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Annual Report 2016

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Contents Chairman’s Report Directors’ Report Remuneration Report Auditors Independence Declaration Consolidated Statement of Profit or Loss and Other Comprehensive Income Consolidated Statement of Financial Position Consolidated Statement of Changes in Equity Consolidated Statement of Cash Flows Notes to the Financial Statements Directors’ Declaration Independent Audit Report to the Members Corporate Governance Statement Shareholder Information Corporate Directory 2 4 13 21 22 23 24 25 26 63 64 67 67 68 1 Chairman’s Report Dear Shareholders, It is with great pleasure that I present the Company’s Annual Report for 2016. Financial Year 2016 saw continued growth in the emerging Adslot business, with Trading Technology revenues up 59% on the prior year. Trading Revenues are the fastest growing part of the business made up of both Licence Fees (fixed contract recurring revenue) and Trading Fees (transactional revenue), both up 75% and 25% respectively on FY15. Revenues from continuing operations and total income were both up 19% on the prior year, and the Company’s EBITDA loss was improved by a further 11%. From a cash-flow perspective, receipts from trade and other creditors grew 36% year on year, from $8.3m to $11.3m, while net cash outflows from operating activities continued to reduce by 13%, from ($3.18m) to ($2.75m). During the twelve months to 30 June 2016, the annualised value of digital ad spend captured via Symphony grew by 20% from $2.3 billion to $2.75 billion, currently sitting at $3 billion. Ad spend captured via the Symphony work-flow solution is strategically very important to the Company, as we will see this ad spend drive Trading Fees (clip of the ticket transactional revenue) in the years ahead. far the Company’s most significant By announcement came in August this year, when Adslot announced it had signed a long-term, world-wide contract to deploy Symphony for groupm - the biggest media buyer in the world - the across multiple markets. estimated digital ad spend executed via Symphony is expected to more than double to circa $7 billion over the next two years – representing nearly 14% of the total digital ad spend globally in 2015. This means During the year, Adslot’s own CIO, Robyn Parker, was appointed co-chair of the global Internet Advertising Bureau’s (IAB) “OpenDirect Working Group”, which developed the standard protocols adopted by the industry and announced in March 2016. A number of broking houses also initiated research coverage on the Company, including Petra Capital, BW Equities and Euroz. From a corporate perspective, we undertook a $4.6 million capital raising (strategic placement) in April 2016 at $0.08 a share. the announcement of the groupm contract and the release following And 2 of the end of year financial results in August 2016, we announced a further $18 million placement and entitlements issue at $0.11 per share in September. As a result, the Company has never been in a stronger position to execute on its strategy. These funds will be invested to grow our engineering team significantly over the next 18 months to maintain our product leadership globally; accelerate deployment of Symphony into groupm throughout Europe and the Asia Pacific region; and increase our sales and account service teams to drive adoption of our trading platform, which will in turn drive and accelerate the growth in transactional revenues for many years to come. I’d like to take this opportunity to thank all our loyal shareholders who have continued to support the Company through the establishment phase, and trust all shareholders will be well-rewarded for their patience in the years to come. Yours sincerely, Andrew Barlow Chairman 28 September 2016 3 Directors’ Report 287 510 (‘the Company’) and its controlled entities (‘the Group’) for the financial year ended 30 June 2016 and the auditor’s report thereon. Your Directors present their report, together with the financial report of Adslot Ltd ACN 001 Information on Directors All directors listed below were directors for the whole financial year and up to the date of this report. Mr Andrew Barlow Non-Executive Chairman (Age 43) Andrew Barlow is the founder of Adslot and an experienced technology entrepreneur. Prior to Adslot, Mr Barlow co-founded Hitwise with Adrian Giles in 1997, was Chairman and Managing Director of Hitwise from 1997 – 2000, and Director of R&D from 2000 – 2002. Hitwise was ranked one of the Top 10 fastest growing companies by Deloitte for five years running, before being sold to Experian Group (LSX.EXPN) in May 2007. Mr Barlow is also the Founder of Venturian, a privately-owned venture capital fund with investments in early-stage technology companies with unique IP, highly scalable business models and global market potential. Mr Barlow was also Founder and CEO of Max Super, an online retail superannuation fund sold to Orchard Funds Management in 2007. Mr Barlow is a director of Nitro Software, Inc. Mr Adrian Giles Non-Executive Director (Age 42) Adrian Giles is an entrepreneur with business interests in Internet, information technology and intellectual property. In 1997 Mr Giles co-founded Sinewave Interactive which researched and pioneered the concept of marketing a website using search engines and was the first company in Australia to offer Search Engine Optimisation (SEO) as a service. In 1997 Mr Giles co-founded Hitwise which grew over 10 years to become one of the most recognised global internet measurement brands operating successfully in the USA, UK, Australia, NZ, Hong Kong, and Singapore. Whilst positioning the company for a NASDAQ listing in early 2007 Hitwise was sold to Experian (LSX: EXPN) in one of Australia’s most successful venture backed Internet trade sales. Mr Giles is also Chairman of Market Engine, a global retailing platform and support company offering Western brands direct access to half a billion new customers in China. Mr Giles is Chair of the Remuneration Committee. Mr Ian Lowe CEO and Executive Director (Age 46) Ian Lowe is one of Australia’s most experienced digital media executives, having built and run a number of successful global media technology companies from Australia. He has also forged an impeccable reputation in the advertising, media and technology community domestically and internationally, and has a deep understanding of both agency (demand-side) and publisher (supply-side) businesses. Mr Lowe previously held the role of Chief Executive Officer of Facilitate Digital Ltd, and prior to that, worked for and managed numerous other media and media technology businesses including Traffion, Red Sheriff, PMP Limited, and George Patterson Bates. Mr Ben Dixon Executive Director (Age 43) Ben Dixon’s career in the advertising industry goes back over 18 years and includes roles at several large multinational agency groups including DDB and Mojo. He has wide experience across both the media buying and account management fields having held senior positions directing accounts for advertisers such as Telstra and Kraft Foods. In particular he was responsible for the development and implementation of eCommerce and online strategies across a number of advertisers. In late 1999 Ben conceptualised and then co-founded Facilitate Digital Pty Ltd, assuming the role of General Manager. In the subsequent 3 years he played an integral role in steering the business through an industry collapse to a position of strength. Ben was appointed Chief Executive Officer of Facilitate when Adslot acquired it in December 2013. 4 Mr Geoff Dixon Non-Executive Director (Age 76) Geoff Dixon is an experienced and successful corporate executive with a background in the media, mining, aviation and tourism sectors at executive and board level. He was Managing Director and Chief Executive Officer of Qantas Airways Limited for eight years until 2008 and Chairman of Tourism Australia for six years until July 2015. He is Chairman of the Garvan Medical Research Foundation and Chairman of the privately held Australian Pub Fund. He is on the board of the publicly listed Crown Limited and the board of the Museum of Contemporary Art Australia, and is an Ambassador for the Australian Indigenous Education Foundation. Directorships of other Australian Listed Companies during the past 3 years:  Crown Limited from 7 July 2007 to present. Mr Quentin George Non-Executive Director (Age 46) Quentin George is one of the advertising industry’s most credentialed and respected thought leaders. Based in the United States, Mr George has previously served as the Chief Digital and Innovation Officer at IPG Mediabrands, where he was responsible for overseeing $2b in digital media spend across global media agency networks, as well as specialist digital agencies for Fortune 500 brands. Mr George has also previously held the positions of Global Head of Digital Media and Strategic Innovation, and President, Global at Universal McCann. In 2008, Mr George led the team that architected and built the industry’s first ever, standalone programmatic media-buying agency, Cadreon, which he successfully grew into a multi-national organisation encompassing North America, Europe and Asia-Pacific. Mr George has also previously served on the customer advisory boards of Google, Microsoft Advertising, Yahoo! and AOL. He has also served on high-profile industry advisory boards including the Internet Advertising Bureau (IAB) and the American Association of Advertising Agencies (AAAA’s), and has held senior leadership roles at digital agencies such as Razorfish and Organic. Ms Sarah Morgan Non-Executive Director (Age 46) Sarah Morgan is an experienced corporate finance advisor. Most of her career was as a Director of independent corporate advisory firm Grant Samuel. Over this time Ms Morgan was involved in a large number of transactions including public company M&A, IPOs, capital raisings (debt & equity), asset acquisitions and divestments, and company and business valuations, across a broad range of industries. Ms Morgan is a non-executive director of Hong Kong based Luxe City Guides and the National Gallery of Victoria Foundation and is on the advisory board of Melbourne University's entrepreneurship program - the Melbourne Accelerator Program. Directorships of other Australian Listed Companies during the past 3 years:  Hansen Technologies Limited (ASX:HSN) from October 2014 to current  Future Generation Global Investment Company (ASX:FGG) from July 2015 to current. Ms Morgan is Chair of the Audit and Risk Committee. Mr Brendan Maher Company Secretary (Age 48) Brendan Maher joined the Company in 2010 as a qualified Chartered Accountant and has over 27 years’ experience gained both in Australia and overseas with Arthur Andersen, National Westminster Bank and Skilled Group Limited. Mr Maher has extensive experience in financial reporting, corporate transactions and was Company Secretary at Skilled Group Limited prior to joining Adslot. Mr Maher is a member of the Institute of Chartered Accountants in Australia and New Zealand, and also a member of the Australian Institute of Company Directors. 5 Directors’ Report (continued) Directorships of other listed companies Other than those disclosed on pages 4 to 5 of this Annual Report no director holds a Directorship in any other listed companies in the three year period immediately before the end of the financial year. Director’ shareholdings The following table sets out each director’s relevant interest in shares or options in shares of the Company as at the date of this report. Directors Ordinary Shares Share Rights ESOP Shares Mr Andrew Barlow Mr Adrian Giles Mr Ian Lowe Mr Ben Dixon Mr Geoff Dixon Mr Quentin George Ms Sarah Morgan # # # 57,803,769 19,633,409 14,461,929 35,369,513 86,252,015 - - - - 17,000,000 - - - - - - - - - 1,000,000 - ESOP Shares Performance Rights # - - - 500,000 - - - Remuneration of directors and senior management Information about the remuneration of directors and senior management is set out in the remuneration report of this directors’ report. Directors’ Meetings The following table sets out the number of meetings of the Company’s Directors held during the year ended 30 June 2016 and the number of meetings attended by each Director. Directors Mr Andrew Barlow Mr Ian Lowe Mr Adrian Giles Mr Geoff Dixon Mr Ben Dixon Mr Quentin George Ms Sarah Morgan Board of Directors Held Attended Remuneration Committee Held Attended Audit and Risk Committee Attended Held 9 9 9 9 9 9 9 9 9 9 7 9 6 9 3 - 3 - - 3 - 3 - 3 - - 3 - - - 3 3 - - 3 - - 3 2 - - 3 Principal activities Adslot Ltd derives revenue from three principal activities: 1. Trading Technology - comprises Adslot, a leading global media trading technology, and Symphony, market-leading workflow automation technology for media agencies. 2. Services - comprises digital marketing services - provided by the company’s Webfirm division - and project-based customisation of Trading Technology. 3. Adserving - technology that enables advertisers to deliver, measure and optimise the performance of online display advertising. Operating Results Underpinned by a year on year increase of 59% in Trading Technology revenues, Consolidated Group revenues for the FY16 period of $8,513,782 represent an increase of 19% versus the year prior ($7,175,494). The Consolidated Group operating loss before interest, income tax, depreciation and amortisation (EBITDA) of $3,260,724 saw an improvement of 11% compared to a loss for the prior year of $3,647,611. The Consolidated Group operating loss of $8,138,485, is a 12% improvement compared to a loss for the prior year of $9,205,521. 6 Review of Operations The 12 months to 30 June 2016 was significant for Adslot as the Company continued to progress the execution of its strategy and build sales momentum. Significant achievements for FY16 include: 59% growth in Trading Technology revenues   Major enhancements to the Symphony-Adslot integration and first wave of trading activity via the integration secured  Successful deployment of material product feature enhancements These achievements, in combination with the global multi-year contract with groupm – announced on 19th August (see further detail under ‘Subsequent Events’ on page 11) - have generated sales momentum, and see the Company well positioned to benefit from ongoing, accelerating growth in Trading Technology revenues in FY17 and beyond. Significant Achievements 59% growth in Trading Technology revenues year on year The Trading Technology revenue segment was the Group’s growth driver, increasing by 59% against the prior corresponding period and the largest contributing revenue segment for the Group. Trading Technology revenues comprise Symphony, a market-leading workflow automation technology (from which the Company derives Licence Fees) and Adslot, a leading global media trading technology (from which the Company derives Trading Fees). Both platforms provide purpose built interfaces for media agencies and publishers to plan, negotiate and trade online display advertising. Licence Fees and Trading Fees both contributed growth in FY16, with Licence Fees accounting for the majority of total Trading Technology revenues and delivering higher year on year growth in dollar terms. 7 Review of Operations (continued) Due to the seasonal slow down in media buying in the March quarter, Trading Fees dipped in 2H FY16 as expected. The June quarter saw an increased level of campaign activity although trading activity across the industry generally was slightly softer than anticipated, as evidenced by spend levels in both Symphony and Adslot. The September quarter has seen a significant lift, with trading activity to August 29 already exceeding that prior quarter and with approximately 35% of the quarter remaining. It is expected the majority of the cash flow impact of this increased trading activity will be realised in the December quarter. The combination of agency workflow technology (Symphony), and media trading technology (Adslot) provides Adslot with a unique combination of assets that benefit both media buyer and seller. The integration of these two platforms, whereby Adslot can leverage circa $3b of media buying captured within Symphony to generate Trading Fees, is a core growth strategy of the Company (see further comments under ‘First trading activity secured via the Adslot-Symphony integration’). In line with growth in Licence Fees, Symphony’s global user base of media planners, media buyers and online publishers continues to build (see chart below). This growing community of media traders and the incumbency their reliance on Symphony’s workflow automation, in combination with the ongoing integration of Adslot’s trading tools into Symphony’s workflow, creates a strong position from which to establish adoption momentum and Trading Fee revenue growth. Valued at USD $51b in 2015, online display advertising’s forward guaranteed segment presents material growth opportunity for Adslot in FY17 and beyond. Revenue segments other than Trading Technology performed broadly in line with expectation:  Services revenues increased by 6% year on year and are expected to remain flat going forward  Adserving revenues declined in FY16 and are expected to continue to decline over the course of FY17 Significant Enhancements to the Symphony-Adslot Integration Over the FY16 period a number of major feature enhancements were made to the Adslot-Symphony integration. These enhancements are central to the continuous improvement of the trading toolset available within Symphony, and by virtue of it accelerated user adoption of the toolset. Examples of major enhancements to the integration include:  Briefing – allows a buyer to describe a series of campaign objectives then distribute this in the form of a brief to select publishers. In response, publishers can then use Adslot’s real time availability feature to generate a schedule of proposed activity and share it with the buyer. Frequency Capping – allows a buyer to configure the number of times over any chosen period they want an individual to see a campaign, then query inventory availability against it in real time.   Key Value Targeting – allows a Symphony buyer to view and configure advanced targeting options for a publisher product as they would if using the Adslot interface.  Discount/Commission Management – enhancements to how a buyer and seller collaborate/negotiate and agree via the platform applicable discount and commission rates.  Alerts enhancements - publisher comments entered into Adslot are displayed on screen and via email alert to the Symphony buyer.  Enhanced controls & permissions – improved business rule management for media agencies, allowing them to assign authorisation rights and controls for any trade managed via the Symphony-Adslot integration. 8 First Wave of Trading Activity via the Integration Secured FY16 saw the commencement of trading activity via the Symphony-Adslot integration from Symphony clients in multiple geographies including Australia, New Zealand and Europe. Whilst still in the early adoption phase, this activity has exposed a number of large agencies to the capabilities within the Symphony-Adslot integration. All trades executed have been successful and customer validation evident in the form of repeat activity. The Company remains particularly focused on this area of the growth opportunity, and momentum continues to build as some of Adslot’s largest Symphony clients plan to transition more of their trading activity to the integration in 1H FY17. While the majority of Trading Fees in FY16 were not generated via the Symphony-Adslot integration, as Trading Fee revenue growth accelerates it is expected that an increasing percentage of this will be derived from the integrated solution. Successful Deployment of Material Product Feature Enhancements Over the FY16 period a number of major feature enhancements were also made to the Adslot platform. These enhancements all provide incremental value to the buyer and seller using Adslot, and in combination have materially increased the value of the technology to both the media buyer and the media seller. Examples include:  Briefing – allows a buyer to describe a series of campaign objectives then distribute this in the form of a brief to select publishers. Publishers can then use Adslot’s real time availability feature to generate a schedule of proposed activity and share it with the buyer in response.  Discount/Commission Management – allows buyer and seller to collaborate via the platform to agree/negotiate applicable discount and commission rates.  Video – allows buyers and sellers to more seamlessly trade video inventory including automation of VAST tags.  Ad-hoc products – allows a buyer and seller to trade product inventory that may not yet be fully set up by the seller in the Adslot platform. This ensures trades that have a narrow window in which to close can be executed first, and the set up completion undertaken at a future date.  Device targeting – allows a seller to expose device specific targeting (e.g. mobile, tablet) to a buyer.  Status messaging – enhancements to status messaging for publishers (sellers), including opt in/out features.   Improvements to the API for integrations (e.g. Symphony). Improvements to briefing and planning workflows. 9 Review of Operations (continued) Several of these feature enhancements have rapidly translated to increased adoption. For example, in the corresponding 12 months to June 30 2016:   The number of mobile/video products available to buyers in the Adslot marketplace increased by 93% The total number of (all) products available to buyers in the Adslot marketplace increased by 38% Likely Developments and Business Strategies Continued Growth in Trading Technology Revenues The three-year trend of Trading Technology revenue growth is expected to continue and accelerate, derived from growth in both Licence Fees and Trading Fees. In FY17, it is anticipated that growth in Licence Fees will outpace growth in Trading Fees in dollar terms, due significantly to the global multi-year contract with groupm announced on 19th August (see further detail under ‘Subsequent Events’ on page 11). In combination with the organic growth of Licence Fees from existing clients (as global digital ad spend continues to grow at circa 20% CAGR) and new business opportunities, Licence Fee revenues will in the short to medium term represent the majority of Trading Technology revenues. Trading Fee growth will also continue, and in percentage growth terms likely exceed Licence Fee growth year on year. The hybrid of passive, recurring Licence Fees and transaction generated Trading Fees is a strong position from which the Company can focus increasing sales effort over time to unlock more Trading Fees from Symphony customers. Whilst Trading Fees is a relatively nascent revenue stream, and the media industry remains in the early adoption phase, the Company’s sales pipeline is building and the revenue opportunity it presents is a multiple of Licence Fees. Continued Growth of Demand Captured via Symphony As a direct result of the global multi-year contract with groupm announced on 19th August (see further detail under ‘Subsequent Events’ on page 11), and in combination with the rate of industry growth in global digital ad spend, Adslot expects to see a significant lift in the value of media activity (demand) executed via Symphony over the next 3+ years as outlined in the chart below. Annualised Display Spend Executed via Symphony (AUD) In addition to the general correlation between activity executed via Symphony and the Licence Fees it generates, the anticipated growth in this demand (projected to be as high as circa $7b annualised by Q4 FY18), increases with it the size of the Trading Fee revenue opportunity. Furthermore, as the level of activity and demand captured via Symphony builds, the Company’s ability to leverage this to drive adoption of its integrated trading toolset improves. 10 The Integration of Symphony and Adslot will be Continually Enhanced The Company has engaged in close consultation with agencies and publishers, including the global Symphony agency client base, and identified a number of enhancements to the Symphony-Adslot integration that it’s confident will generate accelerated adoption and with it further Trading Fee revenue growth. Customer feedback from those that have used the Symphony-Adslot integration, Symphony agencies yet to use the integration, and agencies and publishers more generally, has identified a number of areas in which new features will substantially increase adoption. The product areas targeted for future development include:  Enhanced audience segmentation – buyers want to be able to rapidly discover, plan, negotiate and trade audience targeted products and inventory. Enhancements in this area of the platform and the Symphony-Adslot integration will also allow online publishers to expose more granular audience variables to buyers including the ability to match to an audience specific to an advertiser or campaign.  Performance optimisation: o Buyers and sellers want to reference their aggregate trading history to inform discussions and negotiations pertaining to what inventory to buy/sell, and the price the pay/ask for it. o Buyers and sellers want to reference historical campaign performance to inform discussions and negotiations pertaining to what inventory to buy/sell, it’s projected value or performance and the price to pay/ask.  Partner integrations – the Company expects to complete and launch two partner integrations in 1H FY17, further detail of which will be released on completion. These product enhancements align with the Company’s belief that trading automation must deliver more than just operational efficiency, but also improve campaign effectiveness (performance). Matters Subsequent to the End of the Financial Year Global Multi-Year Contract with groupm – the World’s Largest Media Buyer On 19th August 2016 the Company announced it had signed a multi-year contract with groupm. A division of WPP, groupm is a multi-national media agency group and the world’s largest media buyer. The global contract will see groupm activate Adslot’s workflow and trading automation platform Symphony into a significant number of new markets, including an immediate commitment to multiple deployments in Europe and APAC. The contract also sees groupm renew their commitment to Adslot across APAC, where Symphony has already been deployed in a number of markets including Australia, China and Japan. The contract has a number of material implications, including:  Significant additional revenue in the form of Licence Fees as new markets are deployed (see commentary in section ‘Continued Growth of Demand Captured via Symphony’ on page 11).  Global deal with immediate focus on multiple market deployments across Europe and APAC.   Establishes Adslot as a truly global solution via: Fully funded market entry for each new country of deployment o o a new customer footprint in the EMEA region, and an expanded customer footprint in the APAC region.  In combination with organic growth from existing customers and other new business, the value of media executed via Symphony is expected to increase from circa $3 billion per annum to circa $7 billion per annum over the next 2 - 3 years.  As a result, Adslot’s Automated Guaranteed Trading Fee opportunity via the Symphony-Adslot integration will effectively double.  Market-ready product can be sold into the broader industry in each new market activated. Using Adslot’s existing service and support footprint, and its highly scalable cloud based infrastructure, costs incurred to support the contracted revenue growth secured via the groupm agreement are modest and incremental. The Company is keenly focused on optimising the speed of new market activations for groupm. Environmental regulations The Group’s operations are not subject to any significant environmental regulations under the Commonwealth, State or any other country in which the entity operates. Dividends The Directors do not recommend the declaration of a dividend. No dividend has been declared or paid during the year. 11 Review of Operations (continued) Shares under option There were no unissued shares or interests under option as at the date of signing this report. Shares subject to rights Details of unissued shares or interests subject to rights as at the date of signing this report are: CEO Sign on Rights Share price required (a) Number of rights Right to receive ordinary shares Right to receive ordinary shares Right to receive ordinary shares Right to receive ordinary shares Total $0.200 $0.300 $0.400 $0.500 3,000,000 4,000,000 5,000,000 5,000,000 17,000,000 (a) Share price required to trade above a 30 day VWAP before entitlement to Right Executive Performance Rights Issue Type Issue or Acquisition Date Performance Rights 26/11/14 Performance Rights 26/8/15 Performance Rights 27/06/16 Issue Price $ Nil Nil Nil Balance at beginning of the year (Number) Issued during the year (Number) Transfers during the year (Number) Forfeited during the year (Number) Balance at end of the year (Number) 10,750,000 - (2,520,377) (2,920,100) 5,309,523 - - 2,660,000 600,000 - - (705,000) 1,955,000 - 600,000 10,750,000 3,260,000 (2,520,377) (3,625,100) 7,864,523 Indemnification and Insurance of Officers The Company has during the financial year, in respect of each person who is or has been an officer of the company or a related body Corporate, made a relevant agreement for indemnifying against a liability incurred as an officer, including costs and expenses in successfully defending legal proceedings. Since the end of the financial year, the Company has paid premiums to insure all directors and officers of Adslot Ltd and the Adslot Group of companies, against costs incurred in defending any legal proceedings arising out of their conduct as a director and officer of the Company, other than for conduct involving a wilful breach of duty or a contravention of Sections 232(5) or (6) of the Corporations Act 2011, as permitted by section 241A(3) of the Corporations Act. Disclosure of the premium amount is prohibited by the insurance contract. Proceedings on behalf of the Company No person has applied to the Court under section 237 of the Corporations Act 2001 for leave to bring proceedings on behalf of the company, or to intervene in any proceedings to which the company is a party, for the purpose of taking responsibility on behalf of the company for all or part of those proceedings. No proceedings have been brought or intervened in on behalf of the company with leave of the Court under section 237 of the Corporations Act 2001. Auditor’s Independence Declaration The auditor’s independence declaration for the year ended 30 June 2016 has been received and can be found on page 21 of the financial report. Details of amounts paid or payable to the auditor for non-audit services provided during the year are outlined in Note 21 to the financial statements. The Directors are satisfied that the provision of non-audit services, during the year by the auditor is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. 12 Remuneration Report The remuneration report is set out under the following headings: Section 1: Non-executive directors’ remuneration Section 2: Executive remuneration Section 3: Details of remuneration Section 4: Executive contracts of employment Section 5: Equity-based compensation Section 6: Equity holdings and transactions Section 7: Other transactions with key management personnel Section 1: Non-executive directors’ remuneration Non-executive directors’ fees are reviewed annually and are determined by the Board. In making its determination it takes into account fees paid to other non-executive directors of comparable companies. Non-executive directors’ fees are within the maximum aggregate limit of $350,000 per annum agreed to by shareholders at the Annual General Meeting held on 30 November 2009. To preserve the independence and integrity of their position, non-executive directors do not receive performance-based bonuses. The Chairman’s fees are $75,000 per annum. Non-executive directors fees are $50,000 per annum. In addition, the Chair of the Audit & Risk Committee receives a further $25,000 in recognition of the additional workload of that position. Section 2: Executive remuneration The Board of Directors are responsible for determining and reviewing compensation arrangements for key management personnel and the executive team. In June 2011, the Company established a Remuneration Committee who now makes recommendations on remuneration of key management personnel to the Board. The Board assesses the appropriateness of the nature and amount of emoluments of these employees on a periodic basis by reference to relevant employment market conditions with the overall objective of ensuring maximum stakeholder benefit from the retention of high quality executives. Executives’ remuneration consists of a fixed cash component, short-term incentives in the form of cash bonuses, and long-term incentives in the form of equity-based compensation linked to the long term prospects and future performance of the Company. The inclusion of equity-based compensation in executives’ remuneration provides a direct link between their remuneration and shareholder wealth, otherwise there are no direct relationships. In providing the Company’s performance and benefits for shareholder wealth, the Board have regard to the following indices in respect of the current financial year and the previous four financial years: Item EPS (cents) Net loss ($) 2016 (0.77) 2015 (0.89) 2014 (1.20) 2013 (0.94) 2012 (1.08) 8,138,485 9,205,521 10,095,562 6,460,947 7,331,658 Share price at 30 June ($) 0.110 0.090 0.115 0.044 0.035 13 Remuneration Report (continued) Section 3: Details of remuneration Details of the remuneration of the directors and the key management of the Company and its controlled entities are set out in the following tables. The key management personnel of Adslot Ltd and its controlled entities include the following directors and executive officers: Directors Position Date appointed/resigned Mr Adrian Giles Non-Executive Director Appointed 26 November 2013 Mr Andrew Barlow Non-Executive Director Appointed 16 February 2010 Non-Executive Chairman Appointed 26 November 2013 Mr Ian Lowe Chief Executive Officer Executive Director Appointed 8 October 2012 Appointed 8 October 2012 Mr Ben Dixon Executive Director Appointed 23 December 2013 Mr Geoff Dixon Non-Executive Director Appointed 23 December 2013 Mr Quentin George Non-Executive Director Appointed 14 June 2014 Ms Sarah Morgan Non-Executive Director Appointed 27 January 2015 Executive Officers Mr Brendan Maher Company Secretary / Chief Financial Officer Appointed 15 November 2010 Mr Tom Peacock Group Commercial Director Appointed 23 December 2013 14 Group 2016 Name Short-term benefits Long Term Benefits Post- employment benefits Share-based payment Salary & fees $ Bonus $ Other $ Long Service Leave $ Super- annuation $ Shares1 $ Rights1 $ Total $ Executive directors Mr I Lowe Mr B Dixon 309,000 - 203,854 17,351 Non-executive directors Mr A Giles Mr A Barlow Mr G Dixon Mr Q George Ms S Morgan 50,000 68,493 45,662 50,000 68,493 Other key management personnel Mr B Maher Mr T Peacock 252,838 205,500 - - - - - - - Totals 1,253,840 17,351 - - - - - - - - - - - 8,969 19,308 20,818 - - - - - - 28,572 328,308 279,564 - - - - - 50,000 75,000 50,000 75,744 75,000 - - - - - - 6,507 4,338 - 25,744 6,507 - 7,628 5,745 19,308 19,308 19,743 89,891 47,620 38,096 347,137 358,540 22,342 96,094 135,378 114,288 1,639,293 1 Awards of Shares and Rights are governed by the rules of the Company’s ESOP. Given the forfeiture conditions contained in that Plan, these awards are in substance rights issues. Bonuses Bonuses appearing in the table above were paid for the year ended 30 June 2016 (but relate to the performance from the prior year) as follows: Name Amount available in future periods Total Bonus Opportunity Amount Paid $ $ $ Assessment Criteria Mr I Lowe Mr B Dixon Mr B Maher Mr T Peacock - 17,351 - - - - - - 125,000 Company performance to budget, product development and launch, and client & partnership signings. 55,000 Performance related KPI’s. 45,063 Division performance, governance, reporting and performance related KPI’s. N/A (a) Performance related KPI’s. (a) Not applicable as total bonus opportunity is based on a percentage of the Group’s performance. No portion of the total bonus opportunity for key management personnel was forfeited. 15 Remuneration Report (continued) Section 3: Details of remuneration (Continued) Group 2015 Name Short-term benefits Long Term Benefits Post- employment benefits Share-based payment Salary & fees $ Bonus $ Other $ Long Service Leave $ Super- annuation $ Shares1 $ Rights1 $ Total $ Executive directors Mr I Lowe Mr B Dixon 309,000 20,531 175,397 5,000 Non-executive directors Mr A Giles Mr A Barlow Mr G Dixon Mr Q George Ms S Morgan (i) 50,000 68,493 45,662 50,000 29,680 - - - - - Other key management personnel Mr B Maher Mr T Peacock 266,862 200,000 15,000 10,000 Totals 1,195,094 50,531 - - - - - - - - - - - 5,663 18,783 17,599 12,123 113,384 _ 7,253 473,821 210,912 - - - - - - 6,507 4,338 - - - - 60,683 2,820 - - - - - - 50,000 75,000 50,000 110,683 32,500 11,101 3,722 20,208 18,783 51,280 134,381 12,089 9,671 376,540 376,557 20,486 89,038 258,467 142,397 1,756,013 1 Awards of Shares and Rights are governed by the rules of the Company’s ESOP. Given the forfeiture conditions contained in that Plan, these awards are in substance rights issues. (i) from 27 January 2015 Bonuses Bonuses appearing in the table above were paid for the year ended 30 June 2015 (but relate to the performance from the prior year) as follows: Name Amount available in future periods Total Bonus Opportunity Amount Paid $ $ $ Assessment Criteria Mr I Lowe 20,531 - 125,000 Company performance to budget, product development and launch, Mr B Dixon Mr B Maher 5,000 15,000 Mr T Peacock 10,000 and client & partnership signings. 19,000 55,000 Performance related KPI’s. - - 45,063 Division performance, governance, reporting and performance related KPI’s. N/A (a) Performance related KPI’s. (b) Not applicable as total bonus opportunity is based on a percentage of the Group’s performance. No portion of the total bonus opportunity for key management personnel was forfeited. 16 Section 4: Executive contracts of employment Formal contracts of employment for all members of the key management personnel are in place. Contractual terms for most executives are similar but do, on occasions, vary to suit different needs. The following table summarises the key contractual terms for all key management personnel. Length of contract Open ended Fixed Remuneration Remuneration comprises salary and statutory employer superannuation contributions. Incentive Plans Eligible to participate. Incentive criteria and award opportunities vary for each executive. Notice Period Resignation Retirement Members of the key management, including executive directors, have notice periods ranging from three weeks to three months. The Chief Executive Officer and Chief Financial Officer have notice periods of 3 months. Other Executives have notice periods ranging from 3 weeks to 1 month. Employment may be terminated by giving notice consistent with the notice period. There are no financial entitlements due from the Company on retirement of an executive. Termination by the Company The Company may terminate the employment agreement by providing notice consistent with the notice period or payment in lieu of the notice period. Redundancy Payments for redundancy are discretionary and are determined having regard to the particular circumstances. There are no contractual commitments to pay redundancy over and above any statutory entitlement. Termination for serious misconduct The Company may terminate the employment agreement at any time without notice, and the executive will be entitled to payment of remuneration only up to the date of termination. Section 5: Equity-based compensation Performance Rights over Shares Shareholders approved at the November 2014 Annual General Meeting the creation of Performance Rights over Shares which enables the Board to offer eligible employees the right to Performance Rights which convert to shares subject to the executive’s performance against certain performance criteria. No amounts are paid or payable by the recipient on receipt of the right. The rights carry no voting rights. All rights are subject to service periods which require the employees remain an employee of the Company. The following table shows grants of share-based compensation to directors and senior management under the Performance Rights Plan during the current financial year: Name Ben Dixon Brendan Maher Tom Peacock Series Nov 14 Nov 14 Nov 14 Balance at beginning of the year (Number) Granted during the year (Number) Expired during the year (Number) Exercised during the year (Number) Balance at the end of the year (Number) 750,000 1,250,000 1,000,000 3,000,000 - - - - - - - - (250,000) (416,667) (333,333) 500,000 833,333 666,667 (1,000,000) 2,000,000 No Performance rights to shares were granted to KMP during the year ended 30 June 2016. The following table shows grants of share-based compensation to directors and senior management under the Performance Rights Plan during the prior year ending 30 June 2015: Name Ben Dixon Brendan Maher Tom Peacock Series Nov 14 Nov 14 Nov 14 Balance at beginning of the year (Number) Granted during the year (Number) Expired during the year (Number) Exercised during the year (Number) Balance at the end of the year (Number) - - - - 750,000 1,250,000 1,000,000 3,000,000 - - - - - 750,000 - 1,250,000 - 1,000,000 - 3,000,000 17 Remuneration Report (continued) Section 5: Equity-based compensation (Continued) The model inputs for Performance rights to shares granted during the year ended 30 June 2015 included: Model Input Grant Date Assessment period Exercise Price Probability of Conversion to Shares Price at Grant Date PR # 15-2 26/11/2014 2 years - 25% $0.105 Employee share ownership plan (ESOP) In November 2012 the Company gained approval to establish an employee incentive scheme comprising the Adslot Limited Share Option Plan and the Adslot Employee Share Trust. Rights to shares are available to be issued to eligible employees based on the performance against agreed key performance indicators. Any rights awarded are subject to a two-year service period and if this service period is not met, the rights to shares will be forfeited by the eligible employee. Shares held by the Trust under the scheme will have voting and dividend rights, and the right to participate in further issues pro-rata to all ordinary shareholders. The ESOP was replaced by the Performance Rights over Shares Plan in financial year 2015 and as such there have been no new ESOP rights granted during the years ending 30 June 2016 and 30 June 2015. The following table shows the vesting of ESOP share-based compensation to directors and senior management under the ESOP for the current financial year ended June 2016: During the Financial year Name ESOP Series Number Granted Number Vested % of Grant Vested % of Grant Forfeited Brendan Maher Sept 2013 March 2014 Tom Peacock Jan 2014 March 2014 - - - - 763,602 561,526 176,928 2,823,072 100% 100% 100% 100% 0% 0% 0% 0% The following table shows the vesting of ESOP share-based compensation to directors and senior management under the ESOP during prior year ending June 2015: During the Financial year Name ESOP Series Number Granted Number Vested % of Grant Vested % of Grant Forfeited Ian Lowe October 2012 Brendan Maher September 2012 - - 1,500,000 100% 1,674,872 100% 0% 0% 18 Rights over Shares Upon commencement of employment (8 October 2012) Mr Lowe was granted the right to receive the following shares after the share price of the Company trades above a 30 day volume-weighted average price (VWAP) as per the table below. Each right would convert into one ordinary share of Adslot Ltd when the VWAP criteria is met. In the event of a Change of Control of the Company some of these Rights would vest on a sliding scale between the take over price and required VWAP of the next eligible series. No amounts are paid or payable by the recipient on receipt of the right. The rights carry no voting rights. Some rights are subject to escrow per the below table and all rights are subject to Mr Lowe remaining an employee of the Company. Rights over shares movements during the financial year are summarised below: Issue Type Rights over shares Rights over shares Rights over shares Rights over shares Required VWAP Price $ Balance at beginning of the year (Number) Granted during the year (Number) Expired during the year (Number) Exercised during the year (Number) Balance at the end of the year (Number) 0.200 0.300 0.400 0.500 3,000,000 4,000,000 5,000,000 5,000,000 17,000,000 - - - - - - - - - - - - - - 3,000,000 4,000,000 5,000,000 5,000,000 - 17,000,000 During the year, the 3,000,000 Rights over shares relating to the 10 cents VWAP hurdle, that were awarded in December 2013 to Mr Lowe, were released from their 2-year escrow requirement and transferred from the Employee Share Trust unencumbered to Mr Lowe. The following table shows grants of rights over shares to directors and senior management during prior year ending 30 June 2015: Issue Type Rights over shares Rights over shares Rights over shares Rights over shares Required VWAP Price $ Balance at beginning of the year (Number) Granted during the year (Number) Expired during the year (Number) Exercised during the year (Number) Balance at the end of the year (Number) 0.200 0.300 0.400 0.500 3,000,000 4,000,000 5,000,000 5,000,000 17,000,000 - - - - - - - - - - - - - - 3,000,000 4,000,000 5,000,000 5,000,000 - 17,000,000 Details of ESOP and other rights to ordinary shares in the Company provided as remuneration of directors and the key management personnel of the Company are set out below: Name 2016 2015 2016 2015 Number $ Number $ Number $ Number $ Rights Granted During the Year Rights Vested During the Year Directors Mr Adrian Giles Mr Ian Lowe Mr Andrew Barlow Mr B Dixon Mr G Dixon Mr Q George Ms S Morgan (i) Other Key Management Personnel Mr B Maher Mr T Peacock (i) from 27 January 2015 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 750,000 78,750 250,000 26,250 - - - - - - - - - - - - - - 1,500,000 165,000 - - - - - - - - - - 1,250,000 131,250 1,741,795 122,695 1,674,872 245,109 1,000,000 105,000 3,333,333 288,682 - - The assessed fair value at issue date of the rights granted to the executive is allocated equally over the period from issue date to vesting date, and the amount is included in the remuneration tables above. 19 Remuneration Report (continued) Section 6: Equity holdings and transactions The number of shares in the Company held during the financial year by each Director of Adslot Ltd and other key management personnel of the Group, including their personally related parties, are set out below: 2016 Name Directors Mr A Giles Mr A Barlow Mr I Lowe Mr B Dixon Mr G Dixon Mr Q George Ms S Morgan Balance at the start of the year (Number) 19,633,409 57,803,769 11,461,929 35,119,513 86,252,015 - - Received during the year as compensation Net other changes during the year Balance at the end of the year (Number) (Number) (Number) - - 3,000,000 250,000 - - - - - - - - - - 19,633,409 57,803,769 14,461,929 35,369,513 86,252,015 - - Other key management personnel Mr B Maher Mr T Peacock 274,872 742,642 1,741,795 3,333,333 (1,455,141) - 561,526 4,075,975 Totals 211,288,149 8,325,128 (1,455,141) 218,158,136 Section 7: Other transactions with Key Management Personnel Transactions with Directors and their personally related entities: During the year the Company earned revenue to the value of $353 from a Publisher related to Mr Ben Dixon and Mr Geoff Dixon on normal commercial terms and conditions. This marks the end of the audited remuneration report. This report is made in accordance with a resolution of directors. Andrew Barlow Chairman 31 August 2016 20 Consolidated Statement of Profit or Loss and Other Comprehensive Income For the year ended 30 June 2016 Total revenue from continuing operations Other income Total revenue and other income Hosting & other related technology costs Salaries and employment related costs Directors’ fees Marketing costs Lease – rental premises Impairment of receivables Listing & registrar fees Legal fees Travel expenses Consultancy fees Audit and accountancy fees Other expenses Share based payment expense Depreciation and amortisation expenses Total expenses Loss before income tax expense Income tax benefit / (expense) Loss after income tax expense Net loss attributable to members Other comprehensive income / (loss) Items that may be reclassified subsequently to profit or loss Foreign exchange translation Total other comprehensive income / (loss) Notes 3 4 4 4 5 2016 $ 7,735,278 778,504 8,513,782 (1,402,979) (6,908,429) (298,656) (104,830) (941,552) (28,240) (111,237) (27,728) (315,124) (76,236) (159,889) (884,133) (440,138) 2015 $ 6,495,312 680,182 7,175,494 (1,094,477) (5,954,451) (259,568) (246,726) (820,431) 37,440 (117,301) (35,993) (396,234) (44,553) (138,284) (854,693) (702,806) (4,930,957) (5,731,779) (16,630,128) (16,359,856) (8,116,346) (9,184,362) (22,139) (8,138,485) (8,138,485) (21,159) (9,205,521) (9,205,521) (10,739) (10,739) 53,065 53,065 Total comprehensive loss attributable to the members (8,149,224) (9,152,456) Earnings per share (EPS) from loss from continuing operations attributable to the ordinary equity holders of the company Basic earnings per share Diluted earnings per share 16 16 2016 Cents (0.77) (0.77) 2015 Cents (0.89) (0.89) The above Consolidated Statement of Profit or Loss and Other Comprehensive Income should be read in conjunction with the accompanying notes. 22 Consolidated Statement of Financial Position As at 30 June 2016 Notes 2016 $ 2015 $ CURRENT ASSETS Cash and cash equivalents Trade and other receivables Total current assets NON-CURRENT ASSETS Property, plant & equipment Deferred tax assets Intangible assets Total non-current assets Total assets CURRENT LIABILITIES Trade and other payables Other liabilities Provisions Total current liabilities NON-CURRENT LIABILITIES Provisions Deferred tax liabilities Total non-current liabilities Total liabilities NET ASSETS EQUITY Issued capital Reserves Accumulated losses TOTAL EQUITY 7 8 9 5 10 11 12 13 13 5 14 15 4,745,969 4,355,987 9,101,956 4,441,226 4,430,402 8,871,628 65,518 39,677 74,296 39,677 26,759,567 30,289,099 26,864,762 30,403,072 35,966,718 39,274,700 2,976,527 2,853,010 557,878 457,522 683,148 507,747 3,991,927 4,043,905 315,587 39,677 355,264 242,671 39,677 282,348 4,347,191 4,326,253 31,619,527 34,948,447 120,693,650 115,100,833 404,736 1,187,988 (89,478,859) (81,340,374) 31,619,527 34,948,447 The above Consolidated Statement of Financial Position should be read in conjunction with the accompanying notes. 23 Consolidated Statement of Changes in Equity For the year ended 30 June 2016 2016 Balance at 1 July 2015 115,100,833 1,187,988 (81,340,374) 34,948,447 Issued Capital $ Reserves $ Accumulated Losses $ Total Equity $ Notes Movement in foreign exchange translation reserve 15 Other comprehensive income Loss attributable to members of the company Total comprehensive income Transactions with equity holders in their capacity as equity holders Contributions of equity, net of transaction costs Reclassification of vested ESOP Increase in employees share based payments reserve 14 15 15 - - - - (10,739) (10,739) - - (10,739) (10,739) - (8,138,485) (8,138,485) (10,739) (8,138,485) (8,149,224) 4,382,380 1,210,437 - 5,592,817 - (1,212,651) 440,138 (772,513) - - - - 4,382,380 (2,214) 440,138 4,820,304 Balance 30 June 2016 120,693,650 404,736 (89,478,859) 31,619,527 2015 Balance at 1 July 2014 Notes Issued Capital $ 108,515,858 Movement in foreign exchange translation reserve 15 Decrease in available for sale investment reserve Other comprehensive income Loss attributable to members of the company Total comprehensive income Transactions with equity holders in their capacity as equity holders Contributions of equity, net of transaction costs Reclassification of lapsed options to retained earnings Reclassification of vested ESOP Increase in employees share based payments reserve 14 15 15 15 Reserves $ Accumulated Losses $ Total Equity $ 1,242,375 53,065 - 53,065 (72,565,017) 37,193,216 - - - 53,065 - 53,065 - 53,065 (9,205,521) (9,205,521) (9,205,521) (9,152,456) - - - - - 6,204,881 - 380,094 - 6,584,975 - (430,164) (380,094) 702,806 (107,452) - 6,204,881 430,164 - - - - 702,806 430,164 6,907,687 Balance 30 June 2015 115,100,833 1,187,988 (81,340,374) 34,948,447 The above Consolidated Statement of Changes in Equity should be read in conjunction with the accompanying notes. 24 Consolidated Statement of Cash Flow As at 30 June 2016 Notes 2016 $ 2015 $ CASH FLOWS FROM OPERATING ACTIVITIES Receipts from trade and other debtors Interest received Receipt of R&D tax incentive and other Grants 11,327,511 76,463 511,425 8,278,552 184,099 436,152 Payments to trade creditors, other creditors and employees (14,685,066) (12,046,481) Income tax received/ (paid) Interest paid 17,187 (187) (19,868) (8,130) Net cash outflows from operating activities 24 (2,752,667) (3,175,676) CASH FLOWS FROM INVESTING ACTIVITIES Payments for property, plant and equipment Receipt of R&D tax incentive relating to capitalised assets Payments for intangible assets Net cash outflows from investing activities CASH FLOWS FROM FINANCING ACTIVITIES Proceeds from issue of shares Payments of equity raising costs Net cash inflows from financing activities Net increase / (decrease) in cash held Cash at the beginning of the financial year Effects of exchange rate changes on cash (58,140) 1,716,792 (40,786) 1,741,136 (2,911,523) (3,638,707) (1,252,871) (1,938,357) 4,600,000 6,523,200 (237,135) (370,441) 4,362,865 6,152,759 357,327 4,441,226 (52,584) 1,038,726 3,354,051 48,449 CASH AT THE END OF THE FINANCIAL YEAR 7 4,745,969 4,441,226 The above Consolidated Statement of Cash Flows should be read in conjunction with the accompanying notes. 25 Notes to the Financial Statement For the year ended 30 June 2016 Summary of Significant Accounting Policies The financial report covers Adslot Ltd (‘the Company’) and controlled entities (‘the Group’). Adslot Ltd is a listed public company, incorporated and domiciled in Australia. The financial report is for the financial year ended 30 June 2016 and is presented in Australian dollars. The principal accounting policies adopted in the preparation of these consolidated financial statements are summarised below. These policies have been consistently applied to all the years presented, unless otherwise stated. Basis of preparation This general purpose financial report has been prepared in accordance with Australian Accounting Standards, other authoritative pronouncements of the Australian Accounting Standards Board (AASB) and the Corporations Act 2001. Compliance with IFRS Australian Accounting Standards include International Financial Reporting Standards as adopted in Australia. Compliance with Australian Accounting Standards ensures that the financial statements and notes of Adslot Ltd comply with International Financial Reporting Standards (IFRS) as issued by the International Accounting Standards Board (IASB). Adslot Ltd is a for-profit entity for the purpose of preparing the financial statements. Historical cost convention These financial statements have been prepared under the historical cost convention as modified by the revaluation of available-for-sale financial assets. Under the historical cost convention assets are recorded at the amount of cash or cash equivalents paid or the fair value of the consideration given to acquire them at the time of their acquisition. Liabilities are recorded at the amount of proceeds received in exchange for the obligation, or in some circumstances at the amounts of cash or cash equivalents expected to be paid to satisfy the liability in the normal course of business. Critical accounting estimates The preparation of financial statements in conformity with Australian Accounting Standards requires the use of certain critical accounting estimates. It also requires management to exercise its judgement in the process of applying the Group’s accounting policies. The estimates and associated assumptions are based on historical experience and other factors that are considered relevant. Actual results may differ from these estimates. The estimates and associated assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognised in the period in which the estimate is revised if the revision affects only that period or in the period of the revision and future periods if the revision affects both current and future periods. Going concern Management continue to invest resources to successfully launch the Adslot products in multiple geographies. The Group has incurred net cash outflows from operations of $2.7m for the year, and management anticipate incurring further net cash outflows from operations until such time as sufficient revenue growth is achieved. The ability of the Group to continue as a going concern is dependent upon revenue growth and levels of cash reserves. During FY 2016 the Company increased the earnings from its Trading Technology revenues which is represented by the Adslot and Symphony products. During FY 2017 the Company expects to further increase revenues from these two products on a stand-alone basis and also from the integration of these two products. Despite this, the Company anticipates net operating cash flows from operations will continue to be negative in FY 2017. However the Directors believe the Group can continue to pay its debts as and when the fall due for the following reasons:    The Group had a cash position as at 30 June 2016 of $4.7m; The Group expects to receive $2.3m in grants for Research & Development relating to prior year expenditure within the next four months; The Webfirm division is expected to make continued positive net cash flows from its operations during FY 2017; The Group has successfully raised capital in the past; and   Management could reduce the level of resources dedicated to expanding the business if so required. Accordingly the Directors believe there exists a reasonable expectation that the Group can continue to pay its debts as and when they fall due, and the financial report has been prepared on a going concern basis. 26 Principles of consolidation Subsidiaries The consolidated financial statements comprise those of the Company, and the entities it controlled at the end of, or during, the financial year. The Company controls a subsidiary if it is exposed, or has rights, to variable returns from its involvement with the subsidiary and has the ability to affect those returns through its power over the subsidiary. All intra-group transactions, balances, income and expenses between entities in the Group included in the financial statements have been eliminated in full. Where unrealised losses on intra-group asset sales are reversed on consolidation, the underlying asset is also tested for impairment from a group perspective. Where an entity either began or ceased to be controlled during the year, the results are included only from the date control commenced or up to the date control ceased. The accounting policies adopted in preparing the financial statements have been consistently applied by entities in the Group. Investments in subsidiaries are accounted for at cost less impairment losses in the parent entity information in Note 26. Business combinations Acquisition of subsidiaries and businesses are accounted for using the acquisition method. The consideration for each acquisition is measured at the aggregate of the fair values (at the date of exchange) of assets given, liabilities incurred or assumed and equity instruments issued by the Group in exchange for control of the acquiree. Acquisition related costs are recognised in profit or loss as incurred. The Group recognises identifiable assets and liabilities assumed in the business combination regardless of whether they have been previously recognised in the acquiree’s financial statements prior to acquisition. Assets acquired and liabilities assumed are generally measured at their acquisition date fair values. Goodwill is stated after separate recognition of identifiable intangible assets calculated as the excess of the sum of the fair value of the consideration transferred over the acquisition date fair value of identifiable net assets. If the identifiable net assets exceed the consideration transferred, the excess amount is recognised in profit or loss immediately. Any deferred settlement of cash consideration is discounted to its present value as at the date of acquisition. The discount rate used is the incremental borrowing rate that the Group can obtain from an independent financier under comparable terms and conditions. Foreign Currency Exchange In preparing the financial statements of the individual entities, transactions in currencies other than the entity’s functional currency are recorded at the rates of exchange prevailing on the dates of the transactions. At each reporting date, monetary items denominated in foreign currencies are retranslated at the rates prevailing at the reporting date. Exchange differences are recognised in the Consolidated Statement of Profit or Loss and Other Comprehensive Income in the period in which they arise. On consolidation, the assets and liabilities of the Group’s foreign operations are translated into Australian dollars at exchange rates prevailing on the reporting date. Income and expense items are translated at the average exchange rates for the period. Exchange differences arising, if any, are charged/credited to other comprehensive income and recognised in the Group’s foreign currency translation reserve in equity. On disposal of a foreign operation the cumulative translation difference recognised in equity are reclassified to profit or loss and recognised as part of the gain or loss on disposal. Cash and cash equivalents For the purposes of the Statement of Cash Flows, cash includes cash on hand and deposits at call which are readily convertible to cash and are not subject to significant risk of changes in value, net of bank overdrafts. Publisher Account Cash represents share of advertising revenue held before release to Adslot Publishers. 27 Notes to the Financial Statements (Continued) 1. Summary of Significant Accounting Policies (Continued) Property, plant and equipment Property, plant and equipment are stated at cost less accumulated depreciation and any impairment in value. The carrying values of property, plant and equipment are reviewed for impairment when events or changes in circumstances indicate the carrying value may not be recoverable. Leasehold improvements are depreciated using the straight-line method over the remaining period of the underlying lease. Depreciation is calculated on a straight line basis for all plant and equipment. The estimated useful lives, residual values and depreciation method are reviewed at the end of each annual reporting period, with the effect of any changes recognised on a prospective basis. The gain or loss arising on disposal or retirement of an item of property, plant and equipment is determined as the difference between the sales proceeds and the carrying amount of asset and is recognised in profit or loss. The following depreciation rates are used for each class of depreciable asset: Computer Equipment Plant & Equipment Leasehold Improvements 33 – 40% per annum 20 – 33% per annum 20 – 80% per annum Receivables Trade receivables are recognised initially at fair value and thereafter are measured at amortised cost, less provision for impairment. They are non-derivative financial assets with fixed or determinable amounts not quoted in an active market. Trade accounts receivable are generally settled between 14 and 60 days and carried at amounts recoverable. Collectability of trade receivables is reviewed on an ongoing basis. Debts that are known to be uncollectible are written off. A provision for doubtful receivables is established when there is objective evidence that the Group will not be able to collect all amounts due according to the original terms of the receivables. The amount of the provision is the difference between the asset’s carrying amount and the present value of estimated future cash flows, discounted at the effective interest rate. The amount of the provision is recognised in profit or loss. Subsequent recoveries of amounts previously written off are credited against the allowance account. Investments and other financial assets Financial assets are recognised when the group entity becomes a party to the contractual provisions of the instrument. At initial recognition, the group measures a financial asset at its fair value plus, in the case of a financial asset not at fair value through profit or loss, transaction costs that are directly attributable to the acquisition of the financial asset. Transaction costs of financial assets carried at fair value through profit or loss are expensed through profit or loss. Loans and receivables are non-derivative financial assets with fixed or determinable payments that are not quoted in an active market. Loans and receivables are measured subsequent to recognition at amortised cost using the effective interest method, less provision for impairment. Discounting is omitted where the effect of discounting is immaterial. Available-for-sale financial assets are non-derivative financial assets that are either designated to this category or do not qualify for inclusion in any other category of financial assets. Available-for-sale financial assets are measured at fair value. Gains or losses arising from changes in available-for-sale financial assets are presented in other comprehensive income in the period in which they arise. Trade and other creditors – financial liabilities Trade accounts payable and other creditors represent liabilities for goods and services provided to the Group prior to the end of the financial year and which are unpaid. The amounts are unsecured and are usually paid within 45 days of recognition. Financial liabilities are measured subsequently at amortised cost using the effective interest method. 28 Borrowings Borrowings are initially recognised at fair value (less transaction costs) and subsequently measured at amortised cost. Any difference between the proceeds and the redemption amount is recognised in profit or loss over the period of the borrowing using the effective interest method. Finance costs Finance costs are recognised as expenses in the period in which they are incurred except where they are incurred in the construction of a qualifying asset in which case the finance costs are capitalised as part of the asset. Income tax The income tax expense or revenue for the period is the tax payable on the current period’s taxable income based on the national income tax rate for each jurisdiction adjusted by changes in deferred tax assets and liabilities attributable to temporary differences between the tax bases of assets and liabilities and their carrying amounts in the financial statements, and to unused tax losses. Deferred tax assets and liabilities are recognised for temporary differences at the tax rates expected to apply when the assets are recovered or liabilities are settled, based on those tax rates which are enacted or substantively enacted for each jurisdiction. The relevant tax rates are applied to the cumulative amounts of deductible and taxable temporary differences to measure the deferred tax asset or liability. An exception is made for certain temporary differences arising from the initial recognition of an asset or a liability. No deferred tax asset or liability is recognised in relation to these temporary differences if they arose in a transaction, other than a business combination, that at the time of the transaction did not affect either accounting profit or taxable profit or loss. Deferred tax assets are recognised for deductible temporary differences and unused tax losses only if it is probable that future taxable amounts will be available to utilise those temporary differences and losses. Deferred tax liabilities are always provided for in full. Deferred tax liabilities and assets are not recognised for temporary differences between the carrying amount and tax bases of investments in controlled entities where the parent entity is able to control the timing of the reversal of the temporary differences and it is probable that the differences will not reverse in the foreseeable future. Current and deferred tax balances attributable to amounts recognised directly in equity are also recognised directly in equity. Tax consolidation legislation Adslot Ltd and its wholly-owned Australian controlled entities have implemented the tax consolidation legislation. The head entity, Adslot Ltd, and the controlled entities in the tax consolidated group account for their own current and deferred tax amounts. These tax amounts are measured as if each entity in the tax consolidated group continues to be a stand-alone taxpayer in its own right. To the extent that it is not probable that taxable profit will be available in the foreseeable future against which the unused tax losses or unused tax credits can be utilised, the deferred tax assets of its own and its controlled entities are not recognised by Adslot Ltd. Employee benefits Wages and salaries, annual leave and sick leave Short-term employee benefits are current liabilities included in employee benefits, measured at the undiscounted amount that the Group expects to pay as a result of the unused entitlement. Annual leave is included in ‘provisions’. The Group does not discount the leave liability calculations as the Group expects all annual leave for all employees to be used wholly within 12 months of the end of reporting period. Long service leave The liability for long service leave expected to be settled within 12 months of the reporting date is recognised in provisions for employee entitlements and is measured at the amount expected to be paid when the liabilities are settled. The liability for long service leave expected to be settled more than 12 months from the reporting date, is recognised in the non-current provision for employee benefits and is measured as the present value of the estimated future cash outflows to be made by the Group in respect of services provided by employees up to reporting date. 29 Notes to the Financial Statements (Continued) 1. Summary of Significant Accounting Policies (Continued) Share-based compensation benefits Equity-settled share-based payments with employees and others providing similar services are measured at the fair value of the equity instrument at the grant date. The fair value at grant date is determined using a binomial option pricing model that takes into account the exercise price, the term of the option, the impact of dilution, the share price at grant date, the expected price volatility of the underlying share, the expected dividend yield and the risk-free interest rate for the term of the option. The fair value determined at the grant date of the equity-settled share-based payments is recognised as an expense, with a corresponding increase in equity (share-based payments reserve) on a straight line basis over the vesting period. Upon the exercise of options, the balance of the share-based payments reserve relating to those options is transferred to share capital while the proceeds received, net of any directly attributable transaction costs, are credited to share capital. Intangible Assets Goodwill Goodwill arising in a business combination is recognised as an asset at the date that control is acquired (acquisition date). Goodwill is measured as the excess of the fair value of consideration paid over the fair value of the identifiable net assets of the entity or operations acquired. Goodwill acquired in business combinations is not amortised. Instead, goodwill is tested for impairment annually, being allocated to the cash flows of the relevant cash generating unit and is carried at cost less accumulated impairment losses. An impairment loss for goodwill is recognised immediately in profit or loss and is not reversed in a subsequent period. Research & development expenditure Research costs are expensed as incurred. An intangible asset arising from development expenditure on an internal project is recognised only when the Group can demonstrate the technical feasibility of completing the intangible asset so that it will be available for use or sale, its intention to complete and its ability to use or sell the asset, how the asset will generate future economic benefits, the availability of resources to complete the development and the ability to measure reliably the expenditure attributable to the intangible asset during its development. Following the initial recognition of the development expenditure, the cost model is applied requiring the assets to be carried at cost less any accumulated amortisation and accumulated impairment losses. Any expenditure so capitalised is amortised over the period of expected benefits from the related project. The carrying value of an intangible asset arising from development costs is tested for impairment annually when the asset is not yet available for use or more frequently when an indicator of impairment arises during the reporting period. Intellectual property The intellectual property relates to the platform technology, branding and domains acquired as a result of the acquisition of Adslot, QDC IP Technology and Facilitate Digital businesses. Where the useful life is assessed as indefinite, assets are not amortised and the carrying value is tested for impairment annually or more frequently if events or changes in circumstances indicate impairment. It is carried at cost less impairment losses. For those assets assessed as having a finite life, they are amortised on a straight-line basis over the estimated useful life of the asset. The expected accounting useful life of intellectual property relating to the Adslot, QDC IP Technology and Facilitate Digital business is 4 to 5 years. Domain name Acquired domain names are accounted for at cost, useful life is assessed as indefinite and the assets are not amortised. The carrying value is tested for impairment annually or more frequently if events or changes in circumstances indicate impairment. They are carried at cost less impairment losses. Software Software represents internally developed software platforms capitalised according to accounting standards. Software is assessed as having a finite life and is amortised on a straight-line basis over the estimated useful life of the asset. The expected accounting useful life of software is 5 years. The carrying value of the software is tested for impairment when an indicator of impairment arises during the reporting period. 30 Leased assets Leases of assets under which the Group assumes substantially all the risks and benefits of ownership are classified as finance leases. This is distinct from operating leases under which the lessor effectively retains substantially all such risks and benefits. Property, plant and equipment acquired by finance leases are capitalised at the present value of the minimum lease payments as a finance lease asset and as a corresponding lease liability from date of inception of the lease. Lease assets are amortised over the period the entity is expected to benefit from the use of the assets or the term of the lease, whichever is shorter. Finance lease liabilities are reduced by the component of principal repaid. Lease payments are allocated between the principal component of the liability and interest expense. Operating lease payments are charged to statement of profit or loss and other comprehensive income on a straight-line basis over the period of the lease term. Associated costs such as maintenance and insurance are expensed as incurred. Goods and services tax Revenue, expenses and assets are recognised net of the amount of goods and services tax (GST), except: i. Where the amount of GST incurred is not recoverable from the taxation authority, it is recognised as part of the cost of acquisition of an asset or as part of an item of expense; or ii. For receivables and payables which are recognised inclusive of GST. The net amount of GST recoverable from, or payable to, the taxation authority is included as part of receivables or payables. Revenue recognition Revenue is measured at the fair value of the consideration received or receivable. Amounts disclosed as revenue are net of returns, allowances, duties and taxes paid. Revenue is recognised for the major business activities as follows: Rendering of services Service revenue is recognised on an accruals basis as and when the service has been passed onto the customer. Website development revenue is recorded based on project delivery. All projects are assigned percentages of project completion (based on actual work in progress) and all website development revenue applicable to percentage of incomplete work is recorded as unearned revenue. Website hosting, SSL certificate and domain name registration revenue is recorded over a one year duration. While 30% of search engine optimisation renewal revenue is recorded as earned in first month of renewal contract, the remaining 70% revenue is recognised over a one year duration. Prepaid revenue calculated in this regard is excluded from revenue and is being treated as unearned revenue in the Consolidated Statement of Financial Position. Adslot Publisher revenue is accounted for in accordance with AASB 118 Revenue such that only the portion of the media campaign that is retained by Adslot for their services is recorded as revenue. Where underlying campaigns selected by advertisers are served over a period a time, the portion that extends beyond the reporting period is not taken up as revenue. Where the funds for these campaigns are prepaid by advertisers those amounts are treated as unearned revenue in the Consolidated Statement of Financial Position. Funds collected from advertisers and due to publisher clients are separated from company funds and are disclosed in the accounts as “Cash held on behalf of Publishers” and “Publisher Creditors”. Interest revenue Interest revenue is recognised when it is probable that the economic benefits will flow to the Group and the amount can be measured reliably, taking into account the effective yield on the financial asset. Government grants Government grants are recognised at fair value where there is reasonable assurance that the grant will be received and all grant conditions will be met. Grants relating to expense items are recognised as income over the periods necessary to match the grant to the costs they are compensating. Grants relating to assets are credited to deferred income and are amortised on a straight line basis over the expected lives of the assets. 31 Notes to the Financial Statements (Continued) 1. Summary of Significant Accounting Policies (Continued) Sale of non-current assets The net gain from the sale of non-current asset sales is recognised as income at the date control of the asset passes to the buyer, usually when the signed contract of sale becomes unconditional. Leasehold improvements The cost of improvements to leasehold properties is amortised over the unexpired period of the lease or the estimated useful life of the improvement to the Group, whichever is the shorter. Earnings per share Basic earnings per share Basic earnings per share for continuing operations and total operations attributable to members of the Company are determined by dividing net profit after income tax from continuing operations and the net profit attributable to members of the Company respectively, excluding any costs of servicing equity other than ordinary shares, by the weighted average number of ordinary shares outstanding during the financial period. The number of shares used in the calculation at any time during the period is based on the physical number of shares issued. Diluted earnings per share Diluted earnings per share adjusts the figures used in the determination of basic earnings per share to take into account the after income tax effect of interest and other financing costs associated with dilutive potential ordinary shares and the weighted average number of shares assumed to have been issued for no consideration in relation to dilutive potential ordinary shares. Dividends Provision is made for the amount of any dividend determined or recommended by the directors on or before the end of the financial year but not distributed at reporting date. Impairment of assets Goodwill and intangible assets that have an indefinite useful life are not subject to amortisation and are tested annually for impairment or more frequently if events or changes in circumstances indicate that they might be impaired. Other assets are reviewed for impairment whenever events or changes in circumstances indicate that the carrying amount may not be recoverable. An impairment loss is recognised for the amount by which the asset’s carrying amount exceeds its recoverable amount. The recoverable amount is the higher of an asset’s fair value less costs to sell and value in use. For the purposes of assessing impairment, assets are grouped at the lowest levels for which there are separately identifiable cash inflows which are largely independent of the cash inflows from other assets or groups of assets (cash-generating units). Non-financial assets other than goodwill that suffered impairment are reviewed for possible reversal of the impairment at each reporting date. Segment reporting Operating segments are reported in a manner consistent with the internal reporting provided to the chief operating decision maker. The chief operating decision maker has been identified as the Chief Executive Officer. Each of the operating segments is managed separately as each of these service lines requires different technologies, service different clients and sells different products. All inter-segment transactions are carried out at arm’s length prices. The Group reports its segments based on geographical locations:  APAC – Australia, New Zealand and Asia;  EMEA – Europe, the Middle East and Africa; and  The Americas – North, Central and South America. 32 Critical accounting judgements and key sources of estimation uncertainty Critical judgements in applying the entity’s accounting policies The following are the critical judgements (apart from those involving estimations, which are dealt with below), that management has made in the process of applying the Group’s accounting policies and that have the most significant effect on the amounts recognised in the financial statements: Revenue recognition In web development and web hosting business operations, management assesses stage of completion of each project and recognises revenue in the period in which development work is undertaken. In making its judgement, management considered the standard duration of such contracts, stage of progress in contracts and commencement date of such contracts. Accordingly, management has deferred recognising some web development and web hosting revenue of an estimated value of services to be rendered in the future. Key sources of estimation uncertainty The following are the key assumptions concerning the future and other key estimation uncertainty at the reporting date, that have a significant risk of causing a material adjustment to the carrying amounts of assets and liabilities within the next financial year. Impairment of goodwill and intangible assets Determining whether goodwill and intangible assets are impaired requires an estimation of the value in use of the cash-generating units to which goodwill and intangible assets have been allocated. The value in use calculation requires the entity to estimate the future cash flows expected to arise from the cash-generating unit and a suitable discount rate in order to calculate the present value. The future cash flows included in the assessments are predicated largely on:    the adoption of the integrated Adslot-Symphony Platform; the continued adoption of the Adslot Marketplace product; and the growth of Symphony. In the event that these products do not generate revenues as planned an impairment of the related intangible assets may result. The carrying amount of goodwill and intangible assets at the reporting date was $26,759,567 (2015: $30,289,099) and there were no impairment losses (2015: nil) recognised during the current financial year. Refer to Note 10 for further details. Capitalisation of internally developed software Distinguishing the research and development phases of software projects and determining whether the recognition requirements for the capitalisation of development costs are met, requires judgement. After capitalisation, management monitors whether the recognition requirements continue to be met and whether there are any indicators that capitalised costs may be impaired. The capitalised internally developed software amount for the year was $1,336,540 (2015: $2,001,289). Share based payments The calculation of the fair value of options issued requires significant estimates to be made in regards to several variables such as volatility and the probability of options reaching their vesting period. The estimations made are subject to variability that may alter the overall fair value determined. The share based payment expense for the year was $440,138 (2015: $702,806). Unrecognised deferred tax assets As disclosed in Note 5, the Group recognises deferred tax assets relating to temporary differences, capital losses or operating losses when it is probable that they will be able to be utilised in future reporting periods. Due to the continuing operating losses, the Directors have determined it not appropriate to recognise deferred tax assets until a point in time where it is probable that future taxable income is going to be available to utilise the assets. The tax benefit of deferred tax assets not recognised is $9,703,919 (2015: $8,635,840). 33 Notes to the Financial Statements (Continued) 1. Summary of Significant Accounting Policies (Continued) Research and development tax concessions A receivable of $2,317,658 (2015: $2,184,913) has been recognised in relation to a research and development tax concession for the 2016 financial year. The actual claim is yet to be submitted with the Australian Tax Office and therefore there remains some uncertainty in regards to the quantum of the concession to be received. The financial statements reflect the Directors’ estimate of the receivable after taking into account the likelihood of each component of the claim being received. New standards and interpretations issued but not effective The following new or amendments to existing standards have been published and are mandatory for accounting periods beginning on or after 1 July 2018 or later periods, but have not been adopted. AASB 9 Financial Instruments was issued and introduces changes in the classification and measurement of financial assets and financial liabilities, impairment of financial assets and new rules for hedge accounting. This standard becomes mandatory for the year ending 30 June 2019. The potential effects on adoption of the standard are currently being assessed. The group has not yet completed its assessment of this new standard however based on the financial instruments held at balance date, this standard is not expected to have a material impact upon initial adoption. AASB 15 Revenue from Contracts with Customers establishes a comprehensive framework for determining whether, how much and when revenue is recognised. This standard becomes mandatory for the year ending 30 June 2019. The potential effects on adoption of the standard are currently being assessed. This new standard may have a small impact on the financial statements on adoption however the group has not yet completed its assessment of this standard. AASB 16 Leases was issued and introduced changes to lessee accounting. It requires recognition of lease liabilities and assets other than short-term leases or leases of low-value assets on statement of financial position. This will replace the operating / finance lease distinction and accounting requirements prescribed in AASB 117 Leases. This standard becomes mandatory for the year ending 30 June 2020. This new standard may have a material impact on the financial statements on adoption based on the contracts expected to be in place at that time however the group has not yet completed its assessment of this standard. AASB 9, AASB 15 and AASB 16 are available for early adoption but have not been applied in this financial report. 34 Segment Information 2016 Operating segments APAC EMEA The Americas Total Revenue for services rendered (i) Segment result from continuing operations Depreciation included in segment result (Note 9) Amortisation included in segment result (Note 10) Additions to non-current assets (PP&E) (Note 9) Impairment of intangibles 6,489,675 (4,972,044) 59,441 4,866,072 51,854 - 640,802 (279,866) 1,817 - 1,766 - 498,869 (1,017,005) 3,627 - 4,906 - 7,629,346 (6,268,915) 64,885 4,866,072 58,526 - Statement of Financial Position Segment assets Segment liabilities 37,616,620 (16,037,783) 512,104 (103,966) 391,113 (49,610) 38,519,837 (16,191,359) 2015 Operating segments APAC EMEA The Americas Total Revenue for services rendered (i) Segment result from continuing operations Depreciation included in segment result (Note 9) Amortisation included in segment result (Note 10) Additions to non-current assets (PP&E) (Note 9) Impairment of intangibles 5,533,327 (5,303,162) 71,494 5,653,652 47,810 - 246,101 (694,383) 3,237 - 1,754 - 497,309 (835,464) 3,396 - 2,575 - 6,276,737 (6,833,009) 78,127 5,653,652 52,139 - Statement of Financial Position Segment assets Segment liabilities 41,329,869 (15,603,752) 161,477 (182,714) 138,660 (191,365) 41,630,006 (15,977,831) Segment revenue reconciles to total revenue from continuing operations as follows: Revenue Total segment revenue Head office revenue Interest revenue Intersegment eliminations Total revenue from continuing operations (i) Refer to Note 3 for a description Revenue. 2016 $ 2015 $ 7,629,346 6,276,737 30,600 75,332 - 23,755 195,104 (284) 7,735,278 6,495,312 35 Notes to the Financial Statements (Continued) 2. Segment Information (Continued) A reconciliation from segment result to operating profit before income tax is provided as follows: Segment Result Total segment result Interest revenue Other revenue Share option expenses Gain / (Loss) on foreign exchange Income tax benefit/(expense) Loss on write off of asset Other head office income/(expenses) not allocated in segment result 2016 $ 2015 $ (6,268,915) (6,833,009) 75,332 778,504 (440,138) 35,486 (22,139) (1,624) (2,294,991) 195,104 680,182 (702,806) 60,352 (21,159) - (2,584,185) Loss before income tax from continuing operations (8,138,485) (9,205,521) Reportable segment assets are reconciled to total assets as follows: Segment assets Total segment assets Head office assets Intersegment eliminations 2016 $ 38,519,837 47,795,613 (50,348,732) 2015 $ 41,630,006 49,019,570 (51,374,876) Total assets as per the statement of financial position 35,966,718 39,274,700 Reportable segment liabilities are reconciled to total liabilities as follows: Segment liabilities Total segment liabilities Head office liabilities Intersegment eliminations 2016 $ (16,191,359) (526,358) 12,370,526 2015 $ (15,977,831) (718,948) 12,370,526 Total liabilities as per the statement of financial position (4,347,191) (4,326,253) The Company’s Total Revenue and Other Income (Note 3) and its non-current assets (other than financial instruments) are divided into the following geographical areas: Australia (Domicile) New Zealand USA Other countries Total 2016 $ 2015 $ Revenue Non-Current Assets Revenue Non-Current Assets 6,034,933 576,596 498,869 1,403,384 8,513,782 26,810,189 2,346 4,739 47,488 26,864,762 5,114,063 693,217 497,309 870,905 7,175,494 30,349,986 1,018 2,723 49,345 30,403,072 Revenues from external customers in the Group’s domicile, Australia, as well as its major markets, New Zealand and the USA, have been identified on the basis of the customer’s geographical location. Non-current assets are allocated based on their physical location. 36 Notes to and forming part of the segment information Business segments The Group reports its segments based on geographical locations:  APAC – Australia, New Zealand and Asia;  EMEA – Europe, the Middle East and Africa; and  The Americas – North, Central and South America. Accounting policies The accounting policies of the reportable segments are the same as the Group’s accounting policies described in Note 1. Segment revenues, expenses, assets and liabilities are those that are directly attributable to a segment and the relevant portion that can be allocated to the segment on a reasonable basis. Segment profit represents the profit earned by each segment without investment revenue, finance costs and income tax expense. This is the measure reported to the chief operating decision maker for the purposes of resource allocation and assessment of segment performance. Segment assets include all assets used by a segment and consist primarily of operating cash, receivables, capitalised R&D and other intangible assets, net of related provisions but do not include non-current inter-entity assets and liabilities which are considered quasi-equity in substance. Segment liabilities consist primarily of trade and other creditors, employee benefits and sundry provisions and accruals. Segment assets and liabilities do not include income taxes. Inter-segment transfers Segment revenue reported above represents revenue generated from external customers. There were no Inter segment revenue transfers or expenses to be eliminated on consolidation. In the prior year there was $284 of Inter segment revenue. Major customers The Group provides services to and derives revenue from a number of customers across all the divisions. The Group had certain customers whose revenue individually represented 10% or more of the Company’s total revenue. For the year to 30 June 2016, one customer accounted for 10% of revenue. There were no customers representing 10% or more revenue for the year to 30 June 2015. 37 Notes to the Financial Statements (Continued) Revenue and Other Income Revenue Revenue from Trading Technology Revenue from Services Revenue from Adserving Total revenue for services rendered Interest income Total revenue from continuing operations Other income Grant income Total revenue and other income 2016 $ 2015 $ 4,227,677 2,532,188 900,081 7,659,946 75,332 7,735,278 2,652,086 2,396,948 1,251,174 6,300,208 195,104 6,495,312 778,504 778,504 680,182 680,182 8,513,782 7,175,494 Revenue derived from the three product lines are described as follows: Trading Technology Comprises Adslot, a leading global media trading technology, and Symphony, market-leading workflow automation technology, purpose built for digital media agencies. Services Comprising marketing services that are provided by the company’s Webfirm division to SME clients and project-based customisation of Trading Technology. Adserving Technology that enables advertisers to deliver and measure the performance of online display advertising (including impressions, clicks and online sales). 38 Expenses Loss before income tax includes the following specific expenses: Depreciation and amortisation Amortisation – Leasehold improvements Amortisation – Software development costs Depreciation – Plant & equipment Total depreciation and amortisation Other charges against assets 2016 $ 2015 $ 17,152 4,866,072 47,733 4,930,957 28,340 5,653,652 49,787 5,731,779 Impairment / (recovery) of trade receivables (28,240) (37,440) Capitalised development wages (net of related grants) Development wages expensed in the period Total Development wages Rental expense – operating leases Defined contribution superannuation expense Foreign currency (gain) / loss 1,336,540 2,181,628 3,518,168 941,552 622,406 (35,486) 2,001,289 1,637,418 3,638,707 820,431 601,939 (60,352) 39 Notes to the Financial Statements (Continued) Income Tax Expense a) Numerical reconciliation of income tax expense to prima facie tax benefit Loss before income tax 2016 $ 2015 $ (8,116,346) (9,184,362) Prima facie tax benefit on loss before income tax at 30% (2015: 30%) (2,434,904) (2,755,309) Tax effect of: Other non-allowable items Share based expensed during year Research & development tax concession Income tax benefit attributable to entity Deferred tax income relating to utilisation of unused tax losses Deferred tax assets relating to tax losses not recognised Other – adjustments and net foreign exchange differences Income tax (benefit)/expense attributable to entity b) Movement in deferred tax balances Balance at 1 July 2015 $ Recognised in Profit & Loss $ Acquired in Business combination $ Trade and other receivables (125,957) Property, plant and equipment Intangible assets Unused tax losses Net tax (assets) / liabilities 199 165,435 (39,677) - - - - - - - - - - - Balance at 1 July 2014 $ Recognised in Profit & Loss $ Acquired in Business combination $ Trade and other receivables (125,957) Property, plant and equipment Intangible assets Unused tax losses Net tax (assets) / liabilities 199 165,435 (39,677) - - - - - - - - - - - 8,154 132,041 7,475 210,842 1,545,105 1,443,457 (749,604) (1,093,535) - 1,068,079 (296,336) 22,139 - 1,407,063 (292,369) 21,159 Balance at 30 June 2016 Net Deferred tax assets Deferred tax liabilities $ (125,957) 199 165,435 (39,677) $ - - - (39,677) $ (125,957) 199 165,435 - - (39,677) 39,677 Balance at 30 June 2015 Net Deferred tax assets Deferred tax liabilities $ (125,957) 199 165,435 (39,677) $ - - - (39,677) $ (125,957) 199 165,435 - - (39,677) 39,677 40 c) Deferred tax assets not brought to account Deferred tax assets not brought to account, the benefits of which will only be realised if the conditions for deductibility set out on Note 1(k) occur. Temporary differences Tax Losses: Operating losses Capital losses Potential tax benefit (30%) 2016 $ 2015 $ (4,240,800) (5,119,749) 36,348,938 33,667,624 238,258 238,258 32,346,396 28,786,133 9,703,919 8,635,840 The Company and its wholly-owned Australian resident entities have formed a tax-consolidated group and are therefore taxed as a single entity. The head entity within the tax-consolidated group is Adslot Ltd. Dividends The Company did not declare any dividends in the current year or prior year. There are no franking credits available to shareholders of the Company. Cash and Cash Equivalents Cash at bank and on hand Publisher account 2016 $ 3,493,749 1,252,220 4,745,969 2015 $ 3,416,910 1,024,316 4,441,226 Included in the Cash at Bank is $365,877 (2015:$393,400) of funds held on term deposit as guarantee for our corporate credit card facilities and for the benefit of landlords under office lease agreements. 41 Notes to the Financial Statements (Continued) Trade and Other Receivables Current: Trade debtors Less: Allowance for impairment Other receivables Prepayments The average age of the Company’s trade receivables is 63 days (2015: 57 days). (a) Ageing of past due but not impaired 0 – 30 days 31 – 60 days 61 – 90 days Over 91 days (b) Movement in the provision for impairment Balance at beginning of the year Impairment recognised during the year Amounts written off as uncollectible Amounts recovered during the year Net foreign exchange differences Balance at the end of the year 2016 $ 1,915,712 (161,683) 1,754,029 2,375,890 226,068 4,355,987 2016 $ 75,994 29,976 4,032 4,700 114,702 2016 $ 241,074 12,369 (92,011) (1,873) 2,124 161,683 2015 $ 2,261,222 (241,074) 2,020,148 2,227,608 182,646 4,430,402 2015 $ 107,949 382,112 86,493 107,330 663,884 2015 $ 413,987 20,294 (118,408) (116,161) 41,362 241,074 In determining the recoverability of a trade receivable, the Company considers any recent history of payments and the status of the projects to which the debt relates. No payment terms have been renegotiated. The concentration of credit risk is limited due to the customer base being large and unrelated. Accordingly, the Directors believe that there is no further provision required in excess of the allowance for impairment. Fair value of receivables Fair value of receivables at year end is measured to be the same as receivables net of the allowance for impairment. 42 Non-Current Assets – Property, Plant and Equipment Leasehold improvements – at cost Less: Accumulated amortisation Plant and equipment – at cost Less: Accumulated depreciation Computer equipment – at cost Less: Accumulated depreciation Total carrying amount of property, plant and equipment 2016 $ 104,280 (104,172) 108 152,970 (149,069) 2015 $ 104,280 (87,020) 17,260 148,841 (129,223) 3,901 19,618 332,767 (271,258) 61,509 65,518 326,045 (288,627) 37,418 74,296 Reconciliations of the carrying amounts of each class of property, plant and equipment at the beginning and end of the current financial year are set out below: 2016 Carrying amount at 1 July 2015 Additions Disposals/Write Offs Leasehold Plant and Computer Improvements Equipment Equipment $ 17,260 - - $ 19,618 3,954 - $ 37,418 54,571 (1,624) Depreciation / amortisation expense (17,152) (19,671) (28,062) Net foreign exchange differences Carrying amount at 30 June 2016 2015 Carrying amount at 1 July 2014 Additions Depreciation / amortisation expense Net foreign exchange differences - 108 - (794) 3,901 61,509 Leasehold Plant and Computer Improvements Equipment Equipment $ 32,640 12,960 $ 38,492 1,735 (28,340) (20,609) - - $ 28,946 37,444 (29,178) 206 Total $ 74,296 58,525 (1,624) (64,885) (794) 65,518 Total $ 100,078 52,139 (78,127) 206 Carrying amount at 30 June 2015 17,260 19,618 37,418 74,296 43 Notes to the Financial Statements (Continued) Non-Current Assets – Intangible Assets Year ended 30 June 2016 Opening net book amount Acquisitions Amortisation Carrying amount at 30 June 2016 At 30 June 2016 Cost Accumulated amortisation and impairment Carrying amount at 30 June 2016 Year ended 30 June 2015 Opening net book amount Acquisitions Amortisation Carrying amount at 30 June 2015 At 30 June 2015 Cost Accumulated amortisation and impairment Carrying amount at 30 June 2015 Internally Developed Software $ 2,990,943 1,336,540 (952,352) Domain Name $ Intellectual Property $ Goodwill $ Total $ 38,267 12,097,950 15,161,939 30,289,099 - - - (3,913,720) - - 1,336,540 (4,866,072) 3,375,131 38,267 8,184,230 15,161,939 26,759,567 5,335,748 38,267 29,045,250 15,161,939 49,581,204 (1,960,617) - (20,861,020) - (22,821,637) 3,375,131 38,267 8,184,230 15,161,939 26,759,567 Internally Developed Software $ 1,516,737 2,001,289 (527,083) Domain Name $ Intellectual Property $ Goodwill $ Total $ 38,267 17,224,519 15,161,939 33,941,462 - - - (5,126,569) - - 2,001,289 (5,653,652) 2,990,943 38,267 12,097,950 15,161,939 30,289,099 4,103,169 38,267 29,316,305 20,543,592 54,001,333 (1,112,226) - (17,218,355) (5,381,653) (23,712,234) 2,990,943 38,267 12,097,950 15,161,939 30,289,099 44 Internally Developed Software Internally developed software represents a number of software platforms developed within the Company. The following table shows the portion of platform development costs that are capitalised and expensed for the current financial year, 2016: Platform Capitalised Wages R&D grants offsetting capitalised wages Net Capitalised Wages Adslot Publisher and Marketplace Symphony Adslot-Symphony Integration $ 1,178,560 1,073,595 177,917 $ (530,352) (483,118) (80,062) $ 648,208 590,477 97,855 The following table shows the portion of platform development costs that are capitalised and expensed for the prior financial year, 2015: Platform Capitalised Wages R&D grants offsetting capitalised wages Net Capitalised Wages Adslot Publisher and Marketplace Symphony Adslot-Symphony Integration $ 1,726,589 1,489,542 422,577 $ (776,965) (670,294) (190,160) $ 949,624 819,248 232,417 The Directors have assessed the accounting useful life of these internally developed software systems, for accounting purposes, to be five years. This assessment has given regard to the expected financial benefits of the technology. Domain names Domain names opening carrying value of $38,267 (2015: $38,267) relates to the various domain names held by Webfirm and Adslot. The Directors have assessed that this intellectual property has an indefinite useful life on the basis that the Directors do not believe that there is a foreseeable limit on the period over which this asset is expected to generate cash inflows for the entity. Intellectual property Adslot Technologies Pty Ltd (“Adslot”) holds valuable copyright and patent licences (“Licences”) in respect of Combinatorial Auction Platform Technology (“CAP” or “Core IP”) owned by Enterprise Point Pty Ltd and its controlled entities (“Enterprise”). $5,932,006 (2015: $5,932,006) of the opening balance relates to this “CAP” technology. Accumulated amortisation of this asset as at 30 June 2016 was $5,932,006 (2015: $5,932,006). This asset has been fully amortised. QDC IP Technology (“QDC”) is creative ad building and video advertising technology with licences to the Core IP valued at $6,466,517 (2015: $6,466,517) in the opening balance and attached to the Adslot CGU. Accumulated amortisation of this asset as at 30 June 2016 was $6,466,517 (2015: $5,904,904). This asset was fully amortised during the year. The Symphony platform technology was acquired as part of the Facilitate Digital Holdings Limited acquisition. The fair value attributable to the Symphony technology platform intellectual property was $16,191,496 (2015: $16,191,496). Accumulated amortisation of this asset at 30 June 2016 was $8,175,172 (2015: $4,936,872). This asset has a remaining useful life for accounting purposes of two and a half years. The Facilitate for Agencies (“FFA”) platform technology was acquired as part of the Facilitate Digital Holdings Limited acquisition. The fair value attributable to the FFA technology platform intellectual property was $455,231 (2015: $455,231). Accumulated amortisation of this asset at 30 June 2016 was $287,325 (2015: $173,518). This asset has a remaining useful life for accounting purposes of one and a half years. With the exception of FFA, the Directors have assessed the accounting useful life of all of the above technologies for accounting purposes to be five years. This assessment has given regard to the expected financial benefits of the technologies to be potentially well beyond a five year period, together with the risk that competitors could replicate these technologies and in light of the Company’s ongoing commitment to research and development of the Core IP. FFA has an accounting useful life of four years. 45 Notes to the Financial Statements (Continued) 10. Non-Current Assets – Intangible Assets (Continued) Goodwill The Goodwill balance relating to the acquisition of Facilitate has an attributed fair value of $15,161,939 and has not been impaired. (a) Cash Generating Units (CGUs) The goodwill has been allocated to the Adslot-Symphony Integration CGU as this is the area of operation in which opportunities for deriving revenue synergies from the acquisition exist. A summary of the carrying amount of goodwill and intangible assets with indefinite useful lives is detailed below: CGU 2016 2015 Intangible assets with indefinite useful lives $ Goodwill $ Intangible assets with indefinite useful lives $ Goodwill $ Adslot-Symphony Integration 15,161,939 - 15,161,939 - (b) Impairment testing and key assumptions The Group tests whether goodwill and other intangible assets have suffered any impairment in accordance with the Group’s accounting policies. The recoverable amounts of assets and CGUs have been determined using a fair value less costs to sell approach based on discounted cash flows projections. The most significant judgement relates to the forecast cash flows within the impairment model, in particular the forecast revenue growth. As the Adslot-Symphony Integration is a relatively new innovation for the Group, the lack of historical revenues across this platform has required the Group to make significant estimations of the revenue growth that can be expected across the forecast period. The cash flow projections have been derived from management forecasts based on the 2017 budget as approved by the Board of Directors, with assumptions relating to growth in revenues and expenses being made across the remaining forecast period. The revenue growth rates observed for the first two years are significantly higher than the remainder of the model reflecting the initial adoption of the integrated Adslot-Symphony Platform. In determining the budget for 2017, assumptions were made in relation to the following key areas: The proportion of the market share captured by the Integration platform from existing customers;   Expected growth from new customers;  Average fees received from each customer; and  The costs that will be incurred to support the growth of the revenue. Other key assumptions Adslot-Symphony Integration Discounted cash flow 7 13 Valuation method Years of projected cash flows Post-tax discount rate % A forecast period of greater than 5 years has been adopted without the use of a terminal value. This is considered appropriate given the expected timeframe upon which the current version of the integrated product will be able to generate revenues. Revenue growth forecast in the final two periods of the model are lower than the average growth forecast within the model. (c) Sensitivity analysis Future net cash flows of CGUs are based on the key assumptions noted above, which are subject to some uncertainty. Any reasonable change in the key assumptions would not result in the carrying amounts exceeding their recoverable amounts. 46 Trade and Other Payables Trade creditors Publisher creditors (i) Other creditors (i) Refer to Note 1(p) for further information on publisher creditors. Other Liabilities Current: Unearned revenue (i) 2016 $ 2015 $ 293,196 1,252,220 1,431,111 214,195 1,024,316 1,614,499 2,976,527 2,853,010 2016 $ 2015 $ 557,878 557,878 683,148 683,148 (i) Unearned revenue relates to website development and hosting invoices that are rendered based on full contract terms at the contracts’ inception, however performed over stages which straddle the reporting date, and advertising campaigns that have been purchased but whose delivery will occur after the reporting date. Provisions Current: Employee benefits Non-current: Employee benefits 2016 $ 2015 $ 457,522 507,747 315,587 242,671 47 Notes to the Financial Statements (Continued) Contributed equity 2016 Number 2015 Number 2016 $ 2015 $ Ordinary Shares – Fully Paid 1,113,323,224 1,041,695,054 120,693,650 115,100,833 Ordinary shares participate in dividends and the proceeds on winding up of the parent entity in proportion to the numbers of shares. At the shareholders meeting each ordinary share is entitled to one vote when a poll is called, otherwise each shareholder has one vote on a show of hands. Movements in Paid-Up Capital Date Details 30-Jun-14 Balance (including Treasury shares) 10-07-2014 Share Placement 25-09-2014 Exercise of Options 01-05-2015 Issue of shares – employee ESOP 30-Jun-15 Less: Treasury shares 30-Jun15 Balance Number of shares Number 988,550,756 Issue price $ Capital raising costs $ Value $ (933,903) 109,990,537 65,000,000 $0.100 (316,665) 6,183,335 200,000 3,000,000 $0.116 $0.090 (1,654) - 21,546 270,000 1,056,750,756 (15,055,702) 1,041,695,054 (1,252,222) 116,465,418 (1,364,585) (1,252,222) 115,100,833 01-Jul-15 Balance (including Treasury shares) 1,056,750,756 (1,252,222) 116,465,418 27-08-2015 Issue of shares – Performance Rights vesting 2,520,377 $0.074 (2,214) 184,294 13-04-2016 Share Placement 30-Jun-16 Less: Treasury shares 30-Jun16 Balance 57,500,000 $0.080 (217,620) 4,382,380 1,116,771,133 (3,447,909) 1,113,323,224 (1,472,056) 121,032,092 - (338,442) (1,472,056) 120,693,650 48 Treasury Shares Treasury shares are shares in Adslot Ltd that are held by the Adslot Employee Share Trust, which administers the Adslot Employee Share Ownership Plan (ESOP). This Trust has been consolidated in accordance with Note 1(c). Shares held by the Trust on behalf of eligible employees are shown as treasury shares in the financial statements. Shares issued under this scheme will, subject to the provision of the Trust deed, rank equally in all respects and will have the same rights and entitlements as ordinary shares under the Constitution of the Company. Treasury Shares movements during the financial year are summarised below: Issue Type Issue or Acquisition Date Employee ESOP 14/09/12 Employee ESOP 24/09/14 Employee ESOP 23/12/14 Employee ESOP 16/06/14 Employee ESOP 1/05/15 Employee ESOP 27/08/15 Issue Price $ 0.046 0.059 0.115 0.105 0.090 0.080 Balance at beginning of the year (Number) 977,011 3,828,691 6,250,000 1,000,000 3,000,000 Issued during the year (Number) Transfers during the year (Number) Balance at end of the year (Number) - - - - - (977,011) (3,828,691) (6,250,000) - (657,225) - - - 1,000,000 2,342,775 135,134 3,477,909 - 135,134 - 15,055,702 135,134 (11,712,927) Rights over shares movements during the financial year are summarised below: Issue Type Rights over shares Rights over shares Rights over shares Rights over shares Required VWAP Price $ Balance at beginning of the year (Number) Granted during the year (Number) Expired during the year (Number) Vested during the year (Number) Balance at the end of the year (Number) 0.200 0.300 0.400 0.500 3,000,000 4,000,000 5,000,000 5,000,000 17,000,000 - - - - - - - - - - - - - - - 3,000,000 4,000,000 5,000,000 5,000,000 17,000,000 Performance rights movements during the financial year are summarised below: Issue Type Issue or Acquisition Date Performance Rights 26/11/14 Performance Rights 26/8/15 Performance Rights 27/06/16 Issue Price $ Nil Nil Nil Balance at beginning of the year (Number) 10,750,000 Issued during the year (Number) Transfers during the year (Number) Forfeited during the year (Number) Balance at end of the year (Number) - (2,520,377) (2,920,100) 5,309,523 - - 2,660,000 600,000 - - (705,000) 1,955,000 - 600,000 10,750,000 3,260,000 (2,520,377) (3,625,100) 7,864,523 49 Notes to the Financial Statements (Continued) Reserves Reserves Share–based payments reserve Foreign currency translation reserve Share–based payments reserve Opening balance Reclassification of lapsed options Reclassification vested ESOP Share based payment expense Closing balance Foreign currency translation reserve Opening balance Movement on currency translation Closing balance 2016 $ 297,118 107,618 404,736 2015 $ 1,069,631 118,357 1,187,988 1,069,631 1,177,083 - (1,212,651) 440,138 297,118 (430,164) (380,094) 702,806 1,069,631 118,357 (10,739) 107,618 65,292 53,065 118,357 The Share-based payments reserve is used to record the value of options accounted for in accordance with AASB2: Share Based Payments. The foreign currency translation reserve is used to record the value of aggregate movements in the translation of foreign currency in accordance with AASB 121: The Effects of Changes in Foreign Exchange Rates. 50 Earnings Per Share (a) Basic earnings per share 2016 Cents 2015 Cents Loss attributable to the ordinary equity holders of the Company (0.77) (0.89) (b) Diluted earnings per share Loss attributable to the ordinary equity holders of the Company (0.77) (0.89) (c) Reconciliation of earnings used on calculating earnings per share (i) Loss from continuing operations attributable to the members of the Company used on calculating basic and diluted earnings per share (8,138,485) (9,205,521) 2016 $ 2015 $ (d) Weighted average number of shares used as the denominator Weighted average number of shares on issue used in the calculation of basic EPS 1,062,178,629 1,038,969,447 2016 Number 2015 Number (e) Weighted average number of shares used as the denominator Weighted average number of shares on issue used in the calculation of diluted EPS 1,062,178,629 1,038,969,447 (i) During 2016 and 2015 there were no discontinued operations or values attributable to minority interests. 2016 Number 2015 Number Weighted average number of rights that could potentially dilute basic earnings per share in the future, but are not included in the calculation of diluted EPS because they are anti-dilutive for the period presented. 2016 Number 2015 Number 5,593,259 29,320,440 51 Notes to the Financial Statements (Continued) Discontinued Operations There were no discontinued operations during the year ended 30 June 2016. Business Combinations There were no business combinations during the year ended 30 June 2016. Contingencies No contingent assets or liabilities are noted. Commitments Operating lease commitments Total operating lease expenditure contracted for at reporting date but not capitalised in the financial statements payable: Within 1 year Between 1 and 5 years 2016 $ 2015 $ 778,375 176,879 955,254 608,550 299,561 908,111 The lease commitments detailed above relate to rental premises and lease rental of printer/copier. Capital commitments The Group and the Company have not entered any capital expenditure contracts at reporting date that are not recognised as liabilities on the Statement of Financial Position. Remuneration of auditors During the year the following fees were paid/payable to the auditor of the Company: Audit services Audit and review of financial reports During the year the following fees were paid/payable to a related entity of the auditor of the company: Other services Taxation compliance and Research & Development grant advice 2016 $ 2015 $ 109,000 105,000 13,500 122,500 40,250 145,250 52 Key Management Personnel Disclosures Directors The following persons were directors of the Company during the financial year: Mr Andrew Barlow (Non-Executive Chairman) Mr Adrian Giles (Non-Executive Director) Mr Ian Lowe (Executive Director & CEO) Mr Ben Dixon (Executive Director) Mr Geoff Dixon (Non-Executive Director) Mr Quentin George (Non-Executive Director) Ms Sarah Morgan (Non-Executive Director) Other key management personnel The following persons also had authority and responsibility for planning, directing and controlling the activities of the Group, directly or indirectly, during the financial year: Name Mr Brendan Maher Mr Tom Peacock Position Chief Financial Officer and Company Secretary Group Commercial Director Key management personnel compensation Short-term employee benefits Post-employment benefits Other long-term employee benefits Termination benefits Share based payments Total compensation (a) 2016 $ 1,271,191 96,094 22,342 - 2015 $ 1,245,625 89,038 20,486 - 249,666 400,864 1,639,293 1,756,013 a) There were 9 key management personnel throughout 2016, some of whom have a part year of service (2015: 9). Business Acquisitions: There were no related party transactions during the year ended 30 June 2016. Transactions with Directors and their personally related entities: During the year the company earned revenue of $353 from advertising inventory traded on the Adslot platform by an entity related to two Directors on normal commercial terms and conditions. 53 Notes to the Financial Statements (Continued) Share Based Payments Employee Share Ownership Plan (ESOP) In November 2012 the Company gained approval to establish an employee incentive scheme comprising the Adslot Limited Share Option Plan and the Adslot Employee Share Trust. Awards of rights to shares are available to be issued to eligible employees based on the performance against agreed key performance indicators. Any rights awarded are subject to a two-year service period and if this service period is not met, the rights to shares will be forfeited by the eligible employee. Shares held by the Trust under the scheme will have voting and dividend rights, and the right to participate in further issues pro-rata to all ordinary shareholders. The following tables shows grants of share-based compensation to employees under the ESOP for the current financial year and the model inputs: 2016 Grant Date Escrow End Date Valuation Price $ 09/07/13 09/07/15 05/09/13 05/09/15 24/12/13 24/12/15 28/01/14 24/01/16 06/03/14 04/03/16 15/06/14 15/06/15 15/06/14 2016-2018 10/07/14 08/07/16 08/09/14 07/09/16 10/07/15 09/07/17 27/08/15 07/09/16 27/08/15 07/09/17 0.042 0.061 Converted Right 0.120 0.090 0.105 0.105 0.100 0.155 0.086 0.080 0.080 Balance at start of the year Granted during the year Transferred during the year Forfeited during the year (Number) (Number) (Number) (Number) Balance at end of the year (Number) Vested at the end of the year (Number) 666,667 2,902,935 3,000,000 176,928 4,845,045 250,000 750,000 666,667 96,523 - - - - - - - - - - - - 666,666 67,567 67,567 (666,667) - (2,889,153) (13,782) - - - - - - - - - - 250,000 250,000 750,000 249,996 - - - - - (666,667) (96,523) (666,666) - - - - - 67,567 67,567 - - - - - (3,000,000) (176,928) (4,845,045) - - - - - - - Total 13,354,765 801,800 (11,577,793) (1,443,638) 1,135,134 499,996 Weighted average share price $0.064 $0.085 $0.083 $0.097 $0.102 $0.105 Weighted average remaining contractual life at 30 June 2016 (days) 341 Model Input Grant Date Escrow End Date Exercise Price Price at Grant Date ESOP #16-1 ESOP #16-3 ESOP #16-3 10/07/15 8/07/17 - $0.086 27/08/15 7/09/16 - $0.08 27/08/15 7/09/17 - $0.08 ESOP rights to shares are valued using the Binomial option-pricing model. The volatility calculation is based upon historical share price information for the same period as the option life to the date that the options were granted. 54 2015 Grant Date Escrow End Date Valuation Price $ Balance at start of the year Granted during the year Transferred during the year Forfeited during the year (Number) (Number) (Number) (Number) 14/09/12 13/09/14 10/10/12 09/10/14 09/07/13 09/07/15 05/09/13 05/09/15 24/12/13 24/12/15 28/01/14 24/01/16 06/03/14 04/03/16 15/06/14 15/06/15 15/06/14 2015-2018 10/07/14 08/07/16 08/09/14 07/09/16 01/05/15 01/05/16 01/05/15 01/05/17 01/05/15 01/05/18 0.046 0.059 0.042 0.061 Converted Right 0.120 0.090 0.105 0.105 0.100 0.155 0.090 0.090 0.090 5,042,685 1,500,000 666,667 2,902,935 3,000,000 176,928 7,845,045 250,000 750,000 - - - - - - - - - - - - - - 666,667 96,523 1,000,000 1,000,000 1,000,000 (5,042,685) (1,500,000) - - - - - - - - - - - - Balance at end of the year (Number) - - 666,667 2,902,935 3,000,000 176,928 - - - - - - Vested at the end of the year (Number) - - - - - - - (3,000,000) 4,845,045 - - - - (1,000,000) (1,000,000) (1,000,000) 250,000 250,000 750,000 666,667 96,523 - - - - - - - - - Total 22,134,260 3,763,190 (6,542,685) 6,000,000 13,354,765 250,000 Weighted average share price $0.061 $0.093 $0.049 $0.090 $0.064 Weighted average remaining contractual life at 30 June 2015 (days) 200 The model inputs for ESOP rights to shares granted during the year ended 30 June 2015 included: Model Input ESOP #15-1 ESOP #15-2 ESOP #15-3 ESOP #15-4 ESOP #15-5 Grant Date Escrow End Date Exercise Price Price at Grant Date 10/07/14 8/07/16 - $0.10 8/09/14 7/09/16 - $0.155 1/05/15 1/05/16 - $0.090 1/05/15 1/05/17 - $0.090 1/05/15 1/05/18 - $0.090 55 Notes to the Financial Statements (Continued) 23. Share Based Payments (continued) Performance Rights over Shares Shareholders approved at the November 2014 Annual General Meeting the creation of Performance Rights over Shares which enables the Board to offer eligible employees the right to Performance Rights which convert to shares subject to the employee’s performance against certain performance criteria. No amounts are paid or payable by the recipient on receipt of the right. The rights carry no voting rights. All rights are subject to service periods which require the employees remain an employee of the Company. The following table shows grants and movements of share-based compensation to employees under the Performance Rights over Shares Plan during the current financial year: Grant Date Assessment period Valuation Price $ Balance at start of the year (Number) Granted during the year Transferred during the year Forfeited during the year (Number) (Number) (Number) Balance at end of the year (Number) Vested at the end of the year (Number) 26/11/14 26/08/15 27/06/16 Total 2 years 2 years 2 years 0.105 0.074 0.100 10,750,000 - (2,520,377) (2,920,100) 5,309,523 - - 2,660,000 600,000 - - (705,000) 1,955,000 - 600,000 10,750,000 3,260,000 (2,520,377) (3,625,100) 7,864,523 - - - - The model inputs for Performance Rights to shares grated during the year ended 30 June 2016 included: Model Input Grant Date Assessment Period Exercise Price Probability of Conversion to Shares PR # 16-1 PR # 16-2 PR # 16-3 PR # 16-4 26/08/15 2 years - 10% 26/08/15 2 years - 20% 26/08/15 2 years - 25% 27/06/16 2 years - 50% Price at Grant Date $0.074 $0.074 $0.074 $0.100 The Performance Rights over Shares issued in 2015. Grant Date Assessment period Valuation Price $ 26/11/14 2 years 0.105 Total Balance at start of the year (Number) Granted during the year Transferred during the year Forfeited during the year (Number) (Number) (Number) Balance at end of the year (Number) - - 10,750,000 10,750,000 - - 10,750,000 10,750,000 - - The model inputs for Performance Rights to shares grated during the year ended 30 June 2015 included: Model Input Grant Date Assessment Period Exercise Price Probability of Conversion to Shares PR # 15-1 PR # 15-2 PR # 15-3 PR # 15-4 26/11/14 2 years - 10% 26/11/14 2 years - 25% 26/11/14 2 years - 50% 26/11/14 2 years - 75% Price at Grant Date $0.105 $0.105 $0.105 $0.105 56 Rights over Shares Upon commencement of employment (8 October 2012) Mr Lowe was granted the right to receive the following shares after the share price of the Company trades above a 30 day volume-weighted average price (VWAP) as per the table below. Each right would convert into one ordinary share of Adslot Ltd when the VWAP criteria is met. In the event of a Change of Control of the Company some of these Rights would vest on a sliding scale between the take over price and required VWAP of the next eligible series. No amounts are paid or payable by the recipient on receipt of the right. The rights carry no voting rights. Some rights are subject to escrow per the below table and all rights are subject to Mr Lowe remaining an employee of the Company. No Rights over Shares were issued in 2016. During the year, the 3,000,000 Rights over shares relating to the 10 cents VWAP hurdle, that were awarded in December 2013 to Mr Lowe, were released from their 2-year escrow requirement and transferred from the Employee Share Trust unencumbered to Mr Lowe. The following table shows movement in the Rights over Shares for the current financial year: 2016 Required VWAP Price Issue Date $ 8-Oct-2012 8-Oct-2012 8-Oct-2012 8-Oct-2012 Total 0.20 0.30 0.40 0.50 2015 Required VWAP Price Issue Date $ 8-Oct-2012 8-Oct-2012 8-Oct-2012 8-Oct-2012 Total 0.20 0.30 0.40 0.50 Escrow Required from award 2 years - - - Valuation Price $ 64,500 66,000 73,000 63,500 3,000,000 4,000,000 5,000,000 5,000,000 267,000 17,000,000 Balance at start of the year Granted during the year Vested during the year Forfeited during the year (Number) (Number) (Number) (Number) - - - - - - - - - - - - - - - Escrow Required from award 2 years - - - Valuation Price $ 64,500 66,000 73,000 63,500 3,000,000 4,000,000 5,000,000 5,000,000 267,000 17,000,000 Balance at start of the year Granted during the year Vested during the year Forfeited during the year (Number) (Number) (Number) (Number) - - - - - - - - - - - - - - - Balance at end of the year (Number) 3,000,000 4,000,000 5,000,000 5,000,000 17,000,000 Balance at end of the year (Number) 3,000,000 4,000,000 5,000,000 5,000,000 17,000,000 57 Notes to the Financial Statements (Continued) Cash Flow reconciliation Reconciliation of Net Cash Flows from Operating Activities to Loss for the year Loss for the year after income tax Depreciation and amortisation Share based payment Impairment of receivables (Profit)/Loss on asset write off Unrealised foreign currency loss / (gain) Movements in receivables relating to investing activities Changes in assets and liabilities (net of effects of acquisition and disposal of entities) (Increase)/Decrease in receivables (Decrease)/Increase in payables and other provisions Net cash outflow from operating activities 2016 $ 2015 $ (8,138,485) (9,205,521) 4,930,957 5,731,779 440,138 28,240 1,624 22,250 (132,744) 702,806 (37,440) - (60,352) 39,253 74,415 20,938 (848,201) 502,000 (2,752,667) (3,175,676) Financial Risk Management The Group’s operations expose it to various financial risks including market, credit, liquidity and cash flow risks. Risk management programmes and policies are employed to mitigate the potential adverse effects of these exposures on the results of the Group. Financial risk management is carried out by the Chief Financial Officer with oversight provided by the Audit & Risk Committee and Board. (a) Market risks Market risks include foreign exchange risk, interest rate risk and other price risk. The Group’s activities expose it to the financial risks of changes in foreign currency, interest rate risk relating to interest earned on cash and cash equivalents. Disclosures relating to foreign currency risks are covered in Note 00 and interest rate risk is covered in Note 0(e). The Group does not have formal policies that address the risks associated with changes in interest rates or changes in fair values on available-for-sale financial assets. (b) Credit risk Credit risk represents the loss that would be recognised if counterparties failed to perform as contracted. The credit risk on financial assets, other than investments, of the Group which have been recognised in the Consolidated Statement of Financial Position is the carrying amount net of any provision for doubtful debts. The Group has no significant concentrations of credit risk. As disclosed in Note 8(a), ‘Impairment of receivables’, the Group has policies in place to ensure that sales of services are made to customers with appropriate credit history. Before accepting any new customers, the Group internally reviews the potential customer’s credit quality. A substantial deposit on contract in website development and hosting segment of the Group mitigates initial credit risk. The Group held the following financial assets with potential credit risk exposure: Financial assets Cash and cash equivalents Trade debtors and Other receivables (Note 8) 2016 $ 4,745,969 4,291,602 2015 $ 4,441,226 4,488,830 9,037,571 8,930,056 58 (c) Liquidity risk Prudent liquidity risk management implies maintaining sufficient cash and marketable securities, the availability of funding through an adequate amount of committed credit facilities and the ability to close-out market positions. Due to the dynamic nature of the underlying business, the Board aims at maintaining flexibility in funding by keeping committed credit lines and sufficient cash available. All financial liabilities are expected to be settled within 12 months of the reporting date, per the contractual terms of the obligations. Financial liabilities Trade and other payables (d) Foreign currency risk 2016 $ 2,976,527 2015 $ 2,853,010 Most of the Group’s transactions are carried out in Australian Dollars (AUD). Exposures to currency exchange rates arise from the Group’s overseas operations which are primarily denominated in US dollars (USD), Pound Sterling (GBP), Euros (EUR), New Zealand dollars (NZD), Chinese Yuan (CNY) and Malaysian Ringgit (MYR). Foreign currency exposure is monitored by the Board on a monthly basis. Foreign currency denominated financial assets and liabilities which expose the Group to currency risk are disclosed below. The amounts shown are those reported to key management translated into AUD at the closing rate: 30 June 2016 USD A$ GBP A$ EUR A$ NZD A$ CNY A$ MYR A$ Financial Assets 905,527 374,099 119,800 99,372 61,808 Financial Liabilities (667,983) (280,936) (34,392) (48,840) (16,752) Total Exposure 237,544 93,163 85,408 50,532 45,056 30 June 2015 Financial Assets Financial Liabilities 1,102,446 (783,412) 161,270 (356,742) Total Exposure 319,034 (195,472) 161,097 (41,333) 119,764 188,063 (47,936) 140,127 39,913 (30,456) 9,457 612 - 612 4,245 - 4,245 The following table illustrates the sensitivity on profit and equity in relation to the Group’s financial assets and liabilities and the USD/AUD exchange rate, GBP/AUD exchange rate, EUR/AUD exchange rate, NZD/AUD exchange rate and CNY/AUD exchange rate ‘all other things being equal’. It assumes a +/- 10% change of the following exchange rates for the year ended 30 June 2016 (30 June 2015:10%). These percentages have been determined based on the average market volatility in exchange rates in the previous 12 months. There is no Equity exposure to foreign currency risk. +10% 30 June 2016 Impact on Profit USD A$ 9,020 GBP A$ 17,239 Impact on Reserves (30,615) (25,708) Impact on Equity (21,595) (8,469) EUR A$ (1,438) (6,326) (7,764) NZD CNY MYR Total A$ 302 A$ (3,441) A$ (56) A$ 21,626 (4,896) (655) - (68,200) (4,594) (4,096) (56) (46,574) 30 June 2015 Impact on Profit (31,618) 11,618 (11,428) (648) 227 (386) (32,235) Impact on Reserves 2,615 6,152 540 (12,091) (1,087) - (3,871) Impact on Equity (29,003) 17,770 (10,888) (12,739) (860) (386) (36,106) USD GBP EUR NZD CNY MYR Total -10% 59     Notes to the Financial Statements (Continued) A$ A$ (11,024) (21,070) 37,418 26,394 31,421 10,351 A$ 1,757 7,733 9,490 A$ (369) 5,984 5,615 30 June 2016 Impact on Profit Impact on Reserves Impact on Equity 30 June 2015 Impact on Profit 38,645 (14,200) Impact on Reserves (3,197) (7,519) Impact on Equity 35,448 (21,719) 13,698 (661) 13,307 792 14,778 15,570 A$ 4,205 801 5,006 (278) 1,329 1,051 A$ 68 - 68 472 - 472 A$ (26,433) 83,357 56,924 39,399 4,730 44,129 (e) Cash flow and interest rate risk As the Group has no significant interest-bearing assets or liabilities (except cash), the Group’s income and operating cash flows are not materially exposed to changes in market interest rates. Interest rate sensitivity analysis The sensitivity analysis below has been determined based on exposure to interest rates on interest bearing bank balances throughout the reporting period. A 100 basis point increase or decrease is used when reporting interest rate risk internally to key management personnel and represents management’s assessment of the possible change in interest rates (also comparable to movement in interest rates during the reporting year). At reporting date, if interest rates had been 100 basis points higher or lower and all other variables were held constant, the Group’s net profit would: 30 June 2016 30 June 2015 +1% $ 31,184 64,035 -1% $ (29,162) (62,093) This is mainly attributable to the Group’s exposure to interest rate on its bank balances bearing interest. (f) Net fair value of financial assets and liabilities The net fair value of cash and cash equivalents and other short-term financial assets and financial liabilities of the Group approximates their carrying value. The net fair value of other financial assets and financial liabilities is based upon market prices where a market exists or by discounting the expected future cash flows by the current interest rates for assets and liabilities with similar risk profiles. 60   Parent Entity Information The following details of information are related to the parent entity, Adslot Ltd, at 30 June 2016. This information has been prepared using consistent accounting policies as presented in Note 1. Current assets Non-current assets Total assets Current liabilities Non-current liabilities Total liabilities Contributed equity Share-based payments reserve Retained losses Total equity Loss for the year Total comprehensive loss for the year 2016 $ 3,496,229 2015 $ 3,638,842 44,261,447 45,285,866 47,757,676 48,924,708 133,372 163,707 - - 133,372 163,707 121,032,092 116,465,418 297,118 1,069,631 (73,704,906) (68,774,048) 47,624,304 48,761,001 (4,930,858) (6,040,543) (4,930,858) (6,040,543) The Commitments Note 20 includes commitments incurred by the parent entity related to leases of the head office premises at 85 Coventry Street, South Melbourne for an amount of $299,452 (2015: $330,658). Related Party Transactions Other than the transactions disclosed in Note 22 relating to key management personnel, there have been no related party transactions that have occurred during the current or prior financial year. Events Subsequent to Reporting Date On 19 August 2016 the Company announced to the Australian Stock Exchange the signing of a material contract with groupm. The contract is multi-year and will have an immediate positive impact on Trading Technology revenues via increased Symphony licence fees, but importantly represents an effective doubling of the future Trading Fees revenue opportunity via the Adslot-Symphony integration. 61 Notes to the Financial Statements (Continued) Consolidated Entities Name Parent entity Adslot Ltd Controlled entities Adslot Technologies Pty Ltd Ansearch.com.au Pty Ltd Ansearch Group Services Pty Ltd Webfirm Pty Ltd Adimise Pty Ltd Full Circle Online Pty Ltd QDC IP Technologies Pty Ltd Adslot UK Limited Adslot Inc. Symphony International Solutions Limited Symphony Workflow Pty Ltd Symphony Media Pty Ltd Facilitate Digital (Shanghai) Software Services Co. Ltd Facilitate Digital Limited Facilitate Digital Trust Facilitate Digital, LLC Facilitate Digital UK Limited Facilitate Digital Deutschland GmbH Facilitate Digital Europe Marketing Technology Ltd Country of Incorporation Ordinary Share Consolidated Equity Interest 2016 % 2015 % Australia Australia Australia Australia Australia Australia Australia Australia United Kingdom United States Australia Australia Australia China New Zealand New Zealand United States United Kingdom Germany Republic of Ireland 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 Equity interests in all controlled entities are by way of ordinary shares. 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 62 Directors’ Declaration The directors declare that the financial statements, comprising the statement of profit or loss and other comprehensive income, statement of financial position, statement of changes in equity, statement of cash flows, accompanying notes, as set out on pages 22 to 62 are in accordance with the Corporations Act 2001 and: (a) comply with Australian Accounting Standards, the Corporations Regulations 2001 and other mandatory professional reporting requirements in Australia; (b) give a true and fair view of the group’s financial position as at 30 June 2016 and of its performance, as represented by the results of its operations and its cash flows, for the financial year ended on that date; and (c) the company has included in the notes to the financial statements an explicit and unreserved statement of compliance with International Financial Reporting Standards. In the directors’ opinion: (a) there are reasonable grounds to believe that the company will be able to pay its debts as and when they become due and payable. (b) the audited remuneration disclosures set out on pages 13 to 20 of the Directors’ Report comply with section 300A of the Corporations Act 2001. The directors have been given the declaration by the Chief Executive Officer and Chief Financial Officer required by section 295A of the Corporations Act 2001. This declaration is made in accordance with a resolution of the directors. Andrew Barlow Chairman Adslot Ltd 31 August 2016 63 Corporate Governance Statement In accordance with Listing Rule 4.10.3 Adslot’s Corporate Governance Statement can be http://www.adslot.com/investor-relations/corporate-governance/ found at Shareholder Information Additional information required by the Australian Securities Exchange Limited and not shown elsewhere in this report is as follows. The information is current as at 25 August 2016. Distribution of equity securities The number of shareholders by size of shareholding are: Ordinary Shares Number of Holders Number of Shares 1 – 1,000 1,001 – 5,000 5,001 – 10,000 10,001 – 100,000 100,001 + TOTAL The number of shareholders holding less than a marketable parcel of shares (4,000 shares): Twenty largest shareholders The names of the twenty largest holders of quoted shares are: NATIONAL NOMINEES LIMITED DAWNIE DIXON PTY LTD FINICO PTY LTD J P MORGAN NOMINEES AUSTRALIA LIMITED VENTURIAN PTY LTD AMBLESIDE VENTURES PTY LTD DAK DRAFTING SERVICES PTY LTD ANDAMA HOLDINGS PTY LTD UBS NOMINEES PTY LTD HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 1 2 3 4 5 6 7 8 9 10 11 MR RICHARD ARMSTRONG CALDOW 12 13 14 15 16 17 18 19 MR PETER JOHN DIAMOND + MRS DIANA ELIZABETH DIAMOND INVIA CUSTODIAN PTY LIMITED CAPITAL ACCRETION PTY LTD COTU INVESTMENTS PTY LTD GWYNVILL TRADING PTY LTD DIAMOND S/F A/C> IAN LOWE + BEN DIXON 20 Total Top 20 holders of Ordinary Shares Remaining holders balance Classes of Shares Adslot Ltd has only one class of share on issue, being fully paid ordinary shares. Substantial Shareholders Geoff Dixon Chris Morris Andrew Barlow Voting Rights All ordinary shares carry one vote per share without restrictions. 195 447 785 2,005 976 4,408 423 20,135 1,614,076 6,408,222 82,271,499 1,026,457,201 1,116,771,133 619,802 Listed Ordinary Shares Number of Shares % of Shares 73,629,542 72,452,688 47,648,796 41,964,511 35,803,769 31,607,563 28,000,000 25,500,000 21,253,973 20,415,635 13,900,000 12,585,032 12,302,184 10,923,371 9,179,849 8,000,000 8,000,000 8,000,000 7,000,000 6,938,729 495,105,642 621,665,491 6.59 6.49 4.27 3.76 3.21 2.83 2.51 2.28 1.90 1.83 1.24 1.13 1.10 0.98 0.82 0.72 0.72 0.72 0.63 0.62 44.33 55.67 Shares 86,252,015 67,626,081 57,803,769 % Shares 7.72% 6.06% 5.18% 67 Corporate Directory Directors Mr Andrew Barlow – Chairman Mr Ian Lowe – Executive Director Mr Ben Dixon – Executive Director Mr Adrian Giles – Non-Executive Director Mr Geoff Dixon – Non-Executive Director Mr Quentin George – Non Executive Director Ms Sarah Morgan – Non Executive Director Chief Executive Officer Mr Ian Lowe Company Secretary Mr Brendan Maher Auditors Grant Thornton Australia The Rialto Level 30, 525 Collins Street MELBOURNE VIC 3000 Bankers National Australia Bank Limited 424 St Kilda Road St Kilda VIC 3004 Share Register Computershare Registry Services Pty Ltd Yarra Falls 452 Johnston Street Abbotsford, VIC 3001 Home Stock Exchange Australian Securities Exchange Limited Level 45, South Tower Rialto, 525 Collins St Melbourne, VIC 3000 ASX Code: ADJ Website www.adslot.com Registered Office Adslot Ltd Level 2, 85 Coventry Street South Melbourne Vic 3205 Australia Phone: + 61 3 8695 9199 Fax: + 61 3 9696 0700 Toll free 1300 852 722 Head Office Adslot Ltd Level 2, 85 Coventry Street South Melbourne Vic 3205 Australia Phone: + 61 3 8695 9199 Fax: + 61 3 9696 0700 Toll free 1300 852 722 Asia Pacific Offices Level 6, 241 Commonwealth Street Surry Hills NSW 2010 Australia 1-231, Shanghai 1933 No 10 Shajing Road Shanghai 200080 China 301S Botany Road Botany Downs, Auckland New Zealand North America Offices 373 Park Avenue South, 4th Floor New York, NY 10016 United States of America European Offices 79 Wardour Street Soho, London W1D 6QB United Kingdom Hamburg Business Center Poststrasse 33 20354 Hamburg Germany 68

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