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Rocky Mountain Dealerships Inc.

rme · TSX Industrials
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FY2018 Annual Report · Rocky Mountain Dealerships Inc.
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ROCKY MOUNTAIN DEALERSHIPS INC.

MANAGEMENT'S DISCUSSION AND ANALYSIS

For the Year Ended December 31, 2018 

ROCKY MOUNTAIN DEALERSHIPS INC.                                                                                                                          
MANAGEMENT'S DISCUSSION & ANALYSIS                                                                     
FOR THE YEAR ENDED DECEMBER 31, 2018 

This Management’s Discussion and Analysis (“MD&A”) was prepared as of March 12, 2019, and is provided to assist readers 
in understanding Rocky Mountain Dealerships Inc.’s financial performance for the year ended December 31, 2018. It should 
be read in conjunction with the audited consolidated financial statements for the years ended December 31, 2018 and 2017
together  with  the  notes  thereto. The  results reported herein have  been  derived  from consolidated  financial  statements 
prepared in accordance with International Financial Reporting Standards (“IFRS”) as issued by the International Accounting 
Standards Board and, unless otherwise indicated, are presented in thousands of Canadian dollars. 

Unless the context otherwise requires, use in this MD&A of “RME”, “we”, “us”, or “our” means Rocky Mountain Dealerships 
Inc. and its subsidiaries, all of which are wholly-owned. 

RME’s common shares trade on the Toronto Stock Exchange under the symbol ‘RME’. Additional information relating to 
RME, including RME’s Annual Information Form, dated March 12, 2019 (“AIF”), is available at www.sedar.com. 

This MD&A contains forward-looking information and statements (collectively, “FLS”). See the section “Caution Regarding 
Forward-Looking Information and Statements” for a discussion of the risks, uncertainties and assumptions relating to those 
statements.

SELECTED FINANCIAL INFORMATION

Earnings before finance costs and income taxes

12,748

$ thousands

Sales

Cost of sales

Gross profit

Gross profit as a % of sales

Selling, general and administrative

Loss (gain) on derivative financial instruments

Loss on vacant land

Restructuring charges

Finance costs

Earnings before income taxes

Income taxes

Net earnings

Net earnings as a % of sales

Earnings per share

Basic

Diluted

Dividends per share

Book value / share – December 31

Non-IFRS Measures(1)

Adjusted Diluted Earnings per Share

Adjusted EBITDA

Operating SG&A

Operating SG&A as a % of sales

Quarter ended December 31,

Year ended December 31,

2018

2017

2016

2018

2017

2016

273,699

235,378

38,321

14.0

285,749

1,051,088

251,633

34,116

11.9

909,626

141,462

13.5

959,341

819,917

139,424

14.5

930,435

797,028

133,407

14.3

27,251

(3,131)

25,205

100,129

(605)

3,587

295,421

255,257

40,164

13.6

26,595

821

—

—

3,559

9,189

2,557

6,632

2.2

0.34

0.34

—

—

14,201

2,799

11,402

3,134

8,268

3.0

0.42

0.42

—

—

9,516

3,346

6,170

1,466

4,704

1.6

0.24

0.24

0.1225

0.1150

0.1150

0.33

11,285

25,729

8.7

0.40

12,886

23,042

8.4

0.23

8,176

23,044

8.1

—

—

37,746

13,093

24,653

6,771

17,882

1.7

0.90

0.90

0.4750

10.46

0.95

34,816

95,159

9.1

99,754

(4,578)

641

—

43,607

11,921

31,686

8,777

22,909

2.4

1.18

1.18

0.4600

10.05

1.16

40,176

89,097

9.3

(720)

97,970

(4,751)

1,360

3,564

35,264

14,343

20,921

5,955

14,966

1.6

0.77

0.77

0.4600

9.13

0.83

31,621

89,238

9.6

87,626

Operating Cash Flow before Changes in Floor Plan

(34,858)

(36,367)

14,542

(50,509)

(1) See further discussion in “Non-IFRS Measures” and “Reconciliation of Non-IFRS Measures to IFRS” sections below.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  2

 
SUMMARY OF THE QUARTER ENDED DECEMBER 31, 2018 

While early snowfalls in mid-to-late September across the Canadian Prairies delayed harvest, more normal weather for the 
remainder  of  the  year  allowed  for  essentially  all  crops  to  be  harvested  in  most  areas.  Despite  an  uncertain  start,  we 
demonstrated strong sales in the face of equipment pricing headwinds. 

SALES AND MARGINS

•  Sales increased 7.9% or $21,722 to $295,421 compared with $273,699 for the same period in 2017 due primarily 

to $15,953 of acquired sales for the quarter.

•  Gross profit increased by 4.8% or $1,843 to $40,164 from $38,321 for the same period in 2017.

COST STRUCTURE

•  As a percentage of sales, Operating SG&A for the fourth quarter of 2018 increased by 0.3% to 8.7% compared 
with 8.4% for the same period in 2017. The modest increase is due largely to the fixed nature of the costs associated 
with the recently acquired inventory/stores.

•  Finance costs for the quarter ended December 31, 2018 increased 27.2% or $760 to $3,559 compared with $2,799
during the same period in 2017 due primarily to an increase in the average level of interest-bearing floor plan.

EARNINGS

•  Adjusted EBITDA for the quarter ended December 31, 2018 decreased by 12.4% or $1,601 to $11,285 compared 

with $12,886 for the same period in 2017.

•  Adjusted Diluted Earnings per Share decreased by 17.5% or $0.07 to $0.33 for the fourth quarter of 2018, compared 

with $0.40 for the same period of 2017.

NORMAL COURSE ISSUER BID ("NCIB")

•  During the fourth quarter of 2018, RME also repurchased 400 thousand of its outstanding common shares pursuant 

to an NCIB.

SUMMARY OF THE YEAR ENDED DECEMBER 31, 2018 

RME hit a significant milestone in 2018 reporting record revenues of $1,051,088, up 9.6% year-over-year. This increase in 
revenue reflects growth in both same store and acquired sales and is in line with our growth plan that was announced in May 
of 2018.

SALES AND MARGINS

•  Sales increased 9.6% or $91,747 to $1,051,088 compared with $959,341 for the same period in 2017. The increase 
is largely due to a $65,389 increase in same store new equipment sales, reflecting both stronger market demand 
and out-of-season deliveries of harvest equipment.

•  Gross profit increased by 1.5% or $2,038 to $141,462 from $139,424 for the same period in 2017.

COST STRUCTURE

•  As a percentage of sales, Operating SG&A for the year ended December 31, 2018 decreased by 0.2% to 9.1%

compared with 9.3% for the same period in 2017 due to increased sales.

•  Finance costs for the year ended December 31, 2018 increased 9.8% or $1,172 to $13,093 compared with $11,921
during the same period in 2017 due primarily to an increase in the average level of interest-bearing floor plan.

EARNINGS

•  Adjusted EBITDA for the year ended December 31, 2018 decreased by 13.3% or $5,360 to $34,816 compared with 

$40,176 for the same period in 2017.

•  Adjusted Diluted Earnings per Share decreased by 18.1% or $0.21 to $0.95 for the year ended December 31, 2018, 

compared with $1.16 for the same period of 2017.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  3

BALANCE SHEET AND INVENTORY

For the  year  ended  December 31,  2018,  inventory  turns  were  1.73  times,  down  from  1.81  times  for  fiscal  2017.  Used 
equipment  inventories  increased  as  a  result  of  trades  taken  on  increased  new  equipment  sales  as  well  as  business 
acquisitions. The increase in used equipment inventory also reflects an increase in the average cost per unit. 

COMPANY OVERVIEW

Headquartered in Calgary, Alberta, RME is Canada’s largest agriculture equipment dealer with a network of full-service 
equipment stores across the Canadian Prairie Provinces. During 2018, RME also established a presence in the United States 
(“U.S.”) with our used equipment distribution location in Tonganoxie, Kansas.  

RME is Canada’s largest retail dealer of CNH equipment, which includes Case IH, New Holland, and Case Construction. 
We are also a major independent dealer of equipment from a number of other “short-line” manufacturers.

We offer our customers a one-stop solution for their equipment needs through new and used equipment sales, parts sales, 
repairs and maintenance services and third-party equipment financing and insurance services. In addition, we provide or 
arrange other ancillary offerings such as GPS signal subscriptions and geomatics services.

MARKET FUNDAMENTALS AND OUTLOOK

RME is primarily engaged in the business of selling agriculture equipment to grain, oilseed and pulse crop farmers in Alberta, 
Saskatchewan and Manitoba. 

In addition to equipment price, demand for agriculture equipment is supported by farming incomes which, in turn, are a 
function of commodity prices, quantity and quality of the crop, as well as input costs. Many of these factors are influenced 
by weather conditions on both a local and, to an extent, global basis. Changes in these demand drivers can cause our 
customers’ buying patterns to shift. The agriculture sector exhibits cyclical surges in demand and profitability driven by 
these macroeconomic factors, as well as other factors that can impact our industry.

Equipment utilization rates, by contrast, are less volatile as agricultural equipment tends to incur hours in the field regardless 
of weather or economic conditions. The business of farming requires producers to work their fields each year. Circumstances 
may exist, however, that cause farmers to opt for used equipment in lieu of new equipment, or they may elect to maintain 
rather than replace their fleets. Our broad range of product and service offerings enables us to respond to these shifts in 
buying patterns and provides a measure of stability within our financial results.

COMPETITIVE LANDSCAPE

Our distribution contracts grant us the right to sell new equipment and parts as well as provide warranty service for some 
of the world’s leading equipment brands across Canada’s Prairie Provinces. Significant barriers to entry exist in this market, 
which help us maintain our position as an exclusive supplier of these brands within our sales territories. Our installed base 
and customer relationships create an annuity of equipment sales and product support revenue, which help drive dependable 
earnings and cash flow.

CROP OUTLOOK

In its Outlook for Principal Field Crops dated February 22, 2019, Agriculture and Agri-Foods Canada forecasted a modest 
0.6% year-over-year decline in the production of principal field crops for the 2018-2019 farm year, despite an unusually 
late harvest in certain regions. While the early 2018 snowfall is expected to cause some deterioration in grade, the resulting 
additional moisture should bode well for the 2019 growing season.  

U.S. MARKET

In October 2018, RME commenced an initiative to sell late-model used equipment to farmers based in the U.S. To this end, 
RME entered into a lease for a property in Tonganoxie, Kansas, which is located on the outskirts of Kansas City. This location 
is situated in close proximity to the vibrant agriculture markets of Kansas, Iowa, Nebraska, Missouri and Oklahoma. With 
minimal capital and startup costs, we will be able to give our U.S. customers more visibility into RME's used equipment 
offerings, while also helping to establish RME within the U.S. dealership landscape. At present, we anticipate that this facility 
will only handle the sale of late-model used equipment. In early 2019, this location commenced operations.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  4

 
CAPITAL ALLOCATION STRATEGY AND GROWTH PLAN

Our success has enabled us to consider a variety of capital allocation strategies, including returning capital to shareholders, 
acquisitive growth and further debt reductions. To that end, RME repurchased and canceled 400 thousand of its common 
shares pursuant to an NCIB during the fourth quarter of 2018. 

With  the  improvements we  have  made  to our  operational model  and  integration capabilities,  we  are well-positioned  to 
pursue, and are actively seeking, further acquisitive growth opportunities. RME anticipates continued stability or modest 
growth in its dividend through this process. 

During 2018, RME launched its growth plan that aims to grow revenues to at least $1.5 billion in 2023. RME intends to do 
this through a combination of revenue sources including:

•  $200 million in organic growth through RME’s present geographic foot print;

•  $200 million in acquired top-line revenue in Canada and/or the U.S.; and

•  $100 million in revenue synergies on assets that are acquired through this growth plan.

As part of this growth plan, during fiscal 2023 RME is targeting Adjusted Earnings of $33.8 million and Adjusted EBITDA of 
$60.0 million.

Please note that the adoption of IFRS 16, ‘Leases’ on January 1, 2019 is expected to increase Adjusted EBITDA. RME will 
recalibrate its Adjusted EBITDA target to reflect the new accounting standard once adopted and preserve the targeted $19.8 
million improvement in this metric.

Our progress to-date with respect to these growth initiatives as represented by RME’s results on a trailing twelve month 
basis (“TTM”) is summarized in the chart titled TTM vs. Target. While encouraging, our growth in revenues has yet to translate 
into progress against our Adjusted Earnings and Adjusted EBITDA targets. 

Competitive market pressures have weighed on margins during the TTM ended December 31, 2018. Meanwhile, costs 
associated with acquired locations as well as investment in our sales force have contributed to increased operating costs 
and resulted in reductions in both Adjusted Earnings and Adjusted EBITDA relative to their respective 2017 benchmark 
values.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  5

During 2018, RME completed the acquisitions of John Bob Farm Equipment (“JBFE”) and the New Holland Agriculture 
dealership in Olds, Alberta (“Olds”). RME estimates average historical sales for the acquired stores during the period from 
acquisition date to December 31, 2018, to be $27,598 and has presented this as “acquired” revenues during the TTM ended 
December 31, 2018. The decomposition of progress towards our revenue growth initiative is presented in the chart titled 
Revenue Growth Initiative below.

In the near- to mid-term, we will continue to pursue acquisitive growth opportunities. We typically target dealership operations 
in areas with similar farm characteristics and crop profiles to our existing operations. This means that Case IH and New 
Holland agriculture equipment dealers in the Canadian Prairies continue to be of interest to us. We view acquisitions in the 
Canadian Prairies as scale acquisitions, where acquired dealerships are fully integrated into our network. One immediate 
source of accretion in an acquisition is our ability to redistribute inventory throughout a broader network of dealerships, 
enabling us to better scale our investment in inventory.

Another area of interest to us is the U.S., particularly those states falling between the eastern slopes of the Rocky Mountains 
and the mid-west. U.S. regions with crops similar to the crop mix of the Canadian Prairies currently benefit from good 
economics, and farming operations in these regions are supportive of ongoing equipment purchases. While we would require 
manufacturer approval prior to doing so, a significant acquisition in these regions of the U.S. would be transformational.

RESULTS OF OPERATIONS

We use the terms “acquired” versus “same store” in assessing our revenue. Each acquired store has an average historical 
level of sales prior to being acquired by RME. When we discuss “acquired” results, we are referring to these average historical 
levels. This base level of activity continues to be classified as acquired until such time as the acquired store has been 
included in our dealership network for twelve months after which point, all activity is classified as “same store”.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  6

 
SALES

Fourth Quarter (“Q4”) 2018 vs. Q4 2017 

$ thousands

Sales

New equipment
Used equipment
Parts
Service
Total sales
Gross profit
Gross margin %

2018

2017

Total

Change
Acquired

Same Store

163,757
99,369
23,690
8,605
295,421
40,164
13.6

155,378
89,245
21,132
7,944
273,699
38,321
14.0

8,379
10,124
2,558
661
21,722
1,843
(0.4)

7,477
4,776
2,649
1,051
15,953

902
5,348
(91)
(390)
5,769

For the quarter ended December 31, 2018, total sales increased by $21,722 or 7.9% to $295,421 from $273,699 during the 
same period in 2017 due primarily to $15,953 of acquired sales for the quarter. On a same store basis, the late completion 
of  harvest  activity,  namely  in  Central and  Northern  Alberta,  supported activity  levels  during  the  fourth  quarter of  2018. 
Meanwhile, RME continued to focus its sales efforts on used equipment leading to a $5,348 improvement relative to Q4 
2017.

Year-to-Date (“YTD”) 2018 vs. YTD 2017 

$ thousands

Sales

New equipment
Used equipment
Parts
Service
Total sales
Gross profit
Gross margin %

2018

2017

Total

Change
Acquired

Same Store

514,110
393,311
111,015
32,652
1,051,088
141,462
13.5

435,683
381,577
109,568
32,513
959,341
139,424
14.5

78,427
11,734
1,447
139
91,747
2,038
(1.0)

13,038
8,265
4,501
1,794
27,598

65,389
3,469
(3,054)
(1,655)
64,149

For the year ended December 31, 2018, total sales increased by $91,747 or 9.6% to $1,051,088 from $959,341 in 2017. 
The increase was largely due to a $65,389 increase in same store new equipment sales, reflecting both stronger market 
demand  and  out-of-season  deliveries  of  harvest  equipment.  Acquired  sales  contributed  $27,598  to  the  year-over-year 
increase.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  7

PARTS AND SERVICE ACTIVITY

Parts and service activity (collectively “Product Support”) is, in some cases, performed for the benefit of other departments 
within RME. This activity is excluded from reported parts and service revenues. Management assesses overall Product 
Support activity to ensure that the resources deployed are adequate in light of total activity. Product Support activity is 
reconciled to our reported revenues for the respective departments as follows: 

$ thousands

Parts activity

Total activity
Internal activity eliminated

Reported revenues

Service activity
Total activity
Internal activity eliminated

Reported revenues

Quarter ended December 31,
2017
2018

Change

Year ended December 31,
2017

2018

Change

27,075
(3,385)
23,690

13,197
(4,592)
8,605

24,443
(3,311)
21,132

12,201
(4,257)
7,944

2,632
(74)
2,558

126,234
(15,219)
111,015

122,231
(12,663)
109,568

996
(335)
661

54,755
(22,103)
32,652

50,435
(17,922)
32,513

4,003
(2,556)
1,447

4,320
(4,181)
139

1,586

Total reported Product Support revenues

32,295

29,076

3,219

143,667

142,081

Q4 2018 vs. Q4 2017

Product Support revenues for the quarter increased by 11.1% or $3,219 to $32,295 compared with $29,076 in the same 
period of 2017 due primarily to locations acquired during 2018.

YTD 2018 vs. YTD 2017 

Product Support  revenues  for  2018  increased  by  1.1%  or  $1,586  to  $143,667  compared  with  $142,081  in  2017.  The 
reconditioning of trades taken on increased equipment sales volumes consumed much of the year-over-year increase in 
overall Product Support activity levels. So while activity levels were up 4.8%, the shift toward internal activity constrained 
reported Product Support revenue growth to 1.1%.

GROSS PROFIT

Q4 2018 vs. Q4 2017

Gross profit for the quarter ended December 31, 2018 increased by $1,843 or 4.8% to $40,164 compared with $38,321 for 
the same period in 2017. As a percent of sales, gross profit decreased to 13.6% compared with 14.0% during the same 
period of 2017. During the fourth quarter of 2018, transactional level margins continued to reflect the highly competitive 
conditions in the Western Canadian agriculture equipment marketplace. Elevated sales levels have, however, largely negated 
the impact of lower margins on gross profit dollars. Our sales performance also translated into an increase in incentives 
from our original equipment manufacturers (“OEMs”). 

YTD 2018 vs. YTD 2017 

Gross profit for 2018 increased by $2,038 or 1.5% to $141,462 compared with $139,424 during the same period in 2017. 
Gross profit as a percent of sales decreased to 13.5% in 2018 compared with 14.5% during the same period of 2017. A 
favourable sales volume variance was largely offset by an unfavourable variance in sales prices, however, the elevated sales 
levels resulted in additional incentives recognized from our OEMs. 

SELLING, GENERAL AND ADMINISTRATIVE

RME assesses its Operating SG&A relative to total sales in analyzing its results (see the definition and reconciliation of 
Operating SG&A in the “Non-IFRS Measures” and “Reconciliation of Non-IFRS Measures to IFRS” sections below). Operating 
SG&A is comprised of facility, administrative and compensation related expenditures, the majority of which are fixed in the 
short-term. The largest variable component of RME’s Operating SG&A is commission associated with the sale of equipment 
inventory. 

RME targets Operating SG&A of less than 10% of sales on an annual basis. 

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  8

 
$ thousands

Variable sales commissions
Other Operating SG&A
Operating SG&A
Operating SG&A as a % of sales

Q4 2018 vs. Q4 2017

Quarter ended December 31,
2017
2018

Change

Year ended December 31,
2017

2018

Change

3,449
22,280
25,729
8.7

3,531
19,511
23,042
8.4

(82)
2,769
2,687
0.3

13,617
81,542
95,159
9.1

13,303
75,794
89,097
9.3

314
5,748
6,062
(0.2)

Operating SG&A for the fourth quarter of 2018 increased by $2,687 or 11.7% to $25,729 from $23,042 in 2017. The increase 
is due primarily to costs associated with the locations acquired during 2018. 

As a percentage of sales, Operating SG&A for the quarter ended December 31, 2018 increased by 0.3% to 8.7% from 8.4%
in 2017.

YTD 2018 vs. YTD 2017 

For the year ended December 31, 2018, Operating SG&A increased by $6,062 or 6.8% to $95,159 from $89,097 in 2017. 
The year-over-year increase reflects the impact of the locations acquired during 2018 as well as our investment in customer-
facing personnel in response to elevated activity levels. 

As a percentage of sales, Operating SG&A for the year ended December 31, 2018 decreased by 0.2% to 9.1% from 9.3%
in 2017, within our target of 10% on an annual basis.

FINANCE COSTS

Q4 2018 vs. Q4 2017

Finance costs for the quarter ended December 31, 2018 increased by $760 or 27.2% to $3,559 from $2,799 for the same 
period in 2017, due to a quarter-over-quarter increase in the average amount drawn on RME’s interest-bearing credit facilities.

YTD 2018 vs. YTD 2017 

Finance costs for the year ended December 31, 2018 increased $1,172 or 9.8% to $13,093 from $11,921 in 2017, as a 
result of an increase in the average balances being carried on RME’s interest-bearing credit facilities.

NET EARNINGS

Q4 2018 vs. Q4 2017

Net earnings for the quarter ended December 31, 2018 decreased by $1,636 or 19.8% to $6,632 from $8,268 in 2017. 
Additional  gross profit was more than offset by increases in Operating SG&A and finance costs. Earnings per share on a 
basic and diluted basis for the fourth quarter of 2018 decreased by $0.08 or 19.0% to $0.34 from $0.42 for the same period 
in 2017.

The impact on net earnings of RME’s derivative financial instruments and other unusual or non-recurring items can be 
significant. Management uses the Non-IFRS measure Adjusted Diluted Earnings per Share to evaluate earnings excluding 
such items. Refer to the “Non-IFRS Measures” and “Reconciliation of Non-IFRS Measures to IFRS” sections below for the 
definition and reconciliation of Adjusted Diluted Earnings per Share.

Adjusted Diluted Earnings per Share for the quarter ended December 31, 2018 decreased $0.07 or 17.5% to $0.33 from 
$0.40 for the same period in 2017.

YTD 2018 vs. YTD 2017 

Net earnings for the year ended December 31, 2018 decreased by $5,027 or 21.9% to $17,882 from $22,909 in 2017. 
Additional gross profit was more than offset by increases in Operating SG&A and finance costs. Earnings per share on a 
basic and diluted basis for 2018 decreased by $0.28 or 23.7% to $0.90 from $1.18 in 2017.

Adjusted Diluted Earnings per Share for the year ended December 31, 2018 decreased by $0.21 or 18.1% to $0.95 from 
$1.16 for the same period in 2017.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  9

ADJUSTED EBITDA

RME analyzes its Adjusted EBITDA in order to consistently compare periods by removing the impact of fluctuations in tax 
rates,  long-term  assets,  financing  costs  related  to  our  capital  structure  and  our  share  price.  See  the  definition  and 
reconciliation of Adjusted EBITDA in the “Non-IFRS Measures” and “Reconciliation of Non-IFRS Measures to IFRS” sections 
below. 

As part of our analysis of Adjusted EBITDA, RME deconstructs the period-over-period variance in gross profit dollars into 
the following components:

•  Sales volume variance – quantifies the impact on gross profit dollars arising from the change in consolidated sales 

volume for the period, holding overall gross margin flat.

•  Sales  price  variance  –  quantifies  the  impact  on  gross  profit  of  period-over-period  changes  in  gross  margin 
percentages. RME quantifies this impact at a revenue stream level with our revenue streams consisting of sales of 
new equipment, used equipment, parts and service. The sum of these variances constitutes our sales price variance. 
RME notes that the impact of the period-over-period change in OEM incentives is presented separately (see below) 
and is therefore excluded from sales price variance. 

•  Change  in  sales  mix  –  our  revenue  streams  generate  differing  profit  margins,  with  product  support  activities 
generating comparatively higher margins than equipment sales. The change in sales mix quantifies the impact of 
shifts in the relative contributions of our various revenue streams to our overall reported sales for a period. RME 
notes that this metric captures only shifts between revenue streams and does not capture the impact of mix within 
a revenue stream.

•  OEM incentives recognized – quantifies the impact on gross profit dollars of the period-over-period change in OEM 

incentives recognized.

Q4 2018 vs. Q4 2017

Adjusted EBITDA for the quarter ended December 31, 2018 decreased by $1,601 or 12.4% to $11,285 from $12,886 for 
the same period in 2017. Increased gross profit was more than offset by increases in Operating SG&A and short-term finance 
costs associated with RME’s floor plan facilities. The change in fourth quarter Adjusted EBITDA from 2017 to 2018 can be 
reconciled as follows:

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  10

 
YTD 2018 vs. YTD 2017 

For the year ended December 31, 2018, Adjusted EBITDA decreased by $5,360 or 13.3% to $34,816 from $40,176 in 2017. 
Additional gross profit year-over-year was more than offset by increases in Operating SG&A and short-term finance costs 
associated with RME’s floor plan facilities. The change in annual Adjusted EBITDA from 2017 to 2018 can be reconciled as 
follows: 

SUMMARY OF QUARTERLY RESULTS 

$ thousands, except per share

amounts

Sales
Gross profit
Gross margin %

SG&A
Other expense (income)
Finance costs
Income taxes
Net earnings
Diluted earnings per share

Q4 2018 Q3 2018 Q2 2018 Q1 2018 Q4 2017 Q3 2017 Q2 2017 Q1 2017 Q4 2016

295,421
40,164
13.6

233,374
36,235
15.5

302,639
38,100
12.6

219,654
26,963
12.3

273,699
38,321
14.0

238,812
38,807
16.3

236,890
35,518
15.0

209,940
26,778
12.8

285,749
34,116
11.9

26,595
821
3,559
2,557
6,632
0.34

24,434
511
3,659
2,083
5,548
0.28

25,631
829
3,133
2,385
6,122
0.31

23,469
1,426
2,742
(254)
(420)
(0.02)

27,251
(3,131)
2,799
3,134
8,268
0.42

24,834
(1,308)
3,105
3,327
8,849
0.46

24,566
923
3,026
2,092
4,911
0.25

23,103
(421)
2,991
224
881
0.05

25,205
(605)
3,346
1,466
4,704
0.24

Seasonal revenue cycles are common in the agriculture industry as a result of weather conditions, the timing of crop receipts 
and farming cycles and the timing of equipment deliveries from manufacturers. As a result, our financial results may vary 
between quarters. The first quarter is generally the weakest due to the lack of agriculture activity and winter shutdowns. 
Seeding activity typically commences between the latter part of the first quarter and the beginning of the second quarter. 
Harvest  generally begins towards the middle of the third quarter, and continues through into the fourth  quarter. Fourth 
quarter sales activity also includes post-harvest purchases that are typical in the agriculture sector.

Weather conditions including a prolonged winter, excess moisture or drought, may shift the timing of farming activities 
between fiscal periods, impacting sales activity and profitability as a consequence. While weather continues to have a 
significant influence on overall demand, advances made in farming practices, seed technology and application techniques, 
have helped to mitigate this exposure to some extent and reinforce the agriculture industry fundamentals.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  11

STATEMENT OF FINANCIAL POSITION – SUMMARY 

$ thousands

Assets

Inventory
Other current assets

Total current assets

Property and equipment
Deferred tax asset
Derivative financial assets
Intangible assets
Goodwill
Total assets

Liabilities and equity

Floor plan payable
Other current liabilities

Total current liabilities

Long-term debt
Obligations under finance leases
Deferred tax liability
Derivative financial liabilities

Total liabilities
Shareholders’ equity

Total liabilities and equity

December 31,
2018

December 31,
2017

December 31,
2016

560,518
60,107
620,625

49,975
420
983
178
21,856
694,037

403,180
53,840
457,020

31,282
254
—
1,672
490,228
203,809
694,037

469,540
64,112
533,652

42,229
—
4,109
343
18,776
599,109

305,342
61,889
367,231

30,919
75
561
464
399,250
199,859
599,109

440,783
67,384
508,167

48,586
1,304
578
507
18,776
577,918

296,061
61,761
357,822

40,778
521
—
1,871
400,992
176,926
577,918

RME’s primary investment is in inventory, which is comprised predominantly of new and used agriculture equipment. We 
have a diverse customer base for our equipment and strive to carry an appropriate mix of both new and used equipment 
to best serve our customers. We manage our inventory levels and composition through our sales and procurement functions 
with  the  intention  of  growing our  equipment  revenues while  improving the  efficiency  of  our  investment  in  inventory  as 
measured by turns.

In measuring inventory turns, RME calculates average inventory as a simple average of five quarterly observations including 
opening and ending balances for the period as well as the three intervening quarter-end balances. Inventory turns and days 
in inventory for the trailing twelve-month periods are as follows: 

$ thousands, except turns and days

Inventory expensed through cost of sales – trailing 12 months
Average total inventory – trailing 12 months (quarterly observations)
Inventory turns
Days in inventory

December 31,
2018

December 31,
2017

December 31,
2016

897,408
519,238
1.73
211

807,010
445,497
1.81
201

782,802
476,198
1.64
222

RME’s equipment inventory as at December 31, 2018 increased as follows:

•  Used  equipment  inventory  was  $388,488,  representing  an  increase  of  $73,494  or  23.3%  compared  with 
December 31, 2017. This increase is the result of trades taken on elevated equipment sales, particularly during the 
first half of 2018 as well as equipment inventory acquired through the purchase of complementary businesses. The 
increase in used equipment inventory also reflects an increase in average cost per unit. 

•  New  equipment  inventory  was  $130,475,  representing  an  increase  of  $14,547  or  12.5%  compared  with 
December 31, 2017, due primarily to inventory acquired through the purchase of complementary businesses.

Overall, total inventory turns moderated during the trailing twelve-months ended December 31, 2018, as compared with 
the same period a year ago.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  12

 
RME finances its investment in inventory through various floor plan facilities. RME is under no obligation to finance any of 
its equipment inventory and can typically pay-down and redraw on these facilities to generate or make use of available 
cash.

The composition of RME’s equipment inventory and associated floor plan payables can be summarized as follows:

$ thousands

New equipment
Used equipment
Total equipment inventory

Floor plan payable
Inventory leverage ratio

December 31,
2018

December 31,
2017

December 31,
2016

130,475
388,488
518,963

403,180
77.7

115,928
314,994
430,922

305,342
70.9

113,517
289,485
403,002

296,061
73.5

During  2018,  equipment  inventory  levels  increased  $88,041  or  20.4%,  whereas  draws  on  our  floor  plan  facilities  have 
increased $97,838 or 32.0% over the same period. In recent years, RME had made temporary use of available cash by 
paying down interest-bearing floor plan debt. In response to the acquisitive activity undertaken during 2018 as well as the 
repurchase of common shares pursuant to a NCIB, RME has reinstated a more historically normal level of inventory leverage 
and  applied much  of the  cash  generated therefrom to finance  these  initiatives.  As  a  result, at  December 31,  2018,  our 
inventory leverage ratio was 77.7%, up from 70.9% at December 31, 2017, and from 73.5% at December 31, 2016. 

Non-current financial liabilities as at December 31, 2018 amounted to $33,208 (December 31, 2017 – $31,458, December 31, 
2016 – $43,170).

LIQUIDITY

We assess liquidity in terms of our ability to generate sufficient cash flow, along with other sources of liquidity including 
cash and borrowings, to fund our operations and growth in operations. Net cash flow is affected by the following items:

•  Operating activities, including, the levels of inventory, floor plan payable and other components of working capital;

•  Financing activities, including bank credit facilities, long-term debt, distributions to shareholders and other capital market 

activities; and

• 

Investing  activities,  including  capital  expenditures, dispositions  of  fixed  assets  and  acquisitions  of  complementary 
businesses.

SUMMARY OF CASH INFLOWS (OUTFLOWS)

For the respective years ended December 31, cash inflows (outflows) were as follows:

$ thousands

2018

2017

2016

Net earnings
Effect of non-cash items in net earnings and changes in working capital
Cash flows from operating activities
Cash flows from financing activities
Cash flows from investing activities
Net (decrease) increase in cash
Effect of foreign exchange on cash
Cash, beginning of period
Cash, end of period

Operating Cash Flow before Changes in Floor Plan

CASH FLOWS FROM OPERATING ACTIVITIES

17,882
7,705
25,587
(12,572)
(21,119)
(8,104)
53
20,097
12,046

(50,509)

22,909
(15,954)
6,955
(13,985)
(1,415)
(8,445)
—
28,542
20,097

(720)

14,966
12,197
27,163
(6,694)
(8,617)
11,852
—
16,690
28,542

87,626

RME assesses its Operating Cash Flow before Changes in Floor Plan in analyzing its cash flows from operating activities. 
See the definition and reconciliation of Operating Cash Flow before Changes in Floor Plan in the “Non-IFRS Measures” and 
“Reconciliation of Non-IFRS Measures to IFRS” sections below.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  13

RME is eligible to finance its equipment inventory using its various floor plan facilities. Floor plan facilities are asset-backed 
lending arrangements whereby each draw is associated with a specific piece of equipment. RME is under no obligation to 
finance  any  of  its  equipment  inventory  and,  as  a  general rule,  financed  units  can  be  paid  out  for  a  period  of  time  and 
refinanced at a later date. Adjusting cash flows from operating activities for changes in the balance of floor plan payable 
allows management to isolate and analyze cash flows from operating activities, prior to any sources or uses of cash associated 
with equipment financing decisions. 

Operating Cash Flow before Changes in Floor Plan for the year  ended December 31, 2018 was  an outflow of $50,509
compared to an outflow of $720 during 2017. The incremental outflow year-over-year is primarily attributable to the growth 
in our inventory balance.

Cash flows from operating activities for the year ended December 31, 2018 increased by $18,632 compared to the same 
period in 2017. In recent years, RME had been making temporary use of available cash by paying-down interest-bearing 
floor plan, reducing our carrying cost. During 2018, draws on our various floor plan facilities exceeded the growth in our 
inventory levels. The surplus funds generated were applied to businesses acquired during the year and shares repurchased 
pursuant to an NCIB.  The increase in the level of floor plan payable relative to equipment inventory realigns our inventory 
leverage ratio to a more historically normal level as we redeploy some of this capital in a more productive capacity. 

CASH FLOWS FROM FINANCING ACTIVITIES

Cash flows from financing activities pertained primarily to debt and dividend payments as well as net proceeds associated 
with the financing of business acquisitions. 

During the year ended December 31, 2018, cash outflows from financing activities decreased by $1,413 over the same 
period in 2017. During the year ended December 31, 2018, dividends, scheduled principal repayments on our debt facilities 
and cash paid to repurchase common share under the NCIB were partially offset by $7,401 in draws on our Term Facility 
associated with the acquisitive activity undertaken during 2018. 

CASH FLOWS FROM INVESTING ACTIVITIES

Cash flows from investing activities is comprised of consideration paid for the acquisition of complementary businesses, 
maintenance capital spend and facility construction expenditures, offset by any proceeds received on the disposition of 
such assets. Cash outflows associated with investing activities for the year ended December 31, 2018 increased by $19,704
compared to the same period last year, due primarily to business acquisitions during 2018.

CAPITAL RESOURCES

We use operating cash flows to finance the purchase of inventory, service our debt requirements, pay dividends, and fund 
our operating activities, including working capital, both operating and finance leases and floor plan payable. Our ability to 
service our debt and distribute dividends to shareholders will depend upon our ability to generate cash, which depends on 
our future operating performance, general economic conditions, availability of adequate credit facilities, compliance with 
debt  covenants,  as  well  as  other  factors,  some  of  which  are  beyond  our  control.  Based  on  our  current  operational 
performance, we believe that cash flows from operations, along with existing credit facilities, will provide for our capital 
needs.

FINANCE FACILITIES

RME has a credit facility with a syndicate of lenders (the “Syndicated Facility”). The Syndicated Facility is a revolving facility, 
secured in favour of the syndicate by a general security agreement. During 2018, the Syndicated Facility was amended, 
extending the maturity date to September 24, 2021. Other amendments included the redistribution of overall facility limits 
between the Operating and Term Facilities as well as a reduction of the debt to tangible net worth covenant threshold to 
4.0:1.0 from 5.0:1.0. The reduction of this threshold also eliminated the highest pricing tier which was associated with a 
debt to tangible net worth ratio of between 4.0:1.0 – 5.0:1.0. 

Subsequent to these amendments, advances under the Syndicated Facility may be made based on our lenders’ prime rate 
or the U.S. base rate plus 1.0% – 1.8% or based on the banker’s acceptance (“BA”) rate plus 2.0% – 2.8%. RME pays 
standby fees of between 0.4% – 0.6% per annum on any undrawn portion of the Syndicated Facility. The standby fees and 
premiums on base interest rates within the respective ranges are determined based on RME’s ratio of debt to tangible net 
worth. 

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  14

 
The Syndicated Facility consists of:

•  The “Operating Facility” – which may be utilized to advance up to the lesser of the established borrowing base and 
$50,000. The borrowing base is supported by otherwise unencumbered assets including certain accounts receivable, 
inventory and items of property and equipment, less priority payables. This facility may be used to finance general 
corporate operating requirements. 

•  The “Flooring Facility” – which may be utilized to finance up to 75% of the value of eligible equipment inventory to 
a maximum of $125,000. Draws against the Flooring Facility are repayable over a term of 28 months, however, they 
become due in full upon the sale of the associated equipment.

•  The “Term Facility” – which may be utilized to finance up to 60% of the cost of acquisitions and 75% of the cost 
of real estate assets to a maximum of $85,000. Draws are repayable in quarterly installments with acquisition and 
real estate related draws amortized over periods of 7 and 15 years, respectively.

Including the syndicated Flooring Facility, we have total floor plan facilities of approximately $593,580 (inclusive of seasonal 
increases) from various lending institutions for the purpose of financing equipment inventory. These facilities are made 
available to RME by the equipment manufacturers’ captive finance companies or divisions (such as CNH Industrial Capital 
Canada Ltd.), as well as by banks and specialty lenders. 

In addition to our available cash balance of $12,046 as at December 31, 2018, we have $286,538 available on our various 
credit facilities.

$ thousands

Operating Facility
Term Facility
Various floor plan facilities

OEM floor plan facilities
Syndicated Flooring Facility
Other floor plan facilities

Total

Facility limit

Amount drawn

Available

50,000
85,000

240,000
125,000
228,580
728,580

—
38,266

155,897
75,448
172,431
442,042

50,000
46,734

84,103
49,552
56,149
286,538

In addition to the facility limits, the availability of funds under these credit facilities is limited or otherwise constrained by 
the adequacy of the underlying assets available to securitize a proposed draw and by customary negative covenants. These 
restrictions are not expected to affect RME’s access to required capital in the foreseeable future. The existing credit facilities 
are considered sufficient and appropriate for RME’s capital requirements.

FINANCIAL COVENANTS

Pursuant to agreements with lenders, RME is required to monitor and report compliance with certain financial ratios on a 
quarterly basis. Each lender defines its own calculation of these measures. Detailed descriptions of covenant calculations 
are available within RME’s various material credit agreements filed on Sedar at www.sedar.com. These financial covenants 
are summarized as follows:

December 31, 2018

December 31, 2017

Threshold

Result

Threshold

Result

Fixed charge coverage ratio

Assesses  the  ability  to  cover  fixed  charges  by  expressing  free-cash  flows 
generated as a ratio of committed obligations on a trailing 12-month basis.

Debt to tangible net worth

Assesses solvency by expressing debt as a ratio of tangible net assets.

Current ratio

Assesses liquidity by expressing current assets as a ratio of current liabilities.

1.91

1.55

2.70

2.40

1.38

2.21

1.67

2.21

1.83

1.48

As at December 31, 2018 and 2017, RME was in compliance with all externally imposed capital requirements. 

RME’s continued compliance with its financial covenants is dependent on various factors which influence our financial 
results including, but not limited to, overall demand for our products and services and the timing of that demand influenced 

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  15

by weather and other factors. In the event that our financial results or position deteriorate, there is a risk that we may fail to 
comply with our financial covenants, most notably, our fixed charge coverage ratios.

Failing to meet these covenants would constitute a default event which may result in, among other restrictions and remedies, 
the associated debt becoming due and restrictions being placed on RME’s ability to draw on its facilities or make distributions 
to shareholders. 

DERIVATIVE FINANCIAL INSTRUMENTS

RME  utilizes  derivative  financial  instruments  to  hedge  its  exposure to  changes  in  interest rates and  fluctuations  in  the 
valuation of its common shares. We do not use derivatives to speculate, but rather as a risk management tool. RME’s 
portfolio of derivative financial instruments consists of interest rate and total return swaps.

Losses (gains) recognized on derivative financial instruments are as follows:

$ thousands

Recognized in net earnings
Recognized in other comprehensive (loss) income – net of tax
Tax on amount recognized in other comprehensive (loss) income

Interest Rate Swaps

2018

2017

3,587
962
357

(4,578)
(2,852)
(1,055)

RME has several interest rate swaps related to portions of its Term Facility and various floor plan facilities (collectively, the 
“Hedged Facilities”). 

The Hedged Facilities each bear interest at a floating rate based on the prevailing BA rate. The interest rate swaps hedge 
our exposure to fluctuations in the BA rate. 

RME’s hedged and at risk positions are summarized as follows:

$ thousands

Hedged position
Current debt

Maturity

Type

Rate %

Amount $

Rate %

Amount $

December 31, 2018

December 31, 2017

Floor plan facility #1
Floor plan facility #2
Floor plan facility #3
Floor plan facility #4

August, 2018
September, 2020
September, 2022
August, 2025

Non-amortizing
Non-amortizing
Non-amortizing
Non-amortizing(1)

Long-term debt
Term Facility

Total position hedged

April, 2023

Amortizing

Position at risk – floating-rate debt

Position hedged %

(1) Notional amount expands to $60,000 in October, 2020.

—
5.1
4.4
4.9
4.7

3.5
4.5

—
35,000
50,000
25,000
110,000

25,479
135,479

303,476

44.6

4.2
5.1
5.4
—
5.0

3.5
4.7

25,000
35,000
50,000
—
110,000

30,671
140,671

229,754

61.2

The interest rate swaps are accounted for using hedge accounting. If we sell or terminate a hedged item, or it matures before 
the related hedging instrument is terminated, we recognize in income any unrealized gain or loss on the derivative instrument. 
In accounting for these cash flow hedges, changes in fair value of the swaps are included in the consolidated statement of 
other comprehensive income to the extent the hedge continues to be effective. The related other comprehensive amounts 
are allocated to net earnings in the same period in which the hedged item affects net earnings. To the extent that changes 
in the fair value of these derivatives are not completely offset by changes in the fair value of the hedged items, the ineffective 
portions of the hedging relationships are recorded immediately in net earnings. 

For the year ended December 31, 2018, we recognized in net earnings, mark-to-market gain of $91, respectively, on our 
interest rate swaps (2017 – gain of $104).

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  16

 
Total Return Swaps

RME has several total return swap arrangements to hedge the exposure associated with increases in its share price on its 
outstanding Director Share Units (“DSUs”) and Share Appreciation Rights (“SARs”). If not renewed or unwound by RME, 
these  arrangements mature between  March and  July,  2020.  It  is  RME’s intention to maintain  a  hedged  position  which 
approximately matches the quantity of, and terms associated with, the DSUs and SARs. The hedging relationship with the 
SARs is ineffective to the extent that RME’s share price falls below the strike price of the SARs. 

RME does not apply hedge accounting to these relationships and as such, gains and losses arising from marking these 
derivatives to market are recognized in net earnings in the period in which they arise. For the year ended December 31, 
2018, we recognized an unrealized mark-to-market loss of $3,678 (2017 – gain of $4,474).

During the first quarter of 2018, RME also unwound its hedged position by 510 thousand shares for cash proceeds of 
$1,683. This unwinding realigned our hedged position with our position at risk.

RME’s hedged and at risk positions are summarized as follows:

In thousands of shares/units except per share amounts

Hedged position

Position at risk:

DSUs
SARs

Total

Position hedged %

DIVIDENDS

December 31, 2018

December 31, 2017

Weighted 
average price/
share 
$

9.14

Shares/
units

Weighted 
average price/
share 
$

Shares/ 
units

660

85
565
650

101.5

9.34

1,170

60
599
659

177.5

On March 4, 2019, RME’s Board of Directors (the "Board") approved a quarterly dividend of $0.1225 per common share on 
its outstanding common shares. The common share dividend is payable on March 29, 2019, to shareholders of record at 
the close of business on March 15, 2019. 

SHARE CAPITAL – OUTSTANDING SHARES

Changes in the number of issued and outstanding common shares during the years ended December 31, 2018 and 2017
are as follows: 

Thousands

January 1
Shares purchased under NCIB
Shares issued upon exercise of stock options
December 31

2018

2017

19,877
(400)
11
19,488

19,384
—
493
19,877

During  2018,  RME  implemented  an  NCIB  to  repurchase  existing  common  shares.  At  December  31,  2018,  RME  had 
repurchased 400 thousand shares under the NCIB.

As at March 12, 2019, there were 19,488 thousand common shares outstanding.

RME also has a stock option plan under which the Board may grant options to directors, officers, and employees of RME 
at an exercise price equal to the market price of RME’s common shares at the time of the grant. The plan limits the number 
of options issuable to a maximum of 10% of the issued and outstanding common shares from time to time. Options granted 
carry neither voting rights nor rights to dividends.

The general terms of stock options granted under the plan include a maximum exercise period of five years and a vesting 
period of three years with one-third of the grant vesting on each of the first three anniversary dates following the date of 
grant. 

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  17

As at December 31, 2018, there were 139 thousand fully-vested options outstanding with an exercise price of $11.52. These 
options expire on March 27, 2019. As at March 12, 2019, there were 139 thousand options outstanding.

CONTRACTUAL OBLIGATIONS

RME’s contractual obligations consist primarily of its floor plan payable used to finance the purchase of new, and to a lesser 
extent, used equipment. RME has classified its floor plan payable as current as the corresponding inventory to which it 
relates has also been classified as current. 

Floor plan payable accounts for the majority of RME’s contractual obligations which will be discharged within the next 12 
months. In addition to certain curtailment requirements, draws on our floor plan facilities become due upon the sale of the 
underlying piece of equipment inventory.

Other significant contractual obligations outstanding as at December 31, 2018, include trade payables, accruals and other, 
long-term debt consisting predominantly of the Term Facility and operating lease commitments which relate primarily to 
RME’s facilities. Lease terms are between one and eleven years and most building leases contain renewal options for periods 
ranging from three to five years.

RME assesses its liquidity based on the period in which cash flows are expected to occur. The following table summarizes 
RME’s expected undiscounted cash flows for obligations existing at December 31, 2018, assuming the Syndicated Facility 
is renewed prior to maturity on September 24, 2021. The analysis is based on foreign exchange rates and interest rates in 
effect at the date of the consolidated statement of financial position, and includes both principal and interest cash flows.

$ thousands

Total

2019

2020-2021

2022-2023

Thereafter

Trade payables, accruals and other
Floor plan payable
Long-term debt
Obligations under finance leases
Operating lease obligations
Derivative financial liabilities
Total contractual obligations

24,283
416,441
44,150
583
35,101
2,556
523,114

24,283
416,441
8,466
307
8,491
461
458,449

—
—
16,044
246
13,773
1,005
31,068

—
—
10,571
30
8,688
693
19,982

—
—
9,069
—
4,149
397
13,615

In the event that the Syndicated Facility is not renewed prior to its maturity, the cash outflow for long-term debt outstanding 
as at December 31, 2018, would be $33,257 in 2020-2021, $11 in 2022-2023 and $Nil thereafter.

RELATED PARTY TRANSACTIONS

During the years ended December 31, 2018 and 2017, RME entered into the following transactions with related parties:

$ thousands

Equipment and product support sales

Expenditures

Rental payments on RME facilities
Equipment purchases
Vehicle purchases
Flight costs
Donations
Other expenses

2018

2017

4,398

2,683

5,833
3,158
1,376
101
—
39

5,987
1,278
—
55
57
42

Donations made by RME are comprised of payments to Ag for Life. 

During 2017, RME settled the remaining lease obligation associated with a vacated industrial facility which was leased from 
a related party for total consideration of $467. During 2017, RME also received $360 in lease inducements from a related 
party as part of a new leasehold agreement. Both of these amounts have been presented above within “Rental payments 
on RME facilities”.

All related parties are either directly or indirectly owned by a member of senior management or director of RME and/or a 
close  family  member  thereof.  These  transactions  were  made  on  terms  equivalent  to  those  that  prevail  in  arm’s length 
transactions and are made only if such terms can be substantiated. 

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  18

 
The remuneration of the directors and officers identified as RME's key management for the respective years ended December 
31 is as follows:

$ thousands

Salary and short-term benefits
Post-retirement benefits
Share-based compensation
Total

2018

2017

1,881
32
(2,070)
(157)

3,054
35
2,973
6,062

Amounts due from (to) related parties are included in the consolidated statement of financial position under trade receivables 
and other (trade payables, accruals and other) and are as follows:

$ thousands

Due from related parties
Due to related parties

December 31,
2018

December 31,
2017

4
(106)

27
(1,087)

The amounts due from related parties are not secured and are to be settled in cash. As at December 31, 2018 and 2017, 
the  amounts  due  from related parties  are considered collectible  and,  therefore, have  not  been  provided for  in  the  loss 
allowance provision. During the year ended December 31, 2018, $Nil has been recognized in bad debt expenses with respect 
to related party transactions (2017 – $Nil).

RME has contractual obligations to related parties in the form of facility leases. As at December 31, 2018, these contractual 
obligations and due dates, are as follows:

$ thousands

Total

2019

2020-2021

2022-2023

Thereafter

Operating lease obligations

26,530

5,890

10,328

6,599

3,713

OFF-BALANCE SHEET ARRANGEMENTS

We use off-balance sheet financing in connection with numerous operating leases. These leases relate to RME’s buildings 
and certain operating assets with lease terms of up to 11 years. Most building leases contain renewal options for periods 
of 3 to 5 years. In some instances, the counterparty to RME’s operating lease obligations is a related party. Refer to the 
“Related Party Transactions” section of this MD&A for a discussion of the terms and amounts of such arrangements. The 
range of expiry dates on the current operating leases extend until July 2027. 

CRITICAL ACCOUNTING ESTIMATES

The preparation of the consolidated financial statements requires that certain estimates and judgments be made with respect 
to the reported amounts of sales and expenses and the carrying amounts of assets and liabilities. These estimates are 
based  on  historical  experience  and  management’s  judgment.  Anticipating  future  events  involves  uncertainty  and 
consequently, the estimates used by management in the preparation of the consolidated financial statements may change 
as future events unfold, additional information is acquired or RME’s operating environment changes. Management considers 
the following items to be the most significant of these estimates.

LOSS ALLOWANCE PROVISION

Trade Receivables

RME applies the simplified approach to providing for expected credit losses prescribed by IFRS 9, which permits the use 
of the lifetime expected loss provision for all trade receivables. To measure the expected credit losses, trade receivables 
have been grouped based on shared credit risk characteristics and the days past due. Historical loss rates are adjusted if, 
and to the extent that, future loss rates are expected to differ from historical averages.

Other Receivables

The credit quality of these financial assets is assessed by reference to external credit ratings (if available) or to historical 
information about counterparty default rates. Historical loss rates are adjusted if, and to the extent that, future loss rates are 
expected to differ from historical averages.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  19

INVENTORY VALUATION

Equipment is valued at the lower of cost and net realizable value, with cost being determined on a specific item, actual cost 
basis, and net realizable value being based on the recent sales of the same or similar equipment inventory or market values 
as established by industry publications, less the costs to sell. The value assigned to equipment inventory acquired through 
trade-in is based on recent sales of the same or similar equipment inventory or market values as established by industry 
publications. Parts inventory is recorded at the lower of cost and net realizable value, with cost being determined on an 
average cost basis and net realizable value being determined by recent sales of the same or similar parts inventory, less 
the costs to sell. Impairment losses and reversals of impairment losses are recorded within cost of sales.

REVENUE RECOGNITION

Sale of goods

RME sells goods which include new and used equipment and parts.  Revenue is recognized when control of the goods has 
transferred to the customer.  Control has been transferred at the point in time when the following conditions have been met:

i.  RME has transferred to the customer the control of ownership of the goods;

ii. 

the goods have been delivered; 

iii.  RME has a present right to payment;

iv.  the customer has legal title; and

v. 

the customer has accepted the asset.

Payment of the parts transaction price is due immediately when the customer purchases the part or by the terms of the 
customer’s established credit.  It is RME’s policy to sell parts to the end customer with the right of return and we estimate 
returns based on an analysis of historical results.  Therefore, a contract liability (estimated parts refunds) and a right to the 
returned good (contract asset) are recognized for the parts estimated to be returned.  The validity of this assumption and 
the estimated amount of returns are reassessed at each reporting date.

Sale of goods - Bill and hold arrangement

RME sells new and used equipment where RME retains physical possession of the equipment until it is transferred to the 
customer in the future.  For a bill and hold arrangement, control has been transferred at a point in time when the following 
conditions have been met: 

i. 

the equipment is ready for physical transfer to the customer; the customer has made the decision to put the equipment 
in a bill and hold arrangement; 

ii.  RME does not have the ability to use the equipment or to direct it to another customer; and

iii.  the equipment is identified separately as belonging to the customer.

The consideration on such transactions is due when the equipment arrives at one of RME’s locations.  When consideration 
has been received but one or more terms and/or conditions of the sale remain unfulfilled, any consideration received is 
recorded on the consolidated statements of financial position as a contract liability for customer deposits.

Rendering of service

Revenue  derived  from  the  rendering  of  services  is  recognized upon  completion  of  the  service  when  the  following  has 
occurred: 

i. 

the amount of revenue can be measured reliably;

ii. 

it is probable that the economic benefits associated with the transaction will flow to RME; and

iii.  the stage of completion of the transaction at the end of the reporting period can be measured reliably. 

Payment of the transaction price is due when the service is completed.  Labour hours and parts used from rendering of a 
service that is not complete is considered a cost incurred to fulfill a contract and is disclosed in the consolidated statements 
of financial position as a contract asset.

Financing component

RME does not expect to have any contracts where the period between the transfer of the promised goods or services to 
the customer and payment by the customer exceeds one year.  As a consequence, RME does not adjust any of the transaction 
prices for the time value of money.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  20

 
DEPRECIATION PERIODS AND METHODS

Items of property and equipment are depreciated commencing on the date they are ready for use using the following methods 
and rates:

Land

Buildings

Not depreciated

Straight-line over 20 years

Computer equipment

Straight-line over 3 – 6 years

Furniture and fixtures

Straight-line over 5 – 10 years

Leasehold improvements

Straight-line over the lesser of the lease term (including renewals) and useful life

Shop tools and equipment

Straight-line over 3 – 10 years

Vehicles

Straight-line over 3 – 5 years

GOODWILL

For the purposes of impairment testing, goodwill is allocated to a cash-generating unit (“CGU”). The recoverable amount 
of a CGU is determined using a value in use calculation. The key assumptions for the value in use calculation are those 
regarding discount and growth rates. These key assumptions are based on past experience, which has been adjusted for 
anticipated changes in future periods.

As at December 31, 2018 and 2017, RME prepared cash flow forecasts derived from the most recent financial plans prepared 
by  management  and  extrapolated these  cash  flows  into perpetuity  using  growth assumptions  relevant to the  business 
sector. The growth rate used for the purposes of these analyses was 2.0%.

As at December 31, 2018, the rate used to discount the forecasted cash flows was 12.8% (2017 – 12.3%), and represents 
RME’s estimate of the appropriate pre-tax discount rate, given current market assessments of the time value of money and 
the risks specific to the particular CGU. As at December 31, 2018 and 2017, the recoverable amount of the CGU to which 
goodwill has been allocated exceeded its carrying value and therefore, no impairment charge was recognized.

RME has conducted a sensitivity analysis based on possible changes in the key assumptions used for the impairment tests. 
Had the estimated cost of capital used in determining the pre-tax discount rates been 4.5% (2017 – 4.6%) higher than 
management’s estimates or had the estimated growth rate used in extrapolating forecasted results been 10.0% (2017 – 
8.5%) lower than management's estimates, the recoverable amount of the CGU would equal its carrying amount for the 
respective periods. Any additional negative change in these assumptions would cause goodwill to be impaired with such 
impairment loss recognized in net earnings.

DERIVATIVE FINANCIAL INSTRUMENTS

RME  utilizes  floating-to-fixed  interest  rate  swaps  to  manage  its  interest  rate  exposure.  These  derivatives  are  initially 
recognized on the date the contract is entered into and are subsequently re-measured at their fair values. The fair values 
of the interest rate swaps are calculated as the net present value of the estimated future cash flows expected to arise on 
the  variable  and  fixed legs,  determined  using  applicable  yield  curves  at  each  measurement date.  Swap  curves,  which 
incorporate credit spreads applicable to large commercial banks, are typically used to calculate expected future cash flows 
and  the  present  values  thereof.  Adjustments  are  also  made  to  reflect  RME’s own  credit  risk  and  the  credit  risk  of  the 
counterparty, if different from the spread implicit in the swap curve.

RME also has several total return swap arrangements to hedge the exposure associated with increases in its share price 
on its outstanding DSUs and SARs. These derivatives accrue to RME, any gains (losses) associated with changes in the 
value of its common shares as well as dividends paid on its hedged position, net of interest costs charged by the bank to 
build and hold their positions. These derivatives are initially recognized on the date the contract is entered into and are 
subsequently re-measured at their fair values. The fair values are calculated as the net present value of estimated future 
cash flows. 

BUSINESS COMBINATIONS

Assets acquired and liabilities assumed pursuant to business combinations are measured at their acquisition date fair values. 
Where appropriate, management  bases  its  fair  value  estimates  on  observable  third  party  data  as  reported by  sources 
deemed both reputable and qualified. In the case of inventory acquired, management estimates the value in the manner 
discussed within the “Net Realizable Value of Inventory” section above.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  21

Goodwill is measured as the excess of the fair value of consideration transferred over the acquisition-date fair value of the 
net identifiable assets acquired. 

The purchase price allocation is subject to change throughout the duration of the measurement period. The measurement 
period is the period from the date of acquisition, to the date RME obtains complete information about facts and circumstances 
that existed as of the acquisition date and is subject to a maximum of one year.

IMPAIRMENT OF ASSETS OTHER THAN GOODWILL

At the end of each reporting period, RME reviews the carrying amounts of its identifiable assets to determine whether there 
is any indication that those assets have suffered an impairment loss. If any such indication exists, the recoverable amount 
of the assets is estimated in order to determine the extent of the impairment loss, if any. Where it is not possible to estimate 
the  recoverable amount  of  an  individual  asset,  RME  estimates the  recoverable amount  of  the  CGU  to which  the  asset 
belongs. A CGU is subject to impairment testing as described under the heading "Goodwill”.

Where an impairment loss subsequently reverses, the carrying amount of the assets (or CGU) is increased to the revised 
estimate of its recoverable amount, but so that the increased carrying amount does not exceed the carrying amount that 
would have been determined, net of amortization or depreciation, had no impairment loss been recognized for the asset. 
A reversal of impairment loss is recognized immediately in net earnings.

SHARE-BASED PAYMENTS

Equity-settled share-based payments to employees and others providing similar services are measured at the fair value of 
the equity instruments at the grant date. RME follows the fair value based method of accounting, using the Black-Scholes 
option pricing model, whereby compensation expense is recognized over the vesting period and is based on RME’s estimate 
of awards that will ultimately vest, with a corresponding increase to contributed surplus. 

Cash-settled share-based payments are recorded as liabilities and are measured initially at their fair values. At the end of 
each reporting period and at the date of settlement, these liabilities are remeasured at fair value, with any changes recognized 
in net earnings for the period.

MANUFACTURER INCENTIVES

Certain manufacturers offer annual performance incentives which are linked to RME’s market share achievement and annual 
settlement volumes. RME uses estimated annual market share statistics derived from current and historical results which 
have  been  adjusted  for  any  anticipated  changes  in  the  current  year,  as  well  as  annual  settlement  volume  to  accrue 
manufacturer incentives earned during the year. These programs are subject to change at the discretion of the OEM. Annual 
performance incentives are recorded as a reduction to cost of sales. A credit to our account for the annual performance 
incentive is typically received in the first quarter of the fiscal year.

CHANGES IN ACCOUNTING POLICIES

NEW STANDARDS AND AMENDMENTS IN EFFECT ON JANUARY 1, 2018

As outlined in Note 4 to the consolidated financial statements for the years ended December 31, 2018 and 2017, certain 
prior period financial results contained herein have been restated pursuant to the retrospective adoption of IFRS 15 and 9 

IFRS 15, ‘Revenue from Contracts with Customers’

Effective January 1, 2018, the Company adopted IFRS 15, ‘Revenue from Contracts with Customers’. IFRS 15 replaces IAS 
11,  ‘Construction  Contracts’, IAS,  ‘18  Revenue’  and  IFRS  13,  ‘Customer  Loyalty  Programs’, as  well  as  various  other 
interpretations regarding revenue. IFRS 15 provides a single, comprehensive revenue recognition model for all contracts 
with customers to improve comparability within industries, across industries, and across capital markets. The underlying 
principle is that an entity will recognize revenue to depict the transfer of goods or services to customers at an amount that 
the entity expects to be entitled to in exchange for those goods or services. Refer to Note 4 of the consolidated financial 
statements for the years ended December 31, 2018 and 2017 for details on the impacts of this new accounting standard.

IFRS 9, ‘Financial Instruments’

Effective January 1, 2018, the Company adopted IFRS 9, ‘Financial Instruments’. IFRS 9 introduces new requirements for: 
(i) the classification and measurement of financial assets and financial liabilities and (ii) the recognition and measurement 
of impairment for financial assets. IFRS 9 introduces a simplified hedge accounting model that aligns more closely with risk 
management.  Refer to Note 4 of the consolidated financial statements for the years ended December 31, 2018 and 2017 
for details on the impacts of this new accounting standard.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  22

 
Amendment to IFRS 7, ‘Financial Instruments: Disclosures on Derecognition’

Effective  January  1,  2018,  the  Company  adopted  the  amendments  to  IFRS  7,  ‘Financial  Instruments:  Disclosures’. In 
conjunction with the transition from IAS 39, ‘Financial Instruments: Recognition and Measurement’ to IFRS 9, ‘Financial 
Instruments’, IFRS 7 was amended to require additional disclosure in the year of transition.

NEW STANDARDS AND AMENDMENTS NOT YET IN EFFECT

IFRS 16, ‘Leases’

IFRS 16, 'Leases' replaces IAS 17, 'Leases' and requires most leases to be recognized as assets and liabilities on the 
statement of financial position. This standard includes an optional exemption for certain short-term leases and leases of 
low-value assets and is effective for fiscal periods beginning on or after January 1, 2019. Refer to Note 2 of the consolidated 
financial statements for the years ended December 31, 2018 and 2017 for details on the impacts of this new accounting 
standard.

RISKS AND UNCERTAINTIES

Risk factors faced by RME are listed in RME’s AIF under the heading “Risk Factors” and can be found on SEDAR. These 
risk factors include industry risks associated with agriculture and industrial equipment dealerships and others, including 
but not limited to: (i) economic conditions; (ii) weather and climate conditions; (iii) commodity prices; (iv) inventory risk; (v) 
import product restrictions and foreign trade risk; (vi) information systems and cybersecurity; (vii) interest rates; (viii) reliance 
on key manufacturers; (ix) seasonality and cyclicality; (x) government regulation; (xi) labour relations; (xii) restrictions on and 
impediments to acquisitions; (xiii) foreign exchange exposure; (xiv) health, safety and environmental laws and regulation; 
(xv) nature of dealership agreements; (xvi) competition; (xvii) industry oversupply; (xviii) credit facilities; (xix) consolidation 
within the equipment manufacturing industry; (xx) customer credit risks; (xxi) growth risks; (xxii) available floor plan financing; 
(xxiii)  unfavorable  conditions  in  key  geographic  markets;  (xxiv)  non-exclusive  nature  of  key  geographic  markets;  (xxv) 
continued ability to pay dividend; (xxvi) indemnification and insurance; (xxvii) branch leases; (xxviii) key personnel; (xxix) 
labour costs and shortages; (xxx) product liability risks; (xxxi) freight costs; (xxxii) changes in common share value; (xxxiii) 
future warranty claims; (xxxiv) integration of acquisitions; (xxxv) issuance of additional common shares; (xxxvi) aviation risks; 
and (xxxvii) forward-looking information may prove inaccurate.  

Our success largely depends on the abilities and experience of our senior management team and other key personnel. 
These employees carry a significant amount of the management responsibility of our business and are important for setting 
strategic direction and dealing with certain significant customers. 

Our future performance will also depend on our ability to attract, develop, and retain highly qualified employees in all areas 
of our business. We face significant competition for individuals with the skills required to develop, market and support our 
products and services. If we fail to recruit and retain sufficient numbers of these highly skilled employees, we may not be 
able to achieve our growth objectives and our business may be adversely affected.

FINANCIAL INSTRUMENTS 

Through its financial instruments, RME has exposure to the following risks: credit risk, market risk (consisting of foreign 
currency exchange risk, interest rate risk and equity price risk), and liquidity risk. 

CREDIT RISK

Credit risk refers to the risk that a counterparty will default on its contractual obligations resulting in a financial loss to RME. 
RME has a policy of only dealing with creditworthy counterparties and obtaining sufficient collateral, where appropriate, as 
a means of mitigating the risk of financial loss from defaults. The creditworthiness of counterparties is determined using 
information supplied by independent rating agencies where available and, if not available, RME uses other publicly available 
financial information and its own trading records to rate its major customers. RME’s exposure and the credit ratings of its 
counterparties are continuously monitored and the aggregate value of transactions concluded is spread amongst approved 
counterparties. Credit exposure is controlled by counterparty limits that are reviewed regularly. 

RME’s exposure to credit risk on its cash balance and derivative financial assets is mitigated as these financial assets are 
held with major financial institutions with strong credit ratings. 

During 2018, RME recognized $98 in bad debt expense (2017 – recovery of $81). Bad debt expense (recovery) is recognized 
within SG&A expenses.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  23

MARKET RISK

Market risk is the risk from changes in market prices, such as changes in foreign currency exchange rates, interest rates 
and  the  market  price  of  RME’s common  shares, which  will  affect  RME’s earnings  as  well  as  the  value  of  the  financial 
instruments held and cash-settled share-based instruments outstanding.

Foreign Currency Exchange Risk

The OEMs we do business with are geographically diversified, requiring us to conduct business in two currencies: U.S. 
dollars  and  Canadian dollars.  As  a  result, we  have  foreign currency exposure with  respect to purchases of  U.S. dollar 
denominated products (inventory) and we experience foreign currency gains and losses thereon. The nature of exposure 
to foreign exchange fluctuations differs between equipment manufacturers and the various dealer agreements with them.

A weakening of the U.S. dollar in comparison to the Canadian dollar will generally have a positive effect on our performance 
by lowering our cost of goods sold. However, as the markets in which we operate are highly competitive, a declining U.S. 
dollar also has the effect of reducing sales prices in Canadian dollars and, as a consequence, we cannot capture the entire 
potential benefit of a declining U.S. dollar environment. By contrast, a strengthening U.S. dollar will increase the cost of 
equipment purchases. If we are unable to fully offset the increase in cost of goods through price increases, our financial 
results will be negatively affected. We mitigate some of this risk by occasionally purchasing forward contracts for U.S. dollars 
on large transactions to cover the period from the time the equipment is ordered from the manufacturer to the payment 
date. 

During 2018, RME recognized a foreign exchange gain of $556 (2017 – gain of $692). Foreign exchange gains are recognized 
within SG&A expenses.

Interest Rate Risk

We finance our equipment inventory, certain capital expenditures, business acquisitions and occasionally, our other general 
working capital requirements, by way of various financing facilities under which we are charged interest at floating rates. 
As a result, rising interest rates have the effect of increasing our overall costs. To the extent that we cannot pass on such 
increased costs to our customers, our net earnings or cash flow may decrease. In addition, many of our customers finance 
the equipment they purchase from us. A customer’s decision to purchase may be affected by interest rates available to 
finance the purchase. 

RME manages its interest rate risk by using floating-to-fixed interest rate swaps when appropriate. Generally, RME will 
obtain floor plan financing and long-term debt at floating rates. When RME enters into a floating-to-fixed interest rate swap, 
it agrees with a third party to exchange the difference between the fixed and floating contract rates based on agreed notional 
amounts. 

Refer to the “Derivative Financial Instruments” section of this MD&A for additional information and gains (losses) on derivative 
financial instruments.

Equity Price Risk

As part of its overall compensation of directors, officers and employees, RME has issued cash-settled share-based payments 
in the form of DSUs and SARs. The DSUs are valued on a per DSU basis at an amount equal to the volume weighted average 
trading price of RME’s common shares over the immediately preceding 20-day trading period. The SARs are revalued at 
each  reporting  date  using  the  Black-Scholes  option  pricing  model.  Increases in  RME’s share value  result in  additional 
compensation expense to RME related to these two programs. As share-based payments, the DSUs and SARs are not 
accounted for as financial instruments.

RME has entered into several total return swaps to hedge the exposure associated with increases in its share value on its 
outstanding DSUs and SARs. The total return swaps are classified as derivative financial instruments. The intent of these 
derivatives is to offset the incremental cost to RME associated with increases in its common share price on its cash-settled 
share-based payments. 

Refer to the “Derivative Financial Instruments” section of this MD&A for additional information and gains (losses) on derivative 
financial instruments.

LIQUIDITY RISK

RME’s objective is to have sufficient liquidity to meet its liabilities when due. RME monitors its cash balance and cash flows 
generated from operations as well as available credit facilities to meet its requirements.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  24

 
Refer to the “Adequacy of Capital Resources” section of this MD&A for a discussion of the liquidity risks faced by RME as 
well as a description of RME’s various credit facilities. 

NON-IFRS MEASURES

Throughout this MD&A, we use terms which do not have standardized meanings under IFRS. As these non-IFRS financial 
measures do not have standardized meanings prescribed by IFRS, they are unlikely to be comparable to similar measures 
presented by other issuers. Our definition for each term is as follows: 

• 

“Adjusted Diluted Earnings per Share” is calculated by eliminating from net earnings, the after-tax impact of the 
losses (gains) arising from RME’s derivative financial instruments and DSUs, as well as the expense (recovery) associated 
with its SARs. These items arise primarily from changes in RME’s share price as well as fluctuations in interest rates 
and are not reflective of RME’s core operations. 

RME  also  adjusts  for  any  non-recurring charges (recoveries) recognized in  net  earnings.  Management  deems  non-
recurring charges (recoveries) to be unusual or infrequent items that RME incurs outside of its common day-to-day 
operations. Adjusting for these items allows management to isolate and analyze diluted earnings per share from core 
business  operations.  For  the  periods  presented,  restructuring  costs  associated  with  amalgamating  our  industrial 
operations, losses recognized on the impairment and subsequent disposition of vacant land and costs associated with 
the acquisition and integration of complimentary business have been classified as non-recurring charges. The losses 
on the sale of vacant land are not expected to give rise to a reduction in our tax provision.

• 

“Adjusted EBITDA” is derived by eliminating the following items from net earnings: finance costs associated with long-
term debt; income taxes; depreciation and amortization; the impact of the losses (gains) arising from derivative financial 
instruments and DSUs; and the expense (recovery) associated with SARs. Adjusting net earnings for these items allows 
management to consistently compare periods by removing the impact of fluctuations in tax rates, long-term assets, 
financing costs related to RME’s capital structure and RME’s share price. 

RME also adjusts for any non-recurring charges (recoveries) recognized in Adjusted EBITDA. Management deems non-
recurring charges (recoveries) to be unusual or infrequent items that RME incurs outside of its common day-to-day 
operations. Adjusting for these items allows management to isolate and analyze EBITDA from core business operations. 
For the periods presented, restructuring costs associated with amalgamating our industrial operations, losses recognized 
on the impairment and subsequent disposition of vacant land and costs associated with the acquisition and integration 
of complimentary business have been classified as non-recurring charges.

• 

“Operating SG&A” is calculated by eliminating from SG&A, depreciation and amortization expense as well as the impact 
of the losses (gains) arising from RME’s DSUs and the expense (recovery) associated with its SARs. These items arise 
primarily from changes in RME’s share price and are not reflective of RME’s core operations. 

RME also adjusts for any non-recurring charges (recoveries) recognized in SG&A. Management deems non-recurring 
charges (recoveries) to be unusual or infrequent items that RME incurs outside of its common day-to-day operations. 
For the periods presented, costs associated with the acquisition and integration of complimentary business have been 
classified  as  non-recurring  charges.  The  assessment  of  Operating  SG&A  facilitates  the  evaluation  of  discretionary 
expenses from ongoing operations. We target a sub-10% Operating SG&A as a percentage of total sales on an annual 
basis.  

• 

“Operating Cash Flow before Changes in Floor Plan” is calculated by eliminating the impact of the change in floor 
plan payable (excluding floor plan assumed pursuant to business combinations) from cash flows from operating activities. 
Adjusting cash flows from operating activities for changes in the balance of floor plan payable allows management to 
isolate and analyze operating cash flows during a period, prior to any sources or uses of cash associated with equipment 
financing decisions. 

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  25

RECONCILIATION OF NON-IFRS MEASURES TO IFRS 

ADJUSTED DILUTED EARNINGS PER SHARE

$ thousands

2018

2017

2016

2018

2017

2016

Quarter Ended December 31,

Year Ended December 31,

Earnings used in the calculation of diluted

earnings per share

Loss (gain) on derivative financial instruments
(Gain) loss on DSUs
SAR (recovery) expense
Acquisition and integration costs
Non-deductible loss on vacant land
Restructuring charges
Tax effect of adjustments (27%)
Earnings used in the calculation of Adjusted

Diluted Earnings per Share

Weighted average diluted shares used in the

calculation of diluted earnings per share (in
thousands)

Adjusted Diluted Earnings per Share

ADJUSTED EBITDA

6,632

821
(125)
(841)
6
—
—
38

8,268

(3,131)
162
2,231
—
—
—
199

4,704

17,882

22,909

14,966

(605)
16
230
—
—
—
97

3,587
(354)
(2,443)
541
—
—
(359)

(4,578)
245
2,995
—
641
—
361

(4,751)
220
757
—
1,360
3,564
57

6,531

7,729

4,442

18,854

22,573

16,173

19,793

0.33

19,515

0.40

19,384

0.23

19,862

0.95

19,413

1.16

19,384

0.83

$ thousands

2018

2017

2016

2018

2017

2016

Quarter Ended December 31,

Year Ended December 31,

Net earnings
Finance costs associated with long-term debt
Depreciation and amortization expense
Income taxes
EBITDA
Loss (gain) on derivative financial instruments
(Gain) loss on DSUs
SAR (recovery) expense
Acquisition and integration costs
Loss on vacant land
Restructuring charges
Adjusted EBITDA

OPERATING SG&A

6,632
409
1,826
2,557
11,424
821
(125)
(841)
6
—
—
11,285

8,268
406
1,816
3,134
13,624
(3,131)
162
2,231
—
—
—
12,886

4,704
450
1,915
1,466
8,535
(605)
16
230
—
—
—
8,176

17,882
1,606
7,226
6,771
33,485
3,587
(354)
(2,443)
541
—
—
34,816

22,909
1,770
7,417
8,777
40,873
(4,578)
245
2,995
—
641
—
40,176

14,966
1,795
7,755
5,955
30,471
(4,751)
220
757
—
1,360
3,564
31,621

$ thousands

2018

2017

2016

2018

2017

2016

Quarter Ended December 31,

Year Ended December 31,

SG&A
Depreciation and amortization expense
Gain (loss) on DSUs
SAR recovery (expense)
Acquisition and integration costs
Operating SG&A
Operating SG&A as a % of sales

26,595
(1,826)
125
841
(6)
25,729
8.7

27,251
(1,816)
(162)
(2,231)
—
23,042
8.4

25,205
(1,915)
(16)
(230)
—
23,044
8.1

100,129
(7,226)
354
2,443
(541)
95,159
9.1

99,754
(7,417)
(245)
(2,995)
—
89,097
9.3

97,970
(7,755)
(220)
(757)
—
89,238
9.6

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  26

 
OPERATING CASH FLOW BEFORE CHANGES IN FLOOR PLAN

$ thousands

2018

2017

2016

2018

2017

2016

Quarter Ended December 31,

Year Ended December 31,

Cash flow from operating activities
Net (increase) decrease in floor plan payable(1)
Floor plan assumed pursuant to business

combinations

Operating Cash Flow before Changes in Floor

Plan

11,228
(46,061)

3,424
(39,791)

12,917
1,625

25,587
(97,838)

6,955
(7,675)

27,163
60,463

(25)

—

—

21,742

—

—

(34,858)

(36,367)

14,542

(50,509)

(720)

87,626

(1) – Includes change in floor plan payable classified as liabilities associated with assets held for sale.

INTERNAL CONTROLS OVER FINANCIAL REPORTING AND DISCLOSURE CONTROLS AND 
PROCEDURES

The Chief Executive Officer (“CEO”) and the Chief Financial Officer (“CFO”) have, as at December 31, 2018, designed, or 
caused  to  be  designed  under  their  supervision,  disclosure  controls  and  procedures  ("DC&P")  to  provide  reasonable 
assurance that: (i) material information relating to RME is made known to them by others, particularly during the period in 
which the annual and interim filings are being prepared; and (ii) information required to be disclosed by RME in its annual 
filings, interim filings, or other reports filed or submitted by it under securities legislation is recorded, processed, summarized 
and reported within the time period specified in securities legislation.

The CEO and CFO have designed or caused to be designed under their supervision, internal controls over financial reporting 
("ICFR") to provide reasonable assurance regarding the reliability of RME’s financial reporting and the preparation of financial 
statements for external purposes in accordance with IFRS. RME's management, under the supervision of the CEO and 
CFO, used  the  criteria and  framework established  in  the  2013  Internal Controls -  Integrated Framework, issued  by  the 
Committee of Sponsoring Organizations of the Treadway Commission ("COSO") to design RME's ICFR.

As at December 31, 2018, the CEO and CFO have evaluated the design and operation of RME’s DC&P and ICFR and 
concluded that they were effective. During the quarter ended December 31, 2018, there were no changes in RME’s ICFR 
that have materially affected, or are reasonably likely to materially affect RME’s ICFR.

It should be noted that a control system, no matter how well conceived or operated, can provide only reasonable, but not 
absolute, assurance that the objectives of the control system will be met and it should not be expected that the disclosure 
and internal controls and procedures will prevent all errors or fraud.

CAUTION REGARDING FORWARD-LOOKING INFORMATION AND STATEMENTS 

This MD&A contains FLS within the meaning of applicable securities legislation which involve known and unknown risks, 
uncertainties and other factors which may cause the actual results, performance or achievements of RME or industry results, 
to be materially different from any future results, events, expectations, performance or achievements expressed or implied 
by such FLS. All statements, other than statements of historical fact, included herein may be FLS. FLS typically contain 
words or phrases such as “may”, “outlook”, “objective”, “intend”, “estimate”, “anticipate”, “should”, “could”, “would”, “will”, 
“expect”, “believe”, “plan”, “predict”  and  other  similar  terminology  suggesting  future  outcomes  or  events.  FLS  involve 
numerous assumptions and should not be read as guarantees of future performance or results. Such statements will not 
necessarily be accurate indications of whether or not such future performance or results will be achieved. Readers of this 
MD&A should not unduly rely on FLS as a number of factors, many of which are beyond the control of RME, could cause 
actual performance or results to differ materially from the performance or results discussed in the FLS. 

In  particular,  FLS  in  this  MD&A  include  but  are  not  limited  to,  the  following:  (i)  disclosure  under  the  heading  “Market 
Fundamentals and Outlook”; (ii) continuing demand for RME’s products and services, and the cyclical nature of agriculture 
equipment demand and any revenue or inventory statements or forecasts attributed thereto; (iii) disclosure under the heading 
“Capital  Allocation  Strategy and  Growth  Plan”, including  discussion  regarding RME’s acquisition  plans,  prospects  and 
activities; (iv) statements regarding RME’s plans to maintain its current dividend, continue to pay down debt and keep RME’s 
balance sheet ready for a potential transaction; (v) statements pertaining to the anticipated crop outlook in Western Canada, 
including the anticipated area seed to field crops, crop yield and quality and the weather conditions associated with crop 
yields; (vi) statements regarding the disparity between the Canadian and U.S. dollars and the impact such disparity may 
have on RME’s business and new equipment pricing in Canada; (vii) any discussion regarding RME’s anticipated inventory 
balance and profile, and a continued availability of brand name products carried by RME; (viii) discussion on the fundamentals 
of RME’s business, including discussions regarding growth in GDP, farmers’ crop receipts and profitability, field crop outlook 

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  27

and the future demand for agriculture equipment and commodities; (ix) statements regarding customer buying patterns, 
including the extent to which we are able to convert new equipment customers to used equipment customers; (x) statements 
regarding the impact of a change in incentive programs from RME’s manufacturer on RME’s reported cost of sales during 
2018;  (xi)  statements  regarding RME’s anticipated  gross  margins;  (xii)  any  statements  or  discussions  regarding RME’s 
inventory management and any expected increases or decreases in RME’s inventory levels, and the timing and delivery 
thereof; (xiii) statements that we believe cash flow from operations, along with existing credit facilities, will provide for our 
capital needs; (xiv) discussion around Operating SG&A expenses, including the seasonal variances and expectations in 
Operating SG&A and RME’s targeted annual Operating SG&A; (xv) discussion that the first quarter is generally the weakest 
financial quarter and that the fourth quarter is generally the strongest quarter financially; (xvi) statements that our installed 
base and customer relationships, create an annuity of equipment sales and product support revenue, which help drive 
dependable earnings and cash flow; (xvii) statements that weather conditions may impact sales activity for any given period; 
(xviii) statements concerning RME’s ongoing compliance with, or potential breaches of, its covenants under its credit facilities, 
including the Syndicated Facially; (xix) statements concerning RME’s expected undiscounted cash flows as at December 
31, 2018; (xx) statements that imply any future earnings, profitability, economic benefit or other financial results resulting 
from any future acquisitions; (xxi) statements implying or discussing future growth or acquisition opportunities in Canada, 
the U.S. or elsewhere; and (xxii) statements regarding any anticipated losses recognized as a result of the unwinding of 
RME’s equity hedge position.

With respect to the FLS listed above and contained in this MD&A, RME has made assumptions regarding, among other 
things: (i) expectations that commodity prices will continue to remain above historical levels; (ii) increasing food demand, 
as well as increasing crop land dedicated to bio-fuel production, will cause producers to improve their productivity, and as 
a result invest in new equipment; (iii) expectations that increases in farmer liquidity would generally correlate to farmers 
making  capital  re-investments in  their  business,  so  as  to increase their  productivity and  lower  their  input  costs,  which 
investments may include RME’s products and services; (iv) inventory levels will fluctuate during a year, both positively and 
negatively, based on timing of equipment deliveries, and volume of whole-good sales involving a unit taken in on trade; (v) 
the general GDP growth and/or relative economic stability in the markets we operate in; (vi) the trend towards larger farms 
in the agriculture sector will continue to benefit further farm equipment sales as larger farm operations tend to replace their 
equipment more frequently; (vii) RME’s cash flow will remain sufficient to, in connection with its credit facilities, adequately 
finance its capital needs; (viii) as stores are consolidated, certain functions can be centralized thereby reducing SG&A costs 
as a result; (ix) the anticipated improvement in ongoing revenue and cash-flow, including parts and service revenue, as our 
installed base increases; (x) expectations that no material change will happen to our OEM relationships; (xi) expectations 
that customers who purchase their equipment from RME will, generally, return to RME for their product support needs; (xii) 
our realigned investment in inventory is consistent with current market demand; and (xiii) RME will remain in compliance 
with all of its debt covenants under the terms of the Syndicated Facility and will be able to renew its Syndicated Facility 
prior to maturity on September 24, 2021. 

RME’s actual results could differ materially from those anticipated in the FLS in this MD&A as a result of the risk factors set 
forth herein under the heading “Risks and Uncertainties” and the risk factors set forth in RME’s AIF. Although the FLS 
contained in this MD&A are based upon what management of RME believes are reasonable assumptions, RME cannot 
assure investors that actual performance or results will be consistent with these FLS. These statements reflect current 
expectations regarding future events and operating performance and are based on information currently available to RME’s 
management. There can be no assurance that the plans, intentions or expectations upon which these FLS are based will 
occur. All FLS in this MD&A are qualified in their entirety by the cautionary statements herein and those set forth in RME’s 
AIF available on SEDAR at www.sedar.com. These FLS and outlook are made as of the date of this document and, except 
as required by applicable law, RME assumes no obligation to update or revise them to reflect new events or circumstances.

Certain measures set forth in this MD&A may be considered to be future-oriented financial information or a financial outlook 
within the meaning of applicable securities legislation. Financial outlook and future-oriented financial information contained 
in this MD&A are based on assumptions about future events based on management's assessment of the relevant information 
currently available. In particular, this MD&A contains RME’s projected revenue growth as at 2023, which is based on, among 
other things: (i) the various assumptions as to RME’s increased revenue sources through 2023 as disclosed in this MD&A 
or in RME’s AIF; (ii) RME's ability to find parties willing to sell their dealership operations at reasonable prices; (iii) RME's 
ability  to  obtain  and/or  maintain  OEM  approval  for  its  acquisitive  growth strategy; (iv)  the  products  RME  sells  (and  by 
implication, the products RME's OEMs manufacture) continue to meet the ever-evolving needs of RME's customer base; 
(v) that demand drivers including, but not limited to, weather, foreign exchange or government regulation will not materially 
impact customer demand; and (vi) that farmer cash receipts and balance sheets remain strong. The future-oriented financial 
information and financial outlook contained in this MD&A is included to provide readers with information regarding RME’s 
current expectations and plans regarding its future operations. Readers are cautioned that any such financial outlook and 
future-oriented financial information contained herein may not be appropriate for other purposes and therefore should not 
be used for purposes other than those for which it is disclosed herein.

Rocky Mountain Dealerships Inc. | Q4 2018 MD&A  28

 
ROCKY MOUNTAIN DEALERSHIPS INC.

CONSOLIDATED FINANCIAL STATEMENTS AND NOTES

For the Years Ended December 31, 2018 & 2017

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