for 2016 In 2016, the Financial Market Business Division will main- tain the Liquidity Coverage Ratio (LCR) at an optimum level by managing high-quality liquid assets and con- trolling net cash flows. In order to effectively manage liquidity, we will diver- sify funding maturities, and reduce financing costs by increasing CD issuance. In addition to liquidity, we will continue to diversity trading strategies in foreign ex- change, derivative arbitrage, and hedging on currencies and interest rates to increase profitability in trading ac- tivities. Since it is forecasted that the demand for risk hedging will increase following increasing global volatility, we will continuously expand FX and derivative trading by pro- viding customized products in a timely manner. Further- more, we will increase non-interest profits and attract new high-yield customers by operating an exclusive team that specializes in selling to investors of financial and public institutions, including securities companies, insurance companies, and government agencies. Liquidity Ratios (unit: %) 130 120 110 100 90 Liquidity Coverage Ratio(KRW) Liquidity Ratio (FC) 116.5 102.6 118.9 115.9 Mar-15 Jun-15 120.0 96.9 Sep-15 120.7 106.7 Dec-15 Woori Bank annual report 2015 55 le a d i n g p a r t n e r international Trade Business woori bank’s international trade business Division is in charge of foreign exchange related services for both consumer/corporate banking customers in korea and overseas. the unit is engaged in establishing and supporting woori bank’s Fx-related marketing strategies, while also operating the international trade Service Center, which is a center specializing in bpr (business process reengineering), as well as the Seoul Global Support Center, which is responsible for attracting foreign investment and capital transactions, ensuring that banking tasks are handled promptly and efficiently. based on our know-how from dealing with the largest number of large enterprises and our outstanding Fx specialists, we will provide the best consulting services related to the import and export of finances and overseas investments at home and abroad. Total volume of Export & Import (unit: uSD billion) 313.2 311.4 2014 2015 Review of 2015 In 2015, the International Trade Business Division scaled up its competitiveness in the export/import business and FX/remittance transfers by fostering FX special- ists and strengthening services. This led to Woori Bank achieving the No. 1 position among Korea’s top eight banks for year-on-year growth in export performance and foreign currency exchange performance with trans- actions totaling USD 192.4 billion and USD 153.3 billion, respectively. In order to improve foreign worker access to financing in Korea, Woori Bank is not only operating specific sales channel exclusively for foreign workers, but also keeping branches open on Sundays and provid- ing on-site visits to engage with customers face-to-face. Woori Bank reinforced its status as the leader in the FX market by being designated as the treasury bank man- aging foreign currency reserves for the National Pension Fund, one of the top four pension funds in the world. Woori Bank also took the lead in establishing the yuan trade settlement scheme through the conclusion of an agreement to promote won-yuan settlements with the Bank of Communications in China. stronger Competitiveness in Export/Import Banking and FX money Exchange/remittance Woori Bank took advantage of its strengths as Korea’s largest bank for corporate financing to handle transactions totaling USD 311.4 billion in the export and import business in 2015, which placed the bank no.1 in year-on-year growth and helped Woori Bank achieve a market share of 29.8% among Korea’s top eight banks. Also, we were chosen as Woori Bank annual report 2015 56 Woori Bank, WIll BEE your lifetime partner! le a d i n g p a r t n e r a foreign currency money exchange operator by Gimpo International Airport in parts of the airport frequented by tourists from both Korea and abroad. As a result, we re- corded USD 3.8 billion in transshipment volume by actively responding to growth in the FX market resulting from the increasing number of foreign visitors coming to Korea. By actively responding to the new market for foreigners, such as handling wage remittances for foreign workers and for- eign investment in domestic capital, total remittance vol- ume was USD 153.3 billion, placing Woori Bank in the No. 1 spot in year-on-year growth. Expansion of Channels and specialized services for Foreign Workers In 2015, the International Trade Business Division in- creased the convenience of transactions through flexible operating service hours and bolstered customer contact points for FX transactions, catering to the customer needs of foreign workers. Financial services are even available on Sundays in the 9 branches selected in the Seoul metropolitan area and Gyeongsang area with a high population of foreign workers; In particular, the FX Remittance Center, which is located in Wongok-dong, Ansan in Gyeonggi-do (the most densely populated area for foreigners), not only opens on Sundays but also strives to provide specialized services to foreign workers, such as enhanced convenience in accessing financial services through on-site visits as well as events held for foreign workers in Korea. Woori Bank also strives to ensure prompt and secure wage remittances. In addition, we offer total financial services for foreign workers during their stay in Korea from arrival to depar- ture, including opening accounts for premium payment through business alliances with the Human Resources and Development Service of Korea as well as Samsung Fire & Marine Insurance, and acting as service provider for the payment of departure guarantee insurance. supporting Foreign Direct Investment Woori Bank provides consulting and support for foreign direct investment (FDI) offered at all branches through the Seoul Global Support Center in charge of FX and capital transactions. More specifically, we provide services that are precise and segmented for FX trading. Our main clients include leading companies at home and abroad, law firms (domestic and international), accounting firms, securities companies, private equity firms, asset management com- panies, consulting firms, local governments and other insti- tutions related to foreign investment. Besides FDI related operations, we also provide services that cover escrow, Im- migrant Investor Schemes for Public Business, initial public offerings (IPO) of foreign companies, consultations and reports on other capital transactions under the Foreign Exchange Transactions Act, and other services related to business operation and follow-up management Dominance in the Yuan trade settlement market Woori Bank established the world’s 1st offshore settlement system in won to take the lead in the globalization of the currency, such as through the clearing of trade settlements in won through a currency swap deal between Korea and China. Many world-famous financial institutions have joined Woori Bank’s fund clearing system - Woori Clearing System (WCS). In 2015, clearing services were provided for a total of KRW 21 trillion in KRW trade settlements. Woori Bank is responding promptly to the establishment of a direct won exchange market within China. Moreover, Woori Bank is taking a leading role as a settlement bank for yuan settle- ments in Korea. As the 1st Korean bank to receive approval for international yuan settlements, we handled many trade settlements through China in yuan, as well as taking care of the first and largest volume trade settlements through won-yuan currency swaps. Plans for 2016 In 2016, the International Trade Business Division aims to foster specialists in international trade and improve the quality of support as well as provide distinctive custom- er-specific services in export/import banking services and foreign currency money exchange/remittances to expand our market share. In order to meet increasing demands from foreign customers for money exchange/remittances, services and channels will be further reinforced. Based on the knowledge accumulated as the treasury bank for foreign currency reserves for the National Pension Fund, we will reaffirm our status as the leading bank in FX by attracting new high net worth customers. We will do our best to create diverse business opportunities such as attracting capital for FDIs and establish yuan trade settle- ment schemes that meet the increasing demands of cus- tomers for yuan trade settlements. Woori Bank annual report 2015 57 ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W Woori Bank annual report 2015 58 3 Strong Partner Growing and Developing in tandem with the korean Economy consumer Banking ___ 060 Wealth management ___ 063 Pension & trust Business ___ 065 corporate Banking ___ 067 Sme Banking ___ 069 institutional Banking ___ 072 real estate Finance ___ 074 Woori Bank annual report 2015 59 S t r o n g P a r t n e r S i n c e r e P a r t n e r F i n a n c i a L r e v i e W s t r o n g p a r t n e r Consumer Banking the Consumer banking business unit is in charge of conducting overall business strategies for individual consumers, finding new markets, managing the retail organization, establishing business channel strategies and setting business strategies for universities and hospitals. we run a separate division within the Consumer Banking Business Unit for wealth management that requires more specialized services. We also work towards improving customer satisfaction with better products and services, by continuously searching for new markets and conducting CrM (Customer relationship Management) activities. Review of 2015 In 2015, Woori Bank recorded growth of more than 1 million new customers for four consecutive years, ex- ceeding 21 million individuals, while also continuously developing differentiated and innovative products. We provide first-rate financial products and services for different stages of the customer life cycle through our representative projects for attracting new retail customers. These include the Baby Project, the School Project and the Company Project, contributing great- ly towards retaining infants, students, office workers, housewives and senior citizens as customers. In 2015, we focused on expanding the existing cus- tomer base by taking proactive measures regarding the bank account switching, which is expected to be implemented in 2016. For this, we attracted new high- yield customers by launching the Major Customer Preference Package, which integrates deposit account, credit (check) card and credit loan. In order to meet the increasing customer demands, we provide services that prioritize customer satisfaction, such as directly visiting where customers are staying without being limited by time and space and operating a portable branch that provides convenient services. launching the ‘Woori Wellrich main Bank’ Package Product for attracting new Customers and Expand- ing the Existing Customer Base In 2016, in order to proactively deal with the bank ac- count switching and attract new customers, Woori Bank launched the Woori Wellrich Main Bank package product, which provides better services to customers with lots of transactions and differentiated bank ac- Woori Bank annual report 2015 60 Woori Bank, WIll BEE your lifetime partner! s t r o n g p a r t n e r Total Loans of Consumer Banking (unit: krw trillion) 82.3 +15.6% 95.1 2014 2015 Total Deposits of Consumer Banking (unit: krw trillion) 77.5 +4.9% 81.3 2014 2015 count benefits according to trade performance. By al- lowing the existing customer base to concentrate their multiple banking relationships exclusively with Woori Bank, we provide various benefits for deposit and loan transactions. For new customers, we provide the main bank package product that allows them to conduct multiple financial transactions all at once, so that new customers have the same transaction benefit as exist- ing customers for deposit and loan. As a result, we have made a noticeable achievement in increasing high-yield customers by attracting 1,240,000 bank accounts and KRW 51.6 billion for Woori Wellrich Main Bank package. Establishing Branch in Branch (BIB) to Provide Com- prehensive Financial services In order to provide comprehensive financial services that meet the changing needs of customers, Woori Bank signed business alliance with the No.1 securities company Samsung Securities in March 2015 to set up Branch in Branch (BIB) at Woori Bank’s head office and Samsung Securities’ office building. Instead of simply providing financial transactions, BIB acts as sales and services channel, which enhances Woori Bank’s status in providing advices and selling products. Following the successful establishment of BIB in 2015, we plan to continuously create synergies between the banking and securities businesses, as well as develop products linked with Samsung Securities and expand additional BIB. Woori Bank annual report 2015 61 s t r o n g p a r t n e r optimizing and Increasing Efficiency of Channel networks Amid the evolving financial environment, branches have been selected in districts with new growth potentials, such as ‘Innovation Cities’ and industrial complexes, and low-yield and low-presence branches have been trans- ferred or relocated. The Bank operates 993 branches, as of the end of 2015, including 15 new, 52 integrated and 25 relocated branches, thereby establishing a basis for creating profits through an efficient branch network. In 2015, in order to improve the organizational compet- itiveness through increasing the efficiency of channels, we introduced the ‘Personalized Branch’ as a custom- ized retail channel to strengthen sales capacity in retail services for individual clients, so that the financial center could focus on corporate clients and the personalized branch can focus on retail customers. Furthermore, in order to reinforce the efficiency of manpower operation and strengthen employees’ competence, we integrated the existing four channels into the General Products Sales and Service Team and the Total Banking Service & Advisory Team. As a result of integrating the teams, the optimized manpower is now used in the form of staff in charge of outbound marketing to strengthen customer management and attract external customers. Plans for 2016 In 2016, in order to achieve the No.1 market share for its customer base despite the prolonged low growth, low interest rates and the fierce inter-bank competition, the Consumer Banking Business Unit will focus on attracting new customers as it did in 2015 by carrying out new retail projects for singles and foreigners. By proactively responding to the bank account switching and the ISA that will be newly introduced in 2016, we plan to concentrate on attracting new customers and imple- ment event-oriented marketing activities by establishing a marketing system for different stages of the customer life cycle. We will also strive to attract external customers by es- tablishing an operational data store (ODS) to provide exclusive manpower and develop exclusive products and services for tablet branches to expand this sales channel. Strategic Sales Team Regional Banking Headquarters Sihwa/Namdong/Juan Industrial Complex Asan/Ochang Science Park Daedeok Science Town Seongseo Industrial Complex, Gumi Waegwan Industrial Complex Hanam Industrial Complex Changwon Industrial Complex Sinpyeong/Jangrim/Myeongji Noksan Industrial Complex Onsan/Ulsan Mipo Industrial Complex Gangdong Gangwon 36 regional Banking Headquarters in the seoul metropolitan/ Gyeonggi Province area operating 13 strategic sales team North Chungcheong Daejeon and South Chungcheong Daegu- Gyeongbuk dongbu Daegu- Gyeongbuk seobu Busan and East Gyeongnam Central Busan West Busan Honam Gyeongnam Woori Bank annual report 2015 62 Woori Bank, WIll BEE your lifetime partner! s t r o n g p a r t n e r Wealth Management the wealth Management (wM) Division is in charge of overseeing private banking (pb) services that target High net worth (Hnw) customers. the wM Division consists of the wM Strategy Department; it establishes and implements business strategies for pb services, and manages woori bank’s affiliated products (mutual funds, bancassurance products), develops asset management products and taking a leading role in the the retirement asset market. as of 2015, we provide customers with first-rate products in comprehensive asset management and consulting services to around 144,000 Hnw customers through an independent pb brand. Total number of WM customers (unit: thousand) 132 144 2014 2015 Review of 2015 In 2015, the Wealth Management Division hired and trained about 70 new specialists as part of its efforts to nurture PB specialists. Therefore, we increased the number of branches with specialists (PB/FA) by 40 for a total of 640 branches that provide professional asset management services. We also provide asset management training for all employees so that they can proactively deal with low interest rates and the growing asset management market. As a result, we achieved huge growth in the mutual fund and bancassurance product markets. More specifically, we achieved No. 1 market share for the first time since we began selling bancassurance products. Also, around 12,000 new HNW customers opened accounts with Woori Bank. In recognition of these results, we have had the honor of winning the ‘Korea Premium Brand Award’ for six consecutive years. ToTAL NuMBEr of WM CuSToMErS 12 (unit: thousand) ToTAL DEPoSITS for WEALTH MANAgEMENT BANKINg 4.0 (krw trillion) Woori Bank annual report 2015 63 Utilizing a total asset management system to Vitalize B2B sales systematically Woori Bank established a comprehensive asset manag ement system to p rov id e c u s to m i ze d i nve s t m e n t s t ra te g i e s by analyzing customer transaction records and individual investment trends; thereby, we are able to easily and conveniently find optimal solutions for customers. In recognition of the high interest on retirement incomes, we also provide diagnostic tools and consulting s t r o n g p a r t n e r Total Deposits for Wealth Management Banking (unit: krw trillion) 37.0 41.0 2014 2015 to help customers prepare for retirement based on expected retirement income. Providing Various Integrated Financial services through a Business alliance with samsung securities Currently, Woori Bank has established Integrated Financial Services Centers in four locations through a business alliance with Samsung Securities aimed at increasing the synergy between the bank and a securities firm. Securities customers are provided with deposit, loan and FX services, and bank customers are offered a variety of investment options through securities and bonds. research on retirement Planning to Prepare for an aging society In July 2012, Woori Bank established a ‘research team for a centennial lifespan’ to prepare for the era of an aging society and launched a new retirement brand called ‘We’ll Rich 100’ in 2015. The retirement planning research staff is conducting R&D on related products and services to prepare for the financial demands of an increasingly elderly population in the future. We released new products under the We’ll Rich 100 brand such as pension accounts, credit cards and loan products in 2015 to offer customized products that meet the needs of our retired customers. We also held regular seminars for corporate and individual clients to expand upon the need to prepare for retirement and provide guidance in relation to effective retirement planning. Fostering specialized Private Bankers In order to foster competitive private bankers, Woori Bank operates PB Academy courses to suit different customer needs. Moreover, more systematic training is provided for around 640 specialists across the nation by holding PB seminars through interactive training sessions. We also provide training through UC video training programs on a daily basis, including training related to affiliated products (mutual funds, bancassurance products), taxation and real estate, to establish a cafeteria-type training system where the employee can choose and take part in required training. Plans for 2016 Aiming to achieve its goal of becoming the ‘No. 1 bank for Total Asset Management’, the Wealth Management Division is taking the lead in the asset management market by achieving 1st place in product alliances and customer revenues. Besides increasing its market share of product alliances, Woori Bank will strive to become a bank that is chosen by our customers based on high profit ratios through the introduction of a systematic revenue management system. We also plan to expand our asset management services customer base by providing an exclusive sales channel targeting affluent clients, while also enhancing our asset management capabilities in the non-face- to-face channel targeting the general public by introducing robo-advisors and establishing an online asset management center. Woori Bank annual report 2015 64 Woori Bank, WIll BEE your lifetime partner! s t r o n g p a r t n e r Pension & Trust Business as the retirement pension market expands, the pension & trust business Division was launched in 2009 to support the efficient management of retirement resources for retail customers. From the initial stage of adopting a retirement pension system, we provided differentiated services through comprehensive retirement pension consulting. we lead the retirement pension market by providing total financial services, which offer customized products to suit customer investment needs through an advanced selection process with seasoned investment specialists available. Review of 2015 In order to guarantee a stable retirement for the work- force and prepare for changes in the labor market, such as a rapidly aging population, Woori Bank has been fostering customer-oriented businesses with a long-term perspective. Fostering Customer-oriented Businesses As the retirement pension market expands, the Pension & Trust Business Division was launched in 2009 to sup- port the efficient management of retirement resources for retail customers. From the initial stage of adopting a retirement pension system, we provided differentiat- ed services through comprehensive retirement pension consulting. We lead the retirement pension market by providing total financial services, which offer cus- tomized products to suit customer investment needs through an advanced selection process with seasoned investment specialists available. Our retirement pension systems were upgraded to re- flect major amendments in the Employee Retirement Income Security Act. We also offer a variety of servic- es, including providing updates and notifications to subscribers through a ‘Welcome Letter’, conducting follow-up support through the Bank’s ‘Happy Call Sys- tem’ and providing educational support through the ‘Retirement Pension Training Management System’. In 2015, retirement pension assets stood at KRW 11,335.7 billion, up KRW 1,693 billion from the previous year. The number of companies subscribed to retire- ment pensions increased by 1,137 from the previous year to 29,148, showing an increase of 4.1% as of the end of December 2015. The number of subscribed em- Woori Bank annual report 2015 65 s t r o n g p a r t n e r ployees increased by 435,467, an increase of 35.5% year-on-year to 1,661,867. Plans for 2016 While Korea is becoming a super-aged society, Woori Bank is actively carrying out marketing activities to secure a profit base and custom- ers in the long run by highlighting retirement pensions as a key growth industry. This is being accomplished by taking into consideration the importance of the retirement market for the banking sector. In 2016, in order to strengthen our position as a leader in the pension busi- ness, the Retirement Pension Business Dept. will secure a foundation for growth by imple- menting differentiated marketing strategies and improving customer revenues through enhanced product management capabilities, as well as upgrading business capability by adopting the BPR process and successfully re- establishing the retirement pension system. We will also continue to focus on improving the efficiency of our sales channels. In the future, we aim to lead the retirement pension market based on our abundant and experienced staff, our training support system, a large variety of products, specialized management capabilities and a differentiated retirement planning ser- vice platform. rETIrEMENT PENSIoN ASSETS 11,335.7 (unit: krw billion) CoMPANIES SuBSCrIBED To rETIrEMENT PENSIoN 29,148 (unit: company) EMPLoyEES SuBSCrIBED To rETIrEMENT PENSIoN 1,661,867 (unit: person) Woori Bank annual report 2015 66 Woori Bank, WIll BEE your lifetime partner! s t r o n g p a r t n e r Corporate Banking the Corporate banking business unit is in charge of services for corporate customers, including korea’s top large enterprises, such as Samsung, lG and poSCo, to cater to the diverse financial needs of corporate customers in a timely manner. as a result of providing exceptional services to the highest number of large enterprises in korea, woori bank’s Corporate banking business unit prides itself on having provided the best financial services to our corporate customers, which has enabled them to become global players over the past 117 years. we will strive to provide our expertise to a larger number of customers in the future. Total Credit of Main Debtor Groups in 2015 (excluding management/ financial improvement) (unit: krw trillion) 26.2 28.3 2014 2015 Review of 2015 In 2015, the Corporate Banking Business Unit achieved 1st place in market share in loans for major creditors, thereby widening the gap with the second-placed bank to reaffirm Woori Bank’s No.1 position in corporate finance. Woori Bank is currently exploring and preparing for var- ious financial needs through the ‘Woori Diamond Club’, a meeting of the CEOs of large Korean enterprises, while also strengthening its relationships with large enterprise customers. As of the end of 2015, the Corporate Banking Business Unit (including Corporate Finance Center) posted total as- sets of KRW 28.6 trillion, operating income of KRW 661.6 billion and an export/import volume of USD 254 billion. Continuously strengthening relationships As our corporate customers developed into global play- ers, their financial needs have changed rapidly and have become more diverse. Woori Bank currently runs the ‘Woori Diamond Club’, a meeting of the CEOs of large Korean enterprises that has met continuously since 2003. The club’s 13th anniversary coincides with a desire to strengthen our relationships with our corporate cus- tomers, as well as provide services to respond to chang- es in the environment by identifying the financial needs of our customers in a timely manner. Extending support for large Enterprises/ smEs At a time when CSR (Corporate Social Responsibility) is becoming more important, Woori Bank has signed co- operation agreements with large enterprise customers, and offers product packages to extend funds to SMEs with low interest rates. We launched the Partnership Loan for Large Enterprises Woori Bank annual report 2015 67 tive evolution of corporate banking. We will achieve optimal growth based on profitability through internal innovations that significantly reduce possibly insolvent assets and increase high-yield assets, instead of focusing on ex- ternal growth as we did previously. Based on corporate banking, we will fulfill the role of a profit coordinator that strengthens synergies through cooperative marketing activities with- in the bank and maximizes all sources of profit through collaborative marketing activities. Woori Bank is the major creditor bank for 13 large enterprises (total number of large enterprises under main creditor bank management: 39 as of apr. 2016) s t r o n g p a r t n e r in 2008, which extended funds worth KRW 532.8 billion to 972 companies as of the end of 2015. The Woori Partnership Loan that was developed in 2013 received a systematic up- grade in 2015, so that funds worth KRW 283.9 billion were extended to 2,190 companies as of the end of 2015. As a bank that has cultivated relationships with large enterprise customers, we operate a partnership system through a va- riety of customer networks aimed at reducing financial costs to SMEs, thereby contributing to the shared growth of both large enterprises and SMEs. Developing and supporting Customized Financial Products In 2015, company demand for investment products that ensure stability increased due to a prolonged period of low interest rates. In line with such demand, we provided customized products for companies with long-term op- erating funds by selling an integrated deposit product with structured interest rates. We also developed an integrated limit for imports and exports that enables the limits of various FX products to be integrated and managed, which enhanced convenience for companies conducting FX trading. We developed and supported various financial products in time to satisfy the needs of corporate customers, including the Power Brand Merchant Start-up Loan for supporting franchise merchants that have relationships with large enterprises and the Woori Buy-Back Loan that was released for sales agencies. ToTAL ASSETS of CorPorATE BANKINg – AS of THE END of 2015 28.6 (unit: krw trillion) ToTAL CrEDIT of MAIN DEBTor grouPS IN 2015 (excluding management/ financial improvement) 28.3 (unit: krw trillion) ToTAL CrEDIT ExPoSurE of MAIN DEBTor grouPS -END 2015 34.6 (unit: krw trillion) Plans for 2016 In 2016, the Corporate Banking Business Unit will achieve a new paradigm shift that tran- scends the bank’s boundaries at home and abroad in terms of business activities that used to focus on large enterprises, by improv- ing asset quality and existing profit models to achieve the our business goal of the crea- Woori Bank annual report 2015 68 Woori Bank, WIll BEE your lifetime partner! s t r o n g p a r t n e r SME Banking the SMe banking business unit is in charge of financial services for corporate customers, especially in SMe sector. at the end of 2015 there were approximately 1,300,000 SoHo and SMe customers, whose total loans under management amounted to krw 76.1 trillion. woori bank provides competitive products and diverse financial and non-financial services to better satisfy SMe customers. the SMe rM (relationship Manager) system, a channel of SMe banking pool specialists, is made available to provide the best financial services in corporate banking. Review of 2015 In 2015, the SME Banking Unit achieved significant results. The total number of SOHO and SME customers increased to around 93,000 and the total volume of loans through SME banking by KRW 5 trillion. The SME Banking Unit led marketing strategies that fo- cused on attracting new high-net-worth SMEs and their retention. As in 2014, key categories were targeted in 2015, such as policy financing, guarantee-secured loans and loans for equipment. For higher satisfaction and service levels for SME custom- ers, various preferential programs were implemented with a greater focus on training and developing a specialized workforce for SME banking. Implementing marketing activities to target High- yield smEs As in 2014, the SME Banking Business Unit provided wide-ranging marketing data on high-yield SMEs and large enterprise partner companies to help attract high- net worth customers to branches in 2015. In January 2015, we also remodeled the ‘High-yield En- terprise Master Loan’ to strengthen our competitiveness and launched the ‘Woori Enterprise Power Loan’ and the ‘Woori R&D Loan for Outstanding Technology En- terprises’, which involved offering competitive interest rates and preferential credit ceilings for high-yield SMEs, to achieve an impressive sales record of KRW 16.8 tril- lion at the end of 2015. As a result of the SME Banking Business Unit’s con- tinuous efforts to increase high-yield assets, loans for Woori Bank annual report 2015 69 s t r o n g p a r t n e r high-yield enterprises of the level of BBB and above in- creased by KRW 7.7 trillion from KRW 40.3 trillion at the end of 2014 to KRW 48 trillion at the end of 2015. targeted marketing for Industrial Complexes In order to focus on attracting enterprise customers lo- cated in industrial areas, the SME Banking Business Unit expanded its target scope by remodeling ‘Woori Indus- trial Complex Loan’, a specialized product for enterpris- es located in industrial complexes, while also providing marketing data about these enterprises to branches. As a result of intensive marketing activities targeting industrial complexes, the balance of ‘Woori Industrial Complex Loan’ increased by KRW 773 billion from KRW 1,004.4 billion at the end of 2014 to KRW 1,777.4 billion at the end of 2015. Enhancing Policy Financing & Guaranteed loans In 2015, the SME Banking Business Unit focused on pol- icy financing and guaranteed loans, so that the balance for each product increased by KRW 549 billion and KRW 645.2 billion, respectively. In order to increase poli- cy financing, the SME Banking Business Unit signed new agreements with local governments and public institu- tions, and also conducted various training programs and provided on-site support by bolstering competitiveness in interest rates for policy financing. In particular, the balance of indirect loans (on-lending loans) targeting high-yield SMEs as a percentage of policy financing products, showed an outstanding improvement with an increase of KRW 550.9 billion year-on-year. In January 2015, we launched and sold the Woori V-Plus Loan in collaboration with a credit guarantee institution. In August 2015, we also released and sold the Seoul Economy Boom-up Loan in collaboration with Seoul Metropolitan City. Providing Diverse and specialized Products In 2015, the SME Banking Business Unit launched a range of specialized products, including the ‘High-yield Enterprise Power Loan’ and the ‘Woori Credit Card Member Store Power Loan’, a preferential product for high-yield SOHOs and SMEs to increase SOHO and SME banking loans. In order to strengthen the bank’s profitability in reaction to reduced loan-deposit margins due to the new era of low-interest rates, we launched the ‘Woori Export/Im- port On Landing’ and the ‘Exporting Company Master Loan’, which are specialized products targeting export/ import companies that conduct numerous FX transac- tions. In line with the government’s policy on revitalizing tech- nology firm financing, we strengthened our support for SMEs with outstanding technology, by launching the ‘Woori R&D Loan for Outstanding Technology Enterprises’. Total Number of SME Customers 1,187,940 +8.5% 1,288,698 2014 2015 Woori Bank annual report 2015 70 Woori Bank, WIll BEE your lifetime partner! s t r o n g p a r t n e r Preventing Customer turnover & supporting Consult- ing services In order to continuously increase assets, despite intense competition with other banks, the SME Banking Busi- ness Unit newly implemented the ‘Early Loan Extension’ program, preventing the loss of existing customers to other banks. The program proactively identified the needs and complaints of customers before existing loans matured, so that customers whose maturity dates were approaching did not go to other banks. Woori Bank provided corporate consulting services earlier than any other Korean bank. In 2015, we contributed to the increase in sales and operating profits of corporate customers by conducting 122 consulting projects. The Corporate Consulting Team within the SME Banking Business Unit provides various types of consulting ser- vices for improving the corporate value including con- sulting services for management, CFOs, family business succession issues and operations. Plans for 2016 In 2016, the SME Banking Business Unit plans to contin- uously increase high-yield assets, by launching special- ized new products to meet the needs of the main target groups in order to attract new customers and by pro- viding competitive interest rates for existing corporate customers to prevent customer turnover. In particular, we will focus on cross-selling to attract existing customers to products they have not yet pur- chased in 2016. Lastly, in order to support small and micro businesses, we will contribute to revitalizing the economy in the lives of ordinary people and increase support programs to FinTech companies develop by continuously offering specialized products and support to small and micro businesses. Total Assets of SME Banking (unit: krw trillion) 72.6 +4.8% 76.1 2014 2015 Woori Bank annual report 2015 71 s t r o n g p a r t n e r institutional Banking the institutional banking business unit is divided into the institutional banking products & Marketing Dept, to cater to the central government, local governments and public institutions, and the public Fund Sales Department, to manage the municipal and provincial treasuries of local governments and the courts. Moreover, we are the only bank to utilize specialists in institutional operations (institutional rM) to provide first rate financial services to institutional customers. as of 2015, our institutional customers include the Seoul Metropolitan Government and its 24 district offices, the Ministry of land, infrastructure and transport, the national Health insurance Corporation and the korean railroad Corporation. the presence of such customers reaffirms our position as korea’s largest primary bank for public institutions Total Deposits of Institutional Banking (unit: krw trillion) 20.4 22.5 2014 2015 Review of 2015 Based on know-how gained from 100 years as Seoul Met- ropolitan Government’s treasury bank, Woori Bank has be- come a leading financial institution for local residents with the Institutional Banking Business Unit contributing to re- gional development and expanding the scope of transac- tions with the central government, local governments and major public institutions, including affiliated institutions of the Seoul Metropolitan Government. In line with government policies, Woori Bank provided specialized services for the planned relocation of govern- mental agencies to the provinces, to attract 44 out of 118 institutions that completed the selection of their transac- tion bank in 2015, with plans to attract more institutions as relocation continues in 2016. As of the end of 2015, the Institutional Banking Business Unit held total deposits of KRW 22.5 trillion and total loans worth KRW 1.8 trillion, while maintaining relationships with about 3,800 institu- tional customers. towards another Century of success after making History as the seoul metropolitan Government’s treasury Bank for the Past 100 years Since the treasury agreement signed with Gyeong- seongbu (Seoul) in 1915, Woori Bank has done a re- markable job of serving as the Seoul Metropolitan Government’s treasury bank for the past 100 years, by collecting tax revenue and by managing the payment of annual expenditures. In 1988, we launched the first comprehensive management system for revenues and expenditures, and established the OCR Center in 1991, accomplishments that arose from being the city’s long- term treasury bank. Moreover, we were able to develop world-class management capability as a treasury bank by establishing the ETAX system in 2001, the annual Woori Bank annual report 2015 72 Woori Bank, WIll BEE your lifetime partner! s t r o n g p a r t n e r Plans for 2016 In 2016, the Institutional Banking Business Unit contin- uously discovered businesses linked to finance by ana- lyzing central and local government policies, so that we could support national economic development and the growth of SMEs. As a result of being chosen again as the Seoul Metropolitan Government’s treasury bank, we will further strengthen cooperation with the Seoul Metropolitan Government and its affiliated organiza- tions to provide customized financial services to ena- ble more employees to foster relationships with Woori Bank and carry out various related projects. In line with the relocation of the public sector, we will support var- ious financial services to ensure major institutions and their employees located in innovation cities nationwide can settle down as soon as possible, as well as attract new clients by providing customized services for a range of customers from non-client institutions. Major Institutional Customers • Local Government • Public Agencies expenditure e-banking system in 2004, the revenue e-banking system and the comprehensive management system for treasury bank affairs in 2011. Based on an ad- vanced treasury management system and high-quality specialists in relevant fields, Woori Bank has become a “Partner of Seoul Hope” contributing to the Seoul Met- ropolitan Government’s tax planning and financial man- agement, convenient tax payments by citizens and the development of local communities. supporting new Projects from the Government In order to support the R&D projects initiated by the government, Woori Bank has set up an R&D Team within the Institutional Banking Business Unit to conduct R&D projects together with the Ministry of Trade, Industry and Energy (MOTIE) since 2013. As the bank exclusively responsible for international agreements made by the Defense Acquisition Program Administration, we provid- ed support for the payment settlement of goods pur- chased from overseas. We also were the official sponsor bank tasked with providing financial services for the smooth running of the Mungyeong Korea 2015 6th CISM World Games, hosted by the Ministry of National De- fense. After being chosen as the treasury bank for VAT payments through simplified registrations by overseas entrepreneurs, we received VAT payments on behalf of global companies such as Apple, Google and Alibaba that provide electronic services for goods purchased by Korean customers through overseas open markets. maximizing synergies through new Business acquisitions The Institutional Banking Business Unit not only pro- vides financial services directly to institutional cus- tomers, but also discovers and offers business linkage opportunities to SMEs and related individuals. In 2015, we explored business linkage opportunities from com- panies being selected as smart plants through business agreements with the Ministry of Trade, Industry and Energy, while also pursuing additional business oppor- tunities from companies that participated and received funding through the National Research Foundation of Korea’s research fund project. Furthermore, we discov- ered opportunities to provide our financial services to employees of various institutions that have become new institutional customers, including the Korea Ship Safety Technology Authority and the Korea Institute of Ceramic Engineering and Technology. Woori Bank annual report 2015 73 s t r o n g p a r t n e r real Estate Finance For systematic and professional management of real estate financing, the Housing Finance Division has been transformed into the real estate Finance business unit. the unit manages the national Housing and urban Fund (nHuF) of the Ministry of land, infrastructure and transport as a general treasury bank. we strive to satisfy the diverse needs of our customers by providing products that utilize woori bank accounts, as well as national Housing Fund products that are available for those on low-incomes. Review of 2015 In 2015, the Real Estate Finance Business Unit ranked 1st in market share amongst national housing and urban funds. In recognition of superior performance over the past six years, we have been providing a variety of real estate fi- nance products to our customers as a general treasury bank for the National Housing and Urban Fund. We also engaged in a preemptive response to the prolonged re- cession in the real estate market and led the market in generating demand for real estate financing by discover- ing new markets. strengthened Base as the lead agency for standard PF loans The Standard PF Loan is a product package consisting of ‘Intermediate-term Loans’ and ‘Baro Dream Loans’, a non-recourse accounts receivable loan that supports the construction expenses of subcontractors. By satisfying the needs of individuals for housing, SME subcontrac- tors and large enterprise construction companies, the Standard PF Loan has become a representative product in the PF real estate finance market. Expanding our Customer Base as the General treas- ury Bank for the national Housing and Urban Fund The National Housing and Urban Fund project plays an important role in broadening the options for consumer products (including products for the socially vulnerable) of real estate financing. Woori Bank has taken the lead in seamlessly procuring and executing funds as the gen- eral treasury bank for the National Housing and Urban Fund. As of the end of 2015, Woori Bank had a market share of 44.7% in loans for subscribers and a market share of 28% in savings for housing trust subscriptions. Throughout 2015, 1.27 million new customers took the Woori Bank annual report 2015 74 Woori Bank, WIll BEE your lifetime partner! s t r o n g p a r t n e r NHUF's* Consumer Loan *(National Housing and Urban Fund) Housing Subscription Loans (1st in market share) (unit: %) 45.8 44.7 Housing Subscription Savings (1st in market share) (unit: %) 29.6 28.0 2014 2015 -1.1% 2014 2015 -1.6% first step on the road to fulfilling their dream of owning a house by using savings for housing purchases. Woori Bank will strive to establish a system where more cus- tomers can get access to the National Housing and Ur- ban Fund. leading the Domestic real Estate Finance market In 2015, the Real Estate Finance Business Unit led the market in developing products and reforming the system in order to prepare a preemptive response to changes in the financial market. Woori Bank is actively participating in supporting both property stability and the ‘house poor’ segment by inducing a soft landing for household debts by launching the following products: the Youth 100 Year-Old Reverse Mortgage Housing Loan, a housing loan product that appropriates funds for household costs incurred during a period without income, such as early retirement or a temporary leave of absence, and the Beotimmok Rent Subsidy Loan that integrates the rents of workers and the working class with the rents of low-income families. Plans for 2016 In 2016, we will continue to dominate market share by ranking 1st in the National Housing and Urban Fund. We will strive to attract new loans for subscribers and savings for housing subscriptions, including rental de- posit loans and first-buyer housing loans. Moreover, we will actively support real estate welfare projects for citizens and make continuous efforts to facilitate nation- al housing in an ethical way through our accumulated experience in financing and operating funds. We will also actively take part in the government’s real estate finance measures, and actively support extending funds to those who want to purchase their own residence by securing optimal profitability and an asset structure with the lowest risk. This will enable us to expand mort- gage loans to KRW 3.2 trillion and play a leading role in attracting consumer banking assets even in times of economic downturn. Woori Bank annual report 2015 75 ! r e n t r a p e m i t e f i l r u o y E E B l l i W , k n a B i r o o W Woori Bank annual report 2015 76 4 Sincere Partner Creating a Better Future Social contribution activities ___ 078 Woori Smile microcredit ___ 080 ethical management ___ 082 S i n c e r e P a r t n e r F i n a n c i a L r e v i e W Woori Bank annual report 2015 77 si n c e r e p a r t n e r Social Contribution activities Since the founding of woori bank in 1899, we have fulfilled our role as a national bank by embodying the spirit of sharing, despite repeated difficulties and economic crises over the past 117 years. at a time when social roles and responsibilities in the banking sector are highlighted, our three missions of humanity, happiness and hopefulness will be at the core of everything we do. Diverse social contribution activities unfold under these goals to realize the vision of ‘Sharing and caring together; a culture of financial sharing to foster dreams and hopes’ Social Contribution Activities of Woori Bank ‘Woori Happy society’ Program To sponsor the underprivileged in local communities, Woori Bank sponsors the ‘Woori Happy Society’ pro- gram. It is a regular and continuous community-fo- cused volunteering program that creates sisterly ties with social welfare centers in the community and com- munity childcare centers. Besides directly participating in volunteering activi- ties held at branches, Woori Bank also holds skating contest and summer camps by inviting children from community children’s centers who are usually at home or at the center during summer and winter vacations. We held a skating contest for children from community children’s centers at the skating rink installed by Woori Bank at Seoul City Hall Plaza. We also offer the Woori Goomnamu Scholarship twice a year to give scholar- ships to children from community children’s centers. In 2015, we gave scholarships to about 200 children. Be- sides these initiatives, the head office operates various support programs, such as providing regular support to over 200 social welfare centers and community chil- dren’s centers across the nation. Global social Contribution activities In order to fulfill our role as a global financial company and create sustainable happiness for people and so- cieties around the world, Woori Bank is implementing a range of social contribution activities that transcend national boundaries in all corners of the world. In July, Woori Bank sent about a global volunteer group of Woori Bank annual report 2015 78 Woori Bank, WIll BEE your lifetime partner! si n c e r e p a r t n e r low-income families, in conjunction with the Korea Association of Social Welfare Centers. love Blood Donation Event Since 2006, Woori Bank has been holding the ‘Love Blood Donation Campaign’ to help out in July and August when there is a lack of blood donations, marking the 10th anniversa- ry of the event in 2015. During the campaign period, employees voluntarily hold blood donation relays at all branches, including the head office, Woori Finance Sangam Center and Woori W Tower. In particular, all of the employees who participated in the blood do- nation drive donated their blood donation gift certificates and medical expense payments to the children of low-income households suffer- ing from rare diseases such as leukemia and childhood cancer. accumulation of the ‘Woori Care Fund’ and the ‘Woori Children’s Care Fund’ Woori Bank employees actively participate in promoting the culture of donation. They vol- untarily donate part of their monthly salaries to the ‘Woori Cares Fund’ and the ‘Woori Chil- dren’s Care Fund’. By utilizing the ‘Woori Care Fund’, employees created the Together Woori Cares Support System, which explores and supports 60 outstanding social contribution programs annually. Our ‘Woori Children’s Care Fund’ is made possible through social contri- bution activities for children, such as helping poorly-fed youth. Starting from October 2010, we launched ‘Woori Cares e-Sharing’ where customers can make donations when they make transfers through internet banking, in order to take the lead in promoting the culture of small donations. Woori Bank will fulfill its social responsibility and role as a global financial company by en- gaging directly in various long-term activities for sharing and ensuring they are not a one- time event, thereby establishing a corporate culture of ‘Sharing and Volunteering’. thirty outstanding employees to Thai Nguyen, the northern part of Hanoi, Vietnam. This region suffers from many difficulties due to weak educational and transportation infra- structure, such as children who must com- mute to an elementary school located more than 3km away from their homes. However, as a result of our volunteering efforts, children were able to receive education in a comforta- ble and pleasant environment. We were able to set up a branch school near the village with four new classrooms and renovated existing classrooms and associated facilities. Also, we successfully held a global volunteering pro- gram, including programs to provide instruc- tion in art and science, subjects that Vietnam- ese students often do not receive instruction in, and engaged in various cultural exchange activities with local residents. Woori Bank sharing Hanmadang Event In order to spend a warm holiday like Chuseok (Korean Thanksgiving) and Lunar New Year’s Day with our neglected neighbors, Woori Bank has continuously carried out Woori Bank Sharing Hanmadang activities. These social contribution activities show compassion to our neighbors in need during the holidays and the kimchi-making season through our employee volunteer work. During Chuseok, we made songpyeon (half-moon-shaped rice cakes) with about 100 people including Gang- dong-gu local residents, multi-cultural families and North Korean defectors at the Seong- nae Social Welfare Center in Gangdong-gu, Seoul. Bank employees also delivered 5,000 kg of rice and 500 sets of daily necessities to our neighbors in need. Also, we prepare and deliver kimchi to neighbors in need every December so that they can enjoy nutritious meals over the winter months. In December, Woori Financial Group’s new employees and volunteers all participated in delivering about 12,000 containers of kimjang (freshly pre- pared) kimchi to Seoul KBS Sports World to be distributed to neighbors in need, includ- ing senior citizens who live alone, as well as vISIoN ‘Sharing love and sharing in finance fosters dreams and hopes’. MISSIoN Humanity Happiness Hopefulness Woori Bank annual report 2015 79 si n c e r e p a r t n e r Woori Smile Microcredit woori bank provides microcredit to spearhead efforts to practice socially responsible banking by supporting financially struggling, socially vulnerable and neglected customers. in 2009, woori bank led in the contribution of krw 10 billion per year, totaling krw 50 billion over five years, together with wFH and its affiliates, to establish and operate the woori Microcredit Foundation. the foundation appointed famous people from the religious, academic and social welfare circles as outside directors, ensuring the fairness of the project and the support of citizens. there are nine branches across the nation with 28 employees. Active Implementation of Socially Responsible Finance major Performance achievements of the microcredit Foundation By extending support to the financially vulnerable, the socially neglected and those who lack financial access, we extended microcredit loans worth KRW 279 billion in 2015, leading the way in practicing socially responsi- ble financing. Microcredit services were developed with several prod- ucts: ‘Woori New Hope Seed’ for low-credit low-in- come customers; and ‘Transit Loan’, whereby citizens suffering from high-interest rate loans could make the transition to low-interest loans. Through microcredit services, Woori Bank extended approximately KRW 95 billion of credit in 7,560 cases through 2015. In 2015, pursuing the business goal of ‘microcredit leading to self-sufficiency’, we achieved a tremendous increase in microcredit extensions, by approaching customers and developing customized products. Woori Bank extend- ed approximately KRW 20.6 billion of new credit in 1,959 cases through 2015 (7,560 cases worth KRW 95 billion in total). This is not merely a voluntary activity: support has been given so that recipients can become self-suffi- cient through consulting and microcredit events in the form of on-site visits that lend a helping hand and con- sulting services. microcredit that Helps achieve self-sufficiency By extending support to the financially vulnerable, the Woori Bank annual report 2015 80 Woori Bank, WIll BEE your lifetime partner! si n c e r e p a r t n e r Major Figures for Woori Smile Microcredit (unit : Cases) (unit: krw billion) 5,601 74.2 7,560 95.0 2014 2015 2014 2015 socially neglected and those who lack finan- cial access, we extended microcredit loans worth KRW 279 billion in 2015, leading the way in practicing socially responsible financ- ing. Microcredit services were developed with several products: ‘Woori New Hope Seed’ for low-credit low-income customers; and ‘Transit Loan’, whereby citizens suffering from high-interest rate loans could make the transi- tion to low-interest loans. Through microcre- dit services, Woori Bank extended approxi- mately KRW 95 billion of credit in 7,560 cases through 2015. In 2015, pursuing the business goal of ‘microcredit leading to self-sufficien- cy’, we achieved a tremendous increase in microcredit extensions, by approaching cus- tomers and developing customized products. Woori Bank extended approximately KRW 20.6 billion of new credit in 1,959 cases through 2015 (7,560 cases worth KRW 95 bil- lion in total). This is not merely a voluntary activity: support has been given so that recipients can become self-sufficient through consulting and micro- credit events in the form of on-site visits that lend a helping hand and consulting services. MICroCrEDIT fouNDATIoN KEy ProDuCTS • business Start-up loan: a loan for small-scale registered entrepreneurs to start a new business • working Capital loan: a loan for individual entrepreneurs (who have already been in business for over six months) to purchase products, raw materials, etc. • loan for Facility improvement Funding: a loan for individual entrepreneurs (who have already been in business for over six months) to improve their business facilities. • Sunshine loans for university Students and young people: a loan for emergency funding for young people and university students who are under 29 years old (under 31 years of age for men who served in the military). microcredit that Helps achieve self-suffi- ciency By extending support to the financially vulWe plan to expand support by exploring low-in- come industries with high levels of vulnera- bility and sign agreements with traditional market merchant councils and associations. Meanwhile, we will secure exclusive channels for better accessibility to microcredit. In ad- dition, we will take the lead in promoting and sharing the real role and purpose of microcre- dit, together with society, and spread these roles and directions by exploring and facilitat- ing best practices, to raise confidence among credit recipients. Woori Bank will establish a foundation for the self-sufficiency of low-credit low-income cus- tomers through microcredit services, ensuring the stabilization of livelihoods and improving their welfare. Woori Bank annual report 2015 81 si n c e r e p a r t n e r Ethical Management in order to survive in an era of competition and achieve sustainable development, woori bank devised the ‘woori Code of ethics’ and the ‘Code of Conduct’ to provide standards for employee work performance, so that the importance of ethical management can be recognized together with corporate social responsibilities. based on our trustworthy ethical finance principles implemented through the ‘woori Code of ethics’, we will contribute to social development by fulfilling our social responsibilities, taking into account all stakeholders, including customers, shareholders, employees, as well as the nation and society at large. Review of 2015 raise awareness of ethical compliance and boost mo- rale through incentives. In 2015, Woori Bank strove to ensure that employees could recognize and practice the concept of ethical management. Every quarter we hold an event titled ‘My Commitment to Compliance and Sound Business Prac- tices’ for all employees. Also, in order to bolster ethical and compliance awareness, we conduct self-monitor- ing activities related to ethics and compliance every month and upload training materials through the bank’s internal network. Woori Bank continuously mon- itors violations of legal compliance standards by mak- ing compliance with ethical management standard our core value and to reflect this in branch performance evaluations. We aim to become an honest bank by holding an award ceremony for outstanding employees in ethical management and compliance monitoring to strengthening Ethical management training Woori Bank strengthens ethical training by including ethical and compliance training programs in major training courses for employees (including new employ- ees, promoters, job training for existing employees, etc.), as well as regularly holding in-house training for compliance officers annually at the head office and at branches. In order to make sure employees voluntar- ily comply with laws and regulations, we hold ‘Ethical and Compliance Self-monitoring’ and ‘Check & Clean Day’ events every month to establish a consensus on ethical management. We also strive to improve ethical awareness and raise integrity awareness, by distribut- ing training materials on ‘On-Site Ethical Management Woori Bank annual report 2015 82 Woori Bank, WIll BEE your lifetime partner! si n c e r e p a r t n e r Plans for 2016 In 2016, we will translate our new Code of Ethics and Code of Conduct into local languages, so that they can be provided to overseas branches and foreign corpo- rations to enhance local employee understanding of ethical compliance. In order to strengthen the mindset of bank employees towards ethical management, we will conduct online and offline training programs, while also producing videos on basic legal knowledge based on examples from branches. We will strive to become a leading bank in compliance by preventing financial fraud and incidents with proactive internal control by establishing a regular monitoring system and reinforc- ing branch audits. Compliance’ to all branches and publishing ‘Learning Ethical Management Compliance with Case Studies’ every quarter. supporting Branches First, in order to provide legal advice that might be needed urgently at branches, we have a system of pro- viding prompt legal services. Also, we upload standard legal advice (standard contracts) daily through our legal portal system to help save time at branches. Sec- ond, we have strengthened the prior review of terms and conditions as well as new products with the aim of protecting the rights of financial consumers, while continuously conducting training for all employees by reviewing processes and compliance procedures in ad- dition to boosting product transparency. Diverse Ethical management Programs In order to become a clean bank, Woori Bank is imple- menting diverse ethical management programs that include: prohibiting stakeholders from benefiting from conflicts of interest; establishing a system that reports on benefits and gifts provided for business promotion; facilitating a whistle-blowing system that allows you to report on unfair actions by employees and irregulari- ties; promoting a clean contract system that encour- ages transparent contracts with companies taking part in contracts and purchases; and establishing a system for reporting on marketable securities accounts and transactional information to ensure legal compliance with marketable securities trading laws, including pro- hibitions on insider trading. Woori Bank annual report 2015 83 fi n a n c i a l r e v i e w 5 Financial review management’s discussion and analysis ___ 085 independent auditor report ___ 096 Financial Statements ___ 098 organizational chart ___ 192 global network ___ 194 Woori Bank annual report 2015 84 F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 Summary of Management Performance Despite the rapidly changing financial environment, 2015 was a busy year for Woori Bank with stronger inter-bank competition and continued progression towards the goal of privatization. In the first half of the year, we successfully launched the 1st mobile bank ‘WiBee Bank’ in Korea in accordance with the growing market of FinTech, resulting in a new sensation in the mid-level interest rate loan market. In November, Woori Bank took the lead in innovating the FinTech sector by establishing the Woori Bank-led consortium for Internet-primary banks and gaining preliminary approval. Furthermore, the values of Woori Bank were enhanced and the founda- tions for privatization were laid internally and externally. The Public Funds Oversight Committee announced the direction for imple- mentation of Woori Bank’s privatization on 21 July 2015. Woori Bank’s total assets (consolidated basis) in 2015 including affiliates reached KRW 318 trillion, an increase of approximately KRW 26 trillion compared with the previous year. Due to the decrease in credit loss as a result of continuous efforts made to maintain as- set quality, Woori Bank’s net income increased to KRW 1.059 trillion as its operating profits increased (attributable to controlling in- terests). This was a noticeable achievement when compared to the net income from continuing operations of 2014 at KRW 435.2 bil- lion (excluding KRW 778.7 billion of net income from discontinued operations due to privatization), showing net interest income and non-interest income both exceeding expectations with strong sales even though there was a huge minus factor in interest income due to the benchmark interest rate being lowered four times over the previous 2 years. Moreover, the ROA and ROE increased to 0.37% and 5.69%, respectively, and the delinquency ratio and the NPL ratio greatly improved compared with the previous year, recording 0.82% and 1.47% (NPL 1.24% excludes the top four shipbuilders), respectively. As a result, Woori Bank can maintain the same level of asset quality with competitors, which has been a sticking point in enhancing corporate value for several years. Woori Bank hopes to improve yet further on this result and will continue to make efforts to improve asset quality in 2016. Woori Bank’s total assets (separate basis) reached KRW 276.5 trillion, an increase of approximately KRW 20 trillion, recording a no- ticeable achievement, while the number of new customers increased by more than 1 million, the largest increase amongst all Korean commercial banks. Furthermore, outstanding achievements made domestically and internationally reaffirmed a positive future for Woori Bank, including its having served as the treasury bank for the Seoul Metropolitan Government for more than 100 years, the huge popularity of WiBee Talk, and receiving preliminary approval for K-Bank. In global business, Woori Bank was the first Korean bank to acquire a local bank in Indonesia, Saudara Bank, and successfully launch ‘Woori Saudara Bank’. As of the end of 2015, Woori Bank’s 205 overseas networks in 23 countries (including global desks and RMs) stood as the largest overseas network among Kore- an commercial banks. This will continue to strengthen Woori Bank’s global presence and contribute towards achieving its ultimate goal in becoming one of ‘Asia’s Top 10, Global Top 50 Bank’ by 2020. Woori Bank plans to secure 300 global networks by the end of 2016 to create diverse sources of income and become a leading global bank. Woori Bank’s operating profits (separate basis) reached KRW 1.09 trillion, an increase of approximately KRW 220 billion compared with the previous year. Moreover, the net income reached KRW 934.6 billion due to the huge decrease in credit loss as a result of continuous efforts made to improve asset quality. However, a prolonged low interest rate environment and low growth in the global economy inevitably caused the Net Interest Margin (NIM) to decline continuously. This resulted in insufficient maximization of earn- ings compared to our quantitative growth. Woori Bank Annual Report 2015 85 F i n a n c i a l R e v i e w F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 The financial forecast for 2016 is not bright. It is expected that the benchmark interest rate will continue to fall due to the prolonged low interest rate environment, and preparations should be made for uncertainties arising from the government’s major economic and financial policies on exchange rates and oil prices. Other problems include the government’s continuous efforts to restructure conglomerates, delayed normalization of ailing companies due to the global economic recession, and the burden on financial sound- ness because of increasing household debts. Moreover, due to the emergence of FinTech referring to the convergence of finance and technology, it has become necessary to prepare for a paradigm shift in the FinTech sector. In order to make 2016 the first year of successful privatization, Woori Bank has decided on ‘Becoming a Strong Bank’ as its manage- ment goal, and will work towards strengthening internal growth to increase profits through five management strategies. Firstly, Woori Bank will achieve No.1 status with increased results to acquire market dominance in all areas. In particular, Woori Bank will further increase non-interest income by focusing more on the asset management and retirement markets, with the ISA being in- troduced for the first time. Secondly, Woori Bank will become a ‘Clean Bank’ that achieves qualitative asset growth without bad loans in 2016. A medium to long-term action plan will be implemented to improve capital adequacy which had widened the gap with other banks due to exces- sive credit losses in the past. Thirdly, Woori Bank will add online marketplace and community functions to WiBee Bank and WiBee Talk platforms so that they can be expanded into a lifestyle product amongst customers and companies and be actively used in marketing activities. In 2016, Woori Bank will take the lead in innovating markets for FinTech and seek new business opportunities linked with the banking sector. Fourthly, in order to overcome the limitations resulting from saturated domestic markets, Woori Bank will expand to 300 overseas networks mainly in Southeast Asia, as well as introduce WiBee Bank and card businesses based on the accumulated knowledge from the domestic market, thereby diversifying sources of income through retail sales in overseas markets. Fifthly, in order to enhance the organization’s productivity, Woori Bank will optimize branches and improve the operational efficiency of its workforce, ensuring that all employees can work to the utmost of their abilities. By implementing these five management strategies, Woori Bank will strive to achieve further growth and become a bank that places customer and shareholder happiness and satisfaction as our top priority. Woori Bank Annual Report 2015 86 F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 Financial Position (Consolidated Financial Statements) Woori Bank and subsidiary companies (Unit: KRW 1 million, %) Classification assets Cash and cash equivalents Financial assets at fair value through profit or loss Available-for-sale financial assets Held-to-maturity financial assets Loans and receivables Investments in joint ventures and associates Investment properties Premises and equipment Intangible assets and goodwill Assets held for sale Current tax assets Deferred tax assets Derivative assets Other assets total assets LIaBILItIes Financial liabilities at fair value through profit or loss Deposits due to customers Borrowings Debentures Provisions Net defined benefit liability Current tax liabilities Deferred tax liabilities Other financial liabilities Other liabilities total liabilities eQUItY owners’ equity Capital stock Hybrid securities Capital surplus Other equity Retained earnings non-controlling interests total equity total liabilities and equity 2015 (182nd term) 2014 (181st term) Change Change rate 11.42 12.70 (8.72) 4.42 9.61 (0.71) (1.69) (1.20) 41.96 123.44 39.98 (18.33) (6.60) (1.29) 8.03 29.35 10.94 13.14 (11.68) (25.35) 31.88 (63.54) (10.93) 0.44 (21.88) 8.13 6.70 0 31.32 1.10 (35.34) (3.10) 10.48 6.72 8.03 6,644,055 5,132,657 5,962,861 4,554,180 681,194 578,477 17,170,592 18,810,845 (1,640,253) 13,621,640 13,044,448 577,192 244,842,062 223,370,135 21,471,927 643,861 351,496 2,471,206 419,806 17,904 6,782 210,597 183,128 143,286 648,436 357,550 2,501,102 295,728 8,013 4,845 257,858 196,061 145,157 (4,575) (6,054) (29,896) 124,078 9,891 1,937 (47,261) (12,933) (1,871) 291,859,072 270,157,219 21,701,853 3,460,561 2,675,354 785,207 209,141,826 188,516,465 20,625,361 20,033,917 17,707,595 2,326,322 21,898,859 24,795,904 (2,897,045) 692,009 (175,408) 516,601 99,691 108,943 19,379 75,591 298,762 21,757 24,100 (189,819) (2,378) 74,519 16,964,206 16,889,687 305,174 390,670 (85,496) 272,549,157 252,063,794 20,485,363 19,188,472 17,983,501 1,204,971 3,381,392 3,334,002 294,259 3,381,392 2,538,823 291,066 (1,547,303) (2,393,138) 0 795,179 3,193 845,835 13,726,122 14,165,358 (439,236) 121,443 109,924 11,519 19,309,915 18,093,425 1,216,490 291,859,072 270,157,219 21,701,853 Woori Bank Annual Report 2015 87 F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 As of the end of 2015, Woori Bank’s total assets and total liabilities (consolidated financial statements) including subsidiary compa- nies increased to KRW 292 trillion and KRW 272 trillion, respectively, each up showing an increase of KRW 21.7 trillion and KRW 20.5 trillion when compared with the previous year. This was mainly due to the sound loan growth and the increase of deposit liabilities. As of the end of 2015, Woori Bank’s total assets (separate financial statements) increased from KRW 256 trillion to KRW 276.5 tril- lion, up KRW 20 trillion from the previous year. This was mainly due to the increase of loans in Won, with a huge growth of approxi- mately KRW 13 trillion (16.2%) in household loans due to lowered interest rates and the government’s deregulation efforts. Total loans recorded KRW 257.7 trillion, an increase of KRW 19 trillion year on year. As a result of actively attracting deposits, the de- posit liabilities increased by KRW 19 trillion, while other financial liabilities, including issued debentures, have all slightly decreased. Total equity increased by approximately KRW 1 trillion year on year due to factors like the increase of net income and the issuance of hybrid securities. As of December 2015, the loan-to-deposits ratio (LTD ratio) was 98.8% according to the revised formula for the banking sector, and thus maintaining the LTD ratio of less than 100% and complying with the LTD ratio regulation. Income Statement (Consolidated Financial Statements) Woori Bank and subsidiary companies (Unit: KRW 1 million, %) Classification operating income Net interest income Net fees and commissions income Dividend income Net gain on financial instruments at fair value through profit or loss Net loss on available-for-sale financial assets Impairment losses on credit loss General and administrative expenses Net other operating expenses non-operating income (loss) net income before income tax expense Income tax expense net income from continuing operations net income from discontinued operations (Continued) 2015 (182nd term) 2014 (181st term) Change 1,351,586 897,708 4,761,900 4,493,018 976,796 102,923 240,342 917,015 96,812 189,912 (3,281) (68,924) (966,646) (1,096,940) (3,150,387) (2,958,919) (610,061) (674,266) 100,360 1,451,946 376,554 (63,313) 834,395 288,195 1,075,392 546,200 - 661,769 Change rate 50.56 5.98 6.52 6.31 26.55 95.24 (11.88) 6.47 9.52 453,878 268,882 59,781 6,111 50,430 65,643 130,294 191,468 64,205 163,673 Turn into profit 617,551 88,359 529,192 - 74.01 30.66 96.89 - Woori Bank Annual Report 2015 88 F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 Woori Bank and subsidiary companies (Unit: KRW 1 million, %) Classification net income Net income attributable to owners Income from continuing operations Income from discontinued operations Net income (loss) attributable to non-controlling interests Income from continuing operations Income from discontinued operations other comprehensive income (loss), net of tax Items that will not be reclassified to profit or loss Items that may be reclassified to profit or loss total comprehensive income Comprehensive income attributable to owners Comprehensive income (loss) attributable to non-controlling interests earnings per share Continuing and discontinued operations Basic and diluted earnings per share (In Korean Won) Continuing operations Basic and diluted earnings per share (In Korean Won) Change rate (10.98) (12.75) 143.32 - 2015 (182nd term) 2014 (181st term) Change 1,075,392 1,207,969 (132,577) 1,213,980 (154,823) 1,059,157 1,059,157 - 16,235 16,235 435,289 778,691 (6,011) 110,911 623,868 - 22,246 Turn into profit (94,676) (85.36) - (116,922) - - 31,162 (107,597) 138,759 Turn into profit (78,267) 109,429 (51,650) (55,947) (26,617) (51.53) 165,376 Turn into profit 1,106,554 1,100,372 1,094,870 11,684 1,192,191 (91,819) 6,182 (97,321) 0.56 (8.16) 103,503 Turn into profit 1,301 1,301 1,621 (320) (19.74) 536 765 142.72 In 2015, Woori Bank’s net income (based on the net income from continuing operations attributable to owners) including subsidiary companies reached KRW 1.059 trillion, an increase of 143.3% from the previous year. This was a noticeable achievement when compared to the net income from continuing operations of 2014 at KRW 435.2 billion (excluding KRW 778.7 billion of net income from discontinued operations due to privatization), showing net interest income and non-interest income both exceeding expectations with strong sales even though interest income inevitably decreased due to the benchmark interest rate being lowered four times in the previous 2 years. The net income and the non-interest income (fees and commission income, dividend income, gain on disposition of marketable securities and other operating profits) increased by KRW 268.9 billion and KRW 246 billion, respectively, from the previous year. Furthermore, the credit loss (impairment loss on credit loss) decreased by KRW 130.3 billion (11.8%) from the previous year due to continuous risk management efforts and implementing policies to improve asset quality. According to each subsidiary, Woori Bank recorded KRW 934.6 billion in net income for separate financial statements (an increase of approximately KRW 290 billion from the previous year), while Woori Card and Woori Investment Bank recorded KRW 116.9 billion and KRW 10.8 billion, respectively. Woori Bank Annual Report 2015 89 F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 Profitability Woori Bank and subsidiary companies Classification Return on Assets (ROA) Return on Equity (ROE) Deposit-loan interest spread in Won Net Interest Margin (NIM) 2015 (182nd term) 2014 (181st term) 0.37 5.69 1.73 1.41 0.211) 3.551) 1.96 1.56 (Unit: %) 2013 (180th term) 0.141) 2.561) 2.24 1.82 1) Excluding one-off factors related to sale and the spin-off of subsidiaries (ROA and ROE recorded 0.41% and 7.06%, respectively, including one-off factors related to sale and the spin-off of subsidiaries for the 181st term). 2) Deposit-loan interest spread in Won and the NIM are based on K-IFRS financial statements. 3) Deposit-loan interest spread in Won is the amount calculated by the revised formula. 4) The ROA and the ROE for the 180th term has been drawn up corresponding to the consolidated financial statement (reflecting the accounting ef- fects resulting from the merger between Woori Bank and Woori Finance Holdings that occurred in the 181st term). The nominal net interest margin recorded a quarter-on-quarter decrease of 1.41% due to the effects of lowering interest rates twice. Nevertheless, the ROA and the ROE continuously improved due to Woori Card’s expansion of market share and Woori Bank’s con- tinuous efforts to improve profitability and soundness. In 2016, Woori Bank will minimize the decrease of NIM by reducing funding cost originated by increasing low cost deposits, and improve operational structure by seeking appropriate margins with all-in margin strategies, thereby will achieve further growth and actively manage profitability. Woori Bank Annual Report 2015 90 F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 Liquidity Ratio Classification Liquidity Coverage Ratio (LCR)1) Liquidity Ratio in foreign currency Before applying liquidity weight After applying liquidity weight (Unit: %) 2015 (182nd term) 2014 (181st term) 2013 (180th term) 106.67 130.30 120.7 1 123. 10 130.29 1 2 1.29 120.75 133.55 125.86 1) In 182nd term , Liquidity Coverage Ratio(LCR) was implemented due to the revision and In 181st term and In 180th term, liquidity ratio in Won was im- plemented. * LCR (consolidated financial statements, including foreign currency) = Highly liquid assets / Net cash outflows (More than 80% of supervision requirements, an increase of 5% every year, more than 100% will be implemented by 2019) ** Liquidity ratio in Won (separate financial statements) = (maturity of one month or less) assets/ liabilities (more than 100% of supervision require- ments) Asset Quality Classification 2015(182nd term) 2014(181st term) 2013(180th term) Indicators change Indicators change Indicators change (Unit: KRW 1 million, %) Non-Performing Loan 31,009 -9,207 40,216 -13,376 53,592 24,947 Non-Performing Loan Ratio2) Coverage ratio3) Delinquency Ratio4) 1.47 121.53 0.82 -0.63 24.37 -0.06 2.10 97.16 0.88 -0.89 14.89 -0.26 2.99 82.27 1.14 1.33 -64.65 -0.06 1) The details of percentage change indicate amount or ratio increased/decreased. 2) The NPL ratio excluding the top four shipbuilders in 2015, 2014 and 2013 are 1.24%, 1.62% and 2.31%, respectively. 3) Coverage ratio = (Total allowance and additional capital reserve for loan losses based on the calculation of non-performing loan / Non-Performing Loan (NPL) X 100 4) Delinquency ratio before seasonal adjustment As a result of implementing management strategies that placed the priority on improving asset quality during the past year, Non-Performing Loan (NPL) ratio recorded 1.24%, a year-on-year decrease of 0.38% as of the end of 2015 when excluding the NPL of the top four shipbuilders. The delinquency ratio recorded 0.82%, showing an improvement of 0.06% from the previous year. The coverage ratio also greatly increased from 97.16% to 121.53% from the previous year as a result of accumulating loan loss provision for economically sensitive sectors and prepare for economic uncertainties in the future, including shipbuilding, shipping etc. In 2016, Woori Bank will continuously improve asset quality through various efforts, including the prevention of NPL, the decrease of substandard or below loans through preemptive management and the management of appropriate loan loss provisioning. Woori Bank Annual Report 2015 91 F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 Capital Adequacy BIS equity capital Risk weighted assets (RWA) BIS ratio 2015 (182nd term) 210,514 1,540,709 13.66 2014 (181st term) 208,577 1,463,230 14.25 (Unit: KRW 100 million, %) 2013 (180th term) 261,388 2,009,778 13.01 1) Based on Korean International Financial Reporting Standards (K-IFRS) consolidated financial statements. 2) Calculated based on BASEL III starting with the 180th term report. 3) The amounts for the 180th term were drawn up corresponding to the auditing of consolidated financial statements (reflecting the accounting ef- fects resulting from the merger between Woori Bank and Woori Finance Holdings that occurred in the 181st term). - The amounts publicly announced for the 180th term (based on consolidate financial statements before reflecting accounting effects resulting from the merger between Woori Bank and Woori Finance Holdings) including KRW 20,382,942 million for the BIS equity capital, KRW 131,313,279 million for the risk weighted assets, and 15.52% for the BIS ratio. In 2015, the BIS capital adequacy increased slightly from the previous year as a result of Woori Bank issuing Basel III compliant KRW 240 billion and US$ 500 million of contingent capital securities, and the increase of net income. However, the BIS ratio dropped slightly with an increase of 5.3% of risk-weighted assets. Overall, in 2015 we have sufficiently exceeded the minimum requirement level(8%) of Basel III, and we will implement mid to long term plans to reduce the risk weighted assets through systematic manage- ment, implement adequate asset growth and increase the ratio of high-quality assets. Also, Woori Bank will effectively manage cap- ital adequacy by issuing hybrid securities and maintain stable net income & dividend payout ratio, while complying sufficiently with the BIS ratio. Woori Bank Annual Report 2015 92 F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 Sources of Fund Bank account Classification (Base date: December 31, 2015, Unit: KRW 1 million, %) 2015(182nd term) Interest Average rate balance Portion 2014(181st term) Interest Average rate balance Portion 2013(180th term) Interest Average rate balance Portion Funds in Won Deposits in Won 169,919,620 Certificate of Deposit 1,879,832 Borrowings in Won Call Money in Won 6,689,135 1,370,253 1.70 1.92 1.77 1.62 64.76 157,994,039 2.22 66.89 146,162,283 2.51 65.13 0.72 2.55 0.52 7.22 1,983,619 5,675,238 984,378 15,925,666 2.71 2.31 2.28 3.69 2.36 0.44 0.84 2.40 0.42 6.74 2,316,413 4,696,737 1,207,035 15,394,073 77.29 169,776,541 3.38 7,280,806 2.80 2.28 2.56 4.20 2.66 0.49 1.03 2.09 0.54 6.86 75.65 3.24 18,944,493 2.95 198,803,334 1.82 75.77 182,562,940 11,568,322 0.44 4.41 7,973,812 Funds in foreign currency Others subtotal Deposits in foreign currency Foreign currency borrowings Foreign call money Finance debentures issued in foreign currency Others subtotal Others Total equity Allowance for Doubtful Accounts Others subtotal 9,245,073 0.53 3.52 6,357,072 0.50 2.69 7,477,963 0.66 3.33 1,199,484 4,851,289 0.53 2.72 0.46 1.85 1,242,371 5,559,305 0.54 3.51 0.53 2.35 449,726 5,252,757 0.77 4.01 0.20 2.34 650,409 0.66 0.25 918,010 27,514,577 0.88 10.49 22,050,569 18,501,137 640,666 16,907,843 36,049,647 - - - - 7.05 0.24 18,225,902 594,945 6.44 12,779,094 13.74 31,599,941 1.03 1.26 - - - - 0.39 9.34 7.72 0.25 1,231,130 21,692,382 18,391,558 654,036 5.41 13,908,781 13.38 32,954,375 1.47 1.46 - - - - 0.55 9.67 8.20 0.29 6.20 14.68 total 262,367,557 1.47 100.00 236,213,449 1.94 100.00 224,423,298 2.15 100.00 1) Deposits in Won = Deposits in Won – Deposit checks & bills in process of collection – Reserve deposits with BOK – Inter-bank adjustment funds (Call loans) * Deposit checks & bills in process of collection = Total checks and bills in process of collection – Checks & bills on clearing for overdrafts – In- ter-bank adjustment funds (Call money) * Interests for calculating interest rates are the sum of interests on deposits and installment deposits and deposit insurance premiums. 2) Deposits in foreign currency = Deposits in foreign currency + Off-shore deposits in foreign currency 3) Foreign currency borrowings = Foreign currency borrowings + Due to BOK in foreign currency + Off-shore borrowings in foreign currency 4) Finance debentures issued in foreign currency = Finance debentures issued in foreign currency + Off-shore finance debentures issued in foreign currency 5) Based on Korean International Financial Reporting Standards (K-IFRS) financial statements. 6) Excluding merchant banking accounts. Woori Bank Annual Report 2015 93 F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 Overall, the funds in Won increased by KRW 16.3 trillion, and the deposits in Won, which is the major funding category of funds in Won, increased by KRW 12 trillion. The borrowings in Won and the call money in Won also increased slightly from the previous year. Overall, the funds in foreign currency increased by KRW 5.5 trillion, contributing to the increase of approximately KRW 2.9 trillion and KRW 3.6 trillion, for borrowings in foreign currency and deposits in foreign currency respectively, from the previous year due to the increase of exchange rates. Funding rates continued to fall due to the stability of financial market and the decrease of the benchmark interest rate by BOK. Prof- itability therefore will be achieved by acquiring low cost deposits and repaying or refunding borrowings and debentures with high funding costs. Applications of Fund Bank account Classification Funds in Won Funds in foreign currency Others Deposits in Won Marketable securities in Won Loans in Won Advance Payments on Acceptances and Guarantees Call Loans in Won Privately Placed Bonds Credit Card Receivables Credit Card Receivables Allowance for Doubtful Accounts in Won subtotal Deposits in foreign currency Interest on securities in foreign currency Loans in foreign currency Call Loans in foreign currency Bills Bought in Foreign Currency Others Allowance for Doubtful Accounts in Foreign Currency subtotal Cash Property, plant and equipment for business Others subtotal (Base date: December 31, 2015, Unit: KRW 1 million, %) 2015(182nd term) Interest Average rate balance Portion 2014(181st term) Interest Average rate balance Portion 2013(180th term) Interest Average rate balance Portion 2,580,842 32,994,958 176,631,188 1.72 2.79 3.42 0.98 12.58 67.32 2,670,185 31,496,840 161,296,709 1.13 2.37 3.40 13.33 4.18 68.28 2,913,038 30,285,861 149,019,789 1.30 2.59 3.17 13.50 4.62 66.40 64,533 1.89 0.02 69,099 4.27 0.03 140,958 3.06 0.06 2,083,053 280,702 - 4,313,781 1.64 5.98 - 2.61 0.79 0.11 0.00 1.64 2,186,891 470,988 6 3,967,556 2.32 4.12 - 3.50 0.93 0.20 0.00 1.68 2,037,985 595,478 1,024,468 3,992,330 2.62 8 21.67 3.86 0.91 0.26 0.46 1.78 -2,482,955 - -0.95 -3,073,009 - -1.30 -3,202,673 - -1.43 216,466,103 2,872,735 3.31 82.50 199,085,264 2,044,084 0.28 1.09 4.06 84.28 186,807,234 1,452,047 0.47 0.87 4.5 83.24 0.65 0.33 1,375,146 1.51 0.52 1,073,932 0.85 0.45 972,378 2.85 0.43 14,206,736 2,040,819 1.65 0.59 5.41 0.78 12,364,024 1,347,232 1.71 0.94 5.23 0.57 12,393,208 1,688,820 2.13 0.76 5.52 0.75 6,899,811 1.38 2.63 5,425,038 1.40 2.30 5,054,080 1.66 2.25 17,047 6.96 0.01 19,509 6.36 0.01 39,732 7.55 0.02 -191,224 - -0.07 -239,896 - -0.10 -300,758 - -0.13 27,221,069 1,116,715 1.37 - 10.38 0.43 22,033,923 1,076,521 1.46 - 2,328,130 15,235,540 18,680,385 - - - 0.89 2,358,135 5.81 7.12 11,659,606 15,094,262 - - - 9.33 0.46 1.00 4.94 6.39 21,299,507 993,256 1.86 - 2,367,010 12,956,291 16,316,557 - - - 9.49 0.44 1.06 5.77 7.27 total 262,367,557 2.87 100.00 236,213,449 3.56 100.00 224,423,298 3.92 100.00 Woori Bank Annual Report 2015 94 F i n a n c i a l r e v i e w Management’s Discussion and Analysis For the Years ended deCeMBer 31, 2015 and 2014 1) Deposits in Won = Deposits in Won – Reserve deposits with BOK 2) Marketable securities in Won = Marketable securities in Won + Loaned securities in Won * Interests for calculating interest rates = Securities interests (including dividend received) + Evaluation profit (net) + Gain on redemption of securities (net) + Excluding the portion of gain from stock transactions (net) out of gains on sales of securities 3) Loans in Won = Loans in Won + Checks & bills on clearing for overdrafts * Interests for calculating interest rates = Interest on loans in Won – Contribution to the Korea Credit Guarantee Fund 4) Deposits in foreign currency = Deposits in foreign currency + off-shore deposits in foreign currency 5) Interest on securities in foreign currency = Interest on securities in foreign currency + Loaned securities in foreign currency * Interests for calculating interest rates = Securities interests (including dividend received) + Evaluation profit (net) + Gain on redemption of securities (net) + Excluding the portion of gain from stock transactions (net) out of gains on sales of securities 6) Loans in foreign currency = Loans in foreign currency + Off-shore loans in foreign currency + Inter-bank loans in foreign currency + Loans from foreign bor- rowings + Domestic import usance bill 7) Cash = Cash – Total checks & bills in process of collection 8) Property, plant and equipment for business = Property, plant and equipment for business – Accumulated depreciation 9) Based on Korean International Financial Reporting Standards (K-IFRS) financial statements. 10) Excluding merchant banking accounts. Woori Bank’s loans in Won increased by approximately KRW 15.3 trillion from the previous year, which resulted from the sudden in- crease of the fixed-rate household loans for housing and the expansion of new loans targeting high-performing SMEs encouraged by the government’s deregulation and the decrease of interest rates. Overall, the funds in foreign currency increased by approximately KRW 5.2 trillion (loans in foreign currency KRW 1.9 trillion, the bills bought in foreign currency KRW 1.4 trillion, and the deposits in foreign currency KRW 800 billion). The interest rates of loans in Won that account for the largest portion of management items decreased by 0.44%p from the previous year, and the interest rates of overall operating funds decreased by 0.36%p from the previous year. Woori Bank Annual Report 2015 95 F i n a n c i a l r e v i e w Deloitte Anjin LLC 9F., One IFC, 10, Gukjegeumyung-ro Youngdeungpo-gu, Seoul 07326, Korea Tel: +82 (2) 6676 1000 Fax: +82 (2) 6674 2114 www.deloitteanjin.co.kr Independent Auditor Report INDEPENDENT AUDITORS’ REPORT (큰제목) English Translation of Independent Auditors‘ Report Originally Issued in Korean on March 4, 2016 To the Shareholders and the Board of Directors of Woori Bank: Report on the Financial Statements We have audited the accompanying consolidated financial statements of Woori Bank and its subsidiaries (the ―Group‖), which comprise the consolidated statements of financial position as of December 31, 2015 and December 31, 2014, respectively, and the consolidated statements of comprehensive income, consolidated statements of changes in shareholders‘ equity and consolidated statements of cash flows, for the years then ended, and a summary of significant accounting policies and other explanatory information. Management’s Responsibility for the Consolidated Financial Statements Management is responsible for the preparation and fair presentation of these consolidated financial statements in accordance with Korean International Financial Reporting Standards (―K-IFRS‖) and for such internal control as management determines is necessary to enable the preparation of consolidated financial statements that are free from material misstatement, whether due to fraud or error. Auditors’ Responsibility Our responsibility is to express an audit opinion on these financial statements based on our audits. We conducted our audits in accordance with Korean Standards on Auditing (―KSAs‖). Those standards require that we comply with ethical requirements and plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditors‘ judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity‘s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity‘s internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Deloitte refers to one or more of Deloitte Touche Tohmatsu Limited, a UK private company limited by guarantee (“DTTL”), its network of member firms, and their related entities. DTTL and each of its member firms are legally separate and independent entities. DTTL (also referred to as “Deloitte Global”) does not provide services to clients. Please see www.deloitte.com/kr/about for a more detailed description of DTTL and its member firms. Member of Deloitte Touche Tohmatsu Limited Woori Bank Annual Report 2015 96 Opinion F i n a n c i a l r e v i e w In our opinion, the consolidated financial statements present fairly, in all material respects, the financial position of the Group as of December 31, 2015 and December 31, 2014, respectively, and its financial performance and its cash flows for the years then ended in accordance with K-IFRS. Opinion March 4, 2016 In our opinion, the consolidated financial statements present fairly, in all material respects, the financial position of the Group as of December 31, 2015 and December 31, 2014, respectively, and its financial performance and its cash flows for the years then ended in accordance with K-IFRS. March 4, 2016 Notice to Readers This report is effective as of March 4, 2016, the auditors‘ report date. Certain subsequent events or circumstances may have occurred between the auditors‘ report date and the time the auditors‘ report is read. Such events or circumstances could significantly affect the consolidated financial statements and may result in modifications to the auditors‘ report. Notice to Readers This report is effective as of March 4, 2016, the auditors‘ report date. Certain subsequent events or circumstances may have occurred between the auditors‘ report date and the time the auditors‘ report is read. Such events or circumstances could significantly affect the consolidated financial statements and may result in modifications to the auditors‘ report. Woori Bank Annual Report 2015 97 F i n a n c i a l r e v i e w Woori Bank and Subsidiaries Consolidated Statements of Financial Position WOORI BANK AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF FINANCIAL POSITION AS OF DECEMBER 31, 2015 AND 2014 as oF deCeMBer 31, 2015 and 2014 ASSETS Cash and cash equivalents (Note 6) Financial assets at fair value through profit or loss (Notes 4,7,11,12,18 and 26) Available-for-sale financial assets (Notes 4,8,11,12 and 18) Held-to-maturity financial assets (Notes 4,9,11,12 and 18) Loans and receivables (Notes 4,10,11, 12,18 and 45) Investments in joint ventures and associates (Note 13) Investment properties (Note 14) Premises and equipment (Notes 15 and 18) Intangible assets and goodwill (Note 16) Assets held for sale (Note 17) Current tax assets (Note 42) Deferred tax assets (Note 42) Derivative assets (Notes 11,12 and 26) Other assets (Notes 19 and 45) Total assets LIABILITIES Financial liabilities at fair value through profit or loss (Notes 4,11,12,20 and 26) Deposits due to customers (Notes 4,11,21 and 45) Borrowings (Notes 4,11,12 and 22) Debentures (Notes 4,11 and 22) Provisions (Notes 23, 44 and 45) Net defined benefit liability (Note 24) Current tax liabilities (Note 42) Deferred tax liabilities (Note 42) Other financial liabilities (Notes 4,11,12, 25 and 45) Other liabilities (Notes 25 and 45) Total liabilities (Continued) December 31, December 31, 2015 2014 (Korean Won in millions) 6,644,055 5,962,861 5,132,657 17,170,592 13,621,640 244,842,062 643,861 351,496 2,471,206 419,806 17,904 6,782 210,597 183,128 143,286 291,859,072 4,554,180 18,810,845 13,044,448 223,370,135 648,436 357,550 2,501,102 295,728 8,013 4,845 257,858 196,061 145,157 270,157,219 3,460,561 209,141,826 20,033,917 21,898,859 516,601 99,691 108,943 19,379 16,964,206 305,174 272,549,157 2,675,354 188,516,465 17,707,595 24,795,904 692,009 75,591 298,762 21,757 16,889,687 390,670 252,063,794 Woori Bank Annual Report 2015 98 F i n a n c i a l r e v i e w WOORI BANK AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF FINANCIAL POSITION AS OF DECEMBER 31, 2015 AND 2014 (CONTINUED) EQUITY Owners‘ equity: Capital stock (Note 28) Hybrid securities (Note 29) Capital surplus (Note 28) Other equity (Note 30) Retained earnings (Notes 31and 32) (Regulatory reserve for credit loss as of December 31, 2015 and 2014 is 1,756,142 million Won and 1,800,387 million Won, respectively) (Regulatory reserve for credit loss to be reserved (reversed) as of December 31, 2015 and 2014 is 499,110 million Won and (-)44,245 million Won, respectively) (Planned provision (reversal) of regulatory reserve for credit loss as of December 31, 2015 and 2014 is 499,110 million Won and (-) 44,245 million Won, respectively) Non-controlling interests Total equity Total liabilities and equity December 31, December 31, 2015 2014 (Korean Won in millions) 19,188,472 3,381,392 3,334,002 294,259 (1,547,303) 17,983,501 3,381,392 2,538,823 291,066 (2,393,138) 13,726,122 121,443 19,309,915 291,859,072 14,165,358 109,924 18,093,425 270,157,219 See accompanying notes to consolidated financial statements. Woori Bank Annual Report 2015 99 F i n a n c i a l r e v i e w Woori Bank and Subsidiaries Consolidated Statements of Comprehensive Income WOORI BANK AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME FOR THE YEARS ENDED DECEMBER 31, 2015 AND 2014 For the Years ended deCeMBer 31, 2015 and 2014 Interest income Interest expense Net interest income (Notes 34 and 45) Fees and commissions income Fees and commissions expense Net fees and commissions income (Notes 35 and 45) Dividend income (Note 36) Net gain on financial instruments at fair value through profit or loss (Note 37) Net loss on available-for-sale financial assets (Note 38) Impairment losses on credit loss (Notes 39 and 45) General and administrative expenses (Notes 40 and 45) Net other operating expenses (Notes 40 and 45) Operating income Share of losses of joint ventures and associates (Note 13) Net other non-operating income Non-operating income (loss) (Note 41) Net income before income tax expense Income tax expense (Note 42) Net income from continuing operations Net income from discontinued operations (Notes 47 and 48) Net income (Net income after the provision of regulatory reserve for credit loss for the years ended December 31, 2015 and 2014 are 576,282 million Won and 1,252,214 million Won, respectively) (Note 32) Remeasurement of the net defined benefit liability Items that will not be reclassified to profit or loss Gain (loss) on available-for-sale financial assets Share of other comprehensive gain (loss) of joint ventures and associates Gain on foreign currency translation of foreign operations Loss on valuation of cash flow hedge Items that may be reclassified to profit or loss Other comprehensive income (loss), net of tax Total comprehensive income Net income attributable to: Net income attributable to owners Income from continuing operations Income from discontinued operations Net income (loss) attributable to non-controlling interests Income from continuing operations Income (loss) from discontinued operations Total comprehensive income attributable to: Comprehensive income attributable to owners Comprehensive income (loss) attributable to non-controlling interests Basic and diluted earnings from continuing and discontinued operations per share (In Korean Won) (Note 43) Basic and diluted earnings from continuing operations per share (In Korean Won) (Note 43) 2015 2014 (Korean Won in millions, except for per share data) 8,698,235 (3,936,335) 4,761,900 1,757,340 (780,544) 976,796 102,923 240,342 (3,281) (966,646) (3,150,387) (610,061) 1,351,586 (70,124) 170,484 100,360 1,451,946 9,211,240 (4,718,222) 4,493,018 1,598,015 (681,000) 917,015 96,812 189,912 (68,924) (1,096,940) (2,958,919) (674,266) 897,708 (67,980) 4,667 (63,313) 834,395 (376,554) (288,195) 1,075,392 - 546,200 661,769 1,075,392 1,207,969 (78,267) (78,267) 72,297 3,295 33,837 - 109,429 (51,650) (51,650) (75,586) (1,604) 48,393 (27,150) (55,947) 31,162 (107,597) 1,106,554 1,100,372 1,059,157 1,059,157 - 16,235 16,235 - 1,213,980 435,289 778,691 (6,011) 110,911 (116,922) 1,094,870 11,684 1,192,191 (91,819) 1,301 1,301 1,621 536 See accompanying notes to consolidated financial statements. Woori Bank Annual Report 2015 100 F i n a n c i a l r e v i e w Woori Bank and Subsidiaries Consolidated Statements of Changes in Equity WOORI BANK AND SUBSIDIARIES For the Years ended deCeMBer 31, 2015 and 2014 CONSOLIDATED STATEMENTS OF CHANGES IN EQUITY FOR THE YEARS ENDED DECEMBER 31, 2015 AND 2014 Capital stock Hybrid securities Capital surplus Other equity Retained earnings Controlling interests (Korean Won in millions) 4,030,077 498,407 176,502 - - - - 29,957 13,112,690 17,847,633 1,213,980 1,213,980 - - - - - - - - 1,880,798 178,058 (178,060) Non- controlling interests Total equity 5,029,136 22,876,769 1,207,969 (8,042) (6,011) (8,042) owners (648,685) (68,106) (2,238,228) (110,405) (3,065,424) (286,564) (3,351,988) January 1, 2014 Net income (loss) Dividends Changes due to distribution to Merger between Woori Bank and Woori Finance Holdings Merger between Indonesia Woori Bank and Saudara Bank Changes in capital surplus of consolidated subsidiaries Increase in capital stock of consolidated subsidiaries Acquisition of treasury stock Disposal of consolidated subsidiaries Gain (loss) on valuation of available-for-sale financial assets Share of other comprehensive income of joint ventures and associates Gain on foreign currencies translation of foreign operations Cash flow hedge Remeasurement of the net defined benefit liability Issuance of hybrid securities Dividends to hybrid securities Redemption of hybrid securities in consolidated subsidiaries Others December 31, 2014 January 1, 2015 Net income Dividends Change in ownership interest of investments in consolidated subsidiaries and others Gain (loss) on valuation of available-for-sale financial assets Share of other comprehensive income of joint ventures and associates Gain (loss) on foreign currencies translation of foreign operations Remeasurement of the net defined benefit liability Dividends to hybrid securities Issuance of hybrid securities Retirement of treasury stock Appropriation of merger losses December 31, 2015 - - - - - - - - - - - - - - - - - - - - - - - - 159,618 - - - 3,381,392 2,538,823 3,381,392 2,538,823 - - - - - - - - - - - - 21,724 (23) (17,110) - - - - - - - - - - - - (37,580) - 86,537 (2,974) 28,856 (18,220) (63,426) - - - - - - - - - - - - 1,880,796 (1,880,798) (2) 21,724 49,134 70,858 (23) 572 549 (17,110) (37,580) 17,391 - 281 (37,580) - (1,900,347) (1,900,347) 86,537 (97,181) (10,644) (2,974) 1,370 (1,604) 28,856 (18,220) 19,537 (8,851) 48,393 (27,071) (764) - (50,129) (64,190) 159,618 (50,129) (683) - (116,721) (64,873) 159,618 (166,850) - 21 - - 291,066 (2,393,138) (13) 14,165,358 (1) (1) 8 17,983,501 (702,994) (702,995) 984 109,924 18,093,425 976 291,066 (2,393,138) - - - - 14,165,358 1,059,157 (504,952) 17,983,501 1,059,157 (504,952) 109,924 18,093,425 1,075,392 (505,776) 16,235 (824) 3,193 - - - - 73,691 3,295 36,932 - - - - 3,193 660 3,853 73,691 (1,394) 72,297 3,295 - 3,295 36,932 (3,095) 33,837 - - - - - 3,381,392 - - 795,179 - - 3,334,002 - - - - - 294,259 (78,204) - - 3,481 806,640 (1,547,303) - (183,320) - (3,481) (806,640) 13,726,122 (78,204) (183,320) 795,179 - - 19,188,472 (63) - - - - 121,443 (78,267) (183,320) 795,179 - - 19,309,915 See accompanying notes to consolidated financial statements. Woori Bank Annual Report 2015 101 F i n a n c i a l r e v i e w Woori Bank and Subsidiaries Consolidated Statements of Cash Flows WOORI BANK AND SUBSIDIARIES For the Years ended deCeMBer 31, 2015 and 2014 CONSOLIDATED STATEMENTS OF CASH FLOWS FOR THE YEARS ENDED DECEMBER 31, 2015 AND 2014 2015 2014 (Korean Won in millions) 1,075,392 1,207,969 376,554 (8,698,235) 3,936,335 (102,923) (4,488,269) (145,981) (10,285,933) 5,207,289 (135,127) (5,359,752) 966,646 3,281 111,487 - 20,982 56,532 72,062 132,131 240,764 10 2,707 2,990 - - - 1,609,592 55,773 41,363 - 59,003 25,235 854 61,653 6,814 539 - - - - 251,234 1,202,152 93,639 123,038 82,077 22,253 87,476 81,073 132,768 247,216 1,788 2,788 2,320 2,420 7,728 46,782 2,135,518 34,830 55,674 39,485 85,975 23,317 744 31,899 1,134 533 159,794 1,039 337 259 435,020 (495,507) (23,150,910) 1,922 20,620,287 (66,399) (255,585) 1,205,411 (91,116) (2,231,897) 1,547,502 (15,439,044) (92,867) 14,052,504 (106,780) (276,638) (1,933,627) (16,183) (2,265,133) 8,692,851 (4,355,880) 100,368 (534,829) (383,906) 10,171,063 (5,210,976) 155,164 (117,589) 281,244 Cash flows from operating activities: Net income Adjustments: Income tax expense (benefit) Interest income Interest expense Dividend income Additions of expenses not involving cash outflows: Impairment losses on credit loss Loss on available-for-sale financial assets Loss on valuation of investments in subsidiaries and associates Loss on foreign exchange translation Loss on transaction / valuation of derivative instruments (hedging) Loss on hedged items (fair value hedge) Provisions Retirement benefits Depreciation and amortization of premises and equipment, intangible assets and investment properties Loss on disposal of investments in joint ventures and associates Loss on disposal of premises and equipment and other assets Impairment loss on premises and equipment and other assets Impairment loss on assets held for sale Impairment loss on disposal group held-for-sale and disposal group held for distribution to owners Loss on disposal of disposal group held for sale Deduction of revenues not involving cash inflows: Gain on valuation of financial instruments at fair value through profit or loss Gain on valuation of investments in subsidiaries and associates Gain on foreign exchange translation Gain on transaction / valuation of derivative instruments (hedging) Gain on hedged items (fair value hedge) Reversal of provisions Gain on disposal of investments in joint ventures and associates Gain on disposal of premises and equipment and other assets Reversal of impairment loss on premises and equipment and other assets Gain on disposal of group held for sale Gain on disposal of assets held for sale Reversal of impairment loss on assets held for sale Reversal of impairment loss on disposal group held for sale and disposal group held for distribution to owners Changes in operating assets and liabilities: Financial instruments at fair value through profit or loss Loans and receivables Other assets Deposits due to customers Provision Net defined benefit liability Other financial liabilities Other liabilities Cash received from (paid for) operating activities: Interest income received Interest expense paid Dividends received Income tax paid Net cash provided by (used in) operating activities (Continued) Woori Bank Annual Report 2015 102 F i n a n c i a l r e v i e w Woori Bank and Subsidiaries Consolidated Statements of Cash Flows WOORI BANK AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF CASH FLOWS For the Years ended deCeMBer 31, 2015 and 2014 (ContInUed) FOR THE YEARS ENDED DECEMBER 31, 2015 AND 2014 (CONTINUED) Cash flows from investing activities: Cash in-flows from investing activities: Net cash provided by disposal of assets held-for-sale (Note 47) Net cash provided by the merger of Saudara Bank (Note 51) Disposal of available-for-sale financial assets Redemption of held-to-maturity financial assets Disposal of investments in joint ventures and associates Disposal of premises and equipment Disposal of intangible assets Disposal of assets held-for-sale Cash in-flow related to derivatives for risk hedge Cash out-flows from investing activities: Acquisition of Saudara Bank Acquisition of available-for-sale financial assets Acquisition of held-to-maturity financial assets Acquisition of investments in joint ventures and associates Acquisition of investment properties Acquisition of premises and equipment Acquisition of intangible assets Cash out-flow related to derivatives for risk hedge Net cash provided by (used in) investing activities Cash flows from financing activities: Cash in-flows from financing activities: Increase in borrowings Issuance of debentures Issuance of hybrid securities Paid in capital stock of subsidiaries Change in ownership interest of subsidiaries Cash out-flows from financing activities: Changes due to distribution to owners Decrease in borrowings Repayment of debentures Payment of dividends Acquisition of treasury stock Expenses on stock issued Dividends paid on hybrid securities Dividends paid on non-controlling interests Dividends paid on hybrid securities of subsidiaries Redemption of non-controlling hybrid securities Other decrease in non-controlling interests, net Net cash provided by (used in) financing activities Net increase (decrease) in cash and cash equivalents Cash and cash equivalents, beginning of the period (Note 6) Effects of exchange rate changes on cash and cash equivalents Cash and cash equivalents, end of the period (Note 6) 2015 2014 (Korean Won in millions) - - 18,426,846 6,404,711 75,599 18,600 1,782 3,711 56,956 24,988,205 38,535 16,305,767 7,138,013 1,098 - 129,454 97,891 3,273 23,714,061 1,274,144 12,674,649 13,502,777 795,179 - 3,787 26,976,392 - 10,346,919 16,425,353 504,952 - - 179,758 824 - - - 27,457,806 (481,414) 408,824 5,962,861 272,370 6,644,055 1,193,584 81,100 26,865,684 4,823,630 235,778 36,364 88,197 29,857 - 33,354,194 - 28,527,400 5,658,655 67,431 18 140,639 86,910 14,153 34,495,206 (1,141,012) 17,084,134 18,229,052 159,618 1,121 - 35,473,925 792,949 18,011,845 15,448,663 - 37,580 3 60,780 8,042 98,522 702,995 1,119 35,162,498 311,427 (548,341) 6,472,459 38,743 5,962,861 See accompanying notes to consolidated financial statements Woori Bank Annual Report 2015 103 F i n a n c i a l r e v i e w Woori Bank and Subsidiaries Notes to Consolidated Financial Statements WOORI BANK AND SUBSIDIARIES NOTES TO CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2015 AND 2014 For the Years ended deCeMBer 31, 2015 and 2014 1. GENERAL (1) Summary of the parent company Woori Bank (hereinafter referred to the ―Bank‖), which is a controlling entity in accordance with Korean International Financial Reporting Standards (―K-IFRS‖) 1110 – Consolidated Financial Statements, was established in 1899 and is engaged in the commercial banking business under the Banking Law, trust business under the Financial Investment Services and Capital Market Act, and foreign currencies exchange business with approval from the Bank of Korea (―BOK‖) and the Ministry of Finance and Economy (―MOFE‖). Previously, Woori Finance Holdings Co., Ltd., the former holding company of Woori Financial Group, established on March 27, 2001 held a 100% ownership of the Bank. Effective November 1, 2014, Woori Finance Holdings Co., Ltd. completed its merger with and into Woori Bank, its wholly-owned subsidiary, as contemplated by the merger agreement dated July 28, 2014, by and between Woori Finance Holdings Co., Ltd. and Woori Bank. Accordingly, the shares of the Bank, 597 million shares, prior to the merger, were reduced to nil in accordance with capital reduction procedure, and then, in accordance with the merger ratio, the Bank newly issued 676 million shares. As a result, as of December 31, 2015, the common stock of the Bank amounts, expressed in Korean Won (the ―KRW‖ or ―Won‖), to 3,381,392 million Won. As of December 31, 2015 and 2014, Korea Deposit Insurance Corporation (―KDIC‖), as the largest shareholder, held 345 million shares (51.06% ownership) and 345 million shares (51.04% ownership), respectively, of the Bank‘s shares issued. On June 24, 2002, Woori Finance Holdings Co., Ltd. listed its common shares on the Korea Exchange through public offering. In addition, on September 29, 2003, the holding company registered with the Securities and Exchange Commission in the United States of America and, on the same day, listed its American Depositary Shares on the New York Stock Exchange. As a result of such merger, the Bank incorporated Woori Card Co., Ltd., Woori Investment Bank Co., Ltd., Woori FIS Co., Ltd., Woori Private Equity Co., Ltd., and Woori Finance Research Institute Co., Ltd. as its subsidiaries. The head office of the Bank is located in 51 Sogong-ro, Jung Gu, Seoul, Korea. The Bank has 956 branches and offices in Korea, and 21 branches and offices overseas as of December 31, 2015. (2) The consolidated financial statements for Woori Bank and its subsidiaries (the ―Group‖) include the following subsidiaries: Subsidiaries Main business Woori Bank: Woori FIS Co., Ltd. System software development & maintenance Woori Private Equity Co., Ltd. Woori Finance Research Institute Finance Co., Ltd. Woori Card Co., Ltd. Woori Investment Bank Co., Ltd. (*6) Woori Credit Information Co., Ltd. Other service business Finance Other credit finance business Credit information Percentage of ownership (%) December 31, 2015 December 31, 2014 Financial statements as of Location 100.0 100.0 100.0 100.0 58.2 100.0 100.0 100.0 Korea Korea December, 31 December, 31 100.0 100.0 Korea Korea December, 31 December, 31 59.5 100.0 Korea Korea December, 31 December, 31 Woori Bank Annual Report 2015 104 F i n a n c i a l r e v i e w Subsidiaries Woori America Bank Woori Global Markets Asia Limited Woori Bank (China) Limited ZAO Woori Bank PT Bank Woori Saudara Indonesia 1906 Tbk Woori Brazil Bank Korea BTL Infrastructure Fund Woori Fund Service Co., Ltd. Woori Finance Cambodia Woori Finance Myanmar (*7) Kumho Trust First Co., Ltd. (*1) Asiana Saigon Inc. (*1) An-Dong Raja First Co., Ltd. (*1) Consus Eighth Co., LLC (*1) KAMCO Value Recreation First Securitization Specialty Co., Ltd. (*1) Woori IB Global Bond Co., Ltd. (*3) Hermes STX Co., Ltd. (*1) BWL First Co., LLC (*1) Woori Poongsan Co., Ltd. (*1) Pyeongtaek Ocean Sand Inc. (*3) Deogi Dream Fourth Co., Ltd. (*1) Jeonju Iwon Ltd. (*1) Wonju I one Inc. (*1) Newyear Eighth Co., Ltd. (*3) Jilrian First Co., Ltd. (*3) Heitz Third Co., Ltd. (*1) Woorihansoop 1st Co., Ltd. (*1) Electric Cable First Co., Ltd (*1) Woori International First Co., Ltd. (*1) Uri HJ First Co., Ltd. (*1) Haeoreum Short-term Bond 15th and 34 beneficiary certificates for the rest (*4) Principle Guaranteed Trust (*2) Principle and Interest Guaranteed Trust (*2) Woori Bank and Woori Private Equity Co., Ltd.: Woori Private Equity Fund (*5) Woori Private Equity Fund: Woori EL Co., Ltd. Woori Investment Bank: Dongwoo First Securitization Specialty Co., Ltd. (*1) My Asset Manhattan Private REIT First (*3) Main business Finance 〃 〃 〃 〃 〃 〃 〃 〃 〃 Asset securitization 〃 〃 〃 〃 〃 〃 〃 〃 〃 〃 〃 〃 〃 〃 〃 〃 〃 〃 〃 Securities investment and others Trust 〃 Other financial business Other financial business Asset securitization Securities investment Percentage of ownership December 31, 2015 100.0 100.0 100.0 100.0 (%) December 31, 2014 100.0 100.0 100.0 100.0 Financial statements as of Location U.S.A December, 31 Hong Kong December, 31 China December, 31 Russia December, 31 74.0 100.0 99.9 100.0 100.0 100.0 0.0 0.0 0.0 0.0 15.0 - 0.0 0.0 0.0 - 0.0 0.0 0.0 - - 0.0 0.0 0.0 0.0 0.0 - 0.0 0.0 31.9 100.0 5.0 - 74.0 100.0 99.9 100.0 100.0 - 0.0 0.0 0.0 0.0 Indonesia December, 31 Brazil December, 31 Korea December, 31 Korea December, 31 Cambodia December, 31 December, 31 Myanmar Korea December, 31 Korea December, 31 Korea December, 31 Korea December, 31 15.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 - - - - Korea Korea Korea Korea Korea Korea Korea Korea Korea Korea Korea Korea Korea Korea Korea Korea December, 31 - December, 31 December, 31 December, 31 - December, 31 December, 31 December, 31 - - December, 31 December, 31 December, 31 December, 31 December, 31 - 0.0 - Korea December, 31 December, 31 0.0 Korea December, 31 31.9 Korea December, 31 100.0 Korea December, 31 - Korea December, 31 76.6 Korea - (*1) The entity is a structured entity for the purpose of asset securitization and included in the consolidation scope. Though the Group is not a majority shareholder, the Group 1) has the power over the investee, 2) is exposed, or has rights, to variable returns from its involvement with the investee, and 3) has the ability to use its power to affect its returns. (*2) The entity is a money trust under the Financial Investment Services and Capital Markets Act and included in the consolidation scope. Though the Group is not a majority shareholder, the Group 1) has the power over the investee, 2) is exposed, or has rights, to variable returns from its involvement with the investee, and 3) has the ability to use its power to affect its returns. (*3) The entity is deconsolidated as the liquidation or disposal procedure was completed for the year ended December 31, 2015. (*4) The entity is a structured entity for the purpose of investment in securities and included in the consolidation scope, considering the Group 1) has the power over the investee, 2) is exposed, or has rights, to variable returns from its involvement with the investee, and 3) has the ability to use its power to affect its returns. (*5) The entity is included in the consolidation scope, for the Group, as a general partner, has controlling power. - 2 - Woori Bank Annual Report 2015 105 F i n a n c i a l r e v i e w (*6) The ownership interest as of December 31, 2015 decreased as Woori Private Equity Fund sold its ownership of Woori Investment Bank for the year ended December 31, 2015. (*7) For the year ended December 31, 2015, as the Group invested majority of the capital stock of the company, the entity was included in the subsidiary. (3) As of December 31, 2015, and 2014, despite having more than a 50% ownership interest, the Group has not consolidated the following companies as the Group does not have the ability to control following subsidiaries: As of December 31, 2015 Subsidiaries Location Golden Bridge NHN Online Private Equity Investment (*) Korea Heungkuk High Class Private Equity Securities Investment Trust 377th (*) Korea Korea Mirae Asset Maps Clean Water Private Equity Investment Trust 7th (*) Korea Kiwoom Yonsei Private Equity Investment Trust (*) Main business Securities Investment Securities Investment Securities Investment Securities Investment Percentage of ownership (%) 60.0 51.3 59.7 88.9 Location Korea Golden Bridge NHN Online Private Equity Investment (*) Heungkuk High Class Private Equity Securities Investment Trust 377th (*) Korea Subsidiaries Main business Securities Investment Securities Investment Percentage of ownership (%) 60.0 51.3 As of December 31, 2014 (*) The Group owns the majority ownership interest in these structured entities, but has no power on the investees‘ relevant activities. As results, it is deemed that the Group has no power or control on the structured entities. (4) The summarized financial information before the elimination of intercompany transactions of the subsidiaries whose financial information were prepared under K-IFRS for the Group‘s consolidated financial statements is as follows (Unit: Korean Won in millions): As of and for the year ended December 31, 2015 Assets Liabilities Operating revenue Net income (loss) attributable to owners Comprehensive income (loss) attributable to owners 161,778 89,365 127,701 45,491 260,657 3,669 1,421 1,224 3,605 6,604,059 328 5,295,225 4,149 1,379,873 86 116,858 1,206,156 33,957 1,701,191 245,246 4,016,968 261,026 1,057,992 6,691 1,509,304 126,401 3,511,268 225,194 1,770,900 106,239 1,417,952 80,653 739,502 9,818 22,767 2,252 279 815 16,607 29 129,404 31,271 67,932 6,851 408,566 17,301 375,747 19,850 34,042 6,247 2,705 9 10,435 1,806 12,893 1,763 1,056 7,232 24,023 2,330 30,307 358 579 (117) (833) 1,024 62 119,976 7,830 1,830 24,356 8,958 32,855 (762) 10,691 (7,377) 30,307 358 946 (166) 1,477,657 1,449,024 56,397 125 125 545,534 961,065 22,728 (13,685) (6,662) 3,071,375 562,477 126,904 26,906 41,080 Woori FIS Woori Private Equity Woori Finance Research Institute Woori Card Woori Investment Bank Co., Ltd. Woori Credit Information Woori America Bank Woori Global Markets Asia Limited Woori Bank (China) Limited ZAO Woori Bank PT Bank Woori Saudara Indonesia 1906 Tbk Woori Brazil Bank Korea BTL Infrastructure Fund Woori Fund Service Woori Finance Cambodia Woori Finance Myanmar Money trust under the Trust Business Act Structured entity for the securitization of financial assets Security investments structured entity - 3 - Woori Bank Annual Report 2015 106 F i n a n c i a l r e v i e w As of and for the year ended December 31, 2014 Assets Liabilities 246,580 80,292 211,671 37,442 Operating revenue 289,485 4,387 3,682 5,732,039 467 4,543,180 6,619 1,203,131 1,001,542 33,500 1,338,415 274,132 3,844,399 254,716 861,209 6,049 1,170,884 164,246 3,397,735 218,122 1,735,356 164,282 1,390,103 131,319 669,818 9,070 11,930 262 426 6,716 84,282 32,412 49,945 6,319 205,273 12,982 85,851 18,468 35,136 4,895 1,790 Net income (loss) attributable to owners Comprehensive income (loss) attributable to owners (1,285) 2,087 91 89,107 4,536 2,198 5,587 759 8,887 4,418 14,563 1,647 31,750 (415) 266 (4,564) 2,144 94 105,438 8,642 2,082 12,641 5,345 26,980 (18,193) 17,589 (1,090) 31,750 (415) 615 603 1,452,201 1,423,694 64,736 603 434,845 882,984 34,734 (22,798) (100,951) 3,789,630 800,013 69,543 22,465 45,040 Woori FIS Woori Private Equity Woori Finance Research Institute Woori Card Woori Investment Bank Co., Ltd. Woori Credit Information Woori America Bank Woori Global Markets Asia Limited Woori Bank (China) Limited ZAO Woori Bank PT Bank Woori Saudara Indonesia 1906 Tbk Woori Brazil Bank Korea BTL Infrastructure Fund Woori Fund Service Woori Finance Cambodia Money trust under the Trust Business Act Structured entity for the securitization of financial assets Security investments structured entity (5) The financial support that the Group provides to consolidated structured entities is as follows: - Structured entity for securitization of financial assets The structured entity is established for the purpose of securitization of project financing loans, corporate bonds, and other financial assets. The Group is involved with the structured entity through providing with credit facility over asset-backed commercial papers issued by the entity, originating loans directly to the structured entity, or purchasing 100% of the subordinated debts issued by the structured entity. - Structured entity for investment in securities The structured entity is established for the purpose of investments in securities. The Group acquires beneficiary certificates through its contribution of fund to the structured entity, and it is exposed to the risk that it may not be able to recover its fund depending on the result of investment performance of asset managers of the structured entity. - Money Trust under the Trust Business Act The Group provides with financial guarantee of principal and interest or principal only to some of its trust products. Due to the financial guarantees, the Group may be obliged to supplement when the principal and interest or principal of the trust product sold is short of the guaranteed amount depending on the result of investment performance of the trust product. - 4 - Woori Bank Annual Report 2015 107 F i n a n c i a l r e v i e w (6) The details of the limitations with regard to the transfer of assets or the redemption of liabilities within the Group are provided below. Some subsidiaries are regulated by the rules of certain jurisdictions, in which they were incorporated, with regard to funding or management of deposits. Also, there is the limitation that they must have pre-approval from their regulators in case of remittance of earnings to the Group. (7) The Group has entered into various agreements with structured entities such as asset securitization vehicles, structured finance and investment funds, and monetary funds. Where it is determined in accordance with K- IFRS 1110 that the Group has no controlling power over such structured entities, the entities are not consolidated. The nature of interests, which the Group retains, and the risks, to which the Group is exposed, of the unconsolidated structured entities are as follows: The interests to unconsolidated structured entities, which the Group retains, are classified to asset securitization vehicles, structured finance and investment fund, based on the nature and the purpose of the structured entities. Asset securitization vehicle issues asset-backed securities and redeems the principal and interest or distributes dividends on asset-backed securities with profits from collecting cash flows or sale of securitized assets. The Group, as a secondary guarantor, provides purchase commitments for its asset- backed securities or guarantees to such asset securitization vehicle and recognizes commission income or interest incomes related to the commitment or guarantees. Therefore, the Group would be exposed to risks to purchases or pays back asset-backed securities issued by the vehicles when a primary guarantor fails to provide the financing asset securitization vehicles. Structured finance includes investments in project financing on real estates, social overhead capital (―SOC‖), infrastructure and shipping finance. They are formed as special purpose entity by funding through equity investments and loans from various investors. Investment decisions are made by such investors including the Group based on business outlook of such projects. In relation to such investments, the Group recognizes interest incomes on loans, gains or losses on valuation of equity investments or dividend income. The structured finance is secured by additional funding agreement, guarantee or credit facilities. However, the structured financing project would fail to return the capital of equity investments or principal of loans to the Group if it is discontinued or did not achieve business outcome. Investment funds include trusts and private equity funds. A trust is formed by contributions from various investors, operated by a manager engaged to the trust and distributed proceeds from sales of investments to the investors. A private equity fund is established in order to acquire ownership interests in a portfolio company with exit strategy after implementing financial and operational restructuring of the company. The Group recognizes unrealized gains or losses on change in value of investments in proposition of ownership interests in investments. The Group would be exposed to risks of loss when the value of portfolio investment is decreased. - 5 - Woori Bank Annual Report 2015 108 F i n a n c i a l r e v i e w Total assets of the unconsolidated structured entities, the carrying value of the related items recorded, the maximum exposure to risks, and the loss recognized in conjunction with the unconsolidated structured entities as of and for the year ended December 31, 2015 and 2014 are as follows (Unit: Korean Won in millions): Total asset of the unconsolidated structured entities Assets recognized in the consolidated financial statements related to the unconsolidated structured entities Loans and receivables Financial assets at fair value through profit or loss Available-for-sale financial assets Held-to-maturity financial assets Investments in joint ventures and associates Derivative assets Liabilities recognized in the consolidated financial statements related to the unconsolidated structured entities Derivative liabilities Other liabilities (including provisions) The maximum exposure to risks Investments Purchase agreements Credit facilities Loss recognized on unconsolidated structured entities Total asset of the unconsolidated structured entities Assets recognized in the consolidated financial statements related to the unconsolidated structured entities Loans and receivables Financial assets at fair value through profit or loss Available-for-sale financial assets Held-to-maturity financial assets Investments in joint ventures and associates Derivative assets Liabilities recognized in the consolidated financial statements related to the unconsolidated structured entities Other liabilities (including provisions) The maximum exposure to risks Investments Purchase agreements Credit facilities Other agreements Loss recognized on unconsolidated structured entities December 31, 2015 Asset securitization vehicle 10,138,371 Structured finance 48,198,653 Investment funds 7,611,232 4,219,809 148,811 - 1,649,949 2,420,870 - 179 3,688 126 3,562 5,250,850 4,219,809 74,000 957,041 2,205 2,879,310 2,439,207 274,175 133,455 - - 32,473 728 - 728 3,877,161 2,879,310 48,000 949,851 47,942 963,747 26,976 - 654,705 - 282,066 - - - - 963,747 963,747 - - - December 31, 2014 Asset securitization vehicle 8,701,441 Structured finance 39,770,040 Investment Funds 7,174,629 613,105 185,946 190,303 - 236,807 - 49 70,638 70,638 2,295,445 613,105 340,560 1,341,780 - - 2,484,397 2,293,115 - 153,606 - - 37,676 564 564 3,016,797 2,484,395 - 470,590 61,812 6,661 926,993 - - 586,035 - 340,958 - - - 926,993 926,993 - - - 36,961 - 6 - Woori Bank Annual Report 2015 109 F i n a n c i a l r e v i e w (8) Subsidiaries of which non-controlling interests are significant to the Group‘s consolidated financial statements are as follows (Unit: Korean Won in millions): 1) Accumulated non-controlling interests at the end of the reporting period Woori Investment Bank PT Bank Woori Saudara Indonesia 1906 Tbk 64,013 58,880 60,121 56,828 December 31, 2015 December 31, 2014 . 2) Net income attributable to non-controlling interests Woori Investment & Securities (*) Woori Investment Bank PT Bank Woori Saudara Indonesia 1906 Tbk - 4,353 6,241 For the year ended December 31, 2015 For the year ended December 31, 2014 (125,724) 2,215 702 (*) The entity was deconsolidated due to the Group‘s disposal of the subsidiary during the year ended December 31, 2014. 3) Dividends to non-controlling interests Woori Investment & Securities (*) PT Bank Woori Saudara Indonesia 1906 Tbk - 778 For the year ended December 31, 2015 For the year ended December 31, 2014 8,029 - (*) The entity was deconsolidated due to the Group‘s disposal of the subsidiary during the year ended December 31, 2014. 4) Change of non-controlling interest due to merger Indonesia Woori Bank, which was a subsidiary of the Group, merged with Saudara Bank for the year ended December 31, 2014, and then changed its name into PT Bank Woori Saudara Indonesia 1906 Tbk. Due to the merger, the Group‘s ownership interest of the company decreased from 95.2% to 74.0%. At the same time, the non-controlling interests increased by 49,134 million Won, and the increase resulted in as the decrease of equity attributable to the owner of the Group (Note 51). 2. SIGNIFICANT BASIS OF PREPARATION AND ACCOUNTING POLICIES (1) Basis of presentation The Group‘s consolidated financial statements are prepared in accordance with K-IFRS. The significant accounting policies that have been applied for the preparation of the consolidated financial statements for the year ended on December 31, 2015 are described below, and the significant accounting policies are the same as the accounting policies applied for the preparation of the previous year‘s consolidated financial statements, except the impacts from the adoptions of accounting standards or interpretations which are explained below. The Group‘s consolidated financial statements have been prepared based on the historical cost method except for specific non-current assets and certain financial assets or liabilities reported at fair value. The historical cost is generally measured by fair value of acquired assets. The consolidated financial statements of the Group were approved by the board of directors on March 4, 2016. - 7 - Woori Bank Annual Report 2015 110 F i n a n c i a l r e v i e w 1) The Group has newly adopted the following amendment to K-IFRS that affected the Group‘s accounting policies. Amendments to K-IFRS 1019 – Employee Benefits If the amount of the contributions is independent from the numbers of years of service, the Group is permitted to recognize such contributions as a reduction in the service cost in the period in which the related service is rendered. The adoption of the amendments has no significant impact on the consolidated financial statements. Other than the amendment stated above, there are several annual improvements in the current period, but the application of the amendments has had no material effect on the Group‘s consolidated financial statements. 2) The Group has not applied the following K-IFRSs that have been issued but are not yet effective: Amendments to K-IFRS 1001 – Presentation of Financial Statements The amendments to K-IFRS 1001 clarify the concept of applying materiality in practice and restrict an entity reducing the understandability of its financial statements by obscuring material information with immaterial information or by aggregating material items that have different natures or functions. The amendments to K- IFRS 1001 are effective for annual periods beginning on or after January 1, 2016. Amendments to K-IFRS 1016 – Property, Plant and Equipment The amendments to K-IFRS 1016 prohibit the Group from using a revenue-based depreciation method for items of property, plant and equipment. The amendments are effective for the annual periods beginning on or after January 1, 2016. Amendments to K-IFRS 1038 – Intangible Assets The amendments to K-IFRS 1038 rebuts presumption that revenue is not an appropriate basis for the amortization of an intangible assets, which the presumption can only be rebutted when the intangible asset expressed as a measure of revenue or when it can be demonstrated that revenue and consumption of the economic benefits of the intangible asset are highly correlated. The amendments are effective for the annual periods beginning on or after January 1, 2016. Amendments to K-IFRS 1110 – Consolidated Financial Statements & K-IFRS 1112 – Disclosure of Interests in Other Entities & K-IFRS 1028 – Investment in associates The amendments clarify that in applying the equity method of accounting to an associate or a joint venture that is an investment entity, an investor may retain the fair value measurements that the associate or joint venture used for its subsidiaries. The amendments are effective for annual periods beginning on or after 1 January 2016 Amendments to K-IFRS 1111 – Accounting for Acquisitions of Interests in Joint Operations The amendments to K-IFRS 1111 provides guidance on how to account for the acquisition of joint operation that constitutes a business as defined in K-IFRS 1103– Business Combinations. A joint operator is also required to disclose the relevant information required by K-IFRS 1103 and other standards for business combinations. The amendments are effective for the annual periods beginning on or after January 1, 2016. Enactment to K-IFRS 1109 – Financial Instruments The amendments to K-IFRS 1109 contain the requirements for the classification and measurement of financial assets and financial liabilities based on a business model whose objective is achieved both by collecting contractual cash flows and selling financial assets and based on the contractual terms that give rise on specified dates to cash flows, impairment methodology based on the expected credit losses, and broadened types of instruments that qualify as hedging instruments and the types of risk components of non-financial - 8 - Woori Bank Annual Report 2015 111 F i n a n c i a l r e v i e w items that are eligible for hedge accounting and the change of the hedge effectiveness test. The amendments are effective for annual periods beginning on or after 1 January 2018. Enactment to K-IFRS 1115 – Revenue from Contracts with Customers The core principle under K-IFRS 1115 is that an entity should recognize revenue to depict the transfer of promised goods or services to customers in an amount that reflects the consideration to which the entity expects to be entitled in exchange for those goods or services. The amendments introduces a 5-step approach to revenue recognition and measurement: 1) Identify the contract with a customer, 2) Identify the performance obligations in the contract, 3) Determine the transaction price, 4) Allocate the transaction price to the performance obligations in the contract, 5) Recognize revenue when (or as) the entity satisfies a performance obligation. This standard will supersede K-IFRS 1011 Construction Contracts, K-IFRS 1018 Revenue, K-IFRS 2113 Customer Loyalty Programmers, K-IFRS 2115 Agreements for the Construction of Real Estate, K-IFRS 2118 Transfers of Assets from Customers, and K-IFRS 2031 Revenue-Barter Transactions Involving Advertising Services. The amendments are effective for annual periods beginning on or after 1 January 2018. The Group is reviewing the impact from the amendments and the enactments listed above on the Group‘s consolidated financial statements. (2) Basis of consolidated financial statement presentation The consolidated financial statements incorporate the financial statements of the Bank and the entities (including structured entities) controlled by the Bank (and its subsidiaries, that is the Group). Control is achieved where the Group 1) has the power over the investee, 2) is exposed, or has rights, to variable returns from its involvement with the investee, and 3) has the ability to use its power to affect its returns. The Group reassesses whether or not it controls an investee if facts and circumstances indicate that there are changes to one or more of the three elements of control listed above. When the Group has less than a majority of the voting rights of an investee, it has power over the investee when the voting rights are sufficient to give it the practical ability to direct the relevant activities of the investee unilaterally. The Group considers all relevant facts and circumstances in assessing whether or not the Bank's voting rights in an investee are sufficient to give it power, including: • The relative size of the Group's holding of voting rights and dispersion of holdings of the other vote holders; • Potential voting rights held by the Group, other vote holders or other parties; • Rights arising from other contractual arrangements; • Any additional facts and circumstances that indicate that the Group has, or does not have, the current ability to direct the relevant activities at the time that decisions need to be made, including voting patterns at previous shareholders' meetings. Income and expenses of subsidiaries acquired or disposed of during the year are included in the consolidated statement of comprehensive income from the date the Group gains control until the date when the Group ceases to control the subsidiary. Profit or loss and each component of other comprehensive income are attributed to the owner of the Group and to the non-controlling interests. Total comprehensive income of subsidiaries is attributed to the owner of the Group and to the non-controlling interests even if this results in the non-controlling interests having a deficit balance. Where necessary, adjustments are made to the financial statements of subsidiaries to bring their accounting policies into line with the Group‘s accounting policies. All intra-group transactions and, related assets and liabilities, income and expenses are eliminated in full on consolidation. Changes in the Group‘s ownership interests in subsidiaries that do not result in the Group losing control over the subsidiaries are accounted for as equity transactions. The carrying amounts of the Group‘s interests and the non- controlling interests are adjusted to reflect the changes in their relative interests in the subsidiaries. Any - 9 - Woori Bank Annual Report 2015 112 F i n a n c i a l r e v i e w difference between the amount by which the non-controlling interests are adjusted and the fair value of the consideration paid or received is recognized directly in equity and attributed to the owner of the Group. When the Group loses control of a subsidiary, a gain or loss on disposal is calculated as the difference between (i) the aggregate of the fair value of the consideration received and the fair value of any retained interest and (ii) the previous carrying amount of the assets (including goodwill), and liabilities of the subsidiary and any non- controlling interests. When assets of the subsidiary are carried at revalued amounts or fair values and the related cumulative gain or loss has been recognized in other comprehensive income and accumulated in equity, the amounts previously recognized in other comprehensive income and accumulated in equity are accounted for as if the Group had directly disposed of the relevant assets (i.e. reclassified to profit or loss or transferred directly to retained earnings). The fair value of any investment retained in the former subsidiary at the date when control is lost is recognized as the fair value on initial recognition for subsequent accounting under K-IFRS 1039 Financial Instruments: Recognition and Measurement or, when applicable, the cost on initial recognition of an investment in an associate or a joint venture. (3) Business Combinations Acquisitions of subsidiaries and businesses are accounted for using the acquisition method. The consideration transferred in a business combination is measured at fair value, which is calculated as the sum of the acquisition- date fair values of the assets transferred by the Group, liabilities assumed by the Group to the former owners of the acquiree and the equity interests issued by the Group in exchange for control of the acquiree. Acquisition- related costs are generally recognized in net income as incurred. At the acquisition date, the acquiree‘s identifiable assets, liabilities and contingent liabilities that meet the condition for recognition under K-IFRS 1103 are recognized at their fair value, except that: • deferred tax assets or liabilities and assets or liabilities related to employee benefit arrangements are recognized and measured in accordance with K-IFRS 1012 Income Taxes and K-IFRS 1019 Employee Benefits, respectively; • liabilities or equity instruments related to share-based payment arrangements of the acquiree or share- based payment arrangements of the Group entered into to replace share-based payment arrangements of the acquiree are measured in accordance with K-IFRS 1102 Share-based Payment at the acquisition date; and • non-current assets (or disposal groups) that are classified as held for sale in accordance with K-IFRS 1105 Non-current Assets Held for Sale and Discontinued Operations are measured at the lower of their previous carrying amounts and fair value less costs to sell. Any excess of the sum of the consideration transferred, the amount of any non-controlling interest in the acquiree and the fair value of the Group‘s previously held equity interest (if any) in the acquiree over the net of identifiable assets and liabilities assumed of the acquiree at the acquisition date is recognized as goodwill which is included in intangible assets. If, after reassessment, the Group‘s interest in the fair value of the acquiree‘s identifiable net assets exceeds the sum of the consideration transferred, the amount of any non-controlling interest in the acquiree and the fair value of the acquirer‘s previously held equity interest in the acquiree (if any), the excess is recognized immediately in net income as a bargain purchase gain. Non-controlling interests that are present ownership interests and entitle their holders to a proportionate share of the entity's net assets in the event of liquidation may be initially measured either at fair value or at the non- controlling interests' proportionate share of the recognized amounts of the acquiree's identifiable net assets. The choice of measurement basis is made on a transaction-by-transaction basis. Other types of non-controlling interests are measured at fair value or, when applicable, on the basis specified in another K-IFRS. When the consideration transferred by the Group in a business combination includes assets or liabilities resulting from a contingent consideration arrangement, the contingent consideration is measured at its acquisition-date fair value and included as part of the consideration transferred in a business combination. Changes in the fair value of the contingent consideration that qualify as measurement period adjustments are adjusted retrospectively, with corresponding adjustments against goodwill. Measurement period adjustments are adjustments that arise from - 10 - Woori Bank Annual Report 2015 113 F i n a n c i a l r e v i e w additional information obtained during the ‗measurement period‘ (which cannot exceed one year from the acquisition date) about facts and circumstances that existed at the acquisition date. The subsequent accounting for changes in the fair value of the contingent consideration that do not qualify as measurement period adjustments depends on how the contingent consideration is classified. Contingent consideration that is classified as equity is not remeasured at subsequent reporting dates and its subsequent settlement is accounted for within equity. Contingent consideration that is classified as an asset or a liability is remeasured at subsequent reporting dates in accordance with K-IFRS 1039 Financial Instruments: Recognition and Measurement, or K-IFRS 1037 Provisions, Contingent Liabilities and Contingent Assets, as appropriate, with the corresponding gain or loss being recognized in profit or loss. When a business combination is achieved in stages, the Group's previously held equity interest in the acquiree is remeasured at fair value at the acquisition date (i.e. the date when the Group obtains control) and the resulting gain or loss, if any, is recognized in net income. Amounts arising from changes in value of interests in the acquiree prior to the acquisition date that have previously been recognized in other comprehensive income are reclassified to net income where such treatment would be appropriate if that interest were disposed of. In case where i) a common entity ultimately controls over all participating entities, or businesses, in business combination transaction, prior to and after the transaction continuously, and ii) the control is not temporary, the transaction meets the definition of ―business combination under common control‖ and it is deemed that the transaction only results in the changes in legal substance, not economic substance, from the perspective of the ultimate controlling party. Thus, in such transactions, the acquirer recognizes the assets and liabilities of the acquiree on its financial statements at the book values as recognized in the ultimate controlling party‘s consolidated financial statements, and the difference between the book value of consideration transferred to and the book value of net assets transferred in is recognized as equity. (4) Investments in joint ventures and associates An associate is an entity over which the Group has significant influence. Significant influence is the power to participate in making decision on the financial and operating policy of the investee but is not control or joint control over those policies. A joint venture is a joint arrangement whereby the parties that have joint control of the arrangement have rights to net assets relating to the arrangement. Joint control is the contractually agreed sharing of control of an arrangement, which exists only when decisions about the relevant activities require the unanimous consent of the parties sharing control. The net income of current period and the financial results of the joint ventures and associates are incorporated in these consolidated financial statements using the equity method of accounting, except when the investment is classified as held for sale, in which case it is accounted for in accordance with K-IFRS 1105 Non-current Assets Held for Sale and Discontinued Operations. Under the equity method, an investment in the joint ventures and associates is initially recognized in the consolidated statements of financial position at cost and adjusted thereafter to recognize the Group's share of the net assets of the joint ventures and associates and any impairment. When the Group's share of losses of the joint ventures and associates exceeds the Group's interest in the associate, the Group discontinues recognizing its share of further losses. Additional losses are recognized only to the extent that the Group has incurred legal or constructive obligations or made payments on behalf of the joint ventures and associates. Any excess of the cost of acquisition over the Group's share of the net fair value of the identifiable assets, liabilities and contingent liabilities of the joint ventures and associates recognized at the date of acquisition is recognized as goodwill, which is included within the carrying amount of the investment. Any excess of the Group‘s share of the net fair value of the identifiable assets, liabilities and contingent liabilities over the cost of acquisition is recognized immediately in net income. Upon a loss of significant influence over the joint ventures and associates, the Group discontinues the use of the equity method and measures at fair value of any investment that the Group retains in the former joint ventures and associates from the date when the Group loses significant influence. The fair value of the investment is regarded as its fair value on initial recognition as a financial asset in accordance with K-IFRS 1039 Financial Instruments; Recognition and Measurement. The Group recognized differences between the carrying amount and - 11 - Woori Bank Annual Report 2015 114 F i n a n c i a l r e v i e w fair value in net income and it is included in determination of the gain or loss on disposal of joint ventures and associates. The Group accounts for all amounts recognized in other comprehensive income in relation to that joint ventures and associates on the same basis as would be required if the joint ventures and associates had directly disposed of the related assets or liabilities. Therefore, if a gain or loss previously recognized in other comprehensive income by an associate would be reclassified to net income on the disposal of the related assets or liabilities, the Group reclassifies the gain or loss from equity to net income as a reclassification adjustment. When the Group‘s ownership of interest in an associate or a joint venture decreases but the Group continues to maintain significant influence over an associate or a joint venture, the Group reclassifies to profit or loss the proportion of the gain or loss that had previously been recognized in other comprehensive income relating to that decrease in ownership interest if the gain or loss would be reclassified to profit or loss on the disposal of the related assets or liabilities. Meanwhile, if interest on associate or joint venture meets the definition of non- current asset held for sale, it is accounted for in accordance with K-IFRS 1105. The requirements of K-IFRS 1039 Financial Instruments: Recognition and Measurement to determine whether there has been a loss event are applied to identify whether it is necessary to recognize any impairment loss with respect to the Group‘s investment in the joint ventures and associates. When necessary, the entire carrying amount of the investment (including goodwill) is tested for impairment in accordance with K-IFRS 1036 Impairment of Assets as a single asset by comparing its recoverable amount (higher of value in use and fair value less costs to sell) with its carrying amount. Any impairment loss recognized is not allocated to any asset (including goodwill), which forms part of the carrying amount of the investment. Any reversal of that impairment loss is recognized in accordance with K-IFRS 1036 to the extent that the recoverable amount of the investment subsequently increases. The Group continues to use the equity method when an investment in an associate becomes an investment in a joint venture or an investment in a joint venture becomes an investment in an associate. There is no remeasurement to fair value upon such changes in ownership interests. When a subsidiary transacts with an associate or a joint venture of the Group, profits and losses resulting from the transactions with the associate or joint venture are recognized in the Group's consolidated financial statements only to the extent of interests in the associate or joint venture that are not related to the Group. (5) Investment in joint operation A joint operation is a joint arrangement whereby the parties that have joint control of the arrangement have rights to the assets, and obligations for the liabilities, relating to the arrangement. Joint control is the contractually agreed sharing of control of an arrangement, which exists only when decisions about the relevant activities require the unanimous consent of the parties sharing control. When the Group operates as a joint operator, it recognizes in relation to its interest in a joint operation: (a) its assets, including its share of any assets held jointly; (b) its liabilities, including its share of any liabilities incurred jointly; (c) its revenue from the sale of its share of the output arising from the joint operation; (d) its share of the revenue from the sale of the output by the joint operation; and (e) its expenses, including its share of any expenses incurred jointly. The Group accounts for the assets, liabilities, revenues and expenses relating to its interest in a joint operation in accordance with the IFRSs applicable to the particular assets, liabilities, revenues and expenses. When the Group enters into a transaction with a joint operation in which it is a joint operator, such as a sale or contribution of assets, it is conducting the transaction with the other parties to the joint operation and, as such, the Group recognizes gains and losses resulting from such a transaction only to the extent of the other parties‘ interests in the joint operation. When the Group enters into a transaction with a joint operation in which it is a joint operator, such as a purchase of assets, it does not recognize its share of the gains and losses until it resells those assets to a third party. - 12 - Woori Bank Annual Report 2015 115 F i n a n c i a l r e v i e w (6) Revenue recognition 1) Interest income Interest income is recognized when earned. Interest income on financial assets that are classified as loans and receivables, available-for-sale or held-to-maturity is determined using the effective interest method. The effective interest method is a method of calculating the amortized cost of a financial asset (or group of financial assets) and of allocating the interest income over the expected life of the asset. The effective interest rate is the rate that exactly discounts estimated future cash flows to the instrument's initial carrying amount. Calculation of the effective interest rate takes into account fees payable or receivable that is an integral part of the instrument's yield, premiums or discounts on acquisition or issue, early redemption fees and transaction costs. All contractual terms of a financial instrument are considered when estimating future cash flows. 2) Loan origination fees and costs The commission fees earned on loans, which is part of the effective interest rate of loans, is accounted for deferred origination fees. Incremental cost related to the acquisition or disposal is accounted for deferred origination costs, and it is amortized on the effective interest method and included in interest revenues on loans. 3) Fees and commissions income Commitment and utilization fees are determined as a percentage of the outstanding facility. If it is unlikely that a specific lending arrangement will be entered into, such fees are taken to net income over the life of the facility otherwise they are deferred and included in the effective interest rate on the advance. Fees in respect of services are recognized as the right to consideration accrues through the provision of the service to the customer. The arrangements are generally contractual and the cost of providing the service is incurred as the service is rendered. The price is usually fixed and determinable. Credit card fees include commission received from merchants for processing credit card transaction and annual fees received from credit card holders. Revenue from the commission is accrued to net income when the service performed and annual fee is deferred and recognized as income over the period of the service provided. 4) Trust fees and compensation related to trust accounts The Group receives fees for its management of unconsolidated trust assets, which are recognized on an accrual basis when the management services are provided and earned. The Group also is entitled to receive performance-based fees for certain trust accounts. These performance-based fees are recognized at the end of the performance period. In addition, a certain trust account which the Group guarantees to repay the principals and minimum interests of the trust account to its beneficiaries shall be included in the consolidated financial statements. The Group recognizes incomes when earned and expenses when interests to be paid to beneficiaries are accrued. (7) Accounting for foreign currencies The Group‘s consolidated financial statements are presented in Korean Won, which is the functional currency of the Group. At the end of each reporting period, monetary assets and liabilities denominated in foreign currencies are translated to the functional currency at its prevailing exchange rates at the date. Foreign exchange differences on monetary items that qualify as hedging instruments in a cash flow hedge or that form part of net investment in foreign operations are recognized in equity. A monetary available-for-sale (―AFS‖) financial asset is treated as if it were carried at amortized cost in the foreign currency. Accordingly, for such financial assets, exchange differences resulting from retranslating amortized cost are recognized in net income. - 13 - Woori Bank Annual Report 2015 116 F i n a n c i a l r e v i e w Non-monetary items denominated in foreign currencies that are stated at fair value are translated into Korean Won at foreign exchange rates at the dates the values were determined. Translation differences arising on non- monetary items measured at fair value are recognized in net income except for differences arising on non- monetary AFS financial assets, for example equity shares, which are included in the AFS reserve in equity unless the asset is the hedged item in a fair value hedge. The Group identifies the most appropriate functional currency for each foreign operation based on the foreign operation‘s activities. If Korean Won is not the foreign operation‘s functional currency, its assets and liabilities, including goodwill and fair value adjustments arising on acquisition, are translated into Korean Won at foreign exchange rates at the end of each reporting date while the revenues and expenses are translated into Korean Won at average exchange rates for the period unless these do not approximate to the foreign exchange rates at the dates of the transactions. Foreign exchange differences arising on the translation of a foreign operation are recognized directly in equity and included in net income on its disposal. (8) Cash and cash equivalents Cash and cash equivalents consist of cash on hand, demand deposits, interest-earning deposits with original maturities of up to 3 months of acquisition date and highly liquid investment assets that are readily convertible to known amounts of cash and subject to an insignificant risk of changes in value. (9) Financial assets and financial liabilities 1) Financial assets A regular way purchase or sale of financial assets is recognized or derecognized on the trade or settlement date. A regular way purchase or sale is a purchase or sale of a financial asset under a contract whose term requires delivery of the asset within the time frame established generally by regulation or convention in the marketplace concerned. On initial recognition, financial assets are classified into Financial assets at fair value through profit or loss (―FVTPL‖), AFS financial assets, held-to-maturity (―HTM‖) and loans and receivables. a) Financial assets at FVTPL A financial asset is classified as held for trading if:    it has been acquired principally for the purpose of selling it in the near term; or on initial recognition it is part of a portfolio of identified financial instruments that the Group manages together and has a recent actual pattern of short-term profit-taking; or it is a derivative that is not designated and effective as a hedging instrument. A financial asset other than a financial asset held for trading or contingent consideration that may be paid by an acquirer as part of a business combination may be designated as at FVTPL upon initial recognition if:  such designation eliminates or significantly reduces a measurement or recognition inconsistency that would otherwise arise; or the financial asset forms part of a group of financial assets or financial liabilities or both, which is managed and its performance is evaluated on a fair value basis, in accordance with the Group's documented risk management or investment strategy, and information about the grouping is provided internally on that basis; or it forms part of a contract containing one or more embedded derivatives, and K-IFRS 1039 Financial Instruments: Recognition and Measurement permits the entire combined contract (asset or liability) to be designated as at FVTPL.   Financial assets designated by the Group on initial recognition as at FVTPL are recognized at fair value, with transaction costs recognized in net income, and are subsequently measured at fair value. Gains and losses on financial assets that are designated as at FVTPL are recognized in net income as they arise. - 14 - Woori Bank Annual Report 2015 117 F i n a n c i a l r e v i e w b) AFS financial assets: Financial assets that are not classified as HTM; financial assets at FVTPL; or loans and receivables, are classified as AFS. Financial assets can be designated as AFS on initial recognition. AFS financial assets are initially recognized at fair value plus directly related transaction costs. They are subsequently measured at fair value. Unquoted equity investments whose fair value cannot be measured reliably are carried at cost and classified as AFS financial assets. Impairment losses in monetary and non-monetary AFS financial assets and dividends on non-monetary financial assets are recognized in net income. Interest revenue on monetary financial assets is calculated using the effective interest method. Other changes in the fair value of AFS financial assets and any related tax are reported in a separate component of shareholders' equity until disposal, when the cumulative gain or loss is recognized in net income. c) HTM investments: A financial asset may be classified as a HTM investment only if it has fixed or determinable payments, a fixed maturity, and the Group has the positive intention and ability to hold the financial asset to maturity. HTM investments are initially recognized at fair value plus directly related transaction costs. They are subsequently measured at amortized cost using the effective interest method less any impairment losses. d) Loans and receivables: Non-derivative financial assets with fixed or determinable repayments that are not quoted in an active market are classified as loans and receivables, except those that are classified as AFS or as held-for-trading, or designated as at FVTPL. Loans and receivables are initially recognized at fair value plus directly related transaction costs. They are subsequently measured at amortized cost using the effective interest method less any impairment losses. Interest income is recognized using the effective interest method, except for the short-term receivables to which the present value discount is not meaningful. 2) Financial liabilities On initial recognition financial liabilities are classified financial liabilities at FVTPL (held for trading, and financial liabilities designated as at FVTPL) and financial liabilities measured at amortized cost. A financial liability is classified as held-for-trading if it is incurred principally for repurchase in the near term, or forms part of a portfolio of financial instruments that are managed together and for which there is evidence of short-term profit taking, or it is a derivative (not in a qualifying hedge relationship). Held-for- trading financial liabilities are recognized at fair value with transaction costs being recognized in net income. Subsequently, they are measured at fair value. Gains and losses are recognized in net income as they arise. A financial liability other than a financial liability held for trading may be designated as at FVTPL upon initial recognition if:    such designation eliminates or significantly reduces a measurement or recognition inconsistency that would otherwise arise; or the financial liability forms part of a group of financial assets or financial liabilities or both, which is managed and its performance is evaluated on a fair value basis, in accordance with the Group's documented risk management or investment strategy, and information about the grouping is provided internally on that basis; or it forms part of a contract containing one or more embedded derivatives, and K-IFRS 1039 Financial Instruments: Recognition and Measurement permits the entire combined contract (asset or liability) to be designated as at FVTPL. Financial liabilities that the Group designates on initial recognition as being at FVTPL are recognized at fair value, with transaction costs being recognized in net income, and are subsequently measured at fair value. Gains and losses on financial liabilities that are designated as at FVTPL are recognized in net income as they arise. All other financial liabilities, such as deposits due to customers, borrowings, and debentures, are measured at amortized cost using the effective interest method. - 15 - Woori Bank Annual Report 2015 118 F i n a n c i a l r e v i e w 3) Reclassifications Held-for-trading and AFS financial assets that meet the definition of loans and receivables (non-derivative financial assets with fixed or determinable payments that are not quoted in an active market) may be reclassified to loans and receivables if the Group has the intention and ability to hold the financial asset for the foreseeable future or until maturity. The Group typically regards the foreseeable future as twelve months from the date of reclassification. Reclassifications are made at fair value. This fair value becomes the asset's new cost or amortized cost as appropriate. Gains and losses recognized up to the date of reclassification are not reversed. 4) Derecognition of financial assets and liabilities The Group derecognizes a financial asset when the contractual right to the cash flows from the asset is expired, or when it transfers the financial asset and substantially all the risks and rewards of ownership of the asset to another company. If the Group neither transfers nor retains substantially all the risks and rewards of ownership and continues to control the transferred asset, the Group recognizes its retained interest in the asset and an associated liability for amounts it may have to pay. If the Group retains substantially all the risks and rewards of ownership of a transferred financial asset, the Group continues to recognize the financial asset and also recognizes a collateralized borrowing for the proceeds received. On derecognition of a financial asset in its entirety, the difference between the asset‘s carrying amount and the sum of the consideration received and receivable and the cumulated gain or loss that had been recognized in other comprehensive income and accumulated in equity is recognized in profit or loss. On derecognition of a financial assets other than in its entirety (e.g. when the Group retains an option to repurchase part of a transferred asset, or it retains a residual interest and such an retained interest indicates that the transferor has neither transferred nor retained substantially all the risks and rewards of ownership and has retained control of the transferred asset), the Group allocates the previous carrying amount of the financial asset between the part it continues to recognize under continuing involvement, and the part it no longer recognizes on the basis of the relative fair value of those parts on the date of the transfer. The difference between the carrying amount allocated to the part that is no longer recognized and the sum of the consideration received for the part that is no longer recognized and any cumulative gain or loss allocated to it that had been recognized in other comprehensive income is recognized in profit or loss. A cumulative gain or loss that had been recognized in other comprehensive income is allocated between the part that continues to be recognized and the part that is no longer recognized on the basis of the relative fair value of those parts. The Group derecognizes the financial liability, when Group's obligations are discharged, canceled or expired. The difference between paid cost and the carrying amount of financial liabilities is recorded in profit or loss. 5) Fair value of financial assets and liabilities Financial instruments classified as held-for-trading or designated as at FVTPL and financial assets classified as AFS are recognized in the financial statements at fair value. All derivatives are measured at fair value. Fair value is the price that would be received to sell an asset or paid to transfer a liability in and orderly transaction between market participants at the measurement date. Fair values are determined from quoted prices in active markets for identical financial assets or financial liabilities where these are available. The Group characterizes active markets as those in which transactions for the asset or liability take place with sufficient frequency and volume to provide pricing information on an ongoing basis. Where a financial instrument is not in active market characterized by low transaction volumes, price quotations which vary substantially among market participants, or in which minimal information is released publicly, fair values are established using valuation techniques rely on alternative market data or internally developed models using significant inputs that are generally readily observable from objective sources. Market data includes prices of financial instruments with similar maturities and characteristics, duration, interest rate yield curves, and measures of volatility. The amount determined to be fair value may - 16 - Woori Bank Annual Report 2015 119 F i n a n c i a l r e v i e w incorporate the management of the Group‘s own assumptions (including assumptions that the Group believes market participants would use in valuing the financial instruments and assumptions relating to appropriate risk adjustments for nonperformance and lack of marketability). The valuation techniques used to estimate the fair value of the financial instruments include market approach and income approach, each of which involves a significant degree of judgment. Under the market approach, fair value is determined by reference to a recent transaction involving the financial instruments or by reference to observable valuation measures for comparable companies or assets. Under the income approach, fair value is determined by converting future amounts (e.g., cash flows or earnings) to a single present amount (discounted) using current market expectations about the future amounts. In determining value under this approach, the Group makes assumptions regarding, among other things, revenues, operating income, depreciation and amortization, capital expenditures, income taxes, working capital needs, and terminal value of the financial investments. These valuation techniques involve a degree of estimation, the extent of which depends on the instrument‘s complexity and the availability of market-based data. The following are descriptions of valuation methodologies used by the Group to measure various financial instruments at fair value. a) Financial assets at FVTPL and AFS financial assets: The fair value of the securities included in financial assets at FVTPL and AFS financial assets are recognized in the consolidated statements of financial position based on quoted market prices, where available. For debt securities traded in the OTC market, the Group generally determines fair value based on prices obtained from independent pricing services. Specifically, with respect to independent pricing services, the Group obtains three prices per instrument from reputable independent pricing services in Korea, and generally uses the lowest of the prices obtained from such services without further adjustment. For non-marketable equity securities, the Group obtains prices from the independent pricing services. The Group validates prices received from such independent pricing services using a variety of means, including verification of the qualification of the independent pricing services, corroboration of the pricing by comparing the prices among the independent pricing services and by reference to other available market data, and review of the pricing model and assumptions used by the independent pricing services by the Group‘s personnel who are familiar with market-related conditions. b) Derivative assets and liabilities: Quoted market prices are used for the Group‘s exchange-traded derivatives, such as certain interest rate futures and option contracts. All of the Group‘s derivatives are traded in OTC markets where quoted market prices are not readily available are valued using internal valuation techniques. Valuation techniques and inputs to internally developed models depend on the type of derivative and nature of the underlying rate, price or index upon which the derivative‘s value is based. If the model inputs for certain derivatives are not observable in a liquid market, significant judgments on the level of inputs used for valuation techniques are required. c) Valuation Adjustments: By using derivatives, the Group is exposed to credit risk if counterparties to the derivative contracts do not perform as expected. If counterparty fails to perform, counterparty credit risk is equal to the amount reported as a derivative asset in the consolidated statements of financial position. The amounts reported as a derivative asset are derivative contracts in a gain position. Few of the Group‘s derivatives are listed on an exchange. The majority of derivative positions are valued using internally developed models that use as their basis observable market inputs. Therefore, an adjustment is necessary to reflect the credit quality of each counterparty to arrive at fair value. Counterparty credit risk adjustments are applied to derivative assets, such as OTC derivative instruments, when the market inputs used in valuation models may not be indicative of the creditworthiness of the counterparty. Adjustments are also made when valuing financial liabilities to reflect the Group‘s own credit standing. - 17 - Woori Bank Annual Report 2015 120 F i n a n c i a l r e v i e w The adjustment is based on probability of default of a counterparty and loss given default. The adjustment also takes into account contractual factors designed to reduce the Group‘s credit exposure to each counterparty. To the extent derivative assets (liabilities) are subject to master netting arrangements, the exposure used to calculate the credit risk adjustment is net of derivatives in a loss (gain) position with the same counterparty and cash collateral received (paid). 6) Impairment of the financial assets The Group assesses at the end of each reporting date whether there is any objective evidence that a financial asset or group of financial assets classified as AFS, HTM or loans and receivables is impaired. A financial asset or portfolio of financial assets is impaired and an impairment loss incurred if there is objective evidence of impairment as result of one or more events that occurred after the initial recognition asset and that event (or events) has an impact on the estimated future cash flows of the financial asset. a) Financial assets carried at amortized cost: If there is objective evidence that an impairment loss on a financial asset or group of financial assets classified as HTM investments or as loans and receivables has been incurred, the Group measures the amount of the loss as the difference between the carrying amount of the asset or group of assets and the present value of estimated future cash flows from the asset or group of assets discounted at the effective interest rate of the instrument at initial recognition. For collateralized loans and receivables, estimated future cash flows include cash flows that may result from foreclosure less the costs of obtaining and selling the collateral. Impairment losses are assessed individually for financial assets that are individually significant and assessed either individually or collectively for assets that are not individually significant. In making collective assessment of impairment, financial assets are grouped into portfolios on the basis of similar risk characteristics. Future cash flows from these portfolios are estimated on the basis of the contractual cash flows and historical loss experience for assets with similar credit risk characteristics. Historical loss experience is adjusted, on the basis of observable data, to reflect current conditions not affecting the period of historical experience. Impairment losses are recognized in net income and the carrying amount of the financial asset or group of financial assets reduced by establishing a provision for impairment losses. If, in a subsequent period, the amount of the impairment loss reduces and the reduction can be ascribed to an event after the impairment was recognized, the previously recognized loss is reversed by adjusting the provision. Once an impairment loss has been recognized on a financial asset or group of financial assets, interest income is recognized on the carrying amount using the rate of interest at which estimated future cash flows were discounted in measuring impairment. It is not the Group‘s usual practice to write-off the asset at the time an impairment loss is recognized. Impaired loans and receivables are written off (i.e. the impairment provision is applied in writing down the loan's carrying value in full) when the Group concludes that there is no longer any realistic prospect of recovery of part or the entire loan. Amounts recovered after a loan has been written off are reflected to the provision for the period in which they are received. b) Financial assets carried at fair value: When a decline in the fair value of a financial asset classified as AFS has been recognized directly in other comprehensive income and there is objective evidence that the asset is impaired, the cumulative loss is removed from other comprehensive income and recognized in net income. The loss is measured as the difference between the amortized cost of the financial asset and its current fair value. Impairment losses on AFS equity instruments are not reversed through net income, but those on AFS debt instruments are reversed, if there is a decrease in the cumulative impairment loss that is objectively related to a subsequent event. - 18 - Woori Bank Annual Report 2015 121 F i n a n c i a l r e v i e w (10) Offsetting financial instruments Financial assets and liabilities are presented in net in the consolidated statements of financial position when the Group has an enforceable legal right to set off and an intention to settle on a net basis or to realize an asset and settle the liability simultaneously. (11) Investment properties The Group classifies a property held to earn rentals and/or for capital appreciation as an investment property. Investment properties are measured initially at cost, including transaction costs, less subsequent depreciation and impairment. Subsequent costs are included in the carrying amount of the asset or recognized as a separate asset if it is probable that future economic benefits associated with the assets will flow into the Group and the cost of an asset can be measured reliably. Routine maintenance and repairs are expensed as incurred. While land is not depreciated, all other investment properties are depreciated based on the respective assets‘ estimated useful lives using the straight-line method. The estimated useful lives, residual values and depreciation method are reviewed at the end of each reporting period, with the effect of any change in estimate accounted for on a prospective basis. An investment property is derecognized from the consolidated financial statements on disposal or when it is permanently withdrawn from use and no future economic benefits are expected even from its disposal. The gain or loss on derecognition of an investment property is calculated as the difference between the net disposal proceeds and the carrying amount of the property and is recognized in profit or loss in the period of the derecognition. (12) Premises and equipment Premises and equipment are stated at cost less subsequent accumulated depreciation and accumulated impairment losses. The cost of an item of premises and equipment is directly attributable to their purchase or construction, which includes any costs directly attributable to bringing the asset to the location and condition necessary for it to be capable of operating in the manner intended by management. It also includes the initial estimate of the costs of dismantling and removing the item and restoring the site on which it is located. Subsequent costs to replace part of the premises and equipment are recognized in carrying amount of an asset or as an asset if it is probable that the future economic benefits associated with the assets will flow into the Group and the cost of an asset can be measured reliably. Routine maintenance and repairs are expensed as incurred. While land is not depreciated, for all other premises and equipment, depreciation is charged to net income on a straight-line basis on the estimated economic useful lives as follows: Buildings used for business purpose Structures in leased office Properties for business purpose Leased assets Useful life 35 to 57 years 4 to 5 years 4 to 5 years Useful lives of the same kind or similar other premises and equipment The Group reassesses the depreciation method, the estimated useful lives and residual values of premises and equipment at the end of each reporting period. If expectations differ from previous estimates, the changes are accounted for as a change in an accounting estimate. When the carrying amount of a fixed asset exceeds the estimated recoverable amount, the carrying amount of such asset is reduced to the recoverable amount. - 19 - Woori Bank Annual Report 2015 122 F i n a n c i a l r e v i e w (13) Intangible assets and goodwill Intangible assets are stated at the manufacturing cost or acquisition cost plus additional incidental expenses less accumulated amortization and accumulated impairment losses. The Group‘s software and industrial property right (trademark) are amortized over five years using the straight-line method. The estimated useful life and amortization method are reviewed at the end of each reporting period. If expectations differ from previous estimates, the changes are accounted for as a change in an accounting estimate. Patents Development costs Software and others Useful life 10 years 5 years 4 to 5 years In addition, when an indicator that intangible assets are impaired is noted, and the carrying amount of the asset exceeds the estimated recoverable amount of the asset, the carrying amount of the asset is reduced to its recoverable amount immediately. Goodwill acquired in a business combination is included in intangible assets. Goodwill is not amortized but tested for impairment annually to the extent of reporting unit and when there is any indication of impairment. Goodwill acquired is allocated to each of the Group‘s cash-generating units (―CGU‖) expected to benefit from the synergies of the combination. A CGU to which goodwill has been allocated is tested for impairment annually, or more frequently when there is indication that the CGU may be impaired. If the recoverable amount of the CGU is less than its carrying amount, the impairment loss is allocated first to reduce the carrying amount of any goodwill allocated to the CGU and then to the other assets of the CGU on a pro-rata basis based on the carrying amount of each asset in the CGU. Any impairment loss for goodwill is recognized directly in net income in the consolidated statements of comprehensive income. An impairment loss recognized for goodwill is not reversed in subsequent periods. (14) Impairment of non-monetary assets Intangible assets with indefinite useful lives, such as goodwill and membership, or intangible assets that are not yet available for use are tested for impairment annually, regardless of whether or not there is any indication of impairment. All other assets are tested for impairment when there is an objective indication that the carrying amount may not be recoverable, and if the indication exists. The Group estimates the recoverable amount. Recoverable amount is the higher of value in use and net fair value less costs to sell. If the recoverable amount of an asset is estimated to be less than its carrying amount, the carrying amount of the asset is reduced to its recoverable amount and such impairment loss is recognized immediately in net income. - 20 - Woori Bank Annual Report 2015 123 F i n a n c i a l r e v i e w (15) Leases Leases are classified as finance leases whenever the terms of the lease transfer substantially all the risks and rewards of ownership to the lessee. All other leases are classified as operating leases. 1) As a lessor Amounts due from lessees under finance leases are recognized as receivables at the amount of the Group‘s net investment in the leases being the minimum lease payments and any unguaranteed residual value discount interest rate implicit in the lease. Finance lease income is allocated to accounting periods so as to reflect a constant periodic rate of return on the Group‘s net investment outstanding in respect of the leases. Rental income from operating leases is recognized on a straight-line basis over the term of the relevant lease. Initial direct costs incurred in negotiating and arranging an operating lease are added to the carrying amount of the leased asset and recognized on a straight-line basis over the lease term. Operating lease assets are included within others in other assets and depreciated over their useful lives. 2) As a lessee Assets held under finance leases are initially recognized as assets of the Group at their fair value at the inception of the lease or, if lower, at the present value of the minimum lease payments. The corresponding liability to the lessor is included in the consolidated statements of financial position as a finance lease obligation. Lease payments are apportioned between finance expenses and reduction of the lease obligation so as to achieve a constant rate of interest on the remaining balance of the liability. Contingent rentals arising under finance leases are recognized as expenses in the periods in which they are incurred. Operating lease payments are recognized as an expense on a straight-line basis over the lease term, except where another systematic basis is more representative of the time pattern in which economic benefits from the leased asset are consumed. Contingent rentals arising under operating leases are recognized as expenses in the period in which they are incurred. (16) Derivative instruments Derivative instruments are classified as forward, futures, option, and swap, depending on the types of transactions and are classified as either trading or hedging depending on the purpose. Derivatives are initially recognized at fair value at the date the derivative contract is entered into and are subsequently measured to their fair value at the end of each reporting period. The resulting gain or loss is recognized in net income immediately unless the derivative is designated and effective as a hedging instrument. A derivative embedded in a contract is accounted for as a stand-alone derivative if its economic characteristics are not closely related to the economic characteristics of the host contract; unless the entire contract is measured at fair value with changes in fair value recognized in net income. The Group designates certain hedging instruments to (a) hedge of the exposure to changes in fair value of a recognized asset or liability or an unrecognized firm commitment (fair value hedge); (b) hedge of the exposure to variability in cash flows that is attributable to a particular risk associated with a recognized asset or liability or a highly probable forecasted transaction (cash flow hedge); and (c) hedge of a net investment in a foreign operation. At the inception of the hedge relationship, the Group documents the relationship between the hedging instrument and the hedged item, along with its risk management objectives and its strategy for undertaking various hedge transactions. Furthermore, at the inception of the hedge and on an ongoing basis, the Group documents whether the hedging instrument is highly effective in offsetting changes in fair values or cash flows of the hedged item. - 21 - Woori Bank Annual Report 2015 124 F i n a n c i a l r e v i e w 1) Fair value hedge Changes in the fair value of derivatives that are designated and qualified as fair value hedges are recognized in net income immediately, together with any changes in the fair value of the hedged asset or liability that are attributable to the hedged risk. Hedge accounting is discontinued when the Group revokes the hedging relationship or when the hedging instrument is no longer qualified for hedge accounting. The fair value adjustment to the carrying amount of the hedged item is amortized to net income from that date to maturity using the effective interest method. 2) Cash flow hedge The effective portion of changes in the fair value of derivatives that are designated and qualified as cash flow hedges is recognized in other comprehensive income. The gain or loss relating to the ineffective portion is recognized immediately in net income. Amounts previously recognized in other comprehensive income and accumulated in equity are reclassified to net income when the hedged item is recognized in net income. Hedge accounting is discontinued when the hedging instrument is expired or sold, or it is no longer qualified for hedge accounting, and any cumulative gain or loss in other comprehensive income remains in equity until the forecast transaction is ultimately recognized in net income. When a forecasted transaction is no longer expected to occur, the gain or loss accumulated in equity is recognized immediately in net income. 3) Net investment hedge Hedges of net investments in foreign operations are accounted for similarly to cash flow hedges. The effective portion of changes in the fair value of the hedging instrument is recognized in equity while the ineffective portion is recognized immediately in net income. The cumulated gain and loss in other comprehensive income is reclassified from equity to profit or loss on the disposal or partial disposal of the foreign operations. (17) Provisions The Group recognizes provision if it has a present or contractual obligations as a result of the past event, it is probable that an outflow of resources will be required to settle the obligation, and the amount of the obligation is reliably estimated. Provision is not recognized for the future operating losses. The Group recognizes provision related to the unused portion of point rewards earned by credit card customers, payment guarantees, loan commitment and litigations. Where the Group is required to restore a leased property that is used as a branch, to an agreed condition after the contractual term expires, the present value of expected amounts to be used to dispose, decommission or repair the facilities is recognized as an asset retirement obligation. Where there are a number of similar obligations, the probability that an outflow will be required in settlement is determined by considering the obligations as a whole. Although the likelihood of outflow for any one item may be small, if it is probable that some outflow of resources will be needed to settle the obligations as a whole, a provision is recognized. (18) Capital and compound financial instruments The Group classifies a financial instrument that it issues as a financial liability or an equity instrument in accordance with the substance of the contractual arrangement. An instrument is classified as a liability if it is a contractual obligation to deliver cash or another financial asset, or to exchange financial assets or financial liabilities on potentially unfavorable terms. An instrument is classified as equity if it evidences a residual interest in the assets of the Group after the deduction of liabilities. The components of a compound financial instrument issued by the Group are classified and accounted for separately as financial liabilities or equity as appropriate. The Group recognizes common stock as equity and redeemable preferred stocks as a liability. Direct expenses related to the issuance of new shares or options are recognized as a deduction from equity, net of any tax effects. - 22 - Woori Bank Annual Report 2015 125 F i n a n c i a l r e v i e w If the Group reacquires its own equity instruments, those instruments (―treasury shares‖) are presented as a deduction from total equity. The gain or loss on the purchase, sale, issue, or cancellation of treasury shares is not recognized in net income but recognized directly in equity. (19) Financial guarantee contracts Under a financial guarantee contract, the Group, in return for a fee, undertakes to meet a customer‘s obligations under the terms of a debt instrument if the customer fails to do so. A financial guarantee is recognized as a liability; initially at fair value and will be amortized, if not designated as at FVTPL, subsequently at the higher of its initial value less cumulative amortization and any provision under the contract measured in accordance with provision policy. Amortization is calculated so as to recognize fees in net income over the period of the guarantee. (20) Employee benefits and pensions The Group recognizes the undiscounted amount of short-term employee benefits expecting payment in exchange for the services, when employee renders services. Also, the Group recognizes expenses and liabilities in the case of accumulating compensated absences, when the employees render service that increases their entitlement to future compensated absences. Though the Group may have no legal obligation to pay a bonus, considering some cases, the Group has a practice of paying bonuses. In such cases, the Group has a constructive obligation, and thus recognizes expenses and liabilities when the employees render service. The Group is operating defined contribution retirement pension plans and defined benefit retirement pension plans. Contributions to defined contribution retirement pension plans are recognized as an expense when employees have rendered service entitling them to the contributions. For defined benefit retirement pension plans, the cost of providing benefits is determined using the Projected Unit Credit Method, with actuarial valuations being carried out at the end of each reporting period. Remeasurement, comprising actuarial gains and losses, the effect of the changes to the asset ceiling (if applicable) and the return on plan assets (excluding interest), is reflected immediately in the statement of financial position with a charge or credit recognized in other comprehensive income in the period in which they occur. Remeasurement recognized in other comprehensive income is reflected immediately in retained earnings and will not be reclassified to profit or loss. Past service cost is recognized in profit or loss in the period of a plan amendment. Net interest is calculated by applying the discount rate at the beginning of the period to the net defined benefit liability or asset. Defined benefit costs are composed of service cost (including current service cost, past service cost, as well as gains and losses on curtailments and settlements), net interest expense (income), and remeasurement. The Group presents the service cost and net interest expense (income) components in profit or loss, and the remeasurement component in other comprehensive income. Curtailment gains and losses are accounted for as past service costs. The retirement benefit obligation recognized in the consolidated statement of financial position represents the actual deficit or surplus in the Group‘s defined benefit plans. Any surplus resulting from this calculation is limited to the present value of any economic benefits available in the form of refunds from the plans or reductions in future contributions to the plans. Liabilities for termination benefits are recognized at the earlier of either 1) when the Group has become not able to cancel its proposal for termination benefits, or 2) when the Group has recognized the cost of restructuring that accompanies the payment of termination benefits. - 23 - Woori Bank Annual Report 2015 126 F i n a n c i a l r e v i e w (21) Income taxes Income tax expense represents the sum of the tax currently payable and deferred tax. Current income tax expense approximates taxes to be paid or refunded for the current period and deferred income tax expense is provided on an asset and liability method whereby deferred tax assets are recognized for deductible temporary differences, including operating losses and tax credit carryforwards, and deferred tax liabilities are recognized for taxable temporary differences. Temporary differences are the differences between the carrying values of assets and liabilities for financial reporting purposes and their tax bases. Deferred income tax benefit or expense is then recognized for the change in deferred tax assets or liabilities between periods. Deferred tax assets and liabilities are measured at the tax rates on the date of enactment or substantive enactment that are expected to apply in the period in which the liability is settled or the asset realized. Deferred tax assets, including the carry forwards of unused tax losses, are recognized to the extent it is probable that the deferred tax assets will be realized. Deferred income tax assets and liabilities are offset if, and only if the Group has a legally enforceable right to offset current tax assets against current tax liabilities, and the deferred tax assets and liabilities relate to income taxes levied by the same taxation authority on either the taxable entity or different taxable entities which intend either to settle current tax liabilities and assets on a net basis. The carrying amount of deferred tax assets is reviewed at the end of each reporting period and reduced to the extent that it is no longer probable that sufficient taxable profits will be available to allow all or part of the asset to be recovered. Deferred liabilities are not recognized if the temporary difference arises from goodwill. Deferred tax assets or liabilities are not recognized if they arise from the initial recognition (other than in a business combination) of other assets and liabilities in a transaction that affects neither the taxable profit nor the accounting profit. Current and deferred tax are recognized in profit or loss, except when they relate to items that are recognized in other comprehensive income or directly in equity, in which case, the current and deferred tax are also recognized in other comprehensive income or directly in equity respectively. (22) Earnings per share (―EPS‖) Basic EPS is calculated by earnings subtracting the dividends paid to holders of preferred stock and hybrid securities from the net income attributable to ordinary shareholders from the statements of comprehensive income and dividing by the weighted average number of common shares outstanding. Diluted EPS is calculated by adjusting the earnings and number of shares for the effects of all dilutive potential common shares. - 24 - Woori Bank Annual Report 2015 127 F i n a n c i a l r e v i e w 3. SIGNIFICANT ACCOUNTING ESTIMATES AND ASSUMPTIONS - PLEASE REFER TO THE FULL VERSION OF INDEPENDENT AUDITORS’ REPORT 4. RISK MANAGEMENT - PLEASE REFER TO THE FULL VERSION OF INDEPENDENT AUDITORS’ REPORT 5. OPERATING SEGMENTS In evaluating the results of the Group and allocating resources, the Group‘s Chief Operation Decision Maker (the ―CODM‖) utilizes the information per types of customers. This financial information of the segments is regularly reviewed by the CODM to make decisions about resources to be allocated to each segment and evaluate its performance. (1) Segment by types of customers The Group‘s reporting segments comprise the following customers: consumer banking, corporate banking, investment banking, capital market, credit card and headquarters and others. The reportable segments are classified based on the target customers for whom the service is being provided. Meanwhile, the Group recognized its credit card operation as a separate operating segment during the year ended December 31, 2015. Therefore, the corresponding information for the year ended December 2014 was restated accordingly. • Consumer banking: Loans/deposits and financial services for consumer, etc. • Corporate banking: Loans/deposits and export/import, financial services for corporations, etc. • Investment banking: Domestic/foreign investment, structured finance, M&A, Equity & fund investment related business, venture advisory related tasks, real estate SOC development practices etc. • Capital market: Fund management, investment securities and derivatives business, etc. • Credit Card: Credit card, cash service and card loan, etc. ; and • Headquarter and others: Segments that are not belong to above operating segments 1) The details of assets and liabilities by each segment are as follows (Unit: Korean Won in millions): Consumer banking 95,612,964 Assets Liabilities 46,049,309 Corporate banking Investment banking 107,313,193 6,646,754 7,903,460 41,772 6,410,552 170,127,944 Capital market December 31, 2015 Headquarter Credit Card Sub-total and Others 6,604,059 73,713,629 297,794,059 5,295,225 42,578,200 270,503,002 Inter-segment transaction Total (5,934,987) 291,859,072 2,046,155 272,549,157 December 31, 2014 Consumer banking Capital Sub-total market 83,582,893 96,644,808 6,411,016 6,076,739 5,732,039 76,683,360 275,130,855 136,603 4,957,708 4,542,735 46,740,752 250,002,614 Assets Liabilities 47,625,472 145,999,344 Headquarter and Others Investment banking Corporate banking Credit Card Inter-segment transaction Total (4,973,636) 270,157,219 2,061,180 252,063,794 2) The details of operating income by each segment are as follows (Unit: Korean Won in millions): For the year ended December 31, 2015 Net Interest income Interest income Interest expense Inter-segment Net non-interest income Non-interest income Non-interest expense Inter-segment Other expense Administrative expense Impairment losses on credit loss and others Operating income Non-operating income Net income before income tax expense Income tax expense Net income from continuing operations Corporate banking 1,699,913 3,255,796 Consumer banking 1,289,088 2,850,985 (1,227,921) (1,880,195) (333,976) 554,957 886,057 (353,032) 21,932 (1,790,292) (1,795,561) (925,566) (1,782,234) Investment banking 5,601 154,460 (18) (148,841) 115,111 489,659 Capital market 40,913 19,394 (81) 21,600 18,015 5,760,567 Credit Card 378,019 500,449 (122,430) 324,312 513,686 503,321 (25,993) (374,548) (5,742,552) (773,452) (2,907,816) (58,290) 36,358 (470,592) (553,539) - 98,034 871,486 - 53,089 (14,933) - (44,187) (16,945) (321,265) (124,362) - Headquarte r and Others Sub-total 743,092 4,156,626 1,585,636 8,366,720 (4,210,094) (979,449) 136,905 279,437 1,579,240 3,245,543 11,756,633 (10,177,393) - - (4,368,808) (3,417,579) Inter- segment Total transaction 4,761,900 605,274 8,698,235 331,515 (3,936,335) 273,759 - - (947,937) 631,303 (366,953) 11,389,680 (580,984) (10,758,377) - (4,041,617) (3,150,389) 327,191 267,190 - (8,058) 53,753 (19,113) 34,640 (8,383) (869,995) 418,038 (2,189) 68,022 173,801 43,728 415,849 (98,886) 217,529 (52,642) (27,242) 14,741 197 (196,903) 154,788 (5,150) 82,947 (951,229) 551,937 1,367,058 154,427 136,954 60,001 (15,472) (54,067) (891,228) 1,351,586 100,360 14,938 (3,615) 149,638 (32,780) 688,891 1,521,485 (333,197) (136,891) (69,539) (43,357) 1,451,946 (376,554) 26,257 316,963 164,887 11,323 116,858 552,000 1,188,288 (112,896) 1,075,392 Woori Bank Annual Report 2015 128 - 40 - F i n a n c i a l r e v i e w For the year ended December 31, 2014 Net Interest income Interest income Interest expense Inter-segment Net non-interest income Non-interest income Non-interest expense Inter-segment Other expense Administrative expense Impairment losses on credit loss and others Operating income Non-operating income Net income before income tax expense Income tax expense Net income from continuing operations Consumer banking Corporate banking Investment banking Capital market 28,884 1,392,354 1,741,700 1,178 26,076 3,032,488 3,636,838 199,629 (100) (23) (1,591,087) (2,191,770) 2,908 296,632 (198,428) 453,799 (8,059) 65,919 438,879 348,363 3,969,660 (14,483) (282,444) (3,977,719) 29,403 (49,047) 493,762 724,288 (250,450) 19,924 - - (1,759,431) (1,522,783) (175,002) (14,385) (1,700,025) (835,051) (10,273) (16,437) Headquarte r and Others Sub-total Credit Card 287,350 548,238 3,999,704 400,569 1,587,332 8,882,932 (987,029) (4,883,228) (113,219) (52,065) - 93,042 255,453 1,353,916 769,235 2,182,334 8,432,759 (676,193) (1,877,554) (7,078,843) (49,327) (553,185) (4,267,617) (518,258) (3,192,772) - (246,943) (108,616) - - Inter- segment transaction Total - 493,314 4,493,018 328,308 9,211,240 165,006 (4,718,222) - (941,404) 412,512 (284,209) 8,148,550 (657,195) (7,736,038) - 259,795 (4,007,822) 233,853 (2,958,919) - (59,406) 126,685 (15,444) (687,732) (160,617) 672,716 (107,905) 39,967 (3,309) 6,164 10,552 (20,562) 111,241 (26,920) 669,407 (153,867) (67,938) 16,441 (10,010) 2,422 (138,327) 133,449 (34,927) (1,074,845) (188,295) 250,506 1,086,003 (2,443) 1,588,360 1,586,569 (1,649,882) 25,942 (1,048,903) 897,708 (63,313) 131,006 1,838,866 2,672,572 (1,838,177) (28,135) (288,195) (98,136) - 834,395 (288,195) 84,321 515,540 (51,497) (7,588) 102,871 1,740,730 2,384,377 (1,838,177) 546,200 (2) Information on products and services The products of the Group are classified as interest-bearing products such as loans, deposits and debt securities and non-interest bearing products such as loan commitment, credit commitment, equity securities, and credit card service. This classification of products has been reflected in the segment information presenting interest income and non-interest income. (3) Information on geographical areas Among the Group‘s revenue (interest income and non-interest income) from services, revenue from the domestic customers for the years ended December 31, 2015 and 2014 amounted to 18,974,359 million Won and 16,800,282 million Won, respectively, and revenue from the foreign customers amounted to 1,113,556 million Won and 559,508 million Won, respectively. Among the Group‘s non-current assets (investments in joint ventures and associates, investment properties, premises and equipment and intangible assets), non-current assets attributed to domestic subsidiaries as of December 31, 2015 and 2014 are 3,666,276 million Won and 3,591,351 million Won, respectively, and foreign subsidiaries are 220,093 million Won and 211,465 million Won, respectively. - 41 - Woori Bank Annual Report 2015 129 F i n a n c i a l r e v i e w 6. CASH AND CASH EQUIVALENTS (1) Details of cash and cash equivalents are as follows (Unit: Korean Won in millions): Cash and checks Foreign currencies Demand deposits Fixed deposits Total December 31, 2015 2,091,064 656,183 3,286,747 610,061 6,644,055 December 31, 2014 2,597,984 585,728 2,017,798 761,351 5,962,861 (2) Material transactions not involving cash inflows and outflows are as follows (Unit: Korean Won in millions): Changes in other comprehensive income due to valuation of AFS financial assets Changes in other comprehensive income (loss) of investment in associates Changes in other comprehensive income of foreign operations translation Changes in other comprehensive loss due to remeasurement of the net defined benefit liability Changes in investments in associates due to equity swap and others Changes in unpaid dividends of hybrid equity securities Changes in payables due to intangible assets 2015 2014 72,297 86,537 3,295 (2,974) 33,837 28,856 (78,267) (63,426) 83,002 3,562 125,446 176,661 7,547 - - 42 - Woori Bank Annual Report 2015 130 F i n a n c i a l r e v i e w 7. FINANCIAL ASSETS AT FVTPL . (1) Financial assets at FVTPL consist of as follows (Unit: Korean Won in millions): Financial assets held for trading Financial assets designated at FVTPL Total December 31, 2015 December 31, 2014 5,120,062 12,595 5,132,657 4,536,918 17,262 4,554,180 (2) Financial assets held for trading are as follows (Unit: Korean Won in millions): Deposits: Gold banking assets Securities: Debt securities December 31, 2015 December 31, 2014 24,884 13,816 Korean treasury and government agencies Financial institutions Corporates Equity securities Beneficiary certificates CMA securities Others Derivatives assets Sub-total Total 798,397 1,175,303 643,706 62,945 14,017 - 10,313 2,704,681 2,390,497 5,120,062 668,886 927,121 620,312 99,988 48,291 32,300 14,737 2,411,635 2,111,467 4,536,918 (3) Financial assets designated at FVTPL as follows (Unit: Korean Won in millions): Equity-linked securities Debt securities Equity securities Total December 31, 2015 December 31, 2014 - 986 11,609 12,595 6,066 - 11,196 17,262 - 43 - Woori Bank Annual Report 2015 131 F i n a n c i a l r e v i e w 8. AVAILABLE FOR SALE FINANCIAL ASSETS AFS financial assets are as follows (Unit: Korean Won in millions): Debt securities: December 31, 2015 Unrealized gains Unrealized losses Fair value Book value Korean treasury and government agencies Financial institutions Corporates Asset-backed securities Bond denominated in foreign currencies Sub-total Equity securities Beneficiary certificates Securities loaned Others Total Debt securities: Korean treasury and government agencies Financial institutions Corporates Asset-backed securities Bond denominated in foreign currencies Sub-total Equity securities Beneficiary certificates Securities loaned Others Total 3,529,997 5,598,416 3,809,370 260,198 649,983 13,847,964 967,911 1,119,497 717,525 16,988 16,669,885 28,880 27,473 79,303 - 790 136,446 376,079 23,148 2,488 8,687 546,848 3,558,789 (88) 5,625,825 (64) 3,887,981 (692) 258,657 (1,541) (12,853) 637,920 (15,238) 13,969,172 1,337,707 1,118,028 720,010 25,675 (46,141) 17,170,592 (6,283) (24,617) (3) - December 31, 2014 Unrealized gains Unrealized losses Fair value Book value 3,138,741 6,697,347 2,762,728 171,313 365,661 13,135,790 1,115,728 3,431,922 684,126 46,524 18,414,090 32,963 34,471 64,522 - - 131,956 432,068 20,689 1,982 17,308 604,003 (124) (357) - 3,171,580 6,731,461 2,827,250 157,741 (13,572) 298,900 (66,761) (80,814) 13,186,932 1,421,374 (126,422) 3,452,611 686,096 63,832 (207,248) 18,810,845 - (12) - - 44 - Woori Bank Annual Report 2015 132 F i n a n c i a l r e v i e w 9. HELD TO MATURITY FINANCIAL ASSETS HTM financial assets are as follows (Unit: Korean Won in millions): Korean treasury and government agencies Financial institutions Corporates Bond denominated in foreign currencies Total Korean treasury and government agencies Financial institutions Corporates Bond denominated in foreign currencies Total Book value 3,366,942 4,138,250 6,020,607 95,841 13,621,640 Book value 4,128,344 4,389,592 4,470,297 56,215 13,044,448 December 31, 2015 Unrealized gains Unrealized losses Fair value 63,895 26,417 106,541 - 196,853 (131) (153) (4,460) 3,430,706 4,164,514 6,122,688 95,841 (4,744) 13,813,749 - December 31, 2014 Unrealized gains Unrealized losses Fair value 82,979 37,400 106,092 - 226,471 (37) (175) (2,946) 4,211,286 4,426,817 4,573,443 56,215 (3,158) 13,267,761 - 10. LOANS AND RECEIVABLES (1) Loans and receivables are as follows (Unit: Korean Won in millions): Due from banks Loans Other loan and receivables Total December 31, 2015 December 31, 2014 11,174,806 225,547,768 8,119,488 244,842,062 11,100,572 204,818,820 7,450,743 223,370,135 (2) Due from banks are as follows (Unit: Korean Won in millions): December 31, 2015 December 31, 2014 Due from banks in local currency: Due from the Bank of Korea (―BOK‖) Due from depository banks Due from non-depository Due from the Korea Exchange Others Allowance for credit losses Sub-total Due from banks in foreign currencies: Due from banks on demand Time deposits Others Allowance for credit losses Sub-total Total 6,885,516 300,500 12,197 1,868 34,525 (2,063) 7,232,543 1,945,918 1,178,081 822,888 (4,624) 3,942,263 11,174,806 9,120,180 1,000 277,337 1,580 182,750 (2,305) 9,580,542 312,022 712,972 497,454 (2,418) 1,520,030 11,100,572 - 45 - Woori Bank Annual Report 2015 133 F i n a n c i a l r e v i e w (3) Details of restricted due from banks are as follows (Unit: Korean Won in millions): Financial institution Counterparty Due from banks in local currency: Due from The Bank of Korea The Bank of Korea Others Samsung Securities Co., Ltd. and others Due from banks in foreign currencies: Due from banks on demand Others The Bank of Korea and others The Central Bank of China and others December 31, 2015 Reason of restriction 6,885,516 Reserve deposits under The BOK Act Reserve deposits of the futures and options and others 34,525 6,920,041 1,944,976 Reserve deposits under The BOK Act and others Reserve deposits and others 811,168 2,756,144 9,676,185 Financial institution Counterparty December 31, 2014 Reason of restriction The Bank of Korea 9,120,180 Reverse deposits on The BOK Due from banks in local currency: Due from The Bank of Korea Others NH Investment & Securities Co., Ltd. and others Due from banks in foreign currencies: Due from banks on demand The Bank of Korea and others Others The Central Bank of China and others Act Treasury stock trust contracts 182,750 9,302,930 and others 296,447 Reserve deposits on The BOK Act and others Reserve deposits and others 469,974 766,421 10,069,351 (4) Loans are as follows (Unit: Korean Won in millions): Loans in local currency Loans in foreign currencies Domestic banker‘s letter of credit Credit card accounts Bills bought in foreign currencies Bills bought in local currency Factoring receivables Advances for customers on guarantees Privately placed bonds Loans to be converted to equity securities Securitized loans Call loans Bonds purchased under resale agreements Loan origination costs and fees Others Present value discount Allowance for credit losses Total December 31, 2015 December 31, 2014 185,154,851 13,104,820 4,805,433 6,099,219 6,647,918 134,645 149,688 44,242 330,889 - 309,990 2,758,156 7,583,743 435,005 45,622 (4,985) (2,051,468) 225,547,768 167,261,592 11,281,016 5,712,049 5,113,684 5,552,421 258,707 92,205 52,619 346,284 498 295,506 4,174,735 6,891,629 367,898 44,378 (16,913) (2,609,488) 204,818,820 - 46 - Woori Bank Annual Report 2015 134 F i n a n c i a l r e v i e w (5) Other loan and receivables are as follows (Unit: Korean Won in millions): CMA accounts Receivables Accrued income Telex and telephone subscription rights and refundable deposits Other receivables Allowance for credit losses Total December 31, 2015 December 31, 2014 186,000 4,662,557 885,141 213,000 5,648,159 971,179 1,056,309 650,743 (419,902) 8,119,488 1,075,068 981,672 (339,695) 7,450,743 (6) Changes in allowance for credit losses on loans and receivables are as follows (Unit: Korean Won in millions): Beginning balance Net provision Recoveries of loans previously charged off Charge-off Sales of loans and receivables Unwinding effect Others Ending balance Beginning balance Net provision Recoveries of loans previously charged off Charge-off Sales of loans and receivables Unwinding effect Others Ending balance Consumers (326,435) (103,166) (29,219) 240,541 2,518 12,514 (186) (203,433) Consumers (295,904) (150,292) (7,976) 115,339 5,833 16,666 (10,101) (326,435) Corporates For the year ended December 31, 2015 Others Credit card (370,264) (129,117) (83,994) (180,563) (2,128,090) (744,416) Total (2,953,906) (1,112,139) (198,089) 1,139,102 138,055 99,854 7,390 (1,686,194) (34,207) 198,077 - - - (145,810) - 592 866 - 10,180 (442,620) (261,515) 1,578,312 141,439 112,368 17,384 (2,478,057) Corporates For the year ended December 31, 2014 Others Credit card (453,557) (105,613) (15,937) (158,603) (2,792,558) (791,339) Total (3,647,632) (1,116,171) (66,627) 1,173,434 140,174 137,951 70,875 (2,128,090) (27,920) 162,691 - 336 (8) (129,117) - 627 5,676 223 92,704 (370,264) (102,523) 1,452,091 151,683 155,176 153,470 (2,953,906) - 47 - Woori Bank Annual Report 2015 135 F i n a n c i a l r e v i e w 11. THE FAIR VALUE OF FINANCIAL ASSETS AND LIABILITIES (1) The fair value hierarchy The fair value hierarchy is determined by the levels of judgment involved in estimating fair values of financial assets and liabilities. The specific financial instruments characteristics and market condition such as volume of transactions and transparency are reflected to the market observable inputs. The fair value hierarchy gives the highest priority to quoted prices (unadjusted) in active markets for identical assets or liabilities. The Group maximizes the use of observable inputs and minimizes the use of unobservable inputs when measuring fair value of its financial assets and financial liabilities. Fair value is measured based on the perspective of a market participant. As such, even when market assumptions are not readily available, the Group‘s own assumptions reflect those that market participants would use for measuring the assets or liabilities at the measurement date. The fair value measurement is described in the one of the following three levels used to classify fair value measurements: • • • Level 1—fair value measurements are those derived from quoted prices (unadjusted) in active markets for identical assets or liabilities. The types of financial assets or liabilities generally included in Level 1 are publicly traded equity securities and derivatives, and debt securities issued by governmental bodies. . Level 2— fair value measurements are those derived from inputs other than quoted prices included within Level 1 that are observable for the asset or liability, either directly (i.e. prices) or indirectly (i.e. derived from prices). The types of financial assets or liabilities generally included in Level 2 are debt securities not traded in active markets and derivatives traded in over-the-count (―OTC‖) but not required significant judgment. Level 3— fair value measurements are those derived from valuation technique that include inputs for the asset or liability that are not based on observable market data (unobservable inputs). The types of financial assets or liabilities generally included in Level 3 are non-public securities and derivatives and debt securities of which valuation techniques require significant judgments and subjectivity. The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, the level within the fair value hierarchy is based on the lowest level of input that is significant to the fair value measurement. The Group‘s assessment of the significance of a particular input to a fair value measurement in its entirety requires judgment and consideration of factors specific to the asset or liability. - 48 - Woori Bank Annual Report 2015 136 F i n a n c i a l r e v i e w (2) Fair value hierarchy of financial assets and liabilities measured at fair value are as follows (Unit: Korean Won in millions): Level 1 (*1) Level 2 (*1) Level 3 (*2) Total December 31, 2015 Financial assets: Financial assets held for trading Deposits Debt securities Equity securities Beneficiary certificates Securities loaned Derivative assets Sub-total Financial assets designed at FVTPL Debt securities Equity securities Sub-total AFS financial assets Debt securities Equity securities Beneficiary certificates Securities loaned Others Derivative assets Sub-total Total Financial liabilities: Financial liabilities held for trading Deposits Derivative liabilities Sub-total Financial liabilities designated at FVTPL Equity-linked securities Debentures Sub-total Total 24,884 689,600 62,945 - 10,313 419 788,161 - - - - 1,927,806 - 14,017 - 2,311,402 4,253,225 - - - 2,235,229 344,339 - 615,570 - 3,195,138 11,733,943 - 740,958 104,440 20,367 12,599,708 - 3,983,299 177,155 17,030,088 24,872 136,845 161,717 - - - 161,717 - 2,365,375 2,365,375 10,660 96,851 107,511 2,472,886 - - - - - 78,676 78,676 986 11,609 12,595 - 993,368 377,070 - 5,308 1,375,746 5,973 1,472,990 - 78,607 78,607 747,351 - 747,351 825,958 24,884 2,617,406 62,945 14,017 10,313 2,390,497 5,120,062 986 11,609 12,595 13,969,172 1,337,707 1,118,028 720,010 25,675 17,170,592 183,128 22,486,377 24,872 2,580,827 2,605,699 758,011 96,851 854,862 3,460,561 - 49 - Woori Bank Annual Report 2015 137 F i n a n c i a l r e v i e w Financial assets: Financial assets held for trading Deposits Debt securities Equity securities Beneficiary certificates CMA securities Securities loaned Derivative assets Sub-total Financial assets designed at FVTPL Equity-linked securities Equity securities Sub-total AFS financial assets Debt securities Equity securities Beneficiary certificates Securities loaned Others Derivative assets Sub-total Total Financial liabilities: Financial liabilities held for trading Deposits Derivative liabilities Sub-total Financial liabilities designated at FVTPL Equity-linked securities Debentures Sub-total Total Level 1 (*1) Level 2 (*1) Level 3 (*2) Total December 31, 2014 13,816 587,593 99,988 - - 14,737 56 716,190 - 629 629 - 1,628,726 - 48,291 32,300 - 2,062,137 3,771,454 - - - 2,731,782 389,456 - 475,748 - 3,596,986 10,455,150 - 3,096,917 210,348 49,591 13,812,006 - 4,313,805 184,115 17,767,575 13,927 5,819 19,746 - - - 19,746 - 2,092,325 2,092,325 315 159,264 159,579 2,251,904 - - - - - - 49,274 49,274 6,066 10,567 16,633 - 1,031,918 355,694 - 14,241 1,401,853 11,946 1,479,706 - 41,711 41,711 361,993 - 361,993 403,704 13,816 2,216,319 99,988 48,291 32,300 14,737 2,111,467 4,536,918 6,066 11,196 17,262 13,186,932 1,421,374 3,452,611 686,096 63,832 18,810,845 196,061 23,561,086 13,927 2,139,855 2,153,782 362,308 159,264 521,572 2,675,354 (*1) There was no transferred between level 1 and level 2 of financial assets and liabilities measured at fair value. The Group recognizes transfers between the levels at the end of reporting period within which events or conditions change. (*2) Certain AFS unquoted equity securities were measured at cost as of December 31, 2015 and 2014, that are amounting to 42,451 million Won and 41,002 million Won, respectively. These unquoted equity instruments mostly represent minority investments in special purpose entity vehicles such as asset securitization structures. They are measured at cost because (a) observable inputs of financial information to measure fair value was not available to obtain, or (b) there is a significant variance in likely estimated cash flows or (c) the probabilities for the various estimated cash flows could not be measured reliably. In addition, there were no indicators of impairments in these investments and the Group has no intention to dispose these investments in the foreseeable future. Certain financial assets are carried at cost, even though under K-IFRS it is required to be remeasured at their fair value, since they do not have quoted market prices in an active market and cannot be measured reliably at fair value. Carrying amount and gain from the disposal of the financial assets which have been carried at cost amounts to 414 million Won and 146 million Won, respectively. - 50 - Woori Bank Annual Report 2015 138 F i n a n c i a l r e v i e w Financial instruments are measured at fair value using a quoted market price in active markets. If there is no active market for a financial instrument, the Group determines the fair value using alternative assumptions and developing fair value measurement methods. Alternative assumptions and fair value measurement methods for each type of financial instruments are as follows: Debt securities The fair value is measured by discounting the projected cash Risk-free market rate, credit spread Fair value measurement methods Alternative assumptions Equity securities flows of debt securities by applying the market discount rate that has been applied to a proxy company that has similar credit rating to the issuers of the securities Among DCF (Discounted Cash Flow) Model, FCFE (Free Cash Flow to Equity) Model, Comparable Company Analysis, Dividend Discount Model, Risk-adjusted Rate of Return Method, and Net Asset Value Method, more than one method is used given the characteristic of the subject of fair value measurement. Derivatives The in-house developed model which is based on the models that are used by market participants in the valuation of general OTC derivative products, such as options, interest rate swaps, and currency swap that are based on inputs observable in the market. However, for some complicated financial instruments of which valuation should be based on some assumptions since some significant or all inputs to be used in the model are not observable in the market, the in-house derived model which is developed from the general valuation models, such as Finite Difference Method (―FDM‖) or Monte Carlo Simulation. The fair value of security linked to stock prices or derivatives is measured by the models such as DCF model, FDM, or Monte Carlo Simulation given the natures of the securities or underlying assets. Financial Instruments linked to stock prices or derivatives Debenture The fair value is measured by discounting the projected cash flows of a debenture by applying the market discount rate that is reflecting credit rating of the Group. Risk-free market rate, market risk premium, beta Risk-free market rate, forward rate, volatility, foreign exchange rate, stock prices, etc. Values of underlying assets, risk- free market rate, market rate, dividend and convenience yield, correlation, volatility, credit spread, and foreign exchange rate Risk-free market rate, forward rate Valuation methods of financial assets and liabilities measured at fair value and classified into Level 3 and significant but unobservable inputs are as follows: Fair value measurement technique Input variable Range Impact of changes in significant unobservable inputs on fair value measurement Volatility of fair value increases as correlation Derivative assets Option valuation Correlation model and others 0.315~0.938 increases Historical variability Credit risk 19.10%~45.96% variability increase Volatility of fair value increases as historical Fair value decreases as credit risk adjustment adjustment ratio 99.23% ratio increases Derivative liabilities Option valuation Correlation model and others Equity-linked securities Monte Carlo Simulation and others Historical variability Correlation Historical variability Volatility of fair value increases as correlation 0.315~0.938 increase 19.10%~45.96% historical variability increase Volatility of fair value increase due to Compound financial instrument‘s fair value 0.036~0.739 13.70%~51.01% increases as both of historical variability and correlation increase when correlation decreases, however, despite of increase of historical variability, the fair value of compound financial instrument may decrease Equity securities External appraisal value and others Expected growth rate Fair value increases as expected growth rate 0%~1% increases Fair value of financial assets and liabilities classified into level 3 is measured by the Group using its own valuation techniques or using external specialists. Unobservable inputs used in the fair value measurements are - 51 - Woori Bank Annual Report 2015 139 F i n a n c i a l r e v i e w produced by the internal system of the Group and the appropriateness of inputs is reviewed regularly. (3) Changes in financial assets and liabilities classified into level 3 are as follows (Unit: Korean Won in millions): For the year ended December 31, 2015 January 1, 2015 Net Income (loss) (*1) Other comprehensive income (loss) Purchases/ Issuances Disposals/ Settlements Transfer to or from level 3 (*2) December 31, 2015 Financial assets: Financial assets held for trading Derivative assets (*3) 49,274 71,703 Financial assets designed at FVTPL Equity-linked securities Debt securities Equity securities Sub-total 6,066 - 10,567 16,633 - (14) 1,042 1,028 - - - - - (8,166) (33,156) (979) 78,676 - 1,000 - 1,000 (6,066) - - (6,066) - - - - - 986 11,609 12,595 AFS financial assets: Equity securities (*4) Beneficiary certificates Others Sub-total 1,031,918 355,694 14,241 1,401,853 (57,373) 3,905 (7,064) (60,532) 105,290 105,930 (24,846) 121,613 - 227,543 1,370 81,814 (100,018) (79,296) (3,239) (182,553) (92,379) 993,368 - 377,070 5,308 - (92,379) 1,375,746 Derivative assets Total 11,946 1,479,706 7,375 19,574 - 81,814 - 220,377 (13,348) (235,123) - 5,973 (93,358) 1,472,990 Financial liabilities: Financial liabilities held for trading Derivative liabilities (*3) Financial liabilities designated at FVTPL Equity-linked securities(*5) Total 41,711 58,565 - 4,008 (24,475) (1,202) 78,607 361,993 403,704 (73,533) (14,968) - - 764,005 768,013 (304,917) (329,392) (197) 747,351 (1,399) 825,958 (*1) The loss amounting to 2,854 million Won for the year ended December 31, 2015, which is from financial assets and liabilities that the Group holds at the end of periods, was recognized in net gain (loss) on financial instruments at FVTPL and net gain (loss) on AFS financial assets in the consolidated statement of comprehensive income. (*2) The Group recognizes transfers between levels at the end of reporting period within which events have occurred or conditions have changed. (*3) As the variables used for the valuation of equity related derivatives and interest rate related derivatives were observable in the market, such derivatives were transferred into level 2 from level 3. (*4) AFS financial assets were transferred out of level 1 to level 3 upon the change of the fair value measurement method of the assets by using market the external valuation specialists from previously using quoted prices in the active market, in the opposite case, they were transferred out of level 3 to level 1. (*5) Since the observable market data for equity-linked securities became available, such securities were transferred out of level 3 to level 2. - 52 - Woori Bank Annual Report 2015 140 F i n a n c i a l r e v i e w January 1, 2014 Net Income (loss) (*1) Other comprehensive income (loss) Purchases/ Issuances Disposals/ Settlements Transfer to or from level 3 (*2) Decrease due to the spin-off or disposals December 31, 2014 For the year ended December 31, 2014 307,782 6,185 313,967 41,776 (724) 41,052 408,120 2,676 10,579 421,375 (337) 26 (12) (323) - - - - - - - 1,244 - 1,244 (108,345) (4,433) (112,778) 324,205 - - 324,205 (82,468) (2,702) - (85,170) - - - - - - - (193,183) (1,028) (194,211) 49,274 - 49,274 (643,454) - - (643,454) 6,066 - 10,567 16,633 9,050 1,843,889 562,941 102,914 2,518,794 (6,048) (137,631) 16,033 (2,439) (130,085) - 6,063 3,164 (1,134) 8,093 - 106,654 41,214 12,898 160,766 - (114,450) (66,126) - (180,576) 1,825 (551) (1,935) (70,000) (70,661) (4,827) - (672,056) 1,031,918 (199,597) 355,694 14,241 (27,998) (904,478) 1,401,853 Financial assets: Financial assets held for trading Derivatives instruments assets Others Sub-total Financial assets designed at FVTPL Equity-linked securities Debt securities Equity securities Sub-total AFS financial assets Debt securities(*3) Equity securities (*4) Beneficiary certificates (*3) Others (*3) Sub-total Derivative assets Total 14,608 3,268,744 3,497 (85,859) - 8,093 - 486,215 (6,159) (384,683) - (70,661) 11,946 (1,742,143) 1,479,706 - Financial liabilities: Financial liabilities held for trading Derivative liabilities Financial liabilities designated at FVTPL Equity-linked securities (*5) Total 253,419 6,783 4,050 4,596 (43,250) - (183,887) 41,711 5,587,261 5,840,680 19,031 25,814 - 4,050 2,205,033 2,209,629 (815,356) (858,606) (88,044) (88,044) (6,545,932) 361,993 (6,729,819) 403,704 (*1) The loss amounting to 172,484 million Won for the year ended December 31, 2014, which is from financial assets and liabilities that the Group holds at the end of periods, was recognized in net gain (loss) on financial instruments at FVTPL and net gain (loss) on AFS financial assets in the consolidated statement of comprehensive income. (*2) The Group recognizes transfers between levels at the end of reporting period within which events have occurred or conditions have changed. (*3) AFS financial assets were transferred from level 2 into level 3 or vice versa upon the changes in the degree of subjectivity and uncertainty used to measure fair values, such as using quoted price in inactive market or values from external valuation specialists, for the AFS financial assets. (*4) AFS financial assets were transferred out of level 1 to level 3 upon the change of the fair value measurement method of the assets by using market the external valuation specialists from previously using quoted prices in the active market, in the opposite case, they were transferred out of level 3 to level 1. (*5) Since the observable market data for equity-linked securities became available, such securities were transferred out of level 3 to level 2. - 53 - Woori Bank Annual Report 2015 141 F i n a n c i a l r e v i e w (4) Sensitivity analysis through reasonable changes of the unobservable inputs used to measure Level 3 financial instruments are as follows: The sensitivity analysis of the financial instruments has been performed by classifying with favorable and unfavorable changes based on how changes in unobservable assumptions would have effects on the fluctuations of financial instruments‘ value. When the fair value of a financial instrument is affected by more than one unobservable assumption, the below table reflects the most favorable or the most unfavorable changes which resulted from varying the assumptions individually. The sensitivity analysis was performed for two types of level 3 financial instruments: (1) interest rate related derivatives, currency related derivatives, equity related derivatives, and equity-linked securities of which fair value changes are recognized as net income; (2) equity securities and beneficiary certificates of which fair value changes are recognized as other comprehensive income. Equity securities classified as level 3 but measured at costs are excluded from sensitivity analysis. The following table shows the sensitivity analysis to disclose the effect of reasonably possible alternative assumptions on the fair value of a level 3 financial instruments for the years ended December 31, 2015 and 2014. (Unit: Korean Won in millions): For the year ended December 31, 2015 Net income (loss) income (loss) Other comprehensive For the year ended December 31, 2014 Net income (loss) income (loss) Other comprehensive Favorable Unfavorable Favorable Unfavorable Favorable Unfavorable Favorable Unfavorable Financial assets: Financial assets held for trading Derivatives instruments assets (*1)(*2) 10,674 (9,729) Financial assets designed at FVTPL Equity securities(*6) AFS Financial Assets Equity securities (*3)(*4) Beneficiary certificates (*4) Others (*5) Total Financial liabilities: Financial liabilities held for trading Derivative liabilities 793 (739) - - - - - 14,093 (6,471) - - - - - - 37,648 (20,869) - 80,085 (39,055) - - 11,467 - - (10,468) 4,102 80 41,830 (3,875) (80) (24,824) - - 14,093 - - (6,471) 3,430 6,823 90,338 (3,243) (2,858) (45,156) - - (*1)(*2) 13,469 (12,281) Financial liabilities designated at FVTPL Equity-linked securities (*1) Total 2,289 15,758 (2,247) (14,528) - - - - 7,939 (7,222) - - 1,497 9,436 (1,483) (9,205) - - - - - - (*1) Fair value changes of equity related derivatives assets and liabilities and equity-linked securities are calculated by increasing or decreasing historical fluctuation rate of stock price and correlation, which are major unobservable variables, by 10%, respectively. In the case of interest rate and currency related derivative assets and liabilities, fair value changes are calculated by increasing or decreasing volatility of interest rate and credit risk adjustment ratio, which are major unobservable variables, by 10%, respectively. (*2) Both derivative assets and liabilities for held for trading and hedging are included. (*3) Fair value changes of equity securities are calculated by increasing or decreasing growth rate (0~1%) and discount rate or liquidation value (-1~1%) and discount rate. The growth rate, discount rate, and liquidation value are major unobservable variables. (*4) Among the equity securities, even if the sensitivity analysis of the capital contributions and beneficiary certificates is not possible in practice, fair value changes of beneficiary certificates and other securities whose major unobservable variables are composed of the real estate are calculated by increasing or decreasing price fluctuation of real estate which is underlying assets and discount rate by 1%. (*5) Fair value changes of other securities are calculated by increasing or decreasing price fluctuation of trust property or real estate which is underlying assets and discount rate by 1%. The prices of trust property and real estates and discount rate are major unobservable variables. (*6) Changes of fair value are measured by increasing or decreasing the discount rate by 10%, which is major unobservable variable, respectively. - 54 - Woori Bank Annual Report 2015 142 F i n a n c i a l r e v i e w (5) Fair value and carrying amount of financial assets and liabilities that are recorded at amortized cost are as follows (Unit: Korean Won in millions): As of December 31, 2015 Fair value Level 1 Level 2 Level 3 Total Book value Financial assets: HTM financial assets Loans and receivables Financial liabilities: Deposits due to customers Borrowings Debentures Other financial liabilities Financial assets: HTM financial assets Loans and receivables Financial liabilities: Deposits due to customers Borrowings Debentures Other financial liabilities 1,045,022 12,768,727 13,621,640 248,253,422 248,253,422 244,842,062 13,813,749 208,133,241 20,084,789 22,288,472 16,961,987 208,133,241 209,141,826 20,033,917 21,898,859 16,964,206 20,084,789 22,288,472 16,961,987 As of December 31, 2014 Fair value Level 1 Level 2 Level 3 Total Book value 1,902,558 - 11,365,202 13,044,448 - 225,284,372 225,284,372 223,370,135 13,267,760 - - 188,673,796 17,772,085 - 24,976,056 - 16,889,129 - - 188,673,796 188,516,465 17,707,595 - 24,795,904 - 16,889,687 - 17,772,085 24,976,056 16,889,129 The fair values of financial instruments are measured using quoted market price in active markets. In case there is no active market for financial instruments, the Group determines the fair value using alternative assumptions through developing fair value measurement methods. Alternative assumptions and fair value measurement methods for financial assets and liabilities that are measured at amortized costs are given as follows: Debt securities The fair value is measured by Fair value measurement methods discounting the projected cash flows of debt securities by applying the market discount rate that has been applied to a proxy company that has similar credit rating to the issuers of the securities Loans and receivables The fair value is measured by discounting the projected cash flows of loan products by applying the market discount rate that has been applied to a proxy company that has similar credit rating to the debtor. Alternative assumptions Risk-free market rate and credit spread Risk-free market rate, credit spread and prepayment-rate Deposit due to customers, The fair value is measured by Risk-free market rate and Borrowings, and Debentures discounting the projected cash flows of debt products by applying the market discount rate that is reflecting credit rating of the Group. forward rate - 55 - Woori Bank Annual Report 2015 143 F i n a n c i a l r e v i e w b) Loaned securities When the Group loans its securities to outside parties, the legal ownerships of the securities are transferred, however, they should be returned at the end of lending period and therefore the Group does not derecognize them from the consolidated financial statements as it owns majority of risks and benefits from the securities continuously regardless of the transfer of legal ownership. The carrying amounts of securities loaned are as follows (Unit: Korean Won in millions): Financial assets at FVTPL AFS financial assets December 31, 2015 December 31, 2014 Loaned to Samsung Securities Co., Equity securities-listed stock Korean treasury and government agencies bonds Total 10,313 14,737 720,010 730,323 686,096 700,833 Ltd. and others Korea Securities Depository The details of the transferred financial assets that are not derecognized in their entirety, such as disposal of securities under repurchase agreement or loaned securities, are explained in Note 18. (2) The offset with financial assets and liabilities The Group possesses both the uncollected domestic exchange receivables and unpaid domestic exchange payable, which satisfy offsetting criteria of K-IFRS 1032. Therefore, the total number of uncollected domestic exchange receivables or unpaid domestic exchange payable has been countervailed with part of unpaid domestic exchange payable or uncollected domestic exchange receivables, respectively, and has been disclosed in loans and receivables or other financial liabilities of the Group‘s statements of financial position and loans and receivables, respectively. The Group possesses the derivative assets, derivative liabilities, receivable spot exchange, and payable spot exchange which do not satisfy the offsetting criteria of K-IFRS 1032, but provide the Group the right of, under the circumstances of the trading party‘s defaults, insolvency, or bankruptcy, the offsetting. Item such as cash collateral cannot satisfy the offsetting criteria of K-IFRS 1032, but in accordance with the collateral arrangements and under the circumstances of the trading party‘s default, insolvency, or bankruptcy, the derivative assets, derivative liabilities, receivable spot exchange, and the net amount of payable spot exchange can be offset. The Group has entered into a sale and repurchase agreements and accounted it as collateralized borrowing. Also, the Group has entered into a purchase and resale agreement and accounted it as secured loans. The repurchase and resale agreement can have the offsetting right only under the trading party‘s default, insolvency, or bankruptcy which do not satisfy the offsetting criteria of K-IFRS 1032, the Group recorded the collateralized borrowings in borrowings and the secured loans in loans and receivables. The Group under the repurchase agreements has offsetting right only upon the counter-party‘s default, insolvency or bankruptcy, thus the repurchase agreements are applied by the TBMA/ISMA Global Master Repurchase Agreement of which do not satisfy the offsetting criteria of K-IFRS 1032. The Group disclosed bonds sold (purchased) under repurchase agreements as borrowings (loans and receivables). - 57 - Woori Bank Annual Report 2015 144 F i n a n c i a l r e v i e w b) Loaned securities When the Group loans its securities to outside parties, the legal ownerships of the securities are transferred, however, they should be returned at the end of lending period and therefore the Group does not derecognize them from the consolidated financial statements as it owns majority of risks and benefits from the securities continuously regardless of the transfer of legal ownership. The carrying amounts of securities loaned are as follows (Unit: Korean Won in millions): Financial assets at FVTPL AFS financial assets December 31, 2015 December 31, 2014 Loaned to Samsung Securities Co., Equity securities-listed stock Korean treasury and government agencies bonds Total 10,313 14,737 720,010 730,323 686,096 700,833 Ltd. and others Korea Securities Depository The details of the transferred financial assets that are not derecognized in their entirety, such as disposal of securities under repurchase agreement or loaned securities, are explained in Note 18. (2) The offset with financial assets and liabilities The Group possesses both the uncollected domestic exchange receivables and unpaid domestic exchange payable, which satisfy offsetting criteria of K-IFRS 1032. Therefore, the total number of uncollected domestic exchange receivables or unpaid domestic exchange payable has been countervailed with part of unpaid domestic exchange payable or uncollected domestic exchange receivables, respectively, and has been disclosed in loans and receivables or other financial liabilities of the Group‘s statements of financial position and loans and receivables, respectively. The Group possesses the derivative assets, derivative liabilities, receivable spot exchange, and payable spot exchange which do not satisfy the offsetting criteria of K-IFRS 1032, but provide the Group the right of, under the circumstances of the trading party‘s defaults, insolvency, or bankruptcy, the offsetting. Item such as cash collateral cannot satisfy the offsetting criteria of K-IFRS 1032, but in accordance with the collateral arrangements and under the circumstances of the trading party‘s default, insolvency, or bankruptcy, the derivative assets, derivative liabilities, receivable spot exchange, and the net amount of payable spot exchange can be offset. The Group has entered into a sale and repurchase agreements and accounted it as collateralized borrowing. Also, the Group has entered into a purchase and resale agreement and accounted it as secured loans. The repurchase and resale agreement can have the offsetting right only under the trading party‘s default, insolvency, or bankruptcy which do not satisfy the offsetting criteria of K-IFRS 1032, the Group recorded the collateralized borrowings in borrowings and the secured loans in loans and receivables. The Group under the repurchase agreements has offsetting right only upon the counter-party‘s default, insolvency or bankruptcy, thus the repurchase agreements are applied by the TBMA/ISMA Global Master Repurchase Agreement of which do not satisfy the offsetting criteria of K-IFRS 1032. The Group disclosed bonds sold (purchased) under repurchase agreements as borrowings (loans and receivables). - 57 - Woori Bank Annual Report 2015 145 F i n a n c i a l r e v i e w As at the end of reporting periods, the financial instruments to be set off and may be covered by master netting agreements and similar agreements are given as below: December 31, 2015 Gross amounts of recognized financial assets Gross amounts of recognized financial assets set off Net amounts of financial assets presented Related amounts not set off in the statement of financial position Financial instruments Cash collateral received Net amounts 2,573,107 4,344,109 7,583,743 8,857 - 2,564,250 4,344,109 5,615,376 53,162 1,239,821 - 7,583,743 7,583,743 - - - 29,980,302 29,467,000 44,481,261 29,475,857 15,005,404 13,199,119 513,302 - 513,302 53,162 1,753,123 December 31, 2015 Gross amounts of recognized financial liabilities Gross amounts of recognized financial liabilities set off Net amounts of financial liabilities presented Related amounts not set off in the statement of financial position Financial instruments Cash collateral pledged Net amounts 3,144,595 4,342,919 8,857 - 3,135,738 4,342,919 6,205,345 173,268 1,100,044 671,629 - 671,629 671,629 - - 2,026,204 31,493,204 29,467,000 39,652,347 29,475,857 10,176,490 2,020,717 8,897,691 - 5,487 173,268 1,105,531 December 31, 2014 Gross amounts of recognized financial assets Gross amounts of recognized financial assets set off Net amounts of financial assets presented Related amounts not set off in the statement of financial position Financial instruments Cash collateral received Net amounts 2,316,295 3,619,768 6,891,629 16,228 - 2,300,067 3,619,768 5,413,119 37,142 469,574 - 6,891,629 6,891,629 - - 28,094,142 27,310,235 - 40,921,834 27,326,463 13,595,371 12,304,748 783,907 - 783,907 37,142 1,253,481 December 31, 2014 Gross amounts of recognized financial liabilities Gross amounts of recognized financial liabilities set off Net amounts of financial liabilities presented Related amounts not set off in the statement of financial position Financial instruments Cash collateral pledged Net amounts 2,478,924 3,616,169 16,228 - 2,462,696 3,616,169 5,396,870 41,229 640,766 1,196,237 - 1,196,237 1,196,237 - - 30,636,705 27,310,235 3,326,470 37,928,035 27,326,463 10,601,572 3,147,053 9,740,160 - 179,417 41,229 820,183 Financial assets: Derivative assets and others (*1) Receivable spot exchange (*2) Bonds purchased under resale agreements (*2) Domestic exchanges receivable (*2)(*5) Total Financial liabilities: Derivative liabilities and others (*1) Payable spot exchange (*3) Bonds sold under repurchase agreements (*4) Domestic exchanges payable (*3)(*5) Total Financial assets: Derivative assets and others (*1) Receivable spot exchange (*2) Bonds purchased under resale agreements (*2) Domestic exchanges receivable (*2)(*5) Total Financial liabilities: Derivative liabilities and others (*1) Payable spot exchange (*3) Bonds sold under repurchase agreements (*4) Domestic exchanges payable (*3)(*5) Total - 58 - Woori Bank Annual Report 2015 146 F i n a n c i a l r e v i e w (*1) The items include derivatives held for trading, derivatives for hedging and equity linked securities. (*2) The items are included in loans and receivables. (*3) The items are included in other financial liabilities. (*4) The items are included in borrowings. (*5) Certain financial assets and liabilities are presented as net amounts. 13. INVESTMENTS IN JOINT VENTURES AND ASSOCIATES (1) Investments in joint ventures and associates accounted for using the equity method of accounting are as follows (Unit: Korean Won in millions): Percentage of ownership (%) December 31, 2015 December 31, 2014 Financial statements as of 26.4 14.2 4.9 9.9 15.0 17.7 28.4 30.7 - 29.2 7.8 34.4 22.4 15.0 11.1 9.2 23.2 26.5 40.0 28.9 - 51.6 1.9 26.4 December 31 14.2 December 31 4.9 November 30(*3) 7.2 December 31 15.3 November 30(*3) December 31 17.7 26.8 November 30(*3) 30.7 September 30(*3) 23.0 15.0 September 30(*3) 7.8 December 31 - 34.4 22.4 - - 15.0 September 30(*3) 11.1 September 30(*3) - - - - - December 31 - - - - 44.8 51.6 December 31 - 1.9 December 31 Subsidiaries Main business Woori Bank and Woori Private Equity Company Ltd.: Woori Blackstone Korea Opportunity Private Equity Fund I Finance Woori Bank: Kumho Tire Co., Inc. (*1)(*2) Woori Service Networks Co., Ltd. (*4) Korea Credit Bureau Co., Ltd. (*5)(*7) Korea Finance Security Co., Ltd. (*4) (*14) United PF 1st Corporate Financial Stability (*5) Chin Hung International Inc. (*2) (*6) Poonglim Industrial Co., Ltd. Ansang Tech Co., Ltd. (*8) STX Engine Co., Ltd. (*1)(*2)(*9) Samho International Co., Ltd. (*1)(*2) Force TEC Co., Ltd. (*10) Hana Construction Co., Ltd. (*10) STX Corporation (*1) (*2) Osung LST Co., Ltd. (*1) (*2) Saman Corporation (*5)(*15) Dongwoo C & C Co.,Ltd. (*10) (*16) SJCO Co.,Ltd. (*10) (*16) Manufacturing Freight & staffing services Credit information Security service Finance Construction 〃 Manufacturing 〃 Construction Freight & staffing services Construction Wholesale of non- Specialized Goods Manufacturing General Construction Technology Service Construction Aggregate transportation and Wholesale Ilyang construction Co.,Ltd. (*10) (*16) G2 Collection Co.,Ltd. (*10) (*16) Construction Wholesale and retail sales Woori Private Equity Fund: Phoenix Digital Tech Co., Ltd.(*13) Woori Renaissance Holdings (*11) Semiconductor equipment Other financial business Woori Private Equity Company Ltd.: Woori Columbus First PEF (*12) Other financial business - 59 - Woori Bank Annual Report 2015 147 F i n a n c i a l r e v i e w (*1) The Group has significant influence on these entities through its position in the creditors' council which is the decision making body regarding to financial and operational policies of associates. (*2) The investments in associates that have quoted market prices are Kumho Tire Co., Ltd. (current period: KRW 6,730, previous year: KRW 9,670), Chin Hung International Inc. (current period: KRW 2,300, previous year: KRW 1,665), STX Engine Co., Ltd. (current period: KRW 6,800), Samho International Co., Ltd. (current period: KRW 15,550, previous year: KRW 13,150), STX Corporation. (current period: KRW 3,435), and Osung LST Co., Ltd. (current period: KRW 795, previous year: KRW 1,215). (*3) The significant transactions and events between the end of reporting dates of the investees and the investors have been properly adjusted. (*4) The significant business of Woori Service Network Co., Ltd. and Korea Finance Security Co., Ltd. is transacted mostly with the Group. (*5) The Group can participate in decision-making body and exercise significant influence over Korea Credit Bureau Co., Ltd. and the United PF 1st Corporate Financial Stability through business partnerships. (*6) Due to debt-equity swap occurred during the year ended December 31, 2015 the ownership interest of Chin Hung International Inc. has increased. (*7) As the Group acquired the shares of Korea Credit Bureau Co., Ltd. additionally for the year ended December 31, 2015, the ownership interest of it has increased. (*8) As the Group sold shares of Ansang Tech Co., Ltd. during the year ended December 31, 2015, it was excluded from the associates. (*9) Due to debt-equity swap and conversion of convertible bonds occurred during the year ended December 31, 2015 the ownership interest of STX Engine Co., Ltd. increased. (*10) The carrying value of investments in Force TEC Co., Ltd. and Hana Construction Co., Ltd., Dongwoo C & C Co.,Ltd., SJCO Co., Ltd., Ilyang Construction Co., Ltd. and G2 collection Co., Ltd. is nil as of December 31, 2015 and 2014, respectively. (*11) The Group owns over 50% ownership of Woori Renaissance Holdings. However, the investment in this entity was accounted for using equity method as the ownership and related contracts meet the definition of joint arrangement under K-IFRS 1111 Joint Arrangements. (*12) As a general partner of Woori Columbus First PEF, the Group has significant influence over the entity‘s operational and financial policy making process, including participating in dividend or other distribution. As such, the investment in this entity was accounted for using equity method (*13) As the Group sold shares of Phoenix Digital Tech Co., Ltd during the year ended December 31, 2015, it was excluded from the associates. (*14) As the Group sold some shares of Korea Finance Security Co., Ltd. during the year ended December 31, 2015, the ownership interest of the Group has fallen. (*15) Due to debt-equity swap occurred during the year ended December 31, 2015, it is included in the associates. (*16) Even though the Group‘s ownership ratio of the entity is more than 20%, it does not have significant influence over the entity due to the fact that the entity is going through workout process under receivership, thus it was excluded from the investment in associates. However, as the workout was over during the year ended December 31, 2015, it has been included in the investment in associates.. - 60 - Woori Bank Annual Report 2015 148 F i n a n c i a l r e v i e w (2) Changes in the carrying value of investments in joint ventures and associates accounted for using the equity method of accounting are as follows (Unit: Korean Won in millions): Acquisition cost January 1, 2015 Share of profits (losses) Acquisi- tion(*) Disposal and others Dividends Change in Capital Impairment Other changes December 31, 2015 For the year ended December 31, 2015 Woori Blackstone Korea Opportunity First Kumho Tire Co., Inc. Woori Service Networks Co., Ltd. Korea Credit Bureau Co., Ltd. Korea Finance Security Co., Ltd. United PF 1st Corporate financial stability Chin Hung International Inc. Poonglim Industrial Co., Ltd. STX Engine Co., Ltd. Samho Co., Ltd. STX Corporation Osung LST Co., Ltd. Saman Corporation Phoenix Digital Tech Co., Ltd. Woori Renaissance Holdings Woori Columbus First PEF Total 81,608 175,652 100,436 224,829 9,266 (11,979) 108 130 21 - - - 2,215 3,378 335 1,098 (37,367) - (16,291) - - 1,201 - - (12) - - 480 3,337 4,272 (425) 191,617 203,418 3,350 - - 60,275 28,491 (14,489) 29,451 13,916 47,008 7,492 42,215 15,405 8,521 - 2,293 11,257 14,347 18,482 - 10,643 (3,901) 3,012 (10,673) (4,322) - - 45,030 - - - 8,521 1,334 - 1,610 63,000 36,019 3,518 - - (81) (55) (19,176) - - - - - - - (1,610) - - - - - - - - - - (2,416) - - 482 (1) 1,823 56 559 4 - - - (22,473) 17,144 6,031 (33,839) 18 30,660 1,200 714,903 1,084 648,436 222 (13,812) - 84,100 - (58,234) - (18,774) - 4,604 (56,312) 53,853 56,044 214,050 139 5,291 3,711 187,592 43,936 5,313 51,276 14,325 4,251 10,985 8,521 - 37,121 1,306 643,861 (*) Investments in associates increased by 83,002 million won through transfers between accounts, such as loan-equity swap occurred during the year ended December 31, 2015. Acquisition cost January 1, 2014 Share of profits (losses) Acquisi- tion(*1) Disposal and others Dividends Change in Capital Impairment Other changes December 31, 2014 For the year ended December 31, 2014 83,011 93,714 11,969 (1,727) 93,003 140,101 21,219 113,935 (50,007) - (3,520) - - 497 - 100,436 (916) 224,829 Woori Blackstone Korea Opportunity First Kumho Tire Co., Inc. Woori Service Networks Co., Ltd. Korea Credit Bureau Korea Finance Security Co., Ltd. United PF 1st Corporate financial stability Chin Hung International Inc. Poonglim Industrial Co., Ltd.(*2) STX Engine Co., Ltd. SamHo Co., Ltd. Force TEC Co., Ltd. STX Corporation Osung LST Co., Ltd. Saudara Bank (*3) DKT KAMCO Fifth Asset Securitization Specialty Phoenix Digital Tech Co., Ltd. Woori Renaissance Holdings Woori Columbus First PEF Total 108 136 2,215 3,347 6 31 3,337 4,311 16 191,617 203,730 (312) 60,275 45,900 (17,158) - - - - - - - - - - 13,917 3,079 (3,079) 47,008 47,008 (44,422) 7,492 7,492 2,284 34 34 - - - - - - - - - 918 47,323 (4,642) - 160 67,431 (66,992) (19,575) (595) - (3,806) 15,405 - - - - - - 50,000 20,170 (12) - (55) - - - - - - - - (640) - - - - - - - - - - - - (28,370) - - - - - - - - (251) - (294) 5 - (881) (4) 41 - - 130 3,378 4,272 203,418 - - - - - - - 28,491 - 2,292 11,257 - 14,348 18,482 - - - - 36,019 1,476 (34) - 6,887 - - - - - 8,736 3,827 521 1,872 3,688 (3,008) 63,000 39,806 2,654 - - - (4,348) 921 - - - - (1,013) (588) - (6,441) 1,200 1,227 (84) 626,825 617,570 (32,581) 244,094 (146,454) 21 - (80) - (4,307) (1,900) - (35,399) - 1,084 7,413 648,436 - 61 - Woori Bank Annual Report 2015 149 F i n a n c i a l r e v i e w (*1) Investments in associates increased by 176,661 million won through transfers between accounts, such as loan-equity swap occurred during the year ended December 31, 2014. (*2) The application of equity method was suspended and the book value was nil due to accumulation of loss deficit of the investee. The unrecognized loss on valuation of investments under equity method due to the suspension of equity method on Poonglim Co., Ltd. amounted to 10,128 million Won of the shares of loss of joint ventures and associates and 511 million Won of the accumulated other comprehensive loss in the consolidated statement of comprehensive income for the year ended December 31, 2015. (*3) Indonesia Woori Bank, which was a consolidated subsidiary of the Group, merged with Saudara Bank in accordance for the year ended December 31, 2014, and the bank changed its name into PT Bank Woori Saudara Indonesia 1906 Tbk. According to this merger, PT Bank Woori Saudara Indonesia 1906 Tbk became to be classified as subsidiary, so it was exclude from investment in associates. (3) Summary financial information relating to investments in joint ventures and associates accounted for using the equity method of accounting is as follows (Unit: Korean Won in millions): Woori Blackstone Korea Opportunity Private Equity Fund I Kumho Tire Co., Inc. Woori Service Networks Co., Ltd. Korea Credit Bureau Co., Ltd. Korea Finance Security Co., Ltd. United PF 1st Corporate Financial Stability Chin Hung International Inc. Poonglim Industrial Co., Ltd. STX Engine Co., Ltd. Samho Co., Ltd. STX Corporation Osung LST Co., Ltd. Saman Corporation Woori Renaissance Holdings Inc. Woori Columbus First PEF Woori Blackstone Korea Opportunity First Kumho Tire Co., Inc. Woori Service Networks Co., Ltd. Korea Credit Bureau Co., Ltd. Korea Finance Security Co., Ltd. United PF 1st Corporate Financial Stability Chin Hung International Inc. Poonglim Industrial Co., Ltd. STX Engine Co., Ltd. SamHo Co., Ltd. STX Corporation Osung LST Co., Ltd. Woori Renaissance Holdings Inc. Woori Columbus First PEF Phoenix Digital Tech Co., Ltd. December 31, 2015 Assets Liabilities Operating revenue Net income (loss) 212,171 5,197,002 4,577 63,960 30,195 1,088,325 516,305 352,683 958,468 709,109 1,232,014 125,859 80,970 95,421 68,466 414 3,926,952 1,772 13,076 5,457 30,390 446,412 331,801 834,499 526,379 1,181,593 42,981 49,334 28,218 562 49,264 3,039,519 14,661 53,184 50,932 117,579 624,110 206,904 417,125 892,871 1,236,168 38,767 114,592 12,013 12,158 35,099 (27,893) 824 2,005 1,890 18,911 (39,936) 13,185 36,615 39,664 (44,404) (30,108) (116,019) 6,813 11,570 December 31, 2014 Assets Liabilities Operating revenue Net income (loss) 380,622 4,590,346 4,250 54,716 30,990 1,187,406 522,749 447,617 1,088,209 654,477 1,158,788 172,100 88,605 56,936 27,400 873 3,323,743 1,625 7,805 3,108 40,240 495,523 417,688 1,083,907 510,878 1,040,746 101,265 23,536 602 26,187 48,887 3,414,009 14,394 46,111 47,398 105,369 552,668 157,123 386,058 860,851 1,184,480 86,351 6,876 1,540 9,650 45,351 130,010 770 114 5,527 (1,962) (11,481) (16,530) (27,878) 30,025 407,231 (44,951) (7,334) (178) (4,901) - 62 - Woori Bank Annual Report 2015 150 F i n a n c i a l r e v i e w (4) The entities that the Group has not applied equity method of accounting although the Group‘s ownership ratio is more than 20% as of December 31, 2015 and 2014, are as follows: Orient Shipyard Co., Ltd. (*) Jinsaeng K Co., Ltd. (*) The Base Enterprise Co., Ltd. (*) Saenuel Co., Ltd. (*) Heungjiwon Co., Ltd. (*) E Mirae Tech Co., Ltd. (*) Jehin Trading Co., Ltd. (*) NK Eng Co., Ltd. (*) The season Co., Ltd. (*) Deokwon Food Co., Ltd. (*) Yuil PESC Co., Ltd. (*) Kyesan Engineering Co.,Ltd. (*) Good Software Lab Co.,Ltd. (*) DOWOO (*) Reading Doctors Co., Ltd. (*) Orient Star Logistics Co., Ltd. (*) Wongwang Co., Ltd. (*) As of December 31, 2015 Number of shares owned 465,050 shares 2,107,432 shares 68,470 shares 3,531shares 32,849 shares 7,696 shares 81,610 shares 697,033 shares 18,187 shares 14,300 shares 8,642 shares 60,581 shares 17,121shares 13,477 shares 7,398 shares 17,293 shares 2,590 shares Ownership (%) 23.0 20.2 48.4 37.4 27.8 41.0 27.3 23.1 30.1 27.3 24.0 23.2 28.9 41.9 35.4 22.3 29.0 (*) Even though the Group‘s ownership ratio of the entity is more than 20% as a limited partner, it is determined that the Group does not have significant influence over the entity since the Group cannot exercise significant influence in the decision making bodies, such as investment committee, thus it has been excluded from the investment in associates. Vogo II-2 Investment Holdings Co., Ltd. (*2) LIG engineering & construction Co., Ltd. (*1) Orient Shipyard Co., Ltd. (*1) Jinsaeng K Co., Ltd. (*1) PICITY Co., Ltd. (*1) Gdsys Co., Ltd. (*1) G2 Collection Co., Ltd. (*1) Alkenz Co., Ltd. (*1) SJ Development Co., Ltd. (*1) Ilyang Construction Co., Ltd. (*1) Ssangyong Engineering & Construction Co., Ltd. (*1) As of December 31, 2014 Number of shares owned 24,794,201,938 shares 755,946 shares 465,050 shares 2,107,432 shares 871,631 shares 300,805 shares 12,574 shares 80,402 shares 70,529 shares 105,936 shares Ownership (%) 36.4 22.8 23.0 20.2 21.1 21.2 28.9 37.5 26.5 40.0 2,957,728 shares 20.3 (*1) Even though the Group‘s ownership ratio of the entity is more than 20%, it does not have significant influence over the entity due to the fact that the entity is going through workout process under receivership, thus it has been excluded from the investment in associates. (*2) Even though the Group‘s ownership ratio of the entity is more than 20% as a limited partner, it is determined that the Group does not have significant influence over the entity since the Group cannot exercise significant influence in the decision making bodies, such as investment committee, thus it has been excluded from the investment in associates. - 63 - Woori Bank Annual Report 2015 151 F i n a n c i a l r e v i e w (5) As of December 31, 2015 and 2014, the reconciliations from the net assets of associates based on the ownership ratio of the Group to its corresponding book value of investment in joint ventures and associates are as follow (Unit: Korean Won in millions except for ownership): Total net asset Ownership (%) As of December 31, 2015 Net assets of associates (or joint ventures) cost-book value differential Impairment Intercompany transaction and others Woori Blackstone Korea Opportunity First Korea Credit Bureau Korea Finance Security Co., Ltd. Woori Service Networks Co., Ltd. Kumho Tire Co., Inc. (*1) United PF 1st Corporate financial stability Chin Hung International Inc. (*1) Poonglim Industrial Co., Ltd. (*1) STX Engine Co., Ltd. (*1) SamHo Co., Ltd. Osung LST Co., Ltd. (*1) Saman Corporation STX Corporation (*1) Woori Renaissance Holdings Woori Columbus First PEF 211,757 50,884 24,738 2,805 1,152,161 1,057,935 68,132 (58,065) 123,969 182,730 82,878 31,636 50,421 67,203 67,904 26.4 9.9 15.0 4.9 14.2 17.7 28.4 30.7 29.2 7.8 11.1 9.2 15.0 51.6 1.9 Woori Blackstone Korea Opportunity First Korea Credit Bureau Phoenix Digital Tech Co., Ltd. Korea Finance Security Co., Ltd. Woori Service Networks Co., Ltd. Kumho Tire Co., Inc. (*1) United PF 1st Corporate financial stability Chin Hung International Inc. (*1) Poonglim Industrial Co., Ltd. (*1) STX Engine Co., Ltd. (*1) SamHo Co., Ltd. Osung LST Co., Ltd. (*1) STX Corporation (*1) Woori Renaissance Holdings Woori Columbus First PEF Total net asset Ownership (%) 379,749 46,911 1,213 27,882 2,625 1,228,329 1,147,166 26,650 (159,358) (93,532) 143,599 (295,129) 117,709 65,069 56,334 26.4 7.2 44.8 15.3 4.9 14.2 17.7 26.8 30.7 15.0 7.8 11.1 15.0 51.6 1.9 55,900 5,043 3,711 139 163,042 187,538 19,374 (17,837) 36,230 14,325 9,238 2,911 7,552 34,677 1,304 248 48,459 24,566 45,622 14,927 35,597 5,610 24,610 6 (22,472) (33,839) - (28,370) (6,441) 144 2,549 54 (4) - 119 (11) - 459 8,885 (4) As of December 31, 2014 Net assets of associates (or joint ventures) cost-book value differential Impairment Intercompany transaction and others 100,248 3,378 543 4,272 130 173,820 203,418 7,132 (48,994) (14,029) 11,257 (32,897) 17,639 33,576 1,082 - - 45 - - 48,459 - 21,359 38,356 14,927 - 51,379 24,610 - 6 - - (588) - - - - - - - - - (28,370) (6,441) - 188 - - - - 2,550 - - 10,638 1,394 - - 469 8,884 (4) Book value 56,044 5,291 3,711 139 214,050 187,592 43,936 5,313 51,276 14,325 10,985 8,521 4,251 37,121 1,306 Book value 100,436 3,378 - 4,272 130 224,829 203,418 28,491 - 2,292 11,257 18,482 14,348 36,019 1,084 (*1) The net asset amount is after considering preferred stocks. - 64 - Woori Bank Annual Report 2015 152 F i n a n c i a l r e v i e w 14. INVESTMENT PROPERTIES (1) Investment properties are as follows (Unit: Korean Won in millions): Acquisition cost Accumulated depreciation Net carrying value December 31, 2015 December 31, 2014 376,192 (24,696) 351,496 381,668 (24,118) 357,550 (2) Changes in investment properties are as follows (Unit: Korean Won in millions): Beginning balance Depreciation Transfer Foreign currencies translation adjustments Others Ending balance For the year ended December 31, 2015 For the year ended December 31, 2014 357,550 (3,806) (2,297) 49 - 351,496 340,620 (3,859) 21,760 31 (1,002) 357,550 (3) Fair value of investment properties is amounting to 371,890 million Won and 394,159 million Won as of December 31, 2015 and 2014, respectively. The fair value of investment property, based on the assessment that was independently performed by external appraisal agencies, is classified as level 3 on the fair value hierarchy as of December 31, 2015 and 2014. (4) Rental fee earned from investment properties is amounting to million Won and 5,629 million Won and 5,311 million Won as of December 31, 2015 and 2014, respectively. - 65 - Woori Bank Annual Report 2015 153 F i n a n c i a l r e v i e w 15. PREMISES AND EQUIPMENT (1) Premises and equipment are as follows (Unit: Korean Won in millions): December 31, 2015 Acquisition cost Accumulated depreciation Net carrying value Acquisition cost Accumulated depreciation Net carrying value Land 1,493,628 - 1,493,628 Building Properties for business use 843,343 (139,326) 704,017 965,820 (772,529) 193,291 Structures in leased office 405,801 (326,057) 79,744 Construction in progress Structures Total 522 - 522 20 3,709,134 (16) (1,237,928) 4 2,471,206 December 31, 2014 Land 1,514,698 - 1,514,698 Building Properties for business use 817,559 (111,035) 706,524 920,222 (710,634) 209,588 Structures in leased office 374,436 (304,251) 70,185 Construction in progress Structures Total 102 - 102 20 3,627,037 (15) (1,125,935) 5 2,501,102 (2) Changes in premises and equipment are as follows (Unit: Korean Won in millions): For the year ended December 31, 2015 Beginning balance Acquisition Disposal Depreciation Classified to assets held for sale Foreign currencies translation adjustment Transfer Others Ending balance Beginning balance Acquisition Disposal Depreciation Classified to assets held for sale Foreign currencies translation adjustment Acquisition through business combination Transfer Others Ending balance Land 1,514,698 2,628 (10,780) - Building Properties for business use 706,524 21,127 (648) (24,846) 209,588 69,230 (847) (85,279) Structures in leased office 70,185 35,304 (2,000) (36,740) Construction in progress Structures Total 102 757 (313) - 5 2,501,102 129,046 - (14,588) - (146,866) (1) (5,109) (8,348) - - - - (13,457) (328) (7,481) - 1,493,628 (333) 9,778 763 704,017 265 - 334 193,291 515 - 12,480 79,744 (19) - (5) 522 100 - 2,297 - - 13,572 4 2,471,206 For the year ended December 31, 2014 Construction in progress Structures Total Structures in leased office 60,429 30,183 (1,195) (26,423) 31 818 (314) - 5 2,536,441 127,779 - (32,758) - (138,686) - - - (6,904) 253 23,882 - (21,760) - - 12,855 5 2,501,102 - - 410 (439) 196 - 6,585 70,185 6 - - 102 Land 1,516,364 1,206 (4) - Building 703,930 24,950 - (23,390) (2,019) (4,819) 46 39 10,719 (11,614) - 1,514,698 9,880 (10,146) 6,080 706,524 Properties for business use 255,682 70,622 (31,245) (88,873) (66) 197 3,081 - 190 209,588 - 66 - Woori Bank Annual Report 2015 154 F i n a n c i a l r e v i e w 16. INTANGIBLE ASSETS AND GOODWILL (1) Intangible assets are as follows (Unit: Korean Won in millions): December 31, 2015 Acquisition cost Accumulated amortization Accumulated impairment losses Net carrying value Goodwill Software 103,525 170,709 - (132,538) - - 38,171 103,525 Industrial rights 651 (307) - 344 Others Development cost 193,020 605,821 (141,663) (400,714) (3,338) 51,357 201,769 - Acquisition cost Accumulated amortization Accumulated impairment losses Net carrying value Goodwill Software 107,541 163,675 - (115,854) - - 47,821 107,541 Industrial rights 554 (226) - 328 Others Development cost 180,983 409,972 (125,646) (346,402) (2,763) 60,807 - 55,337 December 31, 2014 (2) Changes in intangible assets are as follows (Unit: Korean Won in millions): Membership deposit Total 30,024 1,103,750 (675,222) (8,722) 419,806 - (5,384) 24,640 Membership deposit 27,366 - (3,472) 23,894 Total 890,091 (588,128) (6,235) 295,728 Beginning balance Acquisition Disposal Amortization Impairment loss Foreign currencies translation adjustment Others Ending balance Beginning balance Acquisition Disposal Amortization Impairment loss Foreign currencies translation adjustment Classified into disposal group held for sale Acquisition through business combination Others Ending balance Goodwill Software 107,541 - - - - 47,821 7,347 (189) (16,809) - (4,016) - 103,525 1 - 38,171 Goodwill Software - 1,418 - - - 55,298 20,418 (10,839) (16,923) - 63 - - (133) 106,060 - 107,541 - - 47,821 For the year ended December 31, 2015 Industrial rights Development cost Others Membership deposit Total 328 96 - (81) - 1 - 344 60,807 55,337 16,751 196,139 (12) (1,500) (53,969) (19,233) (9) - 23,894 295,728 2,510 222,843 (1,701) (90,092) (1,920) - - (1,911) 2 - (476) (711) 51,357 201,769 147 - (4,341) (711) 24,640 419,806 For the year ended December 31, 2014 Industrial rights Development cost Others Membership deposit Total 287 101 - (72) - - - - 12 328 90,429 101,600 17,809 29,990 (38,564) (36,092) (47,051) (21,167) 127 - 21,312 268,926 71,661 (85,609) (85,213) (1,773) 1,925 (114) - (1,900) 1 (976) 9 - 80 153 - (1,109) - (6,848) 55,337 25,719 1,158 60,807 - 131,779 (3,087) 23,894 295,728 2,591 17. ASSETS HELD FOR SALE Assets held for sale recognized are 17,904 million Won and 8,013 million Won as of December 31, 2015 and 2014, respectively. - 67 - Woori Bank Annual Report 2015 155 F i n a n c i a l r e v i e w 18. ASSETS SUBJECT TO LIEN AND ASSETS ACQUIRED THROUGH FORECLOSURES (1) Assets subjected to lien are as follows (Unit: Korean Won in millions): Due from banks Financial assets at FVTPL AFS financial assets Financial institutions debt securities and others Korean treasury and government agencies bonds Financial institutions debt securities and others HTM financial assets Korean treasury and government agencies bonds Korean treasury and government agencies bonds and others Land and building Due from banks Financial assets at FVTPL Industrial and financial debt securities and others Financial institutions debt securities and others Collateral given to Korea Securities Investment and others Yuanta Securities Co., Ltd. and others December 31, 2015 Amount Reason for collateral Margin deposit for future or 483,298 option and others 220,897 Substitute securities Banco Bilbao Vizcaya Argentaria Related to bonds sold under 603,274 repurchase agreements (*) The BOK and others 3,595,581 Settlement risk and others Nomura Securities Co., Ltd. and others Related to bonds sold under 139,340 repurchase agreements (*) The BOK and others Credit Counselling & Recovery Service Total 4,657,667 Settlement risk and others 6,468 9,706,525 Leasehold rights and others Collateral given to Korea Investment Securities Co., Ltd. and others Kiwoom Asset Management Co., Ltd. and others KDB Daewoo Securities Co., Ltd. and others December 31, 2014 Amount Reason for collateral Margin deposit for future or option and others 105,521 Related to bonds sold under repurchase agreements (*) 9,851 309,213 Collaterals for customer RP AFS financial assets Korean treasury and government agencies bonds Financial institutions debt securities and others Banco Bilbao Vizcaya 926,796 Related to bonds sold under Argenaria The Bank of Korea and repurchase agreements (*) others 2,064,586 Settlement risk and others HTM financial assets Korean treasury and government agencies bonds Korean treasury and government agencies bonds and others Nomura Securities Co., Ltd. and others Related to bonds sold under 660,212 repurchase agreements (*) The Bank of Korea and others Credit Counselling & Recovery Service Total 3,054,173 Settlement risk and others 8,928 7,139,280 Leasehold rights and others Land and building (*) The Group enters into the repurchase agreements at predetermined price or original sale price added with certain rate of return after the disposal of securities. In this regards, the securities are provided as collaterals, and the purchasers are eligible to dispose or provide them as collateral. Therefore, as such securities have been transferred but have not been derecognized, the Group recognizes the relevant amount as liability (bond sold under repurchase agreements). - 68 - Woori Bank Annual Report 2015 156 F i n a n c i a l r e v i e w (2) The carrying amounts of buildings acquired through foreclosure are as follow (Unit: Korean Won in millions): Land Building December 31, 2015 December 31, 2014 28 596 189 - (3) Loaned securities are as follows (Unit: Korean Won in millions): Financial assets at FVTPL AFS financial assets Equity securities-listed stock Korean treasury and government agencies bonds Total December 31, 2015 December 31, 2014 10,313 14,737 720,010 730,323 686,096 700,833 Loaned to Samsung Securities Co., Ltd. and others Korea Securities Depository Securities loaned are lending of specific securities to borrowers who agree to return the same quantity of the same security at the end of lending period. As the Group does not derecognize these securities, there are no liabilities recognized through such transactions relates to securities loaned. (4) Collaterals held that can be disposed and re-subjected to lien regardless of defaults of counterparties Fair values of collaterals held can be disposed and re-subjected to lien regardless of defaults of counterparties as of December 31, 2015 and 2014 are as follows (Unit: Korean Won in millions): Securities Fair values of collaterals 7,661,656 Fair values of collaterals were disposed or re-subjected to lien December 31, 2015 Securities Fair values of collaterals 6,790,215 Fair values of collaterals were disposed or re-subjected to lien December 31, 2014 - - - 69 - Woori Bank Annual Report 2015 157 F i n a n c i a l r e v i e w 19. OTHER ASSETS Details of other assets are as follows (Unit: Korean Won in millions): Prepaid expenses Advance payments Non-operative assets Others Total December 31, 2015 124,080 1,008 624 17,574 143,286 December 31, 2014 131,267 1,097 189 12,604 145,157 20. FINANCIAL LIABILITY AT FVTPL Financial liability at FVTPL is composed of financial liabilities held for trading and financial liabilities designated at FVTPL. (1) Financial liabilities at FVTPL consist of as follows (Unit: Korean Won in millions): Financial liabilities held for trading Financial liabilities designated at FVTPL Total December 31, 2015 2,605,699 854,862 3,460,561 December 31, 2014 2,153,782 521,572 2,675,354 (2) Financial liabilities held for trading are as follows (Unit: Korean Won in millions): Deposits due to Customers: Gold banking liabilities Derivative liabilities Total December 31, 2015 December 31, 2014 24,872 2,580,827 2,605,699 13,927 2,139,855 2,153,782 (3) Financial liabilities designated at FVTPL are as follows (Unit: Korean Won in millions): Equity linked securities index: Equity-linked securities in short position Debentures: Debentures in local currency Debentures in foreign currencies Sub-total Total December 31, 2015 December 31, 2014 758,011 96,851 - 96,851 854,862 362,308 97,590 61,674 159,264 521,572 - 70 - Woori Bank Annual Report 2015 158 F i n a n c i a l r e v i e w (4) Credit risk adjustment to financial liabilities designated at FVTPL is as follows (Unit: Korean Won in millions): Financial liabilities designated at FVTPL subject to credit risk adjustments Credit risk adjustments Accumulated changes in credit risk adjustments 854,862 (542) (15,016) 521,572 (2,612) (45,561) December 31, 2015 December 31, 2014 Credit risk adjustments are applied to reflect the Group‘s own credit risk when measuring derivative liabilities at fair value. The methodology to determine the adjustment incorporates the Group‘s credit spread as observed through credit ratings. (5) The differences between financial liabilities at FVTPL‘s carrying amount and nominal amount at maturity are as follows (Unit: Korean Won in millions): Carrying amount Nominal amount at maturity Difference December 31, 2015 854,862 1,086,365 (231,503) December 31, 2014 521,572 623,461 (101,889) 21. DEPOSITS DUE TO CUSTOMERS Details of deposits due to customers are as follows (Unit: Korean Won in millions): Deposits in local currency Demand deposits Time deposits Mutual funds Deposits on notes payables Deposits on CMA Certificate of deposits Other deposits Sub-total Deposits in foreign currencies Present value discount Total December 31, 2015 December 31, 2014 9,728,839 175,598,522 40,888 687,579 235,089 2,435,087 1,304,348 190,030,352 19,129,214 (17,740) 209,141,826 10,090,772 161,697,250 46,072 486,356 276,484 740,090 1,281,595 174,618,619 13,902,989 (5,143) 188,516,465 - 71 - Woori Bank Annual Report 2015 159 F i n a n c i a l r e v i e w 22. BORROWINGS AND DEBENTURES (1) Details of borrowings as are as follows (Unit: Korean Won in millions): Borrowings in local currency: Borrowings from The BOK Borrowings from government funds Others Sub-total Borrowings in foreign currencies: Borrowings in foreign currencies Offshore borrowings in foreign currencies Sub-total Bills sold Call money Bonds sold under repurchase agreements Present value discount Total December 31, 2015 Lenders Interest rate (%) Amount The Bank of Korea Small and Medium Business Corporation and others The Korea Development Bank and others 0.5 ~ 0.8 1,475,991 0.0 ~ 3.5 1,535,953 0.0 ~ 4.9 4,508,662 7,520,606 The Export-Import Bank of Korea 0.0 ~ 4.6 9,733,694 Zuercher Kantonalbank Others Banks Other financial institutions 0.3 ~ 0.9 0.0 ~ 2.6 0.0 ~ 5.2 0.8 ~ 4.5 32,947 9,766,641 37,501 2,039,051 671,629 (1,511) 20,033,917 December 31, 2014 Lenders Interest rate (%) Amount Borrowings in local currency: Borrowings from The Bank of Korea The Bank of Korea Borrowings from government funds Small and Medium Business Corporation and others The Korea Development Bank and others 0.5 ~ 1.0 803,317 0.0 ~ 3.5 1,680,175 0.0 ~ 3.8 4,229,396 6,712,888 Others Sub-total Borrowings in foreign currencies: Borrowings in foreign currencies Offshore borrowings in foreign currencies Sub-total Bills sold Call money Bonds sold under repurchase agreements Present value discount Total The Export-Import Bank of Korea 0.0 ~ 3.7 7,921,772 Barclays Bank PLC Others Banks Other financial institutions 0.5 0.0 ~ 2.6 0.0 ~ 3.9 1.3 ~ 4.5 17,375 7,939,147 87,692 1,771,733 1,196,237 (102) 17,707,595 (2) Debentures are as follows (Unit: Korean Won in millions): December 31, 2015 December 31, 2014 Interest rate (%) 0.2 ~ 12.0 3.4 ~ 13.0 17.0 Interest rate (%) 0.8 ~ 10.5 3.4 ~ 10.3 17.0 Amount 16,868,054 5,055,311 4,006 21,927,371 (28,512) 21,898,859 Amount 18,564,367 6,248,349 51,601 24,864,317 (68,413) 24,795,904 Face value of bond Ordinary bonds Subordinated bonds Other bonds Sub-total Discounts on bond Total (*) the debentures of 3,148,703 million Won and 3,421,176 million Won as of December 31, 2015 and 2014, respectively, which are fair value hedged items are included. - 72 - Woori Bank Annual Report 2015 160 F i n a n c i a l r e v i e w 23. PROVISIONS (1) Details of provisions are as follows (Unit: Korean Won in millions): Asset retirement obligation Provision for guarantee (*1) Provision for loan commitments Provision for credit card points Other provisions (*2) Total December 31, 2015 December 31, 2014 39,121 364,141 85,313 5,445 22,581 516,601 29,733 509,320 90,449 5,548 56,959 692,009 (*1) Provision for guarantee includes provision for financial guarantee of 139,002 million Won and 159,149 million Won as of December 31, 2015 and 2014, respectively. (*2) Other provisions consist of provision for litigation, provision for loss recovery, and others. (2) Changes in provisions except for asset retirement obligation are as follows (Unit: Korean Won in millions): Beginning balance Provisions provided Provisions used and others Reversal of unused amount Others Ending balance Beginning balance Provisions provided Provisions used and others Reversal of unused amount Others Ending balance For the year ended December 31, 2015 Provision for loan commitments Provision for credit card points 90,449 9,801 41 (14,976) (2) 85,313 5,548 16,301 (16,404) - - 5,445 Other Total provisions 662,276 56,959 97,813 51,997 (86,308) (127,933) (43) (175,051) 20,375 (24) 477,480 22,581 Provision for guarantees 509,320 19,714 (25,262) (160,032) 20,401 364,141 Provision for credit card points For the year ended December 31, 2014 Provision for loan commitments 123,930 2,613 30 (36,158) 34 90,449 6,441 12,507 (13,400) - - 5,548 Other provisions Total 28,967 661,286 41,963 103,274 (77,980) (26,208) (68,035) 12,237 43,731 56,959 662,276 - Provision for guarantees 501,948 46,191 (38,402) (31,877) 31,460 509,320 (3) Changes in asset retirement obligation are as follows (Unit: Korean Won in millions): Beginning balance Provisions provided Provisions used Depreciation Reversal of unused amount Increase in restoration costs and others Ending balance For the year ended December 31, 2015 For the year ended December 31, 2014 29,733 1,742 (1,316) 394 (179) 8,747 39,121 23,513 932 (746) 519 (143) 5,658 29,733 - 73 - Woori Bank Annual Report 2015 161 F i n a n c i a l r e v i e w 24. NET DEFINED BENEFIT LIABILITY The characteristics of the Group‘s defined benefit plans characteristics are as follows: Employees and directors with one or more years of service are entitled to receive a payment upon termination of their employment, based on their length of service and rate of pay at the time of termination. The assets of the plans are measured at their fair value at the end of reporting date. The plan liabilities are measured using the projected unit method, which takes account of projected earnings increases, using actuarial assumptions that give the best estimate of the future cash flows that will arise under the plan liabilities. The Group is exposed to various risks through Defined Benefit Retirement Pension Plan, and the most significant risks are as follows: Volatility of asset The defined benefit obligation was estimated with an interest rate calculated based on the yield of high quality corporate bonds. A deficit may occur if the rate of return of plan assets falls short of the interest rate. Decrease in profitability of high quality corporate bonds A decrease in profitability of high quality corporate bonds will be offset by some increase in the value of debt securities that the employee benefit plan owns but will bring an increase in the defined benefit liabilities. Risk of inflation Defined benefit obligations are related to inflation rate; the higher the inflation rate is, the higher the level of liabilities. Therefore, deficit occurs in the system if an inflation rate increases. (1) Details of net defined benefit liability are as follows (Unit: Korean Won in millions): Defined benefit obligation Fair value of plan assets Net defined benefit liability December 31, 2015 December 31, 2014 901,219 (801,528) 99,691 683,961 (608,370) 75,591 (2) Changes in the carrying value of defined benefit obligation are as follows (Unit: Korean Won in millions): Beginning balance Current service cost Interest cost Remeasurements Foreign currencies translation adjustments Retirement benefit paid Curtailment or settlement Others Ending balance For the year ended December 31, 2015 For the year ended December 31, 2014 683,961 132,710 21,377 97,730 (8) (26,516) (8,231) 196 901,219 509,849 118,651 20,016 72,990 (133) (32,422) (5,570) 580 683,961 - 74 - Woori Bank Annual Report 2015 162 F i n a n c i a l r e v i e w (3) Changes in the plan assets are as follows (Unit: Korean Won in millions): Beginning balance Interest income Remeasurements Employer‘s contributions Retirement benefit paid Curtailment or settlement Others Ending balance For the year ended December 31, 2014 For the year ended December 31, 2015 608,370 21,965 (5,444) 438,247 20,804 (5,504) 184,141 (22,849) (5,525) (944) 608,370 229,069 (22,860) (8,240) (21,332) 801,528 (4) Plan assets wholly consist of time deposits as of December 31, 2015 and 2014, respectively. Among plan assets, realized returns on plan assets amount to 16,521 million Won and 15,300 million Won for the year ended December 31, 2015 and 2014, respectively. (5) Current service cost, net interest expense, past service cost, loss on the curtailment or settlement and remeasurements recognized in the consolidated statements of net income and total comprehensive income are as follows (Unit: Korean Won in millions): Current service cost Net interest expense (income) Loss on the curtailment or settlement Cost recognized in net income Remeasurements Cost recognized in total comprehensive income For the year ended December 31, 2015 For the year ended December 31, 2014 118,651 (788) (45) 117,818 78,494 196,312 132,710 (588) 9 132,131 103,174 235,305 Retirement benefit service costs related to defined contribution plans are recognized 3,623 million Won and 3,543 million Won for the years ended December 31, 2015 and 2014, respectively. (6) Key actuarial assumptions used in defined benefit liability assessment are as follows: Discount rate Future wage growth rate Mortality rate Retirement rate December 31, 2015 2.83% 6.35% Issued by Korea Insurance Development Institute Experience rate for each employment classification December 31, 2014 3.29% 5.74% Issued by Korea Insurance Development Institute Experience rate for each employment classification (7) The sensitivity to actuarial assumptions used in the assessment of defined benefit obligation is as follows (Unit: Korean Won in millions): Discount rate Future wage growth rate Increase by 1% point Decrease by 1% point Increase by 1% point Decrease by 1% point Defined benefit obligation as of December 31, 2015 December 31, 2014 (66,278) 76,296 76,040 (67,267) (101,026) 118,879 117,975 (101,900) - 75 - Woori Bank Annual Report 2015 163 F i n a n c i a l r e v i e w 25. OTHER FINANCIAL LIABILITIES AND OTHER LIABILITIES Other financial liabilities and other liabilities are as follows (Unit: Korean Won in millions): December 31, 2015 December 31, 2014 Other financial liabilities: Accounts payable Accrued expenses Borrowings from trust accounts Agency business revenue Foreign exchange payables Domestic exchange payables Other miscellaneous financial liabilities Present value discount Sub-total Other liabilities: Unearned income Other miscellaneous liabilities Sub-total Total 5,586,031 1,901,204 4,476,396 415,776 708,267 2,082,472 1,795,256 (1,196) 16,964,206 171,649 133,525 305,174 17,269,380 4,532,101 2,343,332 3,475,353 433,594 375,059 3,386,529 2,345,433 (1,714) 16,889,687 164,431 226,239 390,670 17,280,357 26. DERIVATIVES (1) Derivative assets and derivative liabilities are as follows (Unit: Korean Won in millions): December 31, 2015 Assets Liabilities Nominal amount Fair value hedge For trading For trading Interest rate: Interest rate swap Long interest rate options Short interest rate options 111,633,234 881,679 1,086,679 180,378 - - Currency: Currency futures Currency forwards Currency swaps Long currency option Short currency option Stock: Stock futures Stock swaps Long index option Short index option Others: Other futures Other forward Other swaps Long option Short option Total 423,877 56,298,910 27,070,835 1,657,911 1,366,459 169,785 10,000 682,358 2,410,815 1,100 125 78,882 41,097 142,259 203,956,005 - - - - - - - 2,750 - - - - - - 183,128 923,712 13,961 - - 759,838 617,777 63,498 - - - 444 - 959,347 - 15,164 - 475,646 949,921 - 13,530 - 6 - 155,386 - - 5,363 5,904 - 2,390,497 - 39 4,781 - 7,007 2,580,827 - 76 - Woori Bank Annual Report 2015 164 F i n a n c i a l r e v i e w December 31, 2014 Assets Liabilities Nominal amount Fair value hedge For trading For trading Interest rate: Interest rate futures Interest rate swap Long interest rate options Short interest rate options 21,640 106,014,214 1,658,180 1,788,180 - 182,990 - - - 1,097,849 11,985 - - 1,140,917 - 10,638 Currency: Currency futures Currency forwards Currency swaps Long currency option Short currency option Stock: Stock futures Stock swaps Long index option Short index option Others: Other futures Other swaps Long option Short option Total 382,577 40,078,267 20,902,464 1,433,050 1,614,028 46,400 10,000 352,943 767,978 592 53,035 249,081 261,883 175,634,512 - - - - - - - 13,071 - - - - - 196,061 - 415,209 504,858 45,617 - - 522 1,070 - - 342,778 572,985 - 18,176 - - - 19,916 - 4,481 29,876 - 2,111,467 - 4,468 - 29,977 2,139,855 Derivatives held for trading purpose are classified into financial assets or liabilities at FVTPL (see Notes 7 and 20) and derivatives for hedging are stated as a separate line item in the consolidated statements of financial position. (2) Gains or losses from valuation of financial instruments under hedge accounting are as follows (Unit: Korean Won in millions): Losses from hedged items Gains from hedging instruments 27. DEFERRED DAY 1 PROFIT OR LOSS For the year ended December 31, 2015 For the year ended December 31, 2014 (31,297) 38,021 (64,158) 63,442 Changes in details of deferred day 1 profits or losses are as follows (Unit: Korean Won in millions): Beginning balance Acquisitions Amounts recognized in profits or losses Ending balance For the year ended December 31, 2015 For the year ended December 31, 2014 13,499 26,762 (12,253) 28,008 6,256 13,367 (6,124) 13,499 In case some variables to measure fair values of financial instruments were not observable or available in the market, valuation techniques were utilized to evaluate such financial instruments. Those financial instruments were recorded at the fair value produced by the valuation techniques as at the time of acquisition, even though there were difference noted between the transaction price and the fair value. The table above presents the difference yet to be realized as profit or losses. - 77 - Woori Bank Annual Report 2015 165 F i n a n c i a l r e v i e w 28. CAPITAL STOCK AND CAPITAL SURPLUS (1) The number of authorized shares and others are as follows: Authorized shares of common stock Par value Issued shares of common stock Capital stock December 31, 2015 December 31, 2014 5,000,000,000 Shares 5,000 Won 676,000,000 Shares 3,381,392 million Won 5,000,000,000 Shares 5,000 Won 676,278,371 Shares 3,381,392 million Won (2) Changes in numbers of issued shares of common stock are as follows (Unit: Shares): Beginning balance Changes due to the Merger Retirement of treasury stock Ending balance December 31, 2015 December 31, 2014 676,278,371 - (278,371) 676,000,000 806,015,340 (129,736,969) - 676,278,371 (3) Details of capital surplus are as follows (Unit: Korean Won in millions): Capital in excess of par value Other capital surplus Total December 31, 2015 December 31, 2014 269,533 24,726 294,259 269,533 21,533 291,066 29. HYBRID SECURITIES The bond-type hybrid securities classified as owner‘s equity are as follows (Unit: Korean Won in millions): Issuance date June 20, 2008 Maturity June 20, 2038 November 22, 2011 November 22, 2041 March 8, 2012 April 25, 2013 November13, 2013 November 13, 2043 December 12, 2014 December 12, 2044 March 8, 2042 April 25, 2043 June 3, 2015 May 2, 2007 June 10, 2015 June 3, 2045 May 2, 2037 June 10, 2045 Local currency Foreign currency Issuance cost Total Annual interest rate (%) 7.7 5.9 5.8 4.4 5.7 5.2 4.4 6.2 5.0 December 31, 2015 December 31, 2014 255,000 310,000 190,000 500,000 200,000 160,000 240,000 930,900 559,650 (11,548) 255,000 310,000 190,000 500,000 200,000 160,000 - 930,900 - (7,077) 3,334,002 2,538,823 With respect to the hybrid securities issued, the contractual agreements allow the Group to indefinitely extend the maturity date and defer the payment of interest. If the Group makes a resolution not to pay dividends on common stock, and then, the Group is exonerated from interest payment on the hybrid securities. - 78 - Woori Bank Annual Report 2015 166 F i n a n c i a l r e v i e w 30. OTHER EQUITY (1) Details of other equity are as follows (Unit: Korean Won in millions): Accumulated other comprehensive income: Gain on valuation of AFS financial assets Share of other comprehensive income of joint ventures and associates Loss on foreign currencies translation of foreign operations Remeasurement of the net defined benefit liability Cash flow hedges Sub-total Treasury shares(*) Other capital adjustments Total December 31, 2015 December 31, 2014 374,685 6,074 (70,789) (197,579) (10,371) 102,020 (34,113) (1,615,210) (1,547,303) 300,994 2,779 (107,721) (119,375) (10,371) 66,306 (37,594) (2,421,850) (2,393,138) (*) The Group succeeded to the rights of treasury shares the former Woori Finance Holdings Co.,Ltd held as the merger with Woori Finance Holdings Co.,Ltd for the year ended December 31, 2014, and 3,481 million Won was retired for the year ended December 31, 2015. (2) Changes in the accumulated other comprehensive income are as follows (Unit: Korean Won in millions): For the year ended December 31, 2015 Beginning balance Increase (decrease) on valuation(*) Re- classification adjustments(*) Income tax effect Ending balance 300,994 190,842 (101,439) (15,712) 374,685 2,779 4,409 (107,721) 49,421 - - (1,114) 6,074 (12,489) (70,789) (119,375) (10,371) 66,306 (102,467) - 142,205 - - (101,439) 24,263 - (5,052) (197,579) (10,371) 102,020 Gain (loss) on available-for- sale financial assets Share of other comprehensive income (loss) of joint ventures and associates Gain (loss) on foreign currency translation of foreign operations Remeasurement of the net defined benefit liability Cash flow hedges Total (*) For the change in gain (loss) on valuation of AFS financial assets, increase or decrease represents change due to the valuation during the period, and ―reclassification adjustments‖ explains disposal or recognition of impairment losses on AFS financial assets. - 79 - Woori Bank Annual Report 2015 167 F i n a n c i a l r e v i e w For the year ended December 31, 2014 Beginning balance (*1) Increase (decrease) on valuation(*2) Reclassification adjustments(*2) Income tax effect Changes due to the Spin-off Ending balance 279,398 354,856 (241,216) (27,102) (64,942) 300,994 5,753 (3,464) (244) 734 - 2,779 (136,576) 2,186 37,094 (10,425) - (107,721) (68,408) 7,928 88,095 (81,476) (6,844) 265,258 (900) (13,671) (218,937) 18,950 2,296 (15,547) 12,459 (80) (52,563) (119,375) (10,371) 66,306 Gain (loss) on valuation of available-for-sale financial assets Share of other comprehensive income (loss) of joint ventures and associates Gain (loss) on foreign currency translation of foreign operations Remeasurement of the net defined benefit liability Cash flow hedges Total (*1) The accumulated other comprehensive income as of January 1, 2014 included the amounts classified as the disposal group held for sale and the disposal group held for distribution to owners as of December 31, 2013. (*2) For the change in gain (loss) on valuation of AFS financial assets, increase or decrease represents change due to the valuation during the period, and ―reclassification adjustments‖ explains disposal or recognition of impairment losses on AFS financial assets. 31. RETAINED EARNINGS (1) Details of retained earnings are as follows (Unit: Korean Won in millions): December 31, 2015 December 31, 2014 Legal reserve Legal reserve Other legal reserve Voluntary reserve Sub-total Business rationalization reserve Reserve for financial structure improvement Additional reserve Regulatory reserve for credit loss Revaluation reserve Other voluntary reserve Sub-total Retained earnings before appropriation Total i. Legal reserve 1,528,754 43,132 1,571,886 8,000 235,400 7,249,104 1,756,142 760,366 11,700 10,020,712 2,133,524 13,726,122 1,463,754 41,472 1,505,226 8,000 235,400 8,134,544 1,800,387 760,455 11,700 10,950,486 1,709,646 14,165,358 In accordance with the Banking Act, legal reserve are appropriated at least one tenth of the earnings after tax on every dividend declaration, not exceeding the paid in capital. This reserve may not be used other than for offsetting a deficit or transferring to capital. ii. Other legal reserve Other legal reserves were appropriated in the branches located in Japan, Vietnam and Bangladesh according to the banking laws of Japan, Vietnam and Bangladesh, and may be used to offset any deficit incurred in those branches. - 80 - Woori Bank Annual Report 2015 168 F i n a n c i a l r e v i e w iii. Business rationalization reserve Pursuant to the Restriction of Special Taxation Act, the Group was previously required to appropriate, as a reserve for business rationalization, amounts equal to tax reductions arising from tax exemptions and tax credits up to December 31, 2001. The requirement was no longer effective from 2002. iv. Reserve for financial structure improvement From 2002 to 2014, the Finance Supervisory Services recommended banks in Korea to appropriate at least ten percent of net income after accumulated deficit for financial structure improvement, until tangible common equity ratio equals 5.5 percent. But this reserve is not available for payment of cash dividends; however, it can be used to reduce a deficit or be transferred to capital. The reserve and appropriation is an Autonomous judgment matter of the Group since 2015. v. Additional reserve and other voluntary reserve Additional reserve and other voluntary reserve were appropriated for capital adequacy and other management purpose. vi. Regulatory reserve for credit loss In accordance with Article 29 of the Regulation on Supervision of Banking Business (―RSBB‖), if provisions for credit loss under K-IFRS for the accounting purpose are lower than provisions under RSBB, the Group discloses such shortfall amount as regulatory reserve for credit loss. vii. Revaluation reserve Revaluation reserve is the amount of limited dividends set by the board of directors to be the recognized as complementary capital when the gain or loss occurred in the property revaluation by adopting K-IFRS. (2) Changes in retained earnings are as follows (Unit: Korean Won in millions): Beginning balance Net income attributable to owners Changes due to distribution to owners Dividends on common stock Dividends on hybrid securities Appreciation of merger losses Retirement of treasury stock Others Ending balance For the years ended December 31 2015 14,165,358 1,059,157 - - (504,952) (183,320) (806,640) (3,481) - - 13,726,122 2014 13,112,690 1,213,980 (110,405) - (50,129) - - (778) 14,165,358 - 81 - Woori Bank Annual Report 2015 169 F i n a n c i a l r e v i e w 32. REGULATORY RESERVE FOR CREDIT LOSS In accordance with Paragraph 1 and 2 of Article 29 of the Regulation on the Supervision of Banking Business (―RSBB‖), if the estimated provisions for credit loss under K-IFRS for the accounting purpose are lower than those in accordance with the provisions under the RSBB, the Group shall disclose the difference as the planned regulatory reserve for credit loss. (1) Balance of the planned regulatory reserve for credit loss is as follows (Unit: Korean Won in millions): Beginning balance Planned provision (reversal) of regulatory reserve for credit loss Ending balance For the years ended December 31 2015 1,756,142 499,110 2,255,252 2014 1,800,387 (44,245) 1,756,142 (2) Planned reserves provided, adjusted net income after the planned reserves provided and adjusted earnings per share after the planned reserves provided are as follows (Unit: Korean Won in millions, except for earnings per share amount): Net income Provision (reversal) of regulatory reserve for credit loss Adjusted net income after the provision of regulatory reserve Adjusted EPS after the provision of regulatory reserve 1,075,392 499,110 576,282 584 1,207,969 (44,245) 1,252,214 1,512 For the years ended December 31 2014 (*) 2015 (*) These are calculated by the beginning balance of the planned regulatory reserve for credit loss of the former Woori Finance Holdings Co., Ltd.. In the case of using the beginning balance of the Group‘s, the provision of regulatory reserve for credit loss is 505,805 million won, adjusted income after provision of regulatory reserve is 702,164 million won, and adjusted EPS after the provision of regulatory reserve is 746 won. 33. DIVIDENDS The Group is to pay out 168,317 million Won (250 Won per share) as dividend for the year ended December 31, 2015, and it will be reviewed and approved at the shareholders‘ meeting on March 25, 2016. As such, the separate statements of financial position as of December 31, 2015 do not incorporate such unpaid dividend. In addition, on July 29, 2015, the board of directors resolved the interim dividend of 250 Won per a common share, which amounted to 168,318 million Won for the shares issued and it was paid during the year ended December 31, 2015. - 82 - Woori Bank Annual Report 2015 170 F i n a n c i a l r e v i e w 34. NET INTEREST INCOME (1) Interest income recognized are as follows (Unit: Korean Won in millions): Financial assets at FVTPL AFS financial assets HTM financial assets Loans and receivables: Interest on due from banks Interest on loans Interest of other receivables Sub-total Total For the years ended December 31 2014 2015 63,143 389,443 418,065 81,117 7,700,475 45,992 7,827,584 8,698,235 70,653 359,986 441,626 104,633 8,183,844 50,498 8,338,975 9,211,240 (2) Interest expense recognized are as follows (Unit: Korean Won in millions): Interest on deposits due to customers Interest on borrowings Interest on debentures Other interest expense Total For the years ended December 31 2014 2015 2,888,529 216,743 707,772 123,291 3,936,335 3,450,786 251,804 885,365 130,267 4,718,222 35. NET FEES AND COMMISSIONS INCOME (1) Fees and commissions income recognized are as follows (Unit: Korean Won in millions): For the years ended December 31 2014 2015 Fees and commissions received (*) Fees and commissions received for provision of guarantee Fees and commissions received on project financing Fees and commissions received on credit card Fees and commissions received on securities Other fees and commissions received Total 676,114 78,922 15,521 852,250 67,692 66,841 1,757,340 641,332 75,997 12,717 746,811 61,472 59,686 1,598,015 (*) Fees and commissions received include agency commissions, fee income from electronic finance, fee income related to loan, fees for import letter of credit dealing, commission received on foreign exchange and others. (2) Fees and commissions expense incurred are as follows (Unit: Korean Won in millions): For the years ended December 31 2014 2015 Fees paid Credit card commissions Brokerage commissions Others Total 133,909 643,524 615 2,496 780,544 36. DIVIDEND INCOME - 83 - Dividend income recognized are as follows (Unit: Korean Won in millions): Dividend from financial assets at FVTPL Dividend from AFS financial assets Total Woori Bank Annual Report 2015 For the years ended December 31 171 2014 2015 1,217 101,706 102,923 115,480 555,496 168 9,856 681,000 3,178 93,634 96,812 - 84 - 35. NET FEES AND COMMISSIONS INCOME (1) Fees and commissions income recognized are as follows (Unit: Korean Won in millions): For the years ended December 31 2015 2014 Fees and commissions received (*) Fees and commissions received for provision of guarantee Fees and commissions received on project Fees and commissions received on credit financing card Fees and commissions received on securities Other fees and commissions received Total 676,114 78,922 15,521 852,250 67,692 66,841 1,757,340 641,332 75,997 12,717 746,811 61,472 59,686 1,598,015 (*) Fees and commissions received include agency commissions, fee income from electronic finance, fee income related to loan, fees for import letter of credit dealing, commission received on foreign exchange and others. (2) Fees and commissions expense incurred are as follows (Unit: Korean Won in millions): Fees paid Credit card commissions Brokerage commissions Others Total 36. DIVIDEND INCOME For the years ended December 31 2014 2015 F i n a n c i a l r e v i e w 133,909 643,524 615 2,496 780,544 115,480 555,496 168 9,856 681,000 Dividend income recognized are as follows (Unit: Korean Won in millions): Dividend from financial assets at FVTPL Dividend from AFS financial assets Total For the years ended December 31 2014 2015 1,217 101,706 102,923 3,178 93,634 96,812 37. GAINS (LOSSES) ON FINANCIAL ASSETS AT FVTPL (1) Details of gains or losses related to financial assets at FVTPL are as follows (Unit: Korean Won in millions): Gains (losses) on financial assets held for trading Gains (losses) of financial assets designated at FVTPL Total For the years ended December 31 2015 2014 171,137 69,205 240,342 161,851 28,061 189,912 (2) Gains (losses) on financial assets held for trading are as follows (Unit: Korean Won in millions): Financial Assets Securities at FVTPL Other financial assets - 84 - Gain on valuation Gain on disposals Loss on valuation Loss on disposals Sub-total Gain on valuation Gain on disposals Loss on valuation Loss on disposals Sub-total Total of financial assets at FVTPL Derivatives (for trading) Interest rates derivatives Currencies derivatives Equity derivatives Gain on transactions and valuation Loss on transactions and valuation Sub-total Gain on transactions and valuation Loss on transactions and valuation Sub-total Gain on transactions and valuation Loss on transactions and valuation Sub-total Other derivatives Gain on transactions and valuation Loss on transactions and valuation Sub-total Total of derivatives(for trading) Total For the years ended December 31 2015 2014 7,735 32,780 (13,663) (22,771) 4,081 10,195 442 (10,189) (208) 240 4,321 27,122 37,158 (19,441) (45,201) (362) 3,878 763 (4,315) (509) (183) (545) 1,240,353 1,220,496 (1,251,673) (11,320) (1,261,289) (40,793) 4,241,317 2,681,812 (3,987,856) 253,461 (2,499,395) 182,417 92,400 61,840 (166,528) (74,128) (40,342) 21,498 54,322 50,883 (55,519) (1,197) 166,816 171,137 (51,609) (726) 162,396 161,851 Woori Bank Annual Report 2015 172 - 85 - F i n a n c i a l r e v i e w (3) Details of gains or losses on financial assets designated at FVTPL are as follows (Unit: Korean Won in millions): Gain (loss) on equity-linked securities Gain (loss) on disposals of equity-linked securities Gain on valuation of equity-linked securities Sub-total Gain (loss) on other securities: Loss on disposals of other securities Gain on valuation of other securities Sub-total Gain(loss) on other financial instruments: Gain on valuation of other financial instruments Sub-total Total For the years ended December 31 2015 2014 (22,363) 89,863 67,500 (62) 1,027 965 740 740 69,205 7,575 9,709 17,284 (123) 43 (80) 10,857 10,857 28,061 38. GAINS (LOSSES) ON AFS FINANCIAL ASSETS Gains (losses) on AFS financial assets are as follows (Unit: Korean Won in millions): Gains on redemption of securities Gains on transaction of securities Impairment losses on securities Total For the years ended December 31 2014 2015 1,089 130,457 (134,827) (3,281) 90 171,747 (240,761) (68,924) 39. IMPAIRMENT LOSSES DUE TO CREDIT LOSS Impairment losses on loans and receivables, guarantees and loan commitment recognized for credit loss are as follows (Unit: Korean Won in millions): Impairment losses due to credit loss Reversal of provision on (provision provided for) guarantee Reversal of provision on loan commitment Total For the years ended December 31 2015 2014 (1,112,139) (1,116,171) 140,318 5,175 (966,646) (14,314) 33,545 (1,096,940) - 86 - Woori Bank Annual Report 2015 173 F i n a n c i a l r e v i e w 40. OTHER NET OPERATING INCOMES (EXPENSES) (1) Administrative expenses recognized are as follows (Unit: Korean Won in millions): Employee benefits Short term employee benefits Retirement benefit service costs Termination Salaries Employee benefits Sub-total Depreciation and amortization Other general and administrative expenses Rent Taxes and dues Service charges Computer and IT related Telephone and communication Operating promotion Advertising Printing Traveling Supplies Insurance premium Reimbursement Maintenance Water, light and heating Vehicle maintenance Others Sub-total Total For the years ended December 31 2015 2014 1,262,786 381,283 135,754 73,119 1,852,942 236,958 295,871 103,580 233,860 100,026 60,880 46,638 58,914 10,249 9,601 6,822 7,236 23,779 14,565 15,205 10,400 62,861 1,060,487 3,150,387 1,196,332 360,158 121,361 70,459 1,748,310 223,899 266,369 101,753 215,448 106,386 58,102 44,382 51,944 10,712 7,702 6,908 5,899 18,937 14,050 15,163 10,860 52,095 986,710 2,958,919 (2) Other operating incomes recognized are as follows (Unit: Korean Won in millions): Gains on transaction of foreign exchange Gains on disposal of loans and receivables Gains on transactions of derivatives Gains on fair value hedged items Others (*) Total For the years ended December 31 2015 2014 3,352,318 186,939 59,003 25,235 158,806 3,782,301 1,883,808 132,846 84,533 23,318 132,666 2,257,171 (*) Other income includes such incomes amounting to 137,187 million Won and 102,541 million Won for the year ended December, 2015 and 2014, respectively, that the Group recognized for it is to receive from other creditor financial institutions in accordance with the creditor financial institutions committee agreement. (3) Other operating expenses recognized are as follows (Unit: Korean Won in millions): Losses on transaction of foreign exchange KDIC deposit insurance fees Contribution to miscellaneous funds Losses on disposal of loans and receivables Losses related to derivatives Losses on fair value hedged items Others (*) Total For the years ended December 31 2015 2014 3,429,638 266,031 343,703 43,266 20,982 56,532 232,210 4,392,362 1,902,316 259,140 338,386 30,480 21,091 87,476 292,548 2,931,437 (*) Other expense includes such expenses amounting to 154,897 million Won and 218,072 million Won for the year ended December 31, 2015 and 2014, respectively, that the Group recognized for it is to carry out a payment to other creditor financial institutions in accordance with the creditor financial institutions committee agreement. - 87 - Woori Bank Annual Report 2015 174 F i n a n c i a l r e v i e w 41. OTHER NON-OPERATING INCOMES (EXPENSES) (1) Details of gain or loss on valuation of investments in joint ventures and associates are as follows (Unit: Korean Won in millions): Gain on valuation Loss on valuation Impairment loss Total For the years ended December 31 2015 2014 41,363 (55,176) (56,311) (70,124) 37,427 (70,008) (35,399) (67,980) (2) Other non-operating incomes and expenses recognized are as follows (Unit: Korean Won in millions): Other non-operating incomes Other non-operating expenses Total For the years ended December 31 2015 2014 272,610 (102,126) 170,484 134,355 (129,688) 4,667 (3) Other non-operating incomes recognized are as follows (Unit: Korean Won in millions): Rental fee income Gains on disposal of investment in joint ventures and associates Gains on disposal of premises and equipment and other assets Reversal of impairment loss on premises and equipment and other assets Others(*) Total For the years ended December 31 2015 2014 8,225 61,653 6,814 539 195,379 272,610 8,058 31,414 1,398 533 92,952 134,355 (*) Other income includes such incomes amounting to 132,784 million Won for the year ended December 31, 2015 that the Group received in accordance with the final irrevocable verdict for the payment of commitment (Note 44). (4) Other non-operating expenses recognized are as follows (Unit: Korean Won in millions): Depreciation on investment properties Interest expenses of rent leasehold deposits Losses on disposal of investment in joint ventures and associates Losses on disposal of premises and equipment and other assets Impairment losses on premises and equipment and other assets Donation Others Total For the years ended December 31 2015 2014 3,806 688 10 2,707 2,990 46,266 45,659 102,126 4,016 1,026 1,765 1,709 2,226 52,770 66,176 129,688 - 88 - Woori Bank Annual Report 2015 175 F i n a n c i a l r e v i e w 42. INCOME TAX EXPENSE (1) Income tax expenses are as follows (Unit: Korean Won in millions): Current tax expense Current tax expense in respect of the current year Adjustments recognized in the current period in relation to the current tax of prior periods Sub-total Deferred tax expense Deferred tax expense (benefit) relating to the origination and reversal of temporary differences Deferred tax charged directly to equity Sub-total Income tax expense (benefit) Income tax expense for continuing operations Income tax expense (benefit) for discontinued operations For the years ended December 31 2015 2014 362,552 514,819 (27,038) 335,514 44,884 (3,844) 41,040 376,554 376,554 - (3,750) 511,069 (665,974) 8,923 (657,051) (145,980) 288,195 (434,175) (2) Income tax expense can be reconciled to net income before income tax expense as follows (Unit: Korean Won in millions): Net income before income tax expense Income from continuing operations before income tax Income from discontinued operations before income tax Tax calculated at statutory tax rate (*1) Adjustments Effect of income that is exempt from taxation Effect of expense not deductible in determining taxable profit Temporary differences due to investments in subsidiaries and joint ventures (*2) Adjustments recognized in the current period in relation to the current tax of prior periods Others Sub-total Income tax expense (benefit) Income tax expense for continuing operations Income tax expense (benefit) for discontinued operations Effective tax rate Effective tax rate for continuing operations Effective tax rate for discontinued operations (*3) For the years ended December 31 2015 1,451,946 1,451,946 - 350,909 2014 1,061,988 834,395 227,593 256,540 (56,247) (45,528) 50,152 342,057 - (606,908) (27,038) 58,778 25,645 376,554 376,554 - 25.93% - (3,750) (88,391) (402,520) (145,980) 288,195 (434,175) 34.54% - (*1) The applicable income tax rate; 1) 11% for below 200 million Won, 2) 22% for from 200 million Won to 20 billion Won, 3) 24.2% for above 20 billion Won. (*2) Woori Finance Holdings Co., Ltd. was exempted from payment of sales tax in relation with the spin-off of Kyongnam Bank Co., Ltd. and Kwangju Bank Co., Ltd. in accordance with the Restriction of Special Taxation Act as amended on March 14, 2014. Thus, deferred tax liabilities recognized in 2013 reversed. (*3) The effective tax rate was not calculated since the income tax expense was negative. - 89 - Woori Bank Annual Report 2015 176 F i n a n c i a l r e v i e w (3) Deferred tax charged direct to equity is as follows (Unit: Korean Won in millions): For the year ended December 31, 2015 Recognized as other comprehensive income (loss) Recognized as income (loss) Ending balance 22,819 - 445,729 Beginning balance 422,910 Gain on financial assets at FVTPL Gain (loss) on AFS financial assets (105,556) 94 (16,074) (121,536) Gain (loss) on valuation using the equity method of accounting Gain (loss) on valuation of derivatives Accrued income Provision for loan losses Loan and receivables written off Loan origination costs and fees Defined benefit liability Deposits with employee retirement insurance trust Provision for guarantee Other provision Others Net deferred tax assets 21,156 (14,936) (1,114) 5,106 (48,438) (75,094) (59,428) 6,921 (88,476) 151,666 (135,474) 84,530 37,029 24,355 236,101 8,664 (7,054) 8,924 47,304 (15,436) 26,912 (51,570) (15,305) (9,131) (42,324) (41,039) - - - - - 24,845 - - - (11,501) (3,844) (39,774) (82,148) (50,504) 54,225 (103,912) 203,423 (187,044) 69,225 27,898 (29,470) 191,218 Beginning balance (*) 232,727 (76,852) 121,906 (37,264) (65,697) (69,615) 10,195 (71,812) 107,498 (99,906) 91,404 38,795 - For the year ended December 31, 2014 Merge and Spin-off Recognized as income (loss) Recognized as other comprehensive income (loss) - - - - - - - - - - - - - 190,183 (6,293) - (22,411) (101,725) (11,174) (9,397) 10,187 (3,274) (16,664) 24,898 (35,573) (6,874) (1,766) - 115,766 975 - - - - - 19,270 5 - - - (12,426) Ending balance 422,910 (105,556) 21,156 (48,438) (75,094) (59,428) 6,921 (88,476) 151,666 (135,474) 84,530 37,029 - 24,355 (75,228) (3,757) (542,643) (436,492) 10,376 6,619 508,757 657,051 23,510 8,923 - 236,101 Gain on financial assets at FVTPL Loss on AFS financial assets Gain (loss) on valuation using the equity method of accounting Loss on valuation of derivatives Accrued income Provision for loan losses Loan and receivables written off Loan origination costs and fees Defined benefit liability Deposits with employee retirement insurance trust Provision for guarantee Other provision Investments in joint ventures and associates Others Assets as held for sale / Disposal group held for distribution to owners Net deferred tax assets (*) The beginning balance incorporates the deferred tax assets (liabilities) from subsidiaries that were reclassified into disposal group held for sale and disposal groups held for distribution to owners as of December 31, 2013. (4) Unrealizable temporary differences are as follows (Unit: Korean Won in millions): Deductible temporary differences Unused tax losses Taxable temporary differences Total December 31, 2015 December 31, 2014 224,452 233,687 (740,860) (282,721) 174,200 283,523 (736,048) (278,325) - 90 - Woori Bank Annual Report 2015 177 F i n a n c i a l r e v i e w (5) Deferred tax charged direct to equity is as follows (Unit: Korean Won in millions): Loss on available-for-sale financial assets Share of other comprehensive loss of jointly controlled entities and associates Gain on foreign operations translation Remeasurements Total December 31, 2015 (112,495) December 31, 2014 (96,421) (387) 22,923 62,575 (27,384) 782 34,424 37,674 (23,541) (6) Current tax assets and liabilities are as follows (Unit: Korean Won in millions): Current tax assets Current tax liabilities December 31, 2015 December 31, 2014 6,782 108,943 4,845 298,762 (7) Deferred tax assets and liabilities are as follows (Unit: Korean Won in millions): Deferred tax assets Deferred tax liabilities Net deferred tax assets December 31, 2015 210,597 19,379 191,218 December 31, 2014 257,858 21,757 236,101 43. EARNINGS PER SHARE (“EPS”) Basic EPS is calculated by dividing net income by weighted average number of common shares outstanding (Unit: Korean Won in millions except for EPS and number of shares): Net income attributable to common shareholders Dividends to hybrid securities Net income attributable to common shareholders Net income from continuing operations Net income from discontinued operations Weighted average number of common shares outstanding Basic Earnings Per Share Basic Earnings Per Share for continuing operations Basic Earnings Per Share for discontinued operations For the years ended December 31 2015 2014 1,059,157 (183,320) 875,837 875,837 - 673 million shares 1,301 1,301 - 1,213,980 (50,129) 1,163,851 385,160 778,691 718 million shares 1,621 536 1,085 Diluted EPS is equal to basic EPS because there is no dilution effect for the year ended December 31, 2015 and 2014. - 91 - Woori Bank Annual Report 2015 178 F i n a n c i a l r e v i e w 44. CONTINGENT LIABILITIES AND COMMITMENTS (1) Details of guarantees are as follow (Unit: Korean Won in millions): Confirmed guarantees Guarantee for loans Acceptances Letters of guarantees Other confirmed guarantees Total Unconfirmed guarantees Local letter of credit Letter of credit Other unconfirmed guarantees Total CP purchase commitments and others December 31, 2015 December 31, 2014 108,176 618,365 100,084 8,242,622 9,069,247 422,812 4,258,672 1,949,571 6,631,055 1,615,141 109,213 710,443 126,279 8,328,515 9,274,450 575,919 4,373,378 1,590,332 6,539,629 2,213,840 (2) Details of loan commitments and others are as follow (Unit: Korean Won in millions): Loan commitments Other commitments (3) Litigation case December 31, 2015 December 31, 2014 88,211,580 5,371,320 89,637,659 4,061,230 1) The Group had filed and faced lawsuits as follows (Unit: Korean Won in millions except for number of cases): December 31, 2015 December 31, 2014 As plaintiff As defendant As plaintiff Number of cases Amount of litigation Allowance for litigations 130 cases 350,899 269 cases 190,219 4,872 516 cases 827,222 As defendant 298 cases 293,527 16,343 2) Prior to December 31, 2015, the Group (Woori Bank), along with other 13 financial institutions including the Seoul Guarantee Insurance, filed a lawsuit against Samsung Group and its associates as a defendant in respect to the return of the fund that was guaranteed for the filing of court administration of Samsung Motors. With respect to the lawsuit, on January 29, 2015, the Supreme Court of Korea made the final judgment that the plaintiff should pay the guaranteed funds to the Group and other financial institutions. The Group recognized 132,784 million Won, as gain for the year ended December 31, 2015, in accordance with K-IFRS 1037 – Provisions, Contingent liabilities and Contingent assets. (4) Other The Group operates Korean Won currency settlement service as for commercial trade settlements between Korea and Iran. In accordance with the submission request of information from U.S. prosecutors (U.S. Federal Prosecutors and Prosecutors of the New York State), the Group is currently performing its own internal investigation to confirm if the Group is meeting the requirements on sanction of U.S. Government in respect of its service operation. As at the end of December 31, 2015, the Group believes that it cannot make reasonable estimation due to possible results from such investigation. - 92 - Woori Bank Annual Report 2015 179 F i n a n c i a l r e v i e w 45. RELATED PARTY TRANSACTIONS Related parties of the Group and assets and liabilities recognized and major transactions with related parties during the current and prior periods are as follows: (1) Related parties Controlling party (Government related entity) KDIC Joint ventures Woori Renaissance Holdings Related parties Associates Woori Blackstone Korea Opportunity Private Equity Fund 1st, Korea Credit Bureau Co., Ltd., Korea Finance Security Co., Ltd., Woori Service Networks Co., Ltd., Kumho Tires Co., Inc., United PF 1st Corporate Financial Stability, Chin Hung International Inc., Poonglim Industrial Co., Ltd., Hana Engineering & Construction Co., Ltd., STX Engine Co., Ltd., Samho International Co., Ltd., Force TEC Co., Ltd., Woori Columbus 1st Private Equity Fund, STX Corporation, Osung LST Co., Ltd., Dongwoo C & C Co., Ltd., Sjco Co., Ltd., Ilyang Construction Co., Ltd., G2 Collection Co., Ltd. and Saman Corporation (2) Assets and liabilities from transactions with related parties are as follows (Unit: Korean Won in millions): Related party KDIC Controlling party (Government related entity) A title of account Loans Allowance for credit loss Other assets Deposits Other liabilities Joint ventures Woori Renaissance Holdings Other assets Associates Kumho Tires Co., Ltd. Loans Allowance for credit loss Deposits Other liabilities Korea Credit Bureau Co., Ltd. Loans Deposits Other liabilities Korea Finance Security Co., Ltd. Woori Service Networks Co., Ltd. Loans Allowance for credit loss Deposits Other liabilities Loans Allowance for credit loss Deposits Other liabilities December 31, 2015 December 31, 2014 30 - 510,193 930,231 9,812 2,416 280,333 (553) 67,815 116 7 9,038 54 51 - 1,468 7 27 - 3,821 381 314 (108) 691,101 1,157,232 12,252 - 334,948 (2,968) 80,978 87 2 3,215 19 46 (1) 2,738 12 26 (1) 3,169 115 United PF 1st Corporate Financial Stability Deposits 20 30 Woori Blackstone Korea Opportunity Private Equity Fund 1st Other assets Other liabilities 175 934 626 - - 93 - Woori Bank Annual Report 2015 180 F i n a n c i a l r e v i e w 44. CONTINGENT LIABILITIES AND COMMITMENTS (1) Details of guarantees are as follow (Unit: Korean Won in millions): Confirmed guarantees Guarantee for loans Acceptances Letters of guarantees Other confirmed guarantees Total Unconfirmed guarantees Local letter of credit Letter of credit Other unconfirmed guarantees Total CP purchase commitments and others December 31, 2015 December 31, 2014 108,176 618,365 100,084 8,242,622 9,069,247 422,812 4,258,672 1,949,571 6,631,055 1,615,141 109,213 710,443 126,279 8,328,515 9,274,450 575,919 4,373,378 1,590,332 6,539,629 2,213,840 (2) Details of loan commitments and others are as follow (Unit: Korean Won in millions): Loan commitments Other commitments (3) Litigation case December 31, 2015 December 31, 2014 88,211,580 5,371,320 89,637,659 4,061,230 1) The Group had filed and faced lawsuits as follows (Unit: Korean Won in millions except for number of cases): December 31, 2015 December 31, 2014 As plaintiff As defendant As plaintiff Number of cases Amount of litigation Allowance for litigations 130 cases 350,899 269 cases 190,219 4,872 516 cases 827,222 As defendant 298 cases 293,527 16,343 2) Prior to December 31, 2015, the Group (Woori Bank), along with other 13 financial institutions including the Seoul Guarantee Insurance, filed a lawsuit against Samsung Group and its associates as a defendant in respect to the return of the fund that was guaranteed for the filing of court administration of Samsung Motors. With respect to the lawsuit, on January 29, 2015, the Supreme Court of Korea made the final judgment that the plaintiff should pay the guaranteed funds to the Group and other financial institutions. The Group recognized 132,784 million Won, as gain for the year ended December 31, 2015, in accordance with K-IFRS 1037 – Provisions, Contingent liabilities and Contingent assets. (4) Other The Group operates Korean Won currency settlement service as for commercial trade settlements between Korea and Iran. In accordance with the submission request of information from U.S. prosecutors (U.S. Federal Prosecutors and Prosecutors of the New York State), the Group is currently performing its own internal investigation to confirm if the Group is meeting the requirements on sanction of U.S. Government in respect of its service operation. As at the end of December 31, 2015, the Group believes that it cannot make reasonable estimation due to possible results from such investigation. - 92 - Woori Bank Annual Report 2015 181 F i n a n c i a l r e v i e w 45. RELATED PARTY TRANSACTIONS Related parties of the Group and assets and liabilities recognized and major transactions with related parties during the current and prior periods are as follows: (1) Related parties Controlling party (Government related entity) KDIC Joint ventures Woori Renaissance Holdings Related parties Associates Woori Blackstone Korea Opportunity Private Equity Fund 1st, Korea Credit Bureau Co., Ltd., Korea Finance Security Co., Ltd., Woori Service Networks Co., Ltd., Kumho Tires Co., Inc., United PF 1st Corporate Financial Stability, Chin Hung International Inc., Poonglim Industrial Co., Ltd., Hana Engineering & Construction Co., Ltd., STX Engine Co., Ltd., Samho International Co., Ltd., Force TEC Co., Ltd., Woori Columbus 1st Private Equity Fund, STX Corporation, Osung LST Co., Ltd., Dongwoo C & C Co., Ltd., Sjco Co., Ltd., Ilyang Construction Co., Ltd., G2 Collection Co., Ltd. and Saman Corporation (2) Assets and liabilities from transactions with related parties are as follows (Unit: Korean Won in millions): Related party KDIC Controlling party (Government related entity) A title of account Loans Allowance for credit loss Other assets Deposits Other liabilities Joint ventures Woori Renaissance Holdings Other assets Associates Kumho Tires Co., Ltd. Loans Allowance for credit loss Deposits Other liabilities Korea Credit Bureau Co., Ltd. Loans Deposits Other liabilities Korea Finance Security Co., Ltd. Woori Service Networks Co., Ltd. Loans Allowance for credit loss Deposits Other liabilities Loans Allowance for credit loss Deposits Other liabilities December 31, 2015 December 31, 2014 30 - 510,193 930,231 9,812 2,416 280,333 (553) 67,815 116 7 9,038 54 51 - 1,468 7 27 - 3,821 381 314 (108) 691,101 1,157,232 12,252 - 334,948 (2,968) 80,978 87 2 3,215 19 46 (1) 2,738 12 26 (1) 3,169 115 United PF 1st Corporate Financial Stability Deposits 20 30 Woori Blackstone Korea Opportunity Private Equity Fund 1st Other assets Other liabilities 175 934 626 - - 93 - Woori Bank Annual Report 2015 182 F i n a n c i a l r e v i e w For the years ended December 31 Related party A title of account 2015 Associates Force TEC C Co., Ltd. Interest income Interest expenses Impairment losses due to credit loss (reversal of impairment losses due to credit loss) Hana Engineering & Reversal of impairment Construction Co., Ltd. losses due to credit loss STX Engine Co., Ltd. STX Corporation Osung LST Co. ,Ltd. Ilyang Construction Interest income Fees income Interest expenses Impairment losses due to credit loss Interest income Fees income Interest expenses Reversal of impairment losses due to credit loss Interest income Interest expenses Reversal of impairment losses due to credit loss Impairment losses due to 249 - 2014 1,157 3 5,900 (25,532) (98) - 1,358 67 46 2,982 81 48 20,524 13,787 1,729 89 6 2,056 - 6 (4,060) (146,680) 226 16 527 31 (223) (4,819) Co., Ltd. credit loss 215 - (*1) As the subsidiary sold shares of Phoenix Digital Tech Co., Ltd. during the year ended December 31, 2015, it is excluded from the related party. (*2) As the Group sold shares of Ansang Tech Co., Ltd. during the year ended December 31, 2015 it is excluded from the related parties. - 96 - Woori Bank Annual Report 2015 183 F i n a n c i a l r e v i e w (4) Guarantees provided to the related parties are as follows (Unit: Korean Won in millions): December 31, 2015 December 31, 2014 KDIC Kumho Tires Co., Inc. Korea Finance Security Co., Ltd. Korea Credit Bureau Co., Ltd. Woori Service Networks Co., Ltd. Chin Hung International Inc. Phoenix Digital Tech Co., Ltd. STX Engine Co., Ltd. SamHo Co., Ltd. Force TEC Co., Ltd. STX corporation 1,500,470 11,623 143,756 209 28 173 40,847 - 74,135 13,019 - 28,976 5,954 23,235 9,131 1,500,386 Loan commitment Letter of credit 18,110 88,638 Loan commitment 214 Loan commitment 33 Loan commitment 179 Loan commitment 40,630 Loan commitment 261 Loan commitment 81,431 Letter of credit 4,600 Loan commitment 2,360 Letter of credit 27,299 Loan commitment 6,325 Loan commitment 30,062 Letter of credit and others 13,009 Loan commitment (*) For the guarantee provided to the related parties, the Group recognized provisions for guarantees amounting to 10,122 million Won and 2,170 million Won, respectively, as of December 31, 2015 and December 31, 2014. (5) Compensation for key management is as follows (Unit: Korean Won in millions): Short term benefits Severance payments Total For the years ended December 31 2015 2014 6,421 312 6,733 11,542 464 12,006 Key management includes registered executives and non-registered executives. Outstanding assets and liabilities from transactions with key management amount to 747 million Won and 2,712 million Won, respectively, as of December 31, 2015. With respect to the assets, the Group has not recognized any allowance, nor provision. - 97 - Woori Bank Annual Report 2015 184 F i n a n c i a l r e v i e w 46. TRUST ACCOUNTS (1) Trust accounts of the Group are as follows (Unit: Korean Won in millions): Total assets Operating income Trust accounts December 31, 2015 34,135,580 December 31, 2014 31,225,968 For the year ended December 31, 2015 For the year ended December 31, 2014 751,425 784,155 (2) Receivables and payables from the transactions between the Group and trust accounts are as follows (Unit: Korean Won in millions): Receivables Trust fees receivables Payables December 31, 2015 December 31, 2014 18,704 17,956 Borrowings from trust accounts 3,794,847 2,949,097 (3) Significant transactions between the Group and trust accounts are as follows (Unit: Korean Won in millions): Revenue Trust fees Expense For the years ended December 31 2015 2014 51,322 41,829 Interest expenses on borrowings from trust accounts 60,329 78,114 (4) Principal guaranteed trusts and principal and fixed rate of return guaranteed trusts. 1) As of December 31, 2015 and 2014, the carrying value of principal guaranteed trusts and principal and fixed rate of return guaranteed trusts are as follows (Unit: Korean Won in millions): December 31, 2015 December 31, 2014 Principal guaranteed trusts Old-age pension trusts Personal pension trusts Pension trusts Retirement trusts New personal pension trusts New old-age pension trusts Sub-total Principal and fixed rate of return guaranteed trusts Development trusts Unspecified money trusts Sub-total Total 5,235 523,544 681,868 64,921 8,540 3,376 1,287,484 19 782 801 1,288,285 5,619 528,680 640,275 75,847 8,897 3,859 1,263,177 19 857 876 1,264,053 - 98 - Woori Bank Annual Report 2015 185 F i n a n c i a l r e v i e w 2) As of December 31, 2015 and 2014, the amounts that the Group has to pay by the capital guaranteed contract or the operating results of the principal and return guaranteed trusts are as follows (Unit: Korean Won in millions): Liabilities for the bank account (subsidy for trust account adjustment) 26 15 December 31, 2015 December 31, 2014 47. DISPOSAL GROUP HELD FOR SALE AND NET LOSS FROM DISCONTINUED OPERATIONS (1) Summary In accordance with Public Funds Oversight Committee‘s plan of the privatization of Woori Finance Holdings Co., Ltd. on June 26, 2013, the Group reclassified the related assets and liabilities of Woori Investment & Securities Co., Ltd, Woori Financial Co., Ltd., Woori F&I Co., Ltd., the Woori Asset Management Co., Ltd., Woori Aviva Life Insurance Co., Ltd. and Woori Savings Bank into a disposal group held at the sale and presented the related gains or losses as net income (loss) from discontinued operations as of the end of 2013. For the year ended December 31, 2014, the Group completed the disposals of aforementioned subsidiaries (see note 49). (2) Details of discontinued operations are as follows (Unit: Korean Won in millions): I. Operating income Net interest income Interest income Interest expenses Net fees and commissions income Fees and commissions income Fees and commissions expenses Dividend income Net loss on financial instruments at FVTPL Net loss on AFS financial assets Impairment losses on credit loss Other net operating expenses II. Non-operating loss Share of profits of joint ventures and associates Other non-operating expenses III. Net income before income tax expense IV. Income tax expense V. Sub-total VI. Impairment of assets held-for-sale VII. Income tax benefits for impairment VIII. Gain on disposal of assets held-for-sale IX. Income tax expense for gain on disposal X. Loss from discontinued operations For the year ended December 31, 2014 391,617 (154,388) 152,184 (34,811) 616 (3,736) 17,616 237,229 117,373 24,721 (32,104) (19,146) (23,753) (286,704) (3,120) 14,496 (117,879) (103,383) (7,469) 2,020 113,012 (26,667) (22,487) (3) Details of cash flows in discontinued operations are as follows (Unit: Korean Won in millions): Cash flows from operating activities: Cash flows from investing activities: Cash flows from financing activities: For the year ended December 31, 2014 326,023 (258,244) 143,289 - 99 - Woori Bank Annual Report 2015 186 F i n a n c i a l r e v i e w (4) For the year ended December 31, 2014, the Group disposed of Woori Investment & Securities Co., Ltd., Woori Financial Co., Ltd., Woori F&I Co., Ltd., Woori Asset Management Co., Ltd., Woori Aviva Life Insurance Co., Ltd. and Woori Savings Bank. The book values of net assets disposed are as follows (Unit: Korean Won in millions): As of December 31, 2014 Assets: Cash and cash equivalents Financial assets at FVTPL AFS financial assets HTM financial assets Loans and receivables Investments in joint ventures and associates Other assets Total Liabilities: Financial liabilities at FVTPL Deposits due to customers Borrowings Debentures Other financial liabilities Other liabilities Total Net-asset Non-controlling interests Gain on disposal of disposal group held-for-sale Total amount of cash consideration Cash and cash equivalents of the subsidiaries disposed Net cash flow due to the disposal of the subsidiaries 560,034 21,838,589 1,588,066 3,032 14,244,435 127,606 774,759 39,136,521 12,767,119 2,011,292 13,346,342 4,031,716 3,169,551 182,109 35,508,129 3,628,392 1,987,786 113,012 1,753,618 (560,034) 1,193,584 - 100 - Woori Bank Annual Report 2015 187 F i n a n c i a l r e v i e w 48. DISPOSAL GROUP HELD FOR DISTRIBUTION TO OWNERS AND NET INCOME FROM DISCONTINUED OPERATIONS (1) Summary In accordance with the Public Funds Oversight Committee‘s plan of the privatization of Woori Finance Holdings Co., Ltd. on June 26, 2013, the Board of Directors of the Woori Finance Holdings Co., Ltd. approved the plan of demerger of Kyongnam Bank Co., Ltd. and Kwangju Bank Co., Ltd. on August 27, 2013. The demerger was to take place through distributing of the shares of newly established holding companies, which were receiving the shares in Kyongnam Bank Co., Ltd. and Kwangju Bank Co., Ltd., to the shareholders of the Woori Finance Holdings. Therefore, the Group classified the related assets and liabilities of Kyongnam Bank Co., Ltd. and Kwangju Bank Co., Ltd. into a disposal group held for distribution to owners presented the related gains or losses as net income (loss) from discontinued operations as of the end of 2013. On May 1, 2014, Kyongnam Bank and Kwangju Bank were demerged in accordance with the plan (See Note 49). Details of discontinued operations are as follows (Unit: Korean Won in millions): For the year ended December 31, 2014 I. Operating income Net interest income Interest income Interest expenses Net fees and commissions income Fees and commissions income Fees and commissions expenses Dividend income Net gain on financial instruments at FVTPL Net loss on AFS financial assets Impairment losses on credit loss Other net operating expenses 683,075 (334,679) 77,030 (23,848) II. Non-operating loss Share of profits of joint ventures and associates Other non-operating expenses - (1,342) III. Net income before income tax expense IV. Income tax benefit V. Income from discontinued operations 108,896 348,396 53,182 13,595 22,119 (5,569) (81,459) (241,368) (1,342) 107,554 576,701 684,255 (2) Details of cash flows in discontinued operations are as follows (Unit: Korean Won in millions): Cash flows from operating activities: Cash flows from investing activities: Cash flows from financing activities: For the year ended December 31, 2014 457,097 300,385 (754,823) - 101 - Woori Bank Annual Report 2015 188 F i n a n c i a l r e v i e w 49. PROMOTING PRIVATIZATION PLAN Pursuant to the privatization plan of Woori Finance Holdings Co., Ltd., which was decided at the Public Fund Oversight Committee (the ―PFOC‖) on June 26, 2013, the Group has disposed its subsidiaries. Kwangju Bank and Kyongnam Bank were demerged as of May 1, 2014, and from March 2014 to June 2014, Woori Investment & Securities Co., Ltd., Woori Aviva Life Insurance Co., Ltd., Woori Savings Bank, Woori Asset Management, Woori Financial and Woori F&I were disposed in due order. With respect to the privatization of Woori Bank, on June 23, 2014, the Public Fund Oversight Committee (―PFOC‖) announced the plan that comprised the merger between Woori Finance Holdings Co., Ltd (―Holding Company‖) and Woori Bank and the disposal of controlling interests (30% of ownership) and non-controlling interests (26.97% of ownership), respectively, of Woori Bank after newly listing its shares on the stock exchange. Pursuant to the plan, the Bank merged with the Holding Company as of November 1, 2014, and completed its listing on Korea Stock Exchange on November 19, 2014. On November 28, 2014, KDIC commenced the bidding procedure for the disposal of controlling interests and non-controlling interests of the Bank. Since only the bidding for the non-controlling interests was successful, KDIC‘s ownership of the Bank decreased from 56.97% to 51.04%. By the way, as the retirement of treasury stocks on October 2015, KDIC‘s ownership of the Bank changed to 51.06% as of December 31, 2015. On July 21, 2015, the PFOC, a deliberative body in charge of privatizing Woori Bank, held a meeting to discuss means to promote the privatization plan, and announced a plan to take a two-track approach to sell the stake. To maximize the retrieval of public fund initially invested, promotion of privatization schedule and development of financial industry, the PFOC is considering a new approach of selling parts out of the government‘s stake to multiple buyers in smaller portions, as well as its previous plan of selling the controlling stake to a single buyer. The government has a strong commitment in carrying forward the sale of Woori Bank and will continue to make utmost effort to privatize Woori Bank as early as possible. The specifics of the plan will be discussed with PFOC in the future. In addition, on October 2, 2015, Financial Services Commission (―FSC‖) announced the amendment on normalization of business MOU, which aimed to promote improvement of corporate value through enhancing managerial autonomy of the Group. FSC and KDIC intend to take every possible measure to privatize Woori Bank by taking immediate implementation actions to follow amendment of the MOU, which includes revision of the Enforcement Decree of the Special Act on the Management of Public Funds. 50. AGREEMENT ON THE IMPLEMENTATION OF A MANAGEMENT PLAN (1) Since December 30, 2000, the Bank and the KDIC have entered into an agreement to implement management plans. Under the agreements, the Group is obligated to improve its respective financial ratios, such as Bank of International Settlements (―BIS‖) capital ratio, general and administrative ratio, non- performing loan rate. If the Group fails to make improvements, the KDIC can enforce the Group to increase or decrease its capital, pursue mergers, transfer of loans and deposits, or close or sell parts of its business operations. (2) In addition, Since July 2, 2001, in order to establish efficient integrated structure of the Group, the Group and the KDIC have entered into an agreement to implement management plans, which incorporate establishment of corporate governance and business management system, improvement of short-term operational performance, strengthening the Group‘s competitiveness and pursuance of privatization plan, meeting the financial ratio objectives, and penalties in case the Group does not meet such management plans. - 102 - Woori Bank Annual Report 2015 189 F i n a n c i a l r e v i e w 51. BUSINESS COMBINATION The major business combinations have occurred during the year ended at December 31, 2014, are as follows: (1) Merger between Woori Finance Holdings and the Bank On November 1, 2014, the Bank (acquirer) merged with Woori Finance Holdings (acquiree) based on the resolution of the board of directors on July 28, 2014, and the Bank became the existing entity and Woori Finance Holdings was dissolved. The merger ratio was 1:1.0000000, and the shareholders of Woori Finance Holdings received one common share of the Bank per one common share of the company as compensation. Accordingly, the shares of the Bank, 597 million shares, prior to the merger, was reduced to nil in accordance with capital reduction procedure, and then, in accordance with the merger ratio, the Bank newly issued 676 million shares. Since this merger qualifies as a business combination under common control, the Bank recognized the transferred assets and liabilities of Woori Finance Holdings at the book values as previously recognized on the consolidated financial statements, thus no goodwill was newly recognized. As such, there was no change from the perspective of the consolidated entity. Details of the merger are described as follows: Type Type of merger Companies involved in merger Merger Statutory merger Woori Bank (existing entity) Woori Finance Holdings Co., Ltd. (non-existing entity) New shares acquired due to merger 676,278,371 shares of common stock Schedule Date of merger: Date of registration of merger: Date for distribution of stocks : Date for listing of stocks : November 1, 2014 November 3, 2014 November 18, 2014 November 19, 2014 (2) Acquisition of Saudara Bank On December 30, 2014, Indonesia Woori Bank, which was a consolidated subsidiary of the Bank, merged with Saudara Bank in accordance with the resolution of the shareholders‘ meeting on November 7, 2014, and the bank changed its name into PT Bank Woori Saudara Indonesia 1906 Tbk. 1) Summary of the acquiree The Group acquired 33% ownership of Saudara Bank, which was a listed company in Indonesia, on January 28, 2014. Through the merger between Indonesia Woori Bank and Saudara Bank on December 30, 2014, the Group consolidated the bank and the ownership ratio after the merger became 74%. From the legal perspective, Saudara Bank was deemed as the existing entity; however, the transaction was accounted using the acquisition method under K-IFRS 1103 Business Combination as it was deemed that Indonesia Woori Bank was the acquirer from the accounting perspective. The Group promoted such transaction for enhancing its retail operation in Indonesia. - 103 - Woori Bank Annual Report 2015 190 F i n a n c i a l r e v i e w 2) Merger ratio and distribution of stocks Entity Merger ratio Acquirer Indonesia Woori Bank 1 Acquiree Saudara Bank 1,702,921.2 3) Acquisition method (Unit: Korean Won in millions) I. Consideration Fair value of the ownership interest held prior to the acquisition (*1) Fair value of additional consideration given (*2) Fair value of non-controlling interest of Woori Indonesia Bank Total amount of consideration II. Identifiable assets and liabilities Cash and Cash equivalents AFS financial assets HTM financial assets Loan and receivables Property and equipment Intangible assets Other assets Sub-total Deposits Borrowings Debentures Deferred tax liabilities Other liabilities Sub-total Fair value of identifiable net asset III. Non-controlling interest of Saudara Bank IV. Goodwill(*3) Amount 65,667 38,551 52,609 156,827 81,100 22,074 15,473 639,222 23,882 25,719 34,238 841,708 714,989 12,082 29,425 3,757 12,872 773,125 68,583 17,816 106,060 (*1) 33% ownership interest in Saudara Bank, which was held by the Bank and Indonesia Woori Bank before the business combination, was remeasured at its fair value as of December 30, 2014. As a result, the Group recognized loss on disposal of investment in joint ventures and associates, amounted to 1,237 million Won. (*2) The Bank acquired additional shares of Saudara Bank, 373,954,147 shares, due to the claims for stock repurchase from the shareholders of the bank who was opposing to the merger. (*3) Goodwill was recognized on the rationale that the competitiveness of the Group would be reinforced through the acquisition of local operation network in Indonesia. 4) Expenses related to business combination The Group recognized the expenses amounting to 1,446 million Won, such as legal fee, which occurred in conjunction with the business combination as fees and commissions expense on the consolidated statements of comprehensive income. - 104 - Woori Bank Annual Report 2015 191 Organizational Chart 3 Groups 10 units 11 Divisions 58 Departments regional Banking headquarters Branch customer domestic Business grouP gloBal Business grouP corPoraTe Banking BuSineSS uniT SMall & MeDiuM corPoraTe Banking BuSineSS uniT inSTiTuTional Banking BuSineSS uniT real eSTaTe Finance BuSineSS uniT gloBal BuSineSS uniT inveSTMenT Banking BuSineSS uniT Financial MarkeT BuSineSS DiviSion inT’l TraDe BuSineSS DiviSion corporate Banking Products & Marketing Dept. Small & Medium corporate Banking Products & Marketing Dept. institutional Banking Products & Marketing Dept. real estate Finance Dept. Synergy Promotion Dept. card Business Dept. international Banking Dept. investment Banking Dept. Treasury Dept. Public Fund Sales Dept. housing Fund Dept. Project Finance Dept. Trading Dept. int’l Trade Business Dept. int’l Trade Service center Settlement Support Dept. conSuMer Banking BuSineSS uniT consumer Banking Products & Marketing Dept. channel Support Department customer center WealTh ManageMenT DiviSion Wealth Management Strategy Dept. Wealth Management advisory center Secretary Dept. President & chief executive officer Board of directors Woori Bank Annual Report 2015 192 corPorate Banking headquarters Business suPPort grouP SMarT Banking BuSineSS DiviSion riSk ManageMenT uniT creDiT SuPPorT uniT PenSion & TruST BuSineSS DiviSion Trust Dept. retirement Pension Business Dept. custody agent Dept. nexT genera- Tion icT SyS- TeM BuilDing DiviSion huMan reSourceS DiviSion oPeraTion & SuPPorT DiviSion cuSToMer inForMaTion SecuriTy DiviSion corPoraTe reSTrucTur- ing DiviSion Finance & ManageMenT Planning DiviSion exTernal relaTionS DiviSion Smart Banking Business Dept. next generation icT System Planning Department risk Management Dept. human resources Dept. general affairs Dept. customer information Security Dept. consumer Protection center loan Policy Dept. corporate restoration Dept. Strategy & control Tower Dept. Public relations Dept. FinTech Business Dept. next generation icT System Marketing Department loan review Dept. human resources Development Dept. loan Service center icT Support center next generation icT System analysis Department employee Satisfaction center Deposit Service center Security control Dept. corporate restructuring Dept. Finance & Planning Dept. investor relations Dept. accounting Dept. Management Support Department retail credit analysis & approval Dept. SMe credit analysis & approval Dept. large corporate credit analysis & approval Dept. credit Management & collection Dept. Technology Finance center comPliance officer compliance Dept. Board audit committee standing audit committee memBer/director audit Dept. Woori Bank Annual Report 2015 193 Global Network Head Office 51, Sogong-ro (203, Hoehyeon-dong 1-ga), Jung-gu, Seoul, 100-792, Korea Phone: +82-2-2002-3000 Swift: HVBKKRSE Overseas BrancH new York agency 245, Park Ave. 43rd Floor, New York, NY 10167, USA Phone: 1-212-949-1900 Fax: 1-212-490-7146 Swift: HVBKUS33 · · · La Br. 3360, West Olympic Blvd. Suite 300, LA, CA90019, USA Phone: 1-213-620-0747~8 Fax: 1-213-627-5438 Swift: HVBKUS6L · · · London Br. 9th Floor, 71 Fenchurch Street, London, EC3M 4BR,UK Phone: 44-207-680-0680 Fax: 44-207-481-8044 Swift: HVBKGB2L · · · Tokyo Br. Shiodome City Center 10th Floor 5-2, Higashi-Shimbashi 1-Chome, Minato-ku, Tokyo, 105-7110, Japan Phone: 81-3-6891-5600 Fax: 81-3-6891-2457 · · Hong Kong Br. Suite 1401, Two Pacific Place, 88 Queensway, Hongkong Phone: 85-2-2521-8016 Fax: 85-2-2526-7458 · · singapore Br. 10 Marina Boulevard #13-05 MBFC Tower 2, Singapore 018983 Singapore Phone: 65-6422-2000 Fax: 65-6422-2001 · · Bahrain Br. P.O. Box 1151, 4th Floor, Entrance 1, Manama Centre Building, Manama, Bahrain Phone: 973-17-223503 Fax: 973-17-224429 · · Hanoi Br. 24F, Keangnam Landmark 72, E6 Pham Hung Road, Tu Liem District. Hanoi, Vietnam Phone: 84-4-3831-5281 Fax: 84-4-3831-5271 · · dhaka Br. Suvastu Imam Square (1st & 4th Fl.) 65 Gulshan Avenue, Dhaka, Bangladesh Phone: 880-2-881-3270~3 Fax: 880-2-881-3274/3241 · · • DEPZ Customer Service Center Dhaka Export Processing Zone(Old Area), Ganakbari, Ssvar, Dhaka-1349, Bangladesh Phone: 880-2778-8030 Fax: 880-2881-3274/3241 · · • Woori Bank Chittangong Sub-Branch World Trade Center Chittagon(2nd Floor) Plopt No. 102-103, Agrabad Commercial Area, Chittagong, Bangladesh Phone: 880-931-728221~4 Fax: 880-931-728225 · · • Woori Bank Uttara Sub-Branch Paradise Tower(Ground Floor) Plot 11, Sector 3, Uttara Model Town,Uttara, Dhaka 1230, Bangladesh Phone: 880-2896-2125~6 Fax: 880-2896-2129 · · • Woori Bank Mirpur Sub-Branch Padma Bhaban(First Floor), 1/9 Mirpur Road Pallabi, Mirpur-12, Dhaka-1216, Bangladesh Phone: 880-2902-1061~2 Fax: 880-2902-1064 · · • Woori Bank, Narayanganj Sub-Branch Adamjee Export Processing zone, Shiddhirganj, Narayanganj-1431 Bangladesh Phone: 880-2769-2031~34 Fax: 880-2769-2035 · · Gaeseong Br. Gaesong Industrial District Phase 1, 25-1 Business Support Center, 1st Floor 103 1st Floor, Bongdong-Ri, Gaeseong, Hwanghae-Do, North Korea Phone: 001-8585-2300~2 Fax: 001-8585-2303 · · Hochiminh city Br. 2 Floor, Kumho Asiana Plaza Saigon, 39 Le Duan St., Dist 1, HCMC, Vietnam Phone: 84-8-3821-9839 Fax: 84-8-3821-9838 · · chennai Br. 6th Floor, EA Chambers, No. 49 & 50L, Whites Road, Royapettah, Chennai 600 014, India Phone: 91-44-3346-6900 Fax: 91-44-3346-6995 · · sydney Br. Suite 25.03, Level 25, 363 George Street Sydney NSW 2000 Australia Phone: 61-2-8222-2200 Fax: 61-2-8222-2299 · · Woori Bank dubai Br. 1102A, Level 11, The Gate Building, East Wing, P.O. Box 506760, DIFC, Dubai, United Arab Emirates Phone: 971-4-325-8365 Fax: 971-4-325-8366 Swift: HVBKAEADXXX · · · suBsidiarY u.s.a Woori america Bank 330 5th Avenue, 3rd Floor, New York, NY 10001, USA Phone: 1-212-244-3000 Fax: 1-212-736-5929 · · Woori america Bank, Manhattan Br. 330 5th Avenue, 1st Floor, New York, NY 10001 Phone: 1-212-244-1500 Fax: 1-212-695-5593 · · Woori america Bank, flushing Br. 136-88 39th Avenue Flushing New York, NY 11354, USA Phone: 1-718-886-1988 Fax: 1-718-762-6898 · · Woori america Bank, fort Lee Br. 2053 Lemoine Avenue Fort Lee, NJ 07024, USA Phone: 1-201-363-9300 Fax: 1-201-302-0452 · · Woori america Bank, Woodside Br. 43-22 50th St. Woodside, NY 11377, USA Phone: 1-718-429-1900 Fax: 1-718-429-2084 · · Woori america Bank, ridgefield Br. 321 Broad Avenue #104 Ridgefield, NJ 07657, USA Phone: 1-201-941-9999 Fax: 1-201-941-4419 · · Woori Bank Annual Report 2015 194 Woori america Bank,Palisades Park Br. 225 Broad Avenue Palisades Park, NJ 07650, USA Phone: 1-201-346-0055 Fax: 1-201-346-0075 · · Woori america Bank, closter Br. 234 Closter Dock Road Closter, NJ 07624, USA Phone: 1-201-784-7012 Fax: 1-201-784-7013 · · Woori america Bank, elkins Park Br. 7300 Old York Rd Elkins Park, PA 19027 Phone: 1-215-782-1100 Fax: 1-215-782-1500 · · Woori america Bank, annandale Br. Seoul Plaza 4231 Markeham St, Annandale, VA 22003, USA Phone: 1-703-256-7633 Fax: 1-703-256-7511 · · Woori america Bank, Bayside Br. 215-10 Northern Blvd. Bayside, NY 11361, USA Phone: 1-718-224-3800 Fax: 1-718-224-3828 · · Woori america Bank, ellicott city Br. 100352 Baltimore National Pike Ellicott City, MD 21042, USA Phone: 1-443-973-3690 Fax: 1-410-461-1002 · · Woori america Bank, Wilshire Br. 3540 Wilshire Blvd. Unit 104, Los Angeles, CA 90010, USA Phone: 1-213-382-8700 Fax: 1-213-382-8787 · · Woori america Bank, Olympic Br. 3360, West Olympic Blvd. Suite #300, LA, CA90019, USA Phone: 1-213-738-1100 Fax: 1-213-738-1101 · · Woori america Bank, fullerton Br. 5731 Beach Blvd., Buena Park, CA 90621, USA Phone: 1-714-521-3100 Fax: 1-714-521-3101 · · Woori america Bank, Garden Grove Br. 10120 Garden Grove Blvd.,Suite 151Garden Grove, CA 92844, USA Phone: 1-714-534-6300 Fax: 1-714-534-6301 · · Woori america Bank, centreville Br. 13830 Braddock Road. Centreville, VA 20121, USA Phone: 1-703-988-9555 Fax: 1-703-988-9554 · · Woori america Bank, irvine Br. 14252 Culver Dr. #G, Irvine, CA 92604 Phone: 1-949-885-3760 Fax: 1-949-653-0943 · · Woori america Bank, Torrance Br. 2390 Crenshaw Boulevard, Units C, Torrance CA 90501 USA Phone: 1-310-974-1880 Fax: 1-310-782-7004 · · Woori america Bank, Georgia LPO 2472 Pleasant Hill Rd. Duluth, GA30096, USA Phone: 1-404-904-9880 · cHina Woori Bank (china) Ltd. Floor11-12 Block A Building 13 District 4 Wangjing East Park Chaoyang District Beijing China 100102 Phone: 86-10-8412-3000 Fax: 86-10-8441-7071 · · Woori Bank (china) Ltd. chengdu Br. 1F-3F, Ping'an Fortune Center, No.1 Renmin South Road, Chengdu, Sichuan, 610044 China Tasikmalaya Branch Ruko Plaza Asia Blok A5-A6, Jl. HZ. Mustofa No.326 - Tasikmalaya/46126 Woori Bank (china) Ltd. Head office business department Floor1 Block B Building 13 District 4 Wangjing East Park Chaoyang District Beijing China 100102 Phone: 86-10-8441-7771 Fax: 86-10-8446-4631 · · Woori Bank (china) Ltd. Beijing Br. 1F, West Tower, Twin Towers, B-12 Jianguomenwai Avenue, Chaoyang District, Beijing, 100022, China Phone: 86-10-8453-8880 Fax: 86-10-8453-8881 · · Phone: 86-28-6557-2366 Fax: 86-28-6357-2369 · · Swift: HVBKCNBJ · Woori Bank (china) Ltd. Weihai Br. No.106-1~3, Attached Qingdao Mid-Road, Weihai, Shandong Province, China, 264200 Phone: 86-631-599-6000 Fax: 86-31-597-0030 · · Woori Bank (china) Ltd. shanghai Br. Drum Building 1-2F, LJZ -Plaza,1600 Century Avenue, Pudong New Area, Shanghai, 200122, China Woori Bank (china) Ltd. Tianjin dongmalu sub-Br. 1-2F, Tower C, Yuding Plaza(Qixiang Street), Dongma Road, Nankai District, Tianjin, 300090, China Phone: 86-21-5081-0707 Fax: 86-21-5081-2484 · · Phone: 86-22-8776-9000 Fax: 86-22-8776-9901~2 · · Woori Bank (china) Ltd. shenzhen Br. B0105, B0210 Rongchao Landmark, 4028 Jintian Road, Futian District, Shenzhen, 518035 China Woori Bank (china) Ltd. chongqing Br. Unitl, Floor L2-1, Ping An Fortune Center, No.25-2, West Main Street, Jiangbei District, Chongqing 400023, China Phone: 86-755-3338-1234 Fax: 86-755-3338-7227 · · Phone: 86-23-6152-2222 Fax: 86-23-6152-2220 · · Phone: 62-265-2351906 Fax: 62-265-2352206 · · Yogyakarta Branch Jl. Mangkubumi No.45 - Yogyakarta/55232 Phone: 62-274-549280 Fax: 62-274-549285 · · denpasar Branch 0361-223099 Ruko Griya Alamanda blok 3-4, Jl. Cok Agung Tresna Renon-Denpasar/80235 Phone: 62-361-263755 Fax: 62-361-223099 · · The Gedung energy Branch Gd The Energy Lot 11 A SCBD, Jl. Jendral Sudirman Kav 52 - 53, Jakarta/12190 Phone: 62-21-29951906 Fax: 62-21-29951904 · · ampera Branch Jl. Ampera Raya No.20 Gd.Medco III/12560 Woori Bank (china) Ltd. suzhou Br. 101B, Sovereign Building, #8 Suhua Road Suzhou Industrial Park, Jiangsu, 215021 China Wooribank (china) Ltd. shanghai Lianyang sub-Br. No.52, Zendai Thumb Plaza lane 199, FangDian Road, Pudong New District, Shanghai, 200135 China Phone: 62-21-7821756 Fax: 62-21-7821642 · · Phone: 86-512-6295-0777 Fax: 86-512-6295-2141 · · Phone: 86-21-6882-0608 Fax: 86-21-6882-8821 · · Woori Bank (china) Ltd.TianJin Br. No.1 Building, Aocheng Commercial Square, Binshui West Road, Nankai District, Tianjin, 300381, China Phone: 86-22-2338-8008 Fax: 86-22-2392-5905 · · Woori Bank (china) Ltd. shanghai Puxi sub-Br. S115-S119, 1F Maxdo center No.8 Xingyi Rd. Changning District Shanghai, 200336, China Phone: 86-21-5208-1000 Fax: 86-21-6235-1036 · · Woori Bank (china) Ltd. Beijing Wangjing sub-Br. 1F, No.10, Furong Street, Chaoyang District, Beijing, 100102, China Phone: 86-10-8471-8866 Fax: 86-10-8471-5245 · · Woori Bank (china) Ltd. shanghai Wuzhonglu sub-Br. 1C, Liaoshen Building, 1068 Wuzhong Rd Minhang District, Shanghai, 201103 China Phone: 86-21-6446-7887 Fax: 86-21-6446-1200 · · Woori Bank (china) Ltd. shenzhen futian sub-Br. Room 107, 201, Daqing Building, NO.6027, Shen Nan Road, Futian District, Shenzhen, 518040 China Phone: 86-755-8826-9000 Fax: 86-755-8826-9038 · · Woori Bank (china) Ltd. shanghai Jinxiujiangnan sub-Br. 1F, 188 South Jinhui Road, Minhang District, Shanghai, 200237, China Phone: 86-21-3432-1116 Fax: 86-21-3432-1112 · · Woori Bank (china) Ltd. Beijing shunyi sub-Br. 1F,Tower A, AMB Building, 2, Cangshang St, Shunyi District, Beijing 101300, China Phone: 86-10-8945-2220 Fax: 86-10-8949-3560 · · Woori Bank (china) Ltd. daLian Br. 2F-218 YOMA IFC, No.128 Jinma Road, Dalian Development Area, Dalian, 116600, China Phone: 86-411-8765-8000 Fax: 86-411-8765-8515 · · Woori Bank (china) Ltd. Zhangjiagang sub-Br. B104/B205 Huachang Oriental Plaza, 11 Renmin East Road, Zhangjiagang, Jiangsu 215600, China Phone: 86-512-5636-6696 Fax: 86-512-5636-6697 · · Wooribank (china) Ltd. Beijing sanyuanqiao sub-Br. 1F-05, 2F-09, Tower A, Tianyuangang Center, C2, North Road, East Third Ring Road, Chaoyang District, Beijing 100027. China Phone: 86-10-8440-7177 Fax: 86-10-8441-7761/7790 · · indOnesia (saudara) BankWoorisaudara Head Office Jl. Diponegoro No.28 Bandung/40115 Phone: 62-22-87831900/87831906 Fax: 62-22-87831918 · · coperate Branch Gd. BEJ Tower 1 Lt. 16 Jl. Jend.Sudirman Kav. 52-53 Jakarta/12190 Phone: 62-21-5151919 Fax: 62-21-5151477 · · Wastukancana Branch Jl. Wastukancana No.79 - Bandung/40116 Phone: 62-22-4209940 Fax: 62-22-4209941 · · cirebon Branch Jl. DR. Wahidin No.51 - Cirebon/45122 Phone: 62-231-242006 Fax: 62-231-242066 · · Bogor Branch Jl. Pangkalan Raya No.8, Warung Jambu - Bogor/16151 Phone: 62-251-8377887 Fax: 62-251-8377209 · · surapati core Branch Jl. PHH. Mustofa No.39, Surapati Core Blok F1 - Bandung/40192 Phone: 62-22-87241326 Fax: 62-22-87241327 · · surabaya Branch Kompleks Ruko 21, Jl. Raya, Gubeng No.68 E - Surabaya/60281 Phone: 62-31-5041906 Fax: 62-31-5047727 · · semarang Branch Imam Bonjol Square Kav 4,Jl. Imam Bonjol No.176 - Tasikmalaya/50132 Phone: 62-24-3521906 Fax: 62-24-3521900 · · Woori Bank Annual Report 2015 195 Purwokerto Branch Jl. Jenderal gatot Subroto No.78 Purwokerto - Jawa Tengah/53116 Phone: 62-281-622212 Fax: 62-281-631616 · · Malang Branch Jl. Letjen Sutoyo No.27 Malang- Jawa Timur/56141 Phone: 62-341-421906/7601906 Fax: 62-341-408188 · · solo Branch Jl. Ronggo Warsito No. 53 Kota, Solo - Jawa Tengah/57131 Phone: 62-271-633600 Fax: 62-271-633433 · · Tangerang Branch Tangerang City Business Park Blok F/50 Jl. Jend. Sudirman No.1 Tangerang/15118 Phone: 62-21-29529226 Fax: 62-21-29529227 · · Pelembang Branch Jl. Basuki Rahmat No.886 A - Palembang/30127 Phone: 62-711-315828 Fax: 62-711-315510 · · sukabumi Branch Jl. Jenderal Sudirman No.31-Sukabumi/43111 Phone: 62-266-6251906 Fax: 62-266-6249717 · · Pekalongan Branch Jl. KH. Mansyur No.64, Perkalongan Phone: 62-285-4460505 Fax: 62-285-4460506 · · Madiun Branch Jl. Diponegoro No.110, Madiun Phone: 62-351-4773000 Fax: 62-351-4773003 · · Buah Batu sub-Branch Jl. Buah Batu No.58 Bandung/40265 Phone: 62-22-7322150 Fax: 62-22-7319626 · · Kopo Mas sub-Branch Komp Ruko Mas J-9 Jl. Kopo Cirangrang/40225 Phone: 62-22-5436802 Fax: 62-22-5436803 · · cimahi sub-Branch Jl. Raya Cibabat No.310 Cimahi/40213 Phone: 62-22-6634656 Fax: 62-22-6634657 · · sukajadi sub-Branch Jl. Sukajadi No.248/40153 Phone: 62-22-2042248 Fax: 62-22-2041213 · · soekarno Hatta sub-Branch Jl. Soekarno Hatta No.618 F/40286 Phone: 62-22-7509905 Fax: 62-22-7509902 · · Pemuda sub-Branch Ruko Graha Mas Blok AA No.3 Taman Berdikari Sentosa Jl.Pemuda/13220 Phone: 62-21-47862070 Fax: 62-21-4711298 · · subang sub-Branch JL. Ahmad Yani No.36/41211 Phone: 62-260-421014 Fax: 62-260-421015 · · sumedang sub-Branch Jl. Prabu Geusan Ulun No.76/45311 Phone: 62-261-206527 Fax: 62-261-206528 · · Tangerang sub-Branch Ruko Pinangsia Blok H No.1 Lippo Karawaci Kel. Cibodas Tangerang/15139 Phone: 62-21-55772345 Fax: 62-21-5577636 · · serang sub-Branch Jl. KH. Abdul fatah Hasan No.53 Kel. Cipare Serang/42124 Phone: 62-254-224142 Fax: 62-254-224243 · · cikarang sub-Branch Cikarang Commercial Centre Blok A1-2, Jl. Cibarusah KM. 40 No.2 Kampung pasir sari kec. Cikarang Selatan/17550 Phone: 62-21-89835720 Fax: 62-21-89835721 · · cibubur sub-Branch Cibubur Times Square Blok B1/1 Jl. Alternatif Cibubur KM 3 Kel. Jatiraya, Kec. Jastisampurna Bekasi/17435 Phone: 62-21-84305050 Fax: 62-21-84305353 · · Purwakarta sub-Branch Jl. Basuki Rahmat No.94, Purwakarta/41114 Phone: 62-264-8227474 Fax: 62-264-8227475 · · cikampek sub-Branch Jl. Terusan Sudirman No.6B(Sudirman Center)/41373 Phone: 62-264-8385171,72 Fax: 62-264-8385088 · · depok sub-Branch Jl. Margonda Raya No.1 Rt 001/011 Kelurahan Depok Kecamatan Pancoran Mas/16431 Phone: 62-21-7522091 Fax: 62-21-7522092 · · salatiga sub-Branch Ruko Wijaya Square B5 Jl.Diponegoro No.110 Salatiga/50711 Phone: 62-298-311828 Fax: 62-298-312808 · · sidoarjo sub-Branch Jl. KH. Mukmin No.11 Blok B-7 Sidoarjo/60281 Phone: 62-31-8922842 Fax: 62-31-8922841 · · Mojokerto sub-Branch Jl. Gajah Mada No.85B/60319 Phone: 62-321-383444 Fax: 62-321-383465 · · cianjur sub-Branch Jl. Abdulah Bin Nuh No.15/43253 Phone: 62-263-260941, 260943, 260945 Fax: 62-263-280712 · · atrium sub-Branch Jl. KH. Hasyim ashari No.49 Cideng/10410 Pamulang sub-Branch Jl. Dr. Setiabudi No.71 Kav. 6 Pamulang Timur/15417 Phone: 62-21-7403205, 7443335 Fax: 62-21-7402330 · · sumber sub-Branch Jl. Dewi Sartika No.57 Sumber/45611 Phone: 62-231-8330618 Fax: 62-231-8330619 · · Bantul sub-Branch Jl. Jenderal Sudirman No.130 Kabupaten Bantul/55713 Phone: 62-274-367514 Fax: 62-274-368787 · · Balaraja sub-Branch Komplek Ruko Balaraja Center Blok A No.2 Jl. Raya Serang Km. 24 Talaga Sari Balaraja-tangerang/15610 Phone: 62-21-29015618 Fax: 62-21-29015474 · · ciledug sub-Branch Ruko Dian Plaza Jl. Raden Fatah No.8A Kelurahan Sudirman Selatan,Ciledug/15225 Phone: 62-21-7330545 Fax: 62-21-7330706 · · Phone: 62-21-3451964 Fax: 62-21-3451954 · · Kebon Jeruk sub-Branch Jl. Kelapa Dua Raya(RayaPanjang) No.2, Rt 008, Rw 002 Kel. Kelapa Dua Kec. Kebon Jeruk/12130 Phone: 62-21-53660160 Fax: 62-21-53660164 · · diponegoro sub-Branch Jl. Diponegoro No.28 Bandung/40251 Phone: 62-22-87831928/87831909 Fax: 62-22-87831919 · · Lembang sub-Branch Jl. Grand Hotel Lembang No.25 Bandung/40391 Phone: 62-22-2784797 Fax: 62-22-2784975 · · cikarang sub-Branch Ruko Metro Boulevard Kav. A Jl. Niaga Raya No.10 Kawasan Industri Jabeka/17835 Phone: 62-21-89836020/021-89837020 Fax: 62-21-89835953 · · Majalengka sub-Branch Jl. KH. Abdul Halim No.447 Majalengka/45411 Phone: 62-233-8285460 Fax: 62-233-8285459 · · Kuningan sub-Branch Jl. Dewi Sartika No.4/45512 Phone: 62-232-8880938 Fax: 62-232-8880939 · · indramayu sub-Branch Jl. DI. Panjaitan No.103/45212 Phone: 62-234-276236 Fax: 62-234-276237 · · Magelang sub-Branch Ruko Metro Square Blok F No.25/56172 Phone: 62-293-326498-99 Fax: 62-293-326356 · · Padalarang sub-Branch Jl. Raya Padalarang No.463 H/40553 Phone: 62-22-6803940/41 Fax: 62-22-6803935 · · Patrol sub-Branch Jl. Raya Patrol Anjatan Blok Bunder No.52/45256 Phone: 62-234-5613627 Fax: 62-234-611919 · · Gianyar sub-Branch Jl. By.Pass Dharma Giri No.99/80511 Phone: 62-361-8958295 Fax: 62-361-8958194 · · Gresik sub-Branch Ruko KIG Jl. Tri Dharma Kav. A-14/61117 Phone: 62-31-3981758 Fax: 62-31-3981720 · · Karawang sub-Branch Jl. Tuparev No.499 (Johar) Kab. Karawang Phone: 62-267-8454873-74 Fax: 62-267-8454875 · · cibinong sub-Branch Jl. Raya Mayor Oking No.158 V/16918 Phone: 62-21-87904397 Fax: 62-21-87904443 · · singaparna sub-Branch Jl. Raya Timur No.45 Singaparna/46416 Phone: 62-265-543111-3 Fax: 62-265-545074 · · ciamis sub-Branch Jl. Letjen. Samuji Ruko No.35/46211 Phone: 62-265-772221 Fax: 62-265-777860 · · sleman sub-Branch Jl. Magelang KM 12.8 No.200/55514 Phone: 62-274-865922 Fax: 62-274-866168 · · Losari sub-Branch Jl. Soekarno Hatta NO.77 Losari/45192 Phone: 62-231-8832738-39 Fax: 62-231-8832736 · · Bekasi sub-Branch Jl. Raya Narogong KM 12.5 No.23A/17151 Phone: 62-21-82611045-46 Fax: 62-21-82605356 · · Kudus sub-Branch Jl. Sunan Kudus No.5 a/509000 Phone: 62-291-4249241 Fax: 62-291-4246497 · · Pamanukan sub-Branch Jl. Eyang Tirtapraja No.54 Kab. Subang/41254 Phone: 62-260-551773 Fax: 62-260-551774 · · Gunung sabeulah sub-Branch JL. Gunung Sabeulah Kel.Tawangsari Kec. Tawang kota Tasikmalaya/46112 Majalaya sub-Branch Jl. Alun-alun utara/Jl. Tengah komp ruko permata majalaya Blok C6/40382 Phone: 62-265-326147 Fax: 62-265-331135 · · Garut sub-Branch Jl. Ahmad Yani No.33/44117 Phone: 62-262-544672 Fax: 62-262-544670 · · Phone: 62-22-85963799 Fax: 62-22-5959826 · · Pangalengan sub-Branch Jl. Raya Pintu Pangalengan KM-1/40378 Phone: 62-22-5979222 Fax: 62-22-5978690 · · Woori Bank Annual Report 2015 196 Boyolali sub-Branch Jl. Pandanaran No.179 B Kab.Boyolali/57313 Kawali sub-Branch Jl. Siliwangi No.262, Desa Kawali mukti cilegon sub-Branch Jl. Jend. A. yani Komp Cilegon green megablok Blok D3 No.17 Cibeber - cilegon/42433 Phone: 62-254-8484772 Fax: 62-254-8484773 · · rangkasbitung sub-Branch Jl. Raden Hardiwinangun Blok A No.9/42314 Phone: 62-252-203612 Fax: 62-252-203613 · · Tabanan sub-Branch Jl. Ngurah Rai No.73 Kediri/82121 Phone: 62-361-814160 Fax: 62-361-814281 · · surabaya Barat sub-Branch Surya inti permata II Blok C-6 Jl. HR Muhammad No.175 Surabaya/60266 Phone: 62-31-7381606 Fax: 62-31-7387007 · · soreang raya sub-Branch Jl. Raya Soreang No.412/40900 Phone: 62-22-5896880 Fax: 62-22-5897444 · · ujung Berung sub-Branch Komp Ruko Bandung Timur Plaza No. RA Jl. A.H. Nasution Kav. 46A Ujung Berung/40612 Phone: 62-22-7834128 Fax: 62-22-7834153 · · Jemur sari/surabaya selatan sub-Branch Jl. Raya Jemursari No.15C Surabaya/60237 Phone: 62-31-8480454 Fax: 62-31-8480483 · · Phone: 62-276-323655 Fax: 62-276-323650 · · Martadinata sub-Branch Jl. RE Martadinata Pav 123 Bandung/40114 Phone: 62-22-71070901 Fax: 62-22-7107091 · · Melawai/radio dalam sub-Branch JL. Radio dalam raya No.4 Kel. Gandaria Utara Kec. Kebayoran baru Jakarta selatan/12160 Phone: 62-21-7211005 Fax: 62-21-7210970 · · singaraja sub-Branch Jl. Ngurah Rai No.16 Singaraja Kelurahan Kendran Kecamatan Buleleng/81112 Phone: 62-362-25098 Fax: 62-362-26605 · · Manonjaya sub-Branch Jl. RTA. Prawira Adiningrat No.214 A Desa Manonjaya kec. Manonjaya-Tasikmalaya Phone: 62-265-380510 Fax: 62-265-380356 · · surabaya utara sub-Branch Jl. Kertajaya Indah No.9/F-105 Surabaya/60161 Phone: 62-31-3572064 Fax: 62-31-3537005 · · Batu sub-Branch Jl. Brantas No.49 Batu-Malang/65314 Phone: 62-341-513709 Fax: 62-341-513712 · · Luragung sub-Branch Jl. Siliwangi No.18 Kec Luragung, Kab Kuningan/45581 Palimanan sub-Branch Jl. Otto Iskandardinata No.503 Palimanan Phone: 62-232-870016 Fax: 62-232-870020 · · Phone: 62-231-343950 Fax: 62-231-343955 · · Pangandaran sub-Branch Jl. Parapat, Desa Pangandaran, kec pangandaran kab ciamis/46396 Pelabuhan ratu sub-Branch Jl. Surya Kencana No.198 Cibadak - Kabupaten Sukabumi/43364 Phone: 62-265-630400, 630010 Fax: 62-265-630800 · · Phone: 62-266-6441906 Fax: 62-266-435511 · · Purwodadi sub-Branch Jl. Letjend. S. Parman No.13 Kel. Purwodadi Kec. Purwodadi Jawa Tengah/58111 Bekasi sub-Branch Annex Building Lt. 1 Jl. Afrika No.2 Krakatau Posco Cilegon/42435 Phone: 62-292-423399 Fax: 62-292-423799 · · Leuwi Liang sub-Branch Jl. Raya Jasinga 11A Kel. Cibeber, Kec. Leuwiliang Kab Bogor/16640 Phone: 62-251-8640297 Fax: 62-251-8640299 · · ciawi sub-Branch Jl. Perjuangan No.80 Kp.Karanganyar Rt. 04 Rw. 05 Desa Pakemitan Kec Ciawi Kab. Tasikmalaya/46156 Phone: 62-265-455163, 455167 Fax: 62-265-455162 · · cilacap sub-Branch Jl. Jend. A Yani No.46 Cilacap/53212 Phone: 62-282-537929 Fax: 62-282-535522 · · Jombang sub-Branch Jl. KH. Wahid Hasyim No.71 Kota Jombang-Jawa Timur/61411 Phone: 62-321-878906, 872906 Fax: 62-321-860904 · · Banjar sub-Branch Jl. Letjen Soewarto No.92/46321 Phone: 62-265-740557 Fax: 62-265-740558 · · Phone: 62-21-82404282 Fax: 62-21-82401878 · · Wates sub-Branch Jl. Kolonel Sugiyono No.3-Wates Phone: 62-274-6657325 Fax: 62-274-774338 · · Tanjung Priok sub-Branch Jl. Enggano No.58 C- Tanjung Priok jakarta Utara/14310 Phone: 62-21-4361667 Fax: 62-21-4361668 · · Karangnunggal sub-Branch Jl. Raya Karangnunggal KP. Karangmekar RT/RW 03/09 Desa Hegarwangi Kec. Bantarkalong Kab. Phone: 62-265-258471~2 Fax: 62-265-2584570 · · cibatu sub-Branch Jalan Raya Cibatu - Limbangan Ruko Perum Bunar Indah Blok C-29 No.15-17 Rt 06 Rw 04 Desa Cibunar Kecamatan Cibatu Kabupaten Garut Phone: 62-262-467708 Fax: 62-262-467707 · · Wonogiri sub-Branch Jalan Ahmad Yani No.66, Wonogiri Phone: 62-271-633600 Fax: 62-271-633433 · · Woori Bank Annual Report 2015 197 Phone: 62-265-791560 Fax: 62-265-791580 · · Kepanjen sub-Branch Jl. Kawi Ruko B 7, Kepanjen Phone: 62-34-1379840 Fax: 62-34-1379839 · · Pamekasan sub-Branch Jl. Kabupaten No.114 Phone: 62-324-333905, 333906 Fax: 62-324-333604 · · Kebumen sub-Branch Jl. Ahmad Yani No.20, Kubumen Phone: 62-281-6222212 Fax: 62-281-631616 · · Mangga dua sub-Branch Ruko Harco Mangga Dua Blok L. No.5 Phone: 62-21-6120176 Fax: 62-21-6120179 · · Kelapa Gading sub-Branch Jl. Boulevard Barat Ruko MOI Blok I No.15 Phone: 62-21-29364053 Fax: 62-21-29364054 · · dalem Kaum cash-Office Jl. Dalem Kaum No.5 Bandung/40251 Phone: 62-22-4211906 Fax: 62-22-4206837 · · Batujajar cash-Office Jl. Batujajar No.324 Bandung Phone: 62-22-86861018/17/15 Fax: 62-22-86861016 · · cimahi cash-Office Cijerah II blok V No.3 Cimahi Phone: 62-22-86065156 Fax: 62-22-6075579 · · suci cash-Office Jl. PHH. Mustofa No.35/40124 Phone: 62-22-7279740 Fax: 62-22-7276361 · · Jatinangor cash-Office Jl. Raya Jatinangor KM 20.5 KKBI IKOPIN/45363 Phone: 62-22-7781587 Fax: 62-22-7781563 · · darmaraja cash-Office Jl. Raya Darmaraja No.253 desa Darmaraja, Kec Darmaraja Kab.Sumedang/45372 Phone: 62-262-429000, 429069, 428478 Fax: 62-262-429070 · · daan Mogot cash-Office Jl. Tampak Sirling No.12 Daan Mogot/11460 Phone: 62-21-56944307 Fax: 62-21-56944307 · · fatmawati cash-Office Jl. Kesehatan Raya No.18B Rt 003 Rw 006 Kel Bintaro Kec. Sanggrahan Jakarta selatan/12430 Phone: 62-21-7374693 Fax: 62-21-7374408 · · cililitan asabri cash-Office Jl. Mayjen Sutoyo No.11 Gedung PT Asabri (persero) Jl. Cililitan - jakarta Timur/13630 Phone: 62-21-80876494 Fax: 62-21-80876381 · · Bekasi cash-Office Jl. Ir. H. Juanda No.111 Bekasi Phone: 62-21-88353901 Fax: 62-21-88345693 · · Jatibarang cash-Office Jl. Letnan Joni No.178 Kec. Jatibarang - Kab Indramayu/45273 Phone: 62-234-352911 Fax: 62-234-352910 · · Taman Topi cash-Office Jl. Gedong Sawah I No.1 A Pabaton Bogor/16121 Phone: 62-251-8335714 Fax: 62-251-8335721 · · Juanda/ KK Tajur cash-Office Jl. Raya Tajur Ruko Galaxy No.59 H Bogo Phone: 62-251-7559203, 8384254 Fax: 62-251-7559205 · · Kendal cash-Office Jl. Raya Utama No.9 weleri kenda Phone: 62-294-644704 Fax: 62-294-644708 · · ungaran cash-Office Ruko permata hijau No.1 Jl. MT Haryono No.16 Kel Ungaran Kec Ungaran Barat Kab. Semarang/50511 Phone: 62-24-76911017 Fax: 62-24-76911001 · · serang cash-Office Jl. Raya Serang- pandeglang KM 11 Lingkungan waru Lor, Desa/kel. Kamanisa Kec Curug Kota serang/42117 Phone: 62-254-222133 Fax: 62-254-8494615 · · cilegon cash-Office Annex Building Lt. 1 Jl. Afrika No.2 Krakatau Posco Cilegon/42435 Phone: 62-254-369755 Fax: 62-254-369759 · · ruko union cash-Office Ruko Union Square Blok A No.6 Lippo Cikarang, Cikarang Selatan Phone: 62-21-89909797 Fax: 62-21-89903007 · · sadang cash-Office Sadang Terminal Square No.07, 08, 25 Jl. Raya Sadang Purwakarta/41181 Phone: 62-264-8220180 Fax: 62-264-8220181 · · cilimus cash-Office Jalan Raya Cilimus RT 017/04, Desa Cilimus Kecamatan Cilimus, Kabupaten Kuningan Phone: 62-232-615411 Fax: 62-232-615412 · · Purbalingga functional Office Jl. Ahmad Yani No.42 Purbalingga Phone: 62-81-89553 Fax: 62-81-892034 · · sragen functional Office Jl. Sukowati No.156 Sragen Phone: 62-71-895015 Fax: 62-71-895013 · · cikajang functional Office Jl. Raya Cikajang No.80 Garut Phone: 62-62-576094 Fax: 62-62-576089 · · Wonosari functional Office Jl. KH. Agus Salim No.71A Wonosari - Kab Gunungkidul Phone: 62-74-3950673 Fax: 62-74-3950673 · · dalem Kaum functional Office JL. Dalem Kaum No.5 Bandung Phone: 62-33-4233810 Fax: 62-22-4206837 · · HOnG KOnG MYanMar Woori Global Market asia Limited Rooms 1905-1908, 19/F, Gloucester Tower, The Landmark, 15 Queen's Road Central, Hong Kong Woori finance Myanmar Plc. 115/A, Pyay Road, Saw Bwar Gyee Kone Ward(10 miles), Insein Township Yangon, Myanmar Phone: 852-3763-0888 Fax: 852-3763-0808 · · russia Phone: 95-01-643798 · Overseas Office Zao Woori Bank 8th floor, Lotte Plaza, 8, Novinsky Boulevard, Moscow, 121099, Russia MaLaYsia Woori Bank Kuala Lumpur representative Office Unit 4129/4130, 41/F, Vista Tower, The Intermark 182 Jalan Tun Razak, Kuala Lumpur 50400, Malaysia Phone: 60-3-2163-8288 Fax: 60-3-2163-9288 · · MYanMar Woori Bank Yangon, Myanmar Office No.115(A) First Floor), Pyay Road, 10 Miles, Insein Township, Yangon, Myanmar Phone: 95-01-646951 · Phone: 7-495-783-9787 Fax: 7-495-783-9788 · · • Zao Woori Bank Saint-Petersburg Br. 1st Floor, Atlantic City, 126 Savushkina Street, Saint-Petersburg, 197374, Russia Phone: 7-812-327-9787 Fax: 7-812-327-9789 · · • Zao Woori Bank vladivostok Representative Office Vladivostok Business-Center Office No.614, 29, Semenovskaya Str. Vladivostok, 690091, Russia Phone: 7-423-240-7014 Fax: 7-423-240-7015 · · BraZiL(BrasiL) Woori Bank Brasil Avenida Nacoes Unidas, 14,171, Crystal Tower, Conj.803, Vila Gertrudes, 04794-000, Sao Paulo-SP, Brasil Phone: 55-11-2309-4740 Fax: 55-11-3511-3300 · · caMBOdia Woori finance cambodia Plc. Building No.119B, Street271, Sangkat Phsar Doem Thkov Khan Chamkarmon, Phnom Penh. Phone: 855-23-999-661 Fax: 855-23-999-663 · · • Russey Keo Branch House No.1A, National Road 5, Sangkat Kilomet Lek6 Khan Russey Keo, Phnom Penh. Phone: 855-23-999-664 · • Pursenchey Branch House No.6A, Russian Blvd, Tangoun Village, Sangkat Kakb, Khan Pursenchey, Phnom Penh. Phone: 855-23-999-803 · • Kean svay Branch House No.330, National Road 1, Toul Tuaut village, Korkey Communce, kean Svay district, Kandal province Phone: 855-23-720-632 · • Takhmao Branch Building No.31, Street2, Takhmao village, Takhmao Commune, Takhmao District, Kandal Province, Cambodia Phone: 855-24-998-333 · • PrekPhnov Branch National highway 5, Kandal Village, Prek Phnov commune, Phnom Penh, Cambodia Phone: 855-23-900-945 · • Ang Snoul Branch #109, National road No.4, Village Bek Chan, CommuneBek Chan, District Ang Snuol, Cambodia Phone: 855-023-999-355 · • Phsar Depo Branch #138D, St 215, Sangkat Veal Vong, Khan Prumpei Makara, Phnom Penh, Cambodia Phone: 855-23-900-455 · Woori Bank Annual Report 2015 198 Contact Information Directed by Kim, Eun Kyung(Christine) Woori Bank Investor Relations Dept. Tel: 82-2-2002-3186 ekk@wooribank.com Created by Lee, Eun Hwoa Lucre Inc. Tel: 82-2-542-6725 www.lucrebeyond.com Photo by Han, Ze Hun ROUND TABLE Tel: 82-2-3288-6005 www.roundtableic.com

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